Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Nine Energy Service, Inc.NINE · Entity 6520 | 10% owner | January 17, 2023 | April 28, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Nine Energy Service, Inc.
Report date January 17, 2023 · Filed April 28, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy grantor trusts | 2,903,315 |
Reported balance
After 2023-04-25 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2023-04-25 · Sale · Disposed 215,772 · Balance 2,903,315 F1: This price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.06 to $4.28, inclusive. The reporting person undertakes to provide to Nine Energy Services, Inc., any security holder of Nine Energy Services, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. |
| Common StockSEC Table I · non-derivative | IndirectBy grantor trusts | 2,851,249 |
Reported balance
After 2023-04-26 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2023-04-26 · Sale · Disposed 52,066 · Balance 2,851,249 F2: This price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.10 to $4.27, inclusive. The reporting person undertakes to provide to Nine Energy Services, Inc., any security holder of Nine Energy Services, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: This price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.06 to $4.28, inclusive. The reporting person undertakes to provide to Nine Energy Services, Inc., any security holder of Nine Energy Services, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
F2: This price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.10 to $4.27, inclusive. The reporting person undertakes to provide to Nine Energy Services, Inc., any security holder of Nine Energy Services, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 26, 2023 Filed Apr 28, 2023 19:04 UTC | Nine Energy Service, Inc. NINE · Entity 6520 | SaleCommon Stock | 52,066 | $4.13 | $215,235.64 |
DisclosureSEC source: 0000899243-23-011861 · doc4.xml · nonDerivative · entry 2 Frazier Warren Lynn · CIK 0001756577 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By grantor trusts Disclosed balance after: 2,851,249 F2 · price: This price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.10 to $4.27, inclusive. The reporting person undertakes to provide to Nine Energy Services, Inc., any security holder of Nine Energy Services, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| April 25, 2023 Filed Apr 28, 2023 19:04 UTC | Nine Energy Service, Inc. NINE · Entity 6520 | SaleCommon Stock | 215,772 | $4.12 | $888,656.98 |
DisclosureSEC source: 0000899243-23-011861 · doc4.xml · nonDerivative · entry 1 Frazier Warren Lynn · CIK 0001756577 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By grantor trusts Disclosed balance after: 2,903,315 F1 · price: This price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.06 to $4.28, inclusive. The reporting person undertakes to provide to Nine Energy Services, Inc., any security holder of Nine Energy Services, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| March 06, 2023 Filed Mar 7, 2023 21:37 UTC | Nine Energy Service, Inc. NINE · Entity 6520 | SaleCommon Stock | 80,000 | $10.53 | $842,200.00 |
DisclosureSEC source: 0000899243-23-007368 · doc4.xml · nonDerivative · entry 2 Frazier Warren Lynn · CIK 0001756577 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By grantor retained annuity trust Disclosed balance after: 3,119,087 F2 · price: This price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from$10.41 to $10.63, inclusive. The reporting person undertakes to provide to Nine Energy Services, Inc., any security holder of Nine Energy Services, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4 Read SEC document |
| March 02, 2023 Filed Mar 7, 2023 21:37 UTC | Nine Energy Service, Inc. NINE · Entity 6520 | SaleCommon Stock | 150,000 | $10.28 | $1,541,340.00 |
DisclosureSEC source: 0000899243-23-007368 · doc4.xml · nonDerivative · entry 1 Frazier Warren Lynn · CIK 0001756577 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By grantor retained annuity trust Disclosed balance after: 3,199,087 F1 · price: This price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from$10.15 to $10.38, inclusive. The reporting person undertakes to provide to Nine Energy Services, Inc., any security holder of Nine Energy Services, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| January 17, 2023 Filed Jan 20, 2023 00:08 UTC | Nine Energy Service, Inc. NINE · Entity 6520 | SaleCommon Stock | 100,000 | $14.99 | $1,499,220.00 |
DisclosureSEC source: 0000899243-23-002212 · doc4.xml · nonDerivative · entry 1 Frazier Warren Lynn · CIK 0001756577 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By grantor retained annuity trust Disclosed balance after: 3,349,087 F1 · price: This price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from$15.00 to $15.04, inclusive. The reporting person undertakes to provide to Nine Energy Services, Inc., any security holder of Nine Energy Services, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| December 22, 2022 Filed Dec 28, 2022 20:10 UTC | Nine Energy Service, Inc. NINE · Entity 6520 | SaleCommon Stock | 100,000 | $13.10 | $1,310,460.00 |
DisclosureSEC source: 0000899243-22-039450 · doc4.xml · nonDerivative · entry 2 Frazier Warren Lynn · CIK 0001756577 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By grantor retained annuity trust Disclosed balance after: 3,449,087 F2 · price: This price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from$12.89 to $13.33, inclusive. The reporting person undertakes to provide to Nine Energy Services, Inc., any security holder of Nine Energy Services, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| December 22, 2022 Filed Dec 28, 2022 20:10 UTC | Nine Energy Service, Inc. NINE · Entity 6520 | SaleCommon Stock | 200,000 | $11.96 | $2,391,920.00 |
DisclosureSEC source: 0000899243-22-039450 · doc4.xml · nonDerivative · entry 1 Frazier Warren Lynn · CIK 0001756577 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By grantor retained annuity trust Disclosed balance after: 3,549,087 F1 · price: This price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from$11.75 to $12.23, inclusive. The reporting person undertakes to provide to Nine Energy Services, Inc., any security holder of Nine Energy Services, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 21:42 UTC | Nine Energy Service, Inc. NINE · Entity 6520 | SaleCommon Stock | 21,958 | $10.81 | $237,289.13 |
DisclosureSEC source: 0000899243-22-037633 · doc4.xml · nonDerivative · entry 1 Frazier Warren Lynn · CIK 0001756577 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By grantor retained annuity trust Disclosed balance after: 3,749,087 F1 · price: This price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from$10.75 to $10.95, inclusive. The reporting person undertakes to provide to Nine Energy Services, Inc., any security holder of Nine Energy Services, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| November 17, 2022 Filed Nov 18, 2022 00:25 UTC | Nine Energy Service, Inc. NINE · Entity 6520 | SaleCommon Stock | 75,000 | $10.01 | $750,630.00 |
DisclosureSEC source: 0000899243-22-036242 · doc4.xml · nonDerivative · entry 2 Frazier Warren Lynn · CIK 0001756577 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By grantor retained annuity trust Disclosed balance after: 3,771,045 F2 · price: This price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from$9.90 to $10.26, inclusive. The reporting person undertakes to provide to Nine Energy Services, Inc., any security holder of Nine Energy Services, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| November 15, 2022 Filed Nov 18, 2022 00:25 UTC | Nine Energy Service, Inc. NINE · Entity 6520 | SaleCommon Stock | 72,489 | $9.89 | $717,133.68 |
DisclosureSEC source: 0000899243-22-036242 · doc4.xml · nonDerivative · entry 1 Frazier Warren Lynn · CIK 0001756577 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By grantor retained annuity trust Disclosed balance after: 3,846,045 F1 · price: This price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from$9.85 to $10.09, inclusive. The reporting person undertakes to provide to Nine Energy Services, Inc., any security holder of Nine Energy Services, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 20:11 UTC | Nine Energy Service, Inc. NINE · Entity 6520 | SaleCommon Stock | 17,531 | $9.74 | $170,734.41 |
DisclosureSEC source: 0000899243-22-035862 · doc4.xml · nonDerivative · entry 2 Frazier Warren Lynn · CIK 0001756577 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By grantor retained annuity trust Disclosed balance after: 3,918,534 F2 · price: This price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from$9.70 to $9.85, inclusive. The reporting person undertakes to provide to Nine Energy Services, Inc., any security holder of Nine Energy Services, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 20:11 UTC | Nine Energy Service, Inc. NINE · Entity 6520 | SaleCommon Stock | 82,469 | $9.37 | $772,817.00 |
DisclosureSEC source: 0000899243-22-035862 · doc4.xml · nonDerivative · entry 1 Frazier Warren Lynn · CIK 0001756577 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By grantor retained annuity trust Disclosed balance after: 3,936,065 F1 · price: This price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from$9.25 to $9.475, inclusive. The reporting person undertakes to provide to Nine Energy Services, Inc., any security holder of Nine Energy Services, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| November 02, 2022 Filed Nov 8, 2022 22:34 UTC | Nine Energy Service, Inc. NINE · Entity 6520 | SaleCommon Stock | 100,000 | $5.69 | $568,500.00 |
DisclosureSEC source: 0000899243-22-035379 · doc4.xml · nonDerivative · entry 1 Frazier Warren Lynn · CIK 0001756577 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By grantor retained annuity trust Disclosed balance after: 4,018,534 F1 · price: This price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from$5.62 to $5.84, inclusive. The reporting person undertakes to provide to Nine Energy Services, Inc., any Security holder of Nine Energy Services, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| October 28, 2022 Filed Oct 31, 2022 20:39 UTC | Nine Energy Service, Inc. NINE · Entity 6520 | SaleCommon Stock | 27,811 | $5.14 | $142,892.92 |
DisclosureSEC source: 0000899243-22-034549 · doc4.xml · nonDerivative · entry 2 Frazier Warren Lynn · CIK 0001756577 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By grantor retained annuity trust Disclosed balance after: 4,118,534 F2 · price: This price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from$5.00 to $5.335, inclusive. The reporting person undertakes to provide to Nine Energy Services, Inc., any security holder of Nine Energy Services, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| October 27, 2022 Filed Oct 31, 2022 20:39 UTC | Nine Energy Service, Inc. NINE · Entity 6520 | SaleCommon Stock | 72,189 | $5.53 | $399,493.93 |
DisclosureSEC source: 0000899243-22-034549 · doc4.xml · nonDerivative · entry 1 Frazier Warren Lynn · CIK 0001756577 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By grantor retained annuity trust Disclosed balance after: 4,146,345 F1 · price: This price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from$5.25 to $5.84, inclusive. The reporting person undertakes to provide to Nine Energy Services, Inc., any security holder of Nine Energy Services, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| December 29, 2021 Filed Dec 29, 2021 21:41 UTC | Nine Energy Service, Inc. NINE · Entity 6520 | SaleCommon Stock | 175,854 | $0.82 | $144,200.28 |
DisclosureSEC source: 0000899243-21-050034 · doc4.xml · nonDerivative · entry 5 Frazier Warren Lynn · CIK 0001756577 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By grantor retained annuity trust Disclosed balance after: 4,253,534 Read SEC document |
| December 29, 2021 Filed Dec 30, 2021 21:54 UTC | Nine Energy Service, Inc. NINE · Entity 6520 | SaleCommon Stock | 35,000 | $0.85 | $29,750.00 |
DisclosureSEC source: 0000899243-21-050107 · doc4.xml · nonDerivative · entry 1 Frazier Warren Lynn · CIK 0001756577 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By grantor retained annuity trust Disclosed balance after: 4,218,534 Read SEC document |
| December 27, 2021 Filed Dec 29, 2021 21:41 UTC | Nine Energy Service, Inc. NINE · Entity 6520 | SaleCommon Stock | 23,309 | $0.92 | $21,444.28 |
DisclosureSEC source: 0000899243-21-050034 · doc4.xml · nonDerivative · entry 4 Frazier Warren Lynn · CIK 0001756577 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By grantor retained annuity trust Disclosed balance after: 4,429,388 Read SEC document |
| December 23, 2021 Filed Dec 29, 2021 21:41 UTC | Nine Energy Service, Inc. NINE · Entity 6520 | SaleCommon Stock | 115,449 | $0.98 | $113,140.02 |
DisclosureSEC source: 0000899243-21-050034 · doc4.xml · nonDerivative · entry 3 Frazier Warren Lynn · CIK 0001756577 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By grantor retained annuity trust Disclosed balance after: 4,452,697 Read SEC document |
| December 22, 2021 Filed Dec 29, 2021 21:41 UTC | Nine Energy Service, Inc. NINE · Entity 6520 | SaleCommon Stock | 20,368 | $1.01 | $20,571.68 |
DisclosureSEC source: 0000899243-21-050034 · doc4.xml · nonDerivative · entry 2 Frazier Warren Lynn · CIK 0001756577 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By grantor retained annuity trust Disclosed balance after: 4,568,146 Read SEC document |
| December 21, 2021 Filed Dec 29, 2021 21:41 UTC | Nine Energy Service, Inc. NINE · Entity 6520 | SaleCommon Stock | 100,000 | $1.04 | $104,000.00 |
DisclosureSEC source: 0000899243-21-050034 · doc4.xml · nonDerivative · entry 1 Frazier Warren Lynn · CIK 0001756577 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By grantor retained annuity trust Disclosed balance after: 4,588,514 Read SEC document |
| October 12, 2021 Filed Oct 13, 2021 19:19 UTC | Nine Energy Service, Inc. NINE · Entity 6520 | SaleCommon Stock | 7,245 | $2.28 | $16,518.60 |
DisclosureSEC source: 0000899243-21-040074 · doc4.xml · nonDerivative · entry 2 Frazier Warren Lynn · CIK 0001756577 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By grantor retained annuity trust Disclosed balance after: 4,688,514 Read SEC document |
| October 11, 2021 Filed Oct 13, 2021 19:19 UTC | Nine Energy Service, Inc. NINE · Entity 6520 | SaleCommon Stock | 42,755 | $2.30 | $98,336.50 |
DisclosureSEC source: 0000899243-21-040074 · doc4.xml · nonDerivative · entry 1 Frazier Warren Lynn · CIK 0001756577 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By grantor retained annuity trust Disclosed balance after: 4,695,759 F1 · price: This price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from$2.29 to $2.35, inclusive. The reporting person undertakes to provide to Nine Energy Services, Inc., any security holder of Nine Energy Services, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Read SEC document |
| October 25, 2018 Filed Oct 25, 2018 20:39 UTC | Nine Energy Service, Inc. NINE · Entity 6520 | PurchaseCommon Stock | 4,738,514 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-027465 · doc4.xml · nonDerivative · entry 1 Frazier Warren Lynn · CIK 0001756577 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,738,514 F1 · price: Received in as partial consideration for the equity interests in Magnum Oil Tools International, LTD, Magnum Oil Tools GP, LLC and Magnum Oil Tools Canada Ltd. (the "Magnum Entities") in the acquisition of the Magnum Entities by Nine Energy Service Inc. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.