Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Nine Energy Service, Inc.
Report date March 31, 2020 · Filed April 02, 2020
Section 16 reporting ended · disclosed 2020-04-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 38,434 |
Reported balance
After 2020-03-31 transaction · row 1
1 source rowRow 1 · 2020-03-31 · Tax withholding · Disposed 5,570 · Balance 38,434 F1: The Issuer withheld shares of common stock that would have otherwise been issuable to the reporting person to satisfy the Issuer's tax withholding obligations in connection with the accelerated vesting and settlement of the time-based restricted stock awards granted on January 23, 2018 and March 11, 2019. The number of shares of common stock withheld was determined based on the closing price of the Issuer's common stock on March 31, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: The Issuer withheld shares of common stock that would have otherwise been issuable to the reporting person to satisfy the Issuer's tax withholding obligations in connection with the accelerated vesting and settlement of the time-based restricted stock awards granted on January 23, 2018 and March 11, 2019. The number of shares of common stock withheld was determined based on the closing price of the Issuer's common stock on March 31, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 31, 2020 Filed Apr 2, 2020 20:22 UTC | Nine Energy Service, Inc. NINE · Entity 6520 | Tax withholdingCommon Stock | 5,570 | $0.81 | $4,511.70 |
DisclosureSEC source: 0000899243-20-009979 · doc4.xml · nonDerivative · entry 1 Roeder Clinton · CIK 0001727625 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,434 F1 · shares: The Issuer withheld shares of common stock that would have otherwise been issuable to the reporting person to satisfy the Issuer's tax withholding obligations in connection with the accelerated vesting and settlement of the time-based restricted stock awards granted on January 23, 2018 and March 11, 2019. The number of shares of common stock withheld was determined based on the closing price of the Issuer's common stock on March 31, 2020. Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 20:41 UTC | Nine Energy Service, Inc. NINE · Entity 6520 | Tax withholdingCommon Stock | 1,726 | $1.07 | $1,846.82 |
DisclosureSEC source: 0000899243-20-008235 · doc4.xml · nonDerivative · entry 1 Roeder Clinton · CIK 0001727625 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,004 F1 · shares: The Issuer withheld shares of common stock that would have otherwise been issuable to the reporting person to satisfy the Issuer's tax withholding obligations in connection with the vesting and settlement of the time-based restricted stock award granted on March 11, 2019. The number of shares of common stock withheld was determined based on the closing price of the Issuer's common stock on March 11, 2020. Read SEC document |
| January 23, 2020 Filed Jan 24, 2020 21:44 UTC | Nine Energy Service, Inc. NINE · Entity 6520 | Tax withholdingCommon Stock | 2,579 | $5.94 | $15,319.26 |
DisclosureSEC source: 0000899243-20-001981 · doc4.xml · nonDerivative · entry 1 Roeder Clinton · CIK 0001727625 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,730 F1 · shares: Represents shares withheld by the Issuer to satisfy the Issuer's tax withholding obligations in connection with the vesting and settlement of a portion of a restricted stock award granted on January 23, 2019. The number of shares withheld was determined based on the closing price of the Issuer's common stock on January 23, 2020. Read SEC document |
| May 10, 2019 Filed May 13, 2019 22:56 UTC | Nine Energy Service, Inc. NINE · Entity 6520 | SaleCommon Stock | 9,750 | $22.17 | $216,157.50 |
DisclosureSEC source: 0000899243-19-013359 · doc4.xml · nonDerivative · entry 1 Roeder Clinton · CIK 0001727625 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,309 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.96 to $22.25, inclusive. The reporting person undertakes to provide to Nine Energy Service, Inc., any security holder of Nine Energy Service, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 01:39 UTC | Nine Energy Service, Inc. NINE · Entity 6520 | GrantCommon Stock | 21,261 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-007422 · doc4.xml · nonDerivative · entry 1 Roeder Clinton · CIK 0001727625 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,059 F1 · shares: These shares of restricted stock will vest in three equal annual installments on the first three anniversaries of the grant date. Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 23:07 UTC | Nine Energy Service, Inc. NINE · Entity 6520 | Tax withholdingCommon Stock | 2,332 | $23.23 | $54,172.36 |
DisclosureSEC source: 0000899243-19-001966 · doc4.xml · nonDerivative · entry 1 Roeder Clinton · CIK 0001727625 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,798 F1 · kind: Represents shares withheld by the Issuer to satisfy the Issuer's tax withholding obligations in connection with the vesting and settlement of a portion of a restricted stock award granted on January 23, 2018. The number of shares withheld was determined based on the closing price of the Issuer's common stock on January 23, 2019. Read SEC document |
| January 23, 2018 Filed Jan 25, 2018 21:16 UTC | Nine Energy Service, Inc. NINE · Entity 6520 | GrantStock Option (right to buy) · Derivative | 32,103 | $0.00 Strike: $23.00 | $0.00 |
DisclosureSEC source: 0000899243-18-001878 · doc4.xml · derivative · entry 3 Roeder Clinton · CIK 0001727625 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,103 Underlying: Common Stock · 32,103 shares Expires 2028-01-23 F3 · derivative.exercise_date: These stock options will vest and become exercisable in three equal annual installments on the first three anniversaries of the grant date. Read SEC document |
| January 23, 2018 Filed Jan 25, 2018 21:16 UTC | Nine Energy Service, Inc. NINE · Entity 6520 | GrantCommon Stock | 26,087 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-001878 · doc4.xml · nonDerivative · entry 2 Roeder Clinton · CIK 0001727625 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,130 F2 · shares: These shares of restricted stock will vest in three equal annual installments on the first three anniversaries of the grant date. Read SEC document |
| January 23, 2018 Filed Jan 25, 2018 21:16 UTC | Nine Energy Service, Inc. NINE · Entity 6520 | GrantCommon Stock | 13,043 | $23.00 | $299,989.00 |
DisclosureSEC source: 0000899243-18-001878 · doc4.xml · nonDerivative · entry 1 Roeder Clinton · CIK 0001727625 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,043 F1 · kind: Purchased in a private transaction with the Issuer pursuant to the terms of the reporting person's employment agreement and a related subscription agreement, as summarized in the Registration Statement on Form S-1 filed by the Issuer on January 9, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.