Last 12 months
Inside the activity.
2 purchase rows · 13 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 8 |
| Dec 2025 | 2 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 2 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 09, 2024 Filed May 13, 2024 23:12 UTC Amendment |
BRADSHAW DAVID LDirector
|
GrantCommon Stock | 4,735 | $0.00 | $0.00 |
DisclosureSEC source: 0001084991-24-000039 · primary_doc.xml · nonDerivative · entry 1 BRADSHAW DAVID L · CIK 0001231266 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,991 F1 · shares: This Form 4/A amends Table 1 of the Form 4 filed as of the same date hereof. The initial filing inadvertently reported 9,470 shares acquired in connection with the vesting of restricted stock units. As provided under the RSU award agreement, the reporting person elected to take part cash in connection with the vesting of the RSUs. Thus, the actual number of shares of common stock acquired was 4,735 shares. Read SEC document |
| May 09, 2024 Filed May 13, 2024 18:22 UTC |
Jenvey NigelDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 9,470 | $0.00 | $0.00 |
DisclosureSEC source: 0001084991-24-000036 · primary_doc.xml · derivative · entry 2 Jenvey Nigel · CIK 0001854056 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,470 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Not Applicable. Each RSU represented the right to receive one share of the Issuer's common stock upon vesting. F2 · derivative.exercise_date: Not Applicable. Each RSU represented the right to receive one share of the Issuer's common stock upon vesting. F2 · derivative.expiration_date: Not Applicable. Each RSU represented the right to receive one share of the Issuer's common stock upon vesting. Read SEC document |
| May 09, 2024 Filed May 13, 2024 18:22 UTC |
Jenvey NigelDirector
|
GrantCommon Stock | 9,470 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001084991-24-000036 · primary_doc.xml · nonDerivative · entry 1 Jenvey Nigel · CIK 0001854056 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,973 F1 · price: Not Applicable. The reported shares were acquired in connection with the vesting of a restricted stock unit award. Read SEC document |
| May 09, 2024 Filed May 13, 2024 18:12 UTC |
BRADSHAW DAVID LDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 9,470 | $0.00 | $0.00 |
DisclosureSEC source: 0001084991-24-000035 · primary_doc.xml · derivative · entry 2 BRADSHAW DAVID L · CIK 0001231266 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,470 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Not Applicable. Each RSU represented the right to receive one share of the Issuer's common stock upon vesting. F2 · derivative.exercise_date: Not Applicable. Each RSU represented the right to receive one share of the Issuer's common stock upon vesting. F2 · derivative.expiration_date: Not Applicable. Each RSU represented the right to receive one share of the Issuer's common stock upon vesting. Read SEC document |
| May 01, 2024 Filed May 3, 2024 19:54 UTC |
Hazlett James RChief Technical Officer
|
Tax withholdingCommon Stock | 1,568 | $22.44 | $35,185.92 |
DisclosureSEC source: 0001084991-24-000033 · primary_doc.xml · nonDerivative · entry 1 Hazlett James R · CIK 0001340731 · Chief Technical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 108,844 Read SEC document |
| May 01, 2024 Filed May 8, 2024 18:12 UTC |
Hazlett James RChief Technical Officer
|
Tax withholdingCommon Stock | 2,816 | $22.42 | $63,134.72 |
DisclosureSEC source: 0001084991-24-000034 · primary_doc.xml · nonDerivative · entry 2 Hazlett James R · CIK 0001340731 · Chief Technical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,672 Read SEC document |
| March 18, 2024 Filed May 8, 2024 18:12 UTC |
Hazlett James RChief Technical Officer
|
Tax withholdingCommon Stock | 2,356 | $16.93 | $39,887.08 |
DisclosureSEC source: 0001084991-24-000034 · primary_doc.xml · nonDerivative · entry 1 Hazlett James R · CIK 0001340731 · Chief Technical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 106,488 Read SEC document |
| March 14, 2024 Filed Mar 19, 2024 00:27 UTC |
Hazlett James RChief Technical Officer
|
GrantRestricted Stock Units · Derivative | 21,984 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001084991-24-000009 · primary_doc.xml · derivative · entry 3 Hazlett James R · CIK 0001340731 · Chief Technical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,984 Underlying: Common Stock · 21,984 shares Expires not disclosed F1 · derivative.exercise_price: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment. F2 · derivative.exercise_date: Not Applicable. The acquisition reflects an award of Restricted Stock Units ("RSU") pursuant to the Company's 2019 Equity Incentive Plan. The award vests in equal one-third installments beginning on the first anniversary of the grant date, subject to accelerated vesting under certain circumstances. F2 · derivative.expiration_date: Not Applicable. The acquisition reflects an award of Restricted Stock Units ("RSU") pursuant to the Company's 2019 Equity Incentive Plan. The award vests in equal one-third installments beginning on the first anniversary of the grant date, subject to accelerated vesting under certain circumstances. Read SEC document |
| March 04, 2024 Filed Mar 7, 2024 15:07 UTC |
Tucker Brian LChief Operating Officer
|
GrantRestricted Stock Units · Derivative | 11,293 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001629779-24-000001 · primary_doc.xml · derivative · entry 1 Tucker Brian L · CIK 0001629779 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,293 Underlying: Common Stock · 11,293 shares Expires not disclosed F1 · derivative.exercise_price: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment. F2 · derivative.exercise_date: Not Applicable. The acquisition reflects an award of Restricted Stock Units ("RSU") pursuant to the Company's 2019 Equity Incentive Plan. The award vests in equal one-third installments beginning on the first anniversary of the grant date, subject to accelerated vesting under certain circumstances. F2 · derivative.expiration_date: Not Applicable. The acquisition reflects an award of Restricted Stock Units ("RSU") pursuant to the Company's 2019 Equity Incentive Plan. The award vests in equal one-third installments beginning on the first anniversary of the grant date, subject to accelerated vesting under certain circumstances. Read SEC document |
| January 29, 2024 Filed Feb 1, 2024 02:27 UTC |
Jacobs JustinDirector
|
GrantRestricted Stock Units · Derivative | 31,382 | $0.00 | $0.00 |
DisclosureSEC source: 0001084991-24-000005 · primary_doc.xml · derivative · entry 2 Jacobs Justin · CIK 0001464667 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,382 Underlying: Common Stock · 31,382 shares Expires not disclosed F2 · derivative.exercise_price: Not Applicable. Each RSU represents the right to receive one share of Common Stock upon vesting without payment. F3 · derivative.exercise_date: Not Applicable. The acquisition reflects an award of Restricted Stock Units pursuant the the Company's 2019 Equity Incentive Plan. The award vests in one-third annual increments beginning on January 29, 2025, subject to accelerated vesting under certain circumstances. F3 · derivative.expiration_date: Not Applicable. The acquisition reflects an award of Restricted Stock Units pursuant the the Company's 2019 Equity Incentive Plan. The award vests in one-third annual increments beginning on January 29, 2025, subject to accelerated vesting under certain circumstances. Read SEC document |
| October 26, 2023 Filed Oct 30, 2023 22:33 UTC |
Hodges GeorganneDirector
|
GrantRestricted Stock Units · Derivative | 4,623 | $0.00 | $0.00 |
DisclosureSEC source: 0001084991-23-000112 · primary_doc.xml · derivative · entry 2 Hodges Georganne · CIK 0001613695 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,623 Underlying: Common Stock · 4,623 shares Expires not disclosed F1 · derivative.exercise_price: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment. F2 · derivative.exercise_date: Not Applicable. The acquisition reflects an award of Restricted Stock Units ("RSU") pursuant to the Company's 2019 Equity Incentive Plan. The award vests on the first anniversary of the grant date, subject to accelerated vesting under certain circumstances. F2 · derivative.expiration_date: Not Applicable. The acquisition reflects an award of Restricted Stock Units ("RSU") pursuant to the Company's 2019 Equity Incentive Plan. The award vests on the first anniversary of the grant date, subject to accelerated vesting under certain circumstances. Read SEC document |
| October 09, 2023 Filed Oct 11, 2023 20:03 UTC |
Tucker Brian LPresident & COO
|
GrantRestricted Stock Units · Derivative | 6,361 | $0.00 | $0.00 |
DisclosureSEC source: 0001629779-23-000002 · primary_doc.xml · derivative · entry 2 Tucker Brian L · CIK 0001629779 · President & COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,361 Underlying: Commmon Stock · 6,361 shares Expires not disclosed F1 · derivative.exercise_price: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment. F2 · derivative.exercise_date: Not Applicable. The acquisition reflects an award of Restricted Stock Units ("RSU") pursuant to the Company's 2019 Equity Incentive Plan. The award vests in equal one-third installments beginning on the first anniversary of the grant date, subject to accelerated vesting under certain circumstances. F2 · derivative.expiration_date: Not Applicable. The acquisition reflects an award of Restricted Stock Units ("RSU") pursuant to the Company's 2019 Equity Incentive Plan. The award vests in equal one-third installments beginning on the first anniversary of the grant date, subject to accelerated vesting under certain circumstances. Read SEC document |
| July 21, 2023 Filed Jul 25, 2023 23:11 UTC |
Jacobs JustinDirector
|
OtherPut Option (obligation to buy) · Derivative | 91 | $0.00 Strike: $15.00 | $0.00 |
DisclosureSEC source: 0001209191-23-043349 · doc4.xml · derivative · entry 3 Jacobs Justin · CIK 0001464667 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 9,100 shares Expires 2023-07-21 F1 · ownership.nature: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). The Reporting Person is a management committee director of Mill Road Capital III GP LLC (the "GP"), which is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, if any. Read SEC document |
| July 21, 2023 Filed Jul 25, 2023 23:11 UTC |
Jacobs JustinDirector
|
OtherCommon Stock | 9,100 | $15.00 | $136,500.00 |
DisclosureSEC source: 0001209191-23-043349 · doc4.xml · nonDerivative · entry 1 Jacobs Justin · CIK 0001464667 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 921,508 F1 · ownership.nature: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). The Reporting Person is a management committee director of Mill Road Capital III GP LLC (the "GP"), which is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, if any. Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 22:20 UTC |
Taylor Stephen CharlesDirector · Interim CEO & President
|
Tax withholdingCommon Stock | 42,240 | $9.90 | $418,176.00 |
DisclosureSEC source: 0001084991-23-000086 · primary_doc.xml · nonDerivative · entry 2 Taylor Stephen Charles · CIK 0001316004 · Director · Interim CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 550,132 Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 22:20 UTC |
Taylor Stephen CharlesDirector · Interim CEO & President
|
GrantCommon Stock | 10,101 | $9.90 | $99,999.90 |
DisclosureSEC source: 0001084991-23-000086 · primary_doc.xml · nonDerivative · entry 1 Taylor Stephen Charles · CIK 0001316004 · Director · Interim CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 592,372 Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 23:07 UTC |
Taylor Stephen CharlesDirector · Interim CEO & President
|
GrantRestricted Stock Units · Derivative | 10,101 | $0.00 | $0.00 |
DisclosureSEC source: 0001084991-23-000087 · primary_doc.xml · derivative · entry 3 Taylor Stephen Charles · CIK 0001316004 · Director · Interim CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,101 Underlying: Common Stock · 10,101 shares Expires not disclosed F1 · derivative.exercise_price: Not applicable. Each RSU represents the right to receive one share of the Issuer's common stock upon vesting one year from the date of grant. F1 · derivative.exercise_date: Not applicable. Each RSU represents the right to receive one share of the Issuer's common stock upon vesting one year from the date of grant. F1 · derivative.expiration_date: Not applicable. Each RSU represents the right to receive one share of the Issuer's common stock upon vesting one year from the date of grant. Read SEC document |
| May 09, 2023 Filed May 11, 2023 22:51 UTC |
Jacobs JustinDirector
|
OtherCommon Stock | 9,470 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-028851 · doc4.xml · nonDerivative · entry 2 Jacobs Justin · CIK 0001464667 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,470 F2 · kind: Represents the Reporting Person's acquisition of an indirect pecuniary interest in restricted stock units ("RSUs") granted by the issuer to the Reporting Person in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management, LLC, an affiliate of the Reporting Person that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, the Reporting Person has no direct pecuniary interest in such shares. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, if any. Read SEC document |
| May 09, 2023 Filed May 11, 2023 20:23 UTC |
TRINGALI DONALD JDirector
|
GrantRestricted Stock Unit · Derivative | 9,470 | $0.00 | $0.00 |
DisclosureSEC source: 0001084991-23-000052 · primary_doc.xml · derivative · entry 1 TRINGALI DONALD J · CIK 0001199696 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,470 Underlying: Common Stock · 9,470 shares Expires not disclosed F1 · derivative.exercise_price: Not applicable. Each RSU represents the right to receive one share of the Issuer's common stock upon vesting. F1 · derivative.exercise_date: Not applicable. Each RSU represents the right to receive one share of the Issuer's common stock upon vesting. F1 · derivative.expiration_date: Not applicable. Each RSU represents the right to receive one share of the Issuer's common stock upon vesting. Read SEC document |
| May 09, 2023 Filed May 11, 2023 20:18 UTC |
Jenvey NigelDirector
|
GrantRestricted Stock Unit · Derivative | 9,470 | $0.00 | $0.00 |
DisclosureSEC source: 0001084991-23-000051 · primary_doc.xml · derivative · entry 2 Jenvey Nigel · CIK 0001854056 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,470 Underlying: Common Stock · 9,470 shares Expires not disclosed F1 · derivative.exercise_price: Not applicable. Each RSU represents the right to receive one share of the Issuer's common stock upon vesting. F1 · derivative.exercise_date: Not applicable. Each RSU represents the right to receive one share of the Issuer's common stock upon vesting. F1 · derivative.expiration_date: Not applicable. Each RSU represents the right to receive one share of the Issuer's common stock upon vesting. Read SEC document |
| May 09, 2023 Filed May 11, 2023 20:06 UTC |
BRADSHAW DAVID LDirector
|
GrantRestricted Stock Unit · Derivative | 9,470 | $0.00 | $0.00 |
DisclosureSEC source: 0001084991-23-000050 · primary_doc.xml · derivative · entry 2 BRADSHAW DAVID L · CIK 0001231266 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,470 Underlying: Common Stock · 9,470 shares Expires not disclosed F1 · derivative.exercise_price: Not applicable. Each RSU represents the right to receive one share of the Issuer's common stock upon vesting. F1 · derivative.exercise_date: Not applicable. Each RSU represents the right to receive one share of the Issuer's common stock upon vesting. F1 · derivative.expiration_date: Not applicable. Each RSU represents the right to receive one share of the Issuer's common stock upon vesting. Read SEC document |
| April 28, 2023 Filed May 2, 2023 17:17 UTC |
Taylor Stephen CharlesDirector · Interim CEO & President
|
Tax withholdingCommon Stock | 11,158 | $10.30 | $114,927.40 |
DisclosureSEC source: 0001084991-23-000045 · primary_doc.xml · nonDerivative · entry 1 Taylor Stephen Charles · CIK 0001316004 · Director · Interim CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 605,405 Read SEC document |
| April 28, 2023 Filed May 2, 2023 17:11 UTC |
Hazlett James RChief Technical Officer
|
Tax withholdingCommon Stock | 1,012 | $10.30 | $10,423.60 |
DisclosureSEC source: 0001084991-23-000044 · primary_doc.xml · nonDerivative · entry 1 Hazlett James R · CIK 0001340731 · Chief Technical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,412 Read SEC document |
| April 28, 2023 Filed May 3, 2023 20:26 UTC Amendment |
Taylor Stephen CharlesDirector · Interim CEO & President
|
Exercise / conversionRestricted Stock Units · Derivative | 3,138 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001084991-23-000049 · primary_doc.xml · derivative · entry 3 Taylor Stephen Charles · CIK 0001316004 · Director · Interim CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,138 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment. F2 · derivative.exercise_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment. F2 · derivative.expiration_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment. Read SEC document |
| April 28, 2023 Filed May 3, 2023 20:26 UTC Amendment |
Taylor Stephen CharlesDirector · Interim CEO & President
|
GrantCommon Stock | 3,138 | $0.00 | $0.00 |
DisclosureSEC source: 0001084991-23-000049 · primary_doc.xml · nonDerivative · entry 2 Taylor Stephen Charles · CIK 0001316004 · Director · Interim CEO & President 10b5-1 filing: No plan indicated Ownership: Indirect · Rabbi Trust Disclosed balance after: 133,701 F1 · price: The shares were issued in connection with the vesting of Restricted Stock Units on a one-for-one basis and are held in a Rabbi Trust under the Company's Non-Qualified Deferred Compensation Plan. Read SEC document |
| April 28, 2023 Filed May 3, 2023 20:26 UTC Amendment |
Taylor Stephen CharlesDirector · Interim CEO & President
|
Tax withholdingCommon Stock | 11,158 | $10.30 | $114,927.40 |
DisclosureSEC source: 0001084991-23-000049 · primary_doc.xml · nonDerivative · entry 1 Taylor Stephen Charles · CIK 0001316004 · Director · Interim CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 605,405 Read SEC document |
| April 25, 2023 Filed Apr 27, 2023 20:34 UTC |
Taylor Stephen CharlesDirector · Interim CEO & President
|
GrantCommon Stock | 58,790 | $10.41 | $612,003.90 |
DisclosureSEC source: 0001084991-23-000035 · primary_doc.xml · nonDerivative · entry 1 Taylor Stephen Charles · CIK 0001316004 · Director · Interim CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 616,563 F1 · shares: The acquisition reflects an award of Stock pursuant to the Company's 2019 Equity Incentive Plan, as amended, in connection with the Retirement Agreement effective May 17, 2022 between the Company and the reporting person. Read SEC document |
| April 25, 2023 Filed Apr 27, 2023 20:14 UTC |
Hazlett James RChief Technical Officer
|
Tax withholdingCommon Stock | 1,308 | $10.41 | $13,616.28 |
DisclosureSEC source: 0001084991-23-000034 · primary_doc.xml · nonDerivative · entry 2 Hazlett James R · CIK 0001340731 · Chief Technical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,424 Read SEC document |
| April 25, 2023 Filed Apr 27, 2023 20:14 UTC |
Hazlett James RChief Technical Officer
|
GrantCommon Stock | 27,840 | $10.41 | $289,814.40 |
DisclosureSEC source: 0001084991-23-000034 · primary_doc.xml · nonDerivative · entry 1 Hazlett James R · CIK 0001340731 · Chief Technical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 112,732 F1 · shares: The acquisition reflects an award of Restricted Stock pursuant to the Company's 2019 Equity Incentive Plan, as amended. The award vests in one-third annual increments beginning on April 25, 2024, subject to accelerated vesting under certain circumstances. Read SEC document |
| April 25, 2023 Filed May 15, 2023 21:48 UTC Amendment |
Taylor Stephen CharlesDirector · Interim CEO & President
|
Tax withholdingCommon Stock | 23,134 | $10.41 | $240,824.94 |
DisclosureSEC source: 0001084991-23-000061 · primary_doc.xml · nonDerivative · entry 1 Taylor Stephen Charles · CIK 0001316004 · Director · Interim CEO & President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 582,271 F1 · shares: This amended Form 4 is being filed to report shares withheld for payment of the tax liability incurred in connection with the issuance of the shares reported in the initial Form 4 filed on April 27, 2023. Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 20:50 UTC |
Taylor Stephen CharlesDirector · Interim CEO
|
Tax withholdingCommon Stock | 14,325 | $9.49 | $135,944.25 |
DisclosureSEC source: 0001084991-23-000023 · primary_doc.xml · nonDerivative · entry 1 Taylor Stephen Charles · CIK 0001316004 · Director · Interim CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 557,773 Read SEC document |
| March 20, 2023 Filed Mar 22, 2023 21:26 UTC |
Hazlett James RChief Technical Officer
|
Tax withholdingCommon Stock | 2,657 | $9.49 | $25,214.93 |
DisclosureSEC source: 0001084991-23-000024 · primary_doc.xml · nonDerivative · entry 1 Hazlett James R · CIK 0001340731 · Chief Technical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,892 Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 21:27 UTC |
Foster Micah C.VP and Chief Financial Officer
|
Tax withholdingCommon Stock | 2,156 | $10.61 | $22,875.16 |
DisclosureSEC source: 0001084991-23-000016 · wf-form4_167718762644864.xml · nonDerivative · entry 1 Foster Micah C. · CIK 0001544888 · VP and Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,880 Read SEC document |
| December 29, 2022 Filed Jan 3, 2023 21:18 UTC |
CHISHOLM JOHNFormer Director
|
GrantStock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $17.00 | $0.00 |
DisclosureSEC source: 0001084991-23-000002 · wf-form4_167278067957420.xml · derivative · entry 2 CHISHOLM JOHN · CIK 0001173236 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2032-12-29 F1 · shares: Issued in conjunction with a Severance and Release Agreement between Natural Gas Services Group, Inc. and John W. Chisholm dated December 21, 2022. Read SEC document |
| December 29, 2022 Filed Jan 3, 2023 21:18 UTC |
CHISHOLM JOHNFormer Director
|
GrantCommon Stock | 16,935 | $0.00 | $0.00 |
DisclosureSEC source: 0001084991-23-000002 · wf-form4_167278067957420.xml · nonDerivative · entry 1 CHISHOLM JOHN · CIK 0001173236 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,147 F1 · shares: Issued in conjunction with a Severance and Release Agreement between Natural Gas Services Group, Inc. and John W. Chisholm dated December 21, 2022. Read SEC document |
| December 01, 2022 Filed Dec 8, 2022 22:23 UTC |
Beyer Leslie AnnDirector
|
SaleCommon Stock | 3,000 | $11.05 | $33,150.00 |
DisclosureSEC source: 0001084991-22-000123 · wf-form4_167053821028206.xml · nonDerivative · entry 1 Beyer Leslie Ann · CIK 0001815528 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,148 Read SEC document |
| August 15, 2022 Filed Aug 16, 2022 21:30 UTC |
Foster Micah C.VP and Chief Financial Officer
|
GrantCommon Stock | 16,537 | $0.00 | $0.00 |
DisclosureSEC source: 0001084991-22-000108 · wf-form4_166068542979470.xml · nonDerivative · entry 1 Foster Micah C. · CIK 0001544888 · VP and Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,036 F1 · shares: The acquisition reflects an award of Restricted Stock pursuant to the Company's 2019 Equity Incentive Plan, as amended. The award vests in one-third annual increments beginning on April 25, 2023, subject to accelerated vesting under certain circumstances. Read SEC document |
| August 15, 2022 Filed Aug 16, 2022 21:29 UTC |
Hazlett James RVP - Technical Services
|
GrantCommon Stock | 15,503 | $0.00 | $0.00 |
DisclosureSEC source: 0001084991-22-000106 · wf-form4_166068532674268.xml · nonDerivative · entry 1 Hazlett James R · CIK 0001340731 · VP - Technical Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,549 F1 · shares: The acquisition reflects an award of Restricted Stock pursuant to the Company's 2019 Equity Incentive Plan, as amended. The award vests in one-third annual increments beginning on April 25, 2023, subject to accelerated vesting under certain circumstances. Read SEC document |
| August 15, 2022 Filed Aug 16, 2022 21:27 UTC |
Taylor Stephen CharlesDirector · Chairman
|
GrantCommon Stock | 60,839 | $0.00 | $0.00 |
DisclosureSEC source: 0001084991-22-000104 · wf-form4_166068522104650.xml · nonDerivative · entry 1 Taylor Stephen Charles · CIK 0001316004 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 572,098 F1 · shares: The acquisition reflects an award of Restricted Stock, pursuant to the Company's 2019 Equity Incentive Plan, as amended. The award vests fully on June 30, 2023, subject to accelerated vesting under certain circumstances. Read SEC document |
| June 17, 2022 Filed Jun 21, 2022 20:47 UTC |
Foster Micah C.Chief Financial Officer
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Tax withholdingCommon Stock | 501 | $12.83 | $6,427.83 |
DisclosureSEC source: 0001084991-22-000082 · wf-form4_165584441271294.xml · nonDerivative · entry 1 Foster Micah C. · CIK 0001544888 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,499 Read SEC document |
| June 09, 2022 Filed Jun 13, 2022 20:59 UTC |
CHISHOLM JOHNDirector · President and CEO (Interim)
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GrantStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $17.00 | $0.00 |
DisclosureSEC source: 0001084991-22-000071 · wf-form4_165515393981549.xml · derivative · entry 5 CHISHOLM JOHN · CIK 0001173236 · Director · President and CEO (Interim) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2025-06-09 F1 · security: Represents stock grants pursuant to the Company's 1998 Stock Option Plan, as amended. Read SEC document |
| June 09, 2022 Filed Jun 13, 2022 20:59 UTC |
CHISHOLM JOHNDirector · President and CEO (Interim)
|
GrantStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $16.50 | $0.00 |
DisclosureSEC source: 0001084991-22-000071 · wf-form4_165515393981549.xml · derivative · entry 4 CHISHOLM JOHN · CIK 0001173236 · Director · President and CEO (Interim) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2024-12-09 F1 · security: Represents stock grants pursuant to the Company's 1998 Stock Option Plan, as amended. Read SEC document |
| June 09, 2022 Filed Jun 13, 2022 20:59 UTC |
CHISHOLM JOHNDirector · President and CEO (Interim)
|
GrantStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001084991-22-000071 · wf-form4_165515393981549.xml · derivative · entry 3 CHISHOLM JOHN · CIK 0001173236 · Director · President and CEO (Interim) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2024-06-09 F1 · security: Represents stock grants pursuant to the Company's 1998 Stock Option Plan, as amended. Read SEC document |
| June 09, 2022 Filed Jun 13, 2022 20:59 UTC |
CHISHOLM JOHNDirector · President and CEO (Interim)
|
GrantStock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $15.00 | $0.00 |
DisclosureSEC source: 0001084991-22-000071 · wf-form4_165515393981549.xml · derivative · entry 2 CHISHOLM JOHN · CIK 0001173236 · Director · President and CEO (Interim) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2023-12-09 F1 · security: Represents stock grants pursuant to the Company's 1998 Stock Option Plan, as amended. Read SEC document |
| June 07, 2022 Filed Jun 8, 2022 21:16 UTC |
Hazlett James RVP - Technical Services
|
SaleCommon Stock | 972 | $15.00 | $14,580.00 |
DisclosureSEC source: 0001084991-22-000065 · wf-form4_165472298822067.xml · nonDerivative · entry 1 Hazlett James R · CIK 0001340731 · VP - Technical Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,046 F1 · price: Shares were sold pursuant to a Rule 10b5-1 plan. Read SEC document |
| June 07, 2022 Filed Jun 8, 2022 21:17 UTC |
Taylor Stephen CharlesDirector · Chief Executive Officer
|
SaleCommon Stock | 3,918 | $15.00 | $58,770.00 |
DisclosureSEC source: 0001084991-22-000066 · wf-form4_165472305146365.xml · nonDerivative · entry 1 Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 511,259 F1 · price: Shares were sold pursuant to a Rule 10b5-1 plan. Read SEC document |
| May 31, 2022 Filed Jun 1, 2022 20:41 UTC |
Hazlett James RVP - Technical Services
|
SaleCommon Stock | 2,405 | $14.01 | $33,694.05 |
DisclosureSEC source: 0001084991-22-000058 · wf-form4_165411608101543.xml · nonDerivative · entry 2 Hazlett James R · CIK 0001340731 · VP - Technical Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,018 F1 · price: Shares were sold pursuant to a Rule 10b5-1 plan. Read SEC document |
| May 27, 2022 Filed Jun 1, 2022 20:41 UTC |
Hazlett James RVP - Technical Services
|
SaleCommon Stock | 595 | $14.05 | $8,359.75 |
DisclosureSEC source: 0001084991-22-000058 · wf-form4_165411608101543.xml · nonDerivative · entry 1 Hazlett James R · CIK 0001340731 · VP - Technical Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,423 F1 · price: Shares were sold pursuant to a Rule 10b5-1 plan. Read SEC document |
| April 28, 2022 Filed May 2, 2022 20:14 UTC |
Hazlett James RVP - Technical Services
|
Tax withholdingCommon Stock | 1,012 | $12.32 | $12,467.84 |
DisclosureSEC source: 0001084991-22-000041 · wf-form4_165152247361410.xml · nonDerivative · entry 1 Hazlett James R · CIK 0001340731 · VP - Technical Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,018 Read SEC document |
| April 28, 2022 Filed May 2, 2022 20:12 UTC |
Taylor Stephen CharlesDirector · Chief Executive Officer
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Exercise / conversionRestricted Stock Units · Derivative | 3,137 | $0.00 | $0.00 |
DisclosureSEC source: 0001084991-22-000040 · wf-form4_165152233515753.xml · derivative · entry 3 Taylor Stephen Charles · CIK 0001316004 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,138 Underlying: Common Stock · 3,137 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment. F2 · date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment. F2 · derivative.exercise_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment. F2 · derivative.expiration_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.