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Tucker Brian L

Disclosed activity across 2 companies

Tapewire entity
73713
SEC CIK
0001629779

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
NATURAL GAS SERVICES GROUP INCNGS · Entity 1461President & COONovember 03, 2025November 03, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NATURAL GAS SERVICES GROUP INC

Report date November 03, 2025 · Filed November 03, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect14,033 Ending reported balance After 2025-11-03 transaction · row 6
6 source rows · reconciled sequence

Row 1 · 2025-11-03 · Grant · Acquired 128 · Balance 5,327

F1: Not applicable. Represents shares acquired in connection with the vesting of a Restricted Stock Unit ("RSU") award.

Row 2 · 2025-11-03 · Grant · Acquired 2,486 · Balance 7,813

F1: Not applicable. Represents shares acquired in connection with the vesting of a Restricted Stock Unit ("RSU") award.

Row 3 · 2025-11-03 · Grant · Acquired 1,909 · Balance 9,722

F1: Not applicable. Represents shares acquired in connection with the vesting of a Restricted Stock Unit ("RSU") award.

Row 4 · 2025-11-03 · Grant · Acquired 6,250 · Balance 15,972

F2: Not applicable. Represents shares acquired in connection with the vesting of A Performance Share Award ("PSU").

Row 5 · 2025-11-03 · Grant · Acquired 1,910 · Balance 17,882

F2: Not applicable. Represents shares acquired in connection with the vesting of A Performance Share Award ("PSU").

Row 6 · 2025-11-03 · Tax withholding · Disposed 3,849 · Balance 14,033

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-11-03 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2025-11-03 · Exercise / conversion · Acquired 128 · Balance 0

F3: Not applicable. Each RSU and/or PSU represents the right to receive one share of the Company's common stock upon vesting without payment.

F4: A total of 1,992 RSUs from the 2023 RSU Grant were forfeited in connection with the reporting person's retirement.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-11-03 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2025-11-03 · Exercise / conversion · Acquired 2,486 · Balance 0

F3: Not applicable. Each RSU and/or PSU represents the right to receive one share of the Company's common stock upon vesting without payment.

F5: A total of 5,043 RSUs from the 2024 RSU Grant were forfeited in connection with the reporting person's retirement.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-11-03 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2025-11-03 · Exercise / conversion · Acquired 1,909 · Balance 0

F3: Not applicable. Each RSU and/or PSU represents the right to receive one share of the Company's common stock upon vesting without payment.

F6: A total of 7,105 RSUs from the 2025 RSU Grant were forfeited in connection with the reporting person's retirement.

Filing footnotes · ownership attribution and instrument terms

F1: Not applicable. Represents shares acquired in connection with the vesting of a Restricted Stock Unit ("RSU") award.

F2: Not applicable. Represents shares acquired in connection with the vesting of A Performance Share Award ("PSU").

F3: Not applicable. Each RSU and/or PSU represents the right to receive one share of the Company's common stock upon vesting without payment.

F4: A total of 1,992 RSUs from the 2023 RSU Grant were forfeited in connection with the reporting person's retirement.

F5: A total of 5,043 RSUs from the 2024 RSU Grant were forfeited in connection with the reporting person's retirement.

F6: A total of 7,105 RSUs from the 2025 RSU Grant were forfeited in connection with the reporting person's retirement.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

PIONEER ENERGY SERVICES LLC

Report date October 01, 2021 · Filed October 04, 2021

Section 16 reporting ended · disclosed 2021-10-04. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2021-10-01 transaction · row 1
1 source row

Row 1 · 2021-10-01 · Disposition to issuer · Disposed 90,446 · Balance 0

F1: Represents 590 shares of common stock that were converted into 1,102 shares of Patterson-UTI Energy, Inc. ("Patterson-UTI") common stock and 89,856 shares of restricted stock that were converted into 167,958 shares of Patterson-UTI restricted stock, which vested and settled after the closing of the transactions contemplated by that certain agreement and plan of merger by and between Pioneer Energy Services Corp., Patterson-UTI, Crescent Merger Sub Inc. and Crescent Ranch Second Merger Sub LLC.

Filing footnotes · ownership attribution and instrument terms

F1: Represents 590 shares of common stock that were converted into 1,102 shares of Patterson-UTI Energy, Inc. ("Patterson-UTI") common stock and 89,856 shares of restricted stock that were converted into 167,958 shares of Patterson-UTI restricted stock, which vested and settled after the closing of the transactions contemplated by that certain agreement and plan of merger by and between Pioneer Energy Services Corp., Patterson-UTI, Crescent Merger Sub Inc. and Crescent Ranch Second Merger Sub LLC.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 03, 2025 Filed Nov 3, 2025 22:07 UTC NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 Exercise / conversionRestricted Stock Units · Derivative 1,909 $0.00 $0.00
Disclosure

SEC source: 0001629779-25-000002 · primary_doc.xml · derivative · entry 9

Tucker Brian L · CIK 0001629779 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,909 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Not applicable. Each RSU and/or PSU represents the right to receive one share of the Company's common stock upon vesting without payment.

F3 · derivative.exercise_date: Not applicable. Each RSU and/or PSU represents the right to receive one share of the Company's common stock upon vesting without payment.

F3 · derivative.expiration_date: Not applicable. Each RSU and/or PSU represents the right to receive one share of the Company's common stock upon vesting without payment.

F6 · balance_after: A total of 7,105 RSUs from the 2025 RSU Grant were forfeited in connection with the reporting person's retirement.

Read SEC document
November 03, 2025 Filed Nov 3, 2025 22:07 UTC NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 Exercise / conversionRestricted Stock Units · Derivative 2,486 $0.00 $0.00
Disclosure

SEC source: 0001629779-25-000002 · primary_doc.xml · derivative · entry 8

Tucker Brian L · CIK 0001629779 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,486 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Not applicable. Each RSU and/or PSU represents the right to receive one share of the Company's common stock upon vesting without payment.

F3 · derivative.exercise_date: Not applicable. Each RSU and/or PSU represents the right to receive one share of the Company's common stock upon vesting without payment.

F3 · derivative.expiration_date: Not applicable. Each RSU and/or PSU represents the right to receive one share of the Company's common stock upon vesting without payment.

F5 · balance_after: A total of 5,043 RSUs from the 2024 RSU Grant were forfeited in connection with the reporting person's retirement.

Read SEC document
November 03, 2025 Filed Nov 3, 2025 22:07 UTC NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 Exercise / conversionRestricted Stock Units · Derivative 128 $0.00 $0.00
Disclosure

SEC source: 0001629779-25-000002 · primary_doc.xml · derivative · entry 7

Tucker Brian L · CIK 0001629779 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 128 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Not applicable. Each RSU and/or PSU represents the right to receive one share of the Company's common stock upon vesting without payment.

F3 · derivative.exercise_date: Not applicable. Each RSU and/or PSU represents the right to receive one share of the Company's common stock upon vesting without payment.

F3 · derivative.expiration_date: Not applicable. Each RSU and/or PSU represents the right to receive one share of the Company's common stock upon vesting without payment.

F4 · balance_after: A total of 1,992 RSUs from the 2023 RSU Grant were forfeited in connection with the reporting person's retirement.

Read SEC document
November 03, 2025 Filed Nov 3, 2025 22:07 UTC NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 Tax withholdingCommon Stock 3,849 $27.84 $107,156.16
Disclosure

SEC source: 0001629779-25-000002 · primary_doc.xml · nonDerivative · entry 6

Tucker Brian L · CIK 0001629779 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,033

Read SEC document
November 03, 2025 Filed Nov 3, 2025 22:07 UTC NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 GrantCommon Stock 1,910 Not disclosed Not disclosed
Disclosure

SEC source: 0001629779-25-000002 · primary_doc.xml · nonDerivative · entry 5

Tucker Brian L · CIK 0001629779 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,882

F2 · price: Not applicable. Represents shares acquired in connection with the vesting of A Performance Share Award ("PSU").

Read SEC document
November 03, 2025 Filed Nov 3, 2025 22:07 UTC NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 GrantCommon Stock 6,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001629779-25-000002 · primary_doc.xml · nonDerivative · entry 4

Tucker Brian L · CIK 0001629779 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,972

F2 · price: Not applicable. Represents shares acquired in connection with the vesting of A Performance Share Award ("PSU").

Read SEC document
November 03, 2025 Filed Nov 3, 2025 22:07 UTC NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 GrantCommon Stock 1,909 Not disclosed Not disclosed
Disclosure

SEC source: 0001629779-25-000002 · primary_doc.xml · nonDerivative · entry 3

Tucker Brian L · CIK 0001629779 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,722

F1 · price: Not applicable. Represents shares acquired in connection with the vesting of a Restricted Stock Unit ("RSU") award.

Read SEC document
November 03, 2025 Filed Nov 3, 2025 22:07 UTC NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 GrantCommon Stock 2,486 Not disclosed Not disclosed
Disclosure

SEC source: 0001629779-25-000002 · primary_doc.xml · nonDerivative · entry 2

Tucker Brian L · CIK 0001629779 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,813

F1 · price: Not applicable. Represents shares acquired in connection with the vesting of a Restricted Stock Unit ("RSU") award.

Read SEC document
November 03, 2025 Filed Nov 3, 2025 22:07 UTC NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 GrantCommon Stock 128 Not disclosed Not disclosed
Disclosure

SEC source: 0001629779-25-000002 · primary_doc.xml · nonDerivative · entry 1

Tucker Brian L · CIK 0001629779 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,327

F1 · price: Not applicable. Represents shares acquired in connection with the vesting of a Restricted Stock Unit ("RSU") award.

Read SEC document
October 09, 2025 Filed Oct 10, 2025 14:24 UTC NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 Exercise / conversionRestricted Stock Units · Derivative 2,121 $0.00 $0.00
Disclosure

SEC source: 0001084991-25-000135 · primary_doc.xml · derivative · entry 3

Tucker Brian L · CIK 0001629779 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,120

Underlying: Common Stock · 2,121 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not applicable. Each RSU represents the right to receive one share of the Company's common stock upon vesting without payment.

F2 · derivative.exercise_date: Not applicable. Each RSU represents the right to receive one share of the Company's common stock upon vesting without payment.

F2 · derivative.expiration_date: Not applicable. Each RSU represents the right to receive one share of the Company's common stock upon vesting without payment.

Read SEC document
October 09, 2025 Filed Oct 10, 2025 14:24 UTC NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 Tax withholdingCommon Stock 644 $27.10 $17,452.40
Disclosure

SEC source: 0001084991-25-000135 · primary_doc.xml · nonDerivative · entry 2

Tucker Brian L · CIK 0001629779 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,199

Read SEC document
October 09, 2025 Filed Oct 10, 2025 14:24 UTC NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 GrantCommon Stock 2,121 Not disclosed Not disclosed
Disclosure

SEC source: 0001084991-25-000135 · primary_doc.xml · nonDerivative · entry 1

Tucker Brian L · CIK 0001629779 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,843

F1 · price: Not applicable. Represents shares acquired in connection with the vesting of a Restricted Stock Unit ("RSU") award.

Read SEC document
April 22, 2025 Filed Apr 24, 2025 18:33 UTC NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 Exercise / conversionRestricted Stock Units · Derivative 3,764 $0.00 $0.00
Disclosure

SEC source: 0001084991-25-000045 · primary_doc.xml · derivative · entry 3

Tucker Brian L · CIK 0001629779 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,529

Underlying: Common Stock · 3,764 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.exercise_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.expiration_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

Read SEC document
April 22, 2025 Filed Apr 24, 2025 18:33 UTC NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 Tax withholdingCommon Stock 1,519 $22.88 $34,754.72
Disclosure

SEC source: 0001084991-25-000045 · primary_doc.xml · nonDerivative · entry 2

Tucker Brian L · CIK 0001629779 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,722

Read SEC document
April 22, 2025 Filed Apr 24, 2025 18:33 UTC NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 GrantCommon Stock 3,764 Not disclosed Not disclosed
Disclosure

SEC source: 0001084991-25-000045 · primary_doc.xml · nonDerivative · entry 1

Tucker Brian L · CIK 0001629779 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,241

F1 · price: Not Applicable. Represents shares acquired in connection with vesting of a Restricted Stock Unit.

Read SEC document
March 13, 2025 Filed Mar 17, 2025 18:56 UTC NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 GrantRestricted Stock Units · Derivative 9,014 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001084991-25-000022 · primary_doc.xml · derivative · entry 2

Tucker Brian L · CIK 0001629779 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,014

Underlying: Common Stock · 9,014 shares

Expires not disclosed

F1 · derivative.exercise_price: Not Applicable. Each RSU represents the right to receive one share of Common Stock upon vesting without payment.

F2 · derivative.exercise_date: Not Applicable. The acquisition reflects an award of Restricted Stock Units pursuant to the Company's 2019 Equity Incentive Plan. The award vests in one-third annual increments beginning on March 13, 2026, assuming continuous service by the Reporting Person during each vesting increment, subject to accelerated vesting under certain circumstances.

F2 · derivative.expiration_date: Not Applicable. The acquisition reflects an award of Restricted Stock Units pursuant to the Company's 2019 Equity Incentive Plan. The award vests in one-third annual increments beginning on March 13, 2026, assuming continuous service by the Reporting Person during each vesting increment, subject to accelerated vesting under certain circumstances.

Read SEC document
October 21, 2024 Filed Oct 22, 2024 17:57 UTC NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 Exercise / conversionRestricted Stock Units · Derivative 2,120 $0.00 $0.00
Disclosure

SEC source: 0001084991-24-000099 · primary_doc.xml · derivative · entry 3

Tucker Brian L · CIK 0001629779 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,241

Underlying: Common Stock · 2,120 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.exercise_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.expiration_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

Read SEC document
October 21, 2024 Filed Oct 22, 2024 17:57 UTC NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 Tax withholdingCommon Stock 643 $20.45 $13,149.35
Disclosure

SEC source: 0001084991-24-000099 · primary_doc.xml · nonDerivative · entry 2

Tucker Brian L · CIK 0001629779 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,477

Read SEC document
October 21, 2024 Filed Oct 22, 2024 17:57 UTC NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 GrantCommon Stock 2,120 Not disclosed Not disclosed
Disclosure

SEC source: 0001084991-24-000099 · primary_doc.xml · nonDerivative · entry 1

Tucker Brian L · CIK 0001629779 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,120

F1 · price: Not Applicable. Represents shares issued in connection with vesting of a Restricted Stock Unit.

Read SEC document
March 04, 2024 Filed Mar 7, 2024 15:07 UTC NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 GrantRestricted Stock Units · Derivative 11,293 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001629779-24-000001 · primary_doc.xml · derivative · entry 1

Tucker Brian L · CIK 0001629779 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,293

Underlying: Common Stock · 11,293 shares

Expires not disclosed

F1 · derivative.exercise_price: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.exercise_date: Not Applicable. The acquisition reflects an award of Restricted Stock Units ("RSU") pursuant to the Company's 2019 Equity Incentive Plan. The award vests in equal one-third installments beginning on the first anniversary of the grant date, subject to accelerated vesting under certain circumstances.

F2 · derivative.expiration_date: Not Applicable. The acquisition reflects an award of Restricted Stock Units ("RSU") pursuant to the Company's 2019 Equity Incentive Plan. The award vests in equal one-third installments beginning on the first anniversary of the grant date, subject to accelerated vesting under certain circumstances.

Read SEC document
October 09, 2023 Filed Oct 11, 2023 20:03 UTC NATURAL GAS SERVICES GROUP INC ngs · Entity 1461 GrantRestricted Stock Units · Derivative 6,361 $0.00 $0.00
Disclosure

SEC source: 0001629779-23-000002 · primary_doc.xml · derivative · entry 2

Tucker Brian L · CIK 0001629779 · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,361

Underlying: Commmon Stock · 6,361 shares

Expires not disclosed

F1 · derivative.exercise_price: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.exercise_date: Not Applicable. The acquisition reflects an award of Restricted Stock Units ("RSU") pursuant to the Company's 2019 Equity Incentive Plan. The award vests in equal one-third installments beginning on the first anniversary of the grant date, subject to accelerated vesting under certain circumstances.

F2 · derivative.expiration_date: Not Applicable. The acquisition reflects an award of Restricted Stock Units ("RSU") pursuant to the Company's 2019 Equity Incentive Plan. The award vests in equal one-third installments beginning on the first anniversary of the grant date, subject to accelerated vesting under certain circumstances.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 20:30 UTC PIONEER ENERGY SERVICES LLC * · Entity 135051 Disposition to issuerCommon Stock 90,446 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-122655 · tm2129257-1_4seq1.xml · nonDerivative · entry 1

Tucker Brian L · CIK 0001629779 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Represents 590 shares of common stock that were converted into 1,102 shares of Patterson-UTI Energy, Inc. ("Patterson-UTI") common stock and 89,856 shares of restricted stock that were converted into 167,958 shares of Patterson-UTI restricted stock, which vested and settled after the closing of the transactions contemplated by that certain agreement and plan of merger by and between Pioneer Energy Services Corp., Patterson-UTI, Crescent Merger Sub Inc. and Crescent Ranch Second Merger Sub LLC.

F1 · price: Represents 590 shares of common stock that were converted into 1,102 shares of Patterson-UTI Energy, Inc. ("Patterson-UTI") common stock and 89,856 shares of restricted stock that were converted into 167,958 shares of Patterson-UTI restricted stock, which vested and settled after the closing of the transactions contemplated by that certain agreement and plan of merger by and between Pioneer Energy Services Corp., Patterson-UTI, Crescent Merger Sub Inc. and Crescent Ranch Second Merger Sub LLC.

Read SEC document
December 01, 2020 Filed Dec 2, 2020 12:01 UTC PIONEER ENERGY SERVICES LLC * · Entity 135051 GrantCommon Stock 89,856 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-011530 · edgar.xml · nonDerivative · entry 1

Tucker Brian L · CIK 0001629779 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,446

F1 · shares: Shares represent a restricted stock award under the Pioneer Energy Services Corp. 2020 Employee Incentive Plan, as such plan may be amended from time to time, and are subject to certain restrictions. The restrictions lapse in three equal installments beginning on the first anniversary of the grant date.

F2 · balance_after: Due to an administrative rounding error, the Form 4 filed for the reporting person on 6/2/2020 inadvertently overstated the number of shares of common stock beneficially owned by the reporting person as of that date by 2 shares. This error has been corrected on this Form 4.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 14:03 UTC PIONEER ENERGY SERVICES LLC * · Entity 135051 Grant5.00% Convertible Senior Unsecured Payment-In-Kind Notes due · Derivative 18,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-014866 · doc4.xml · derivative · entry 5

Tucker Brian L · CIK 0001629779 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 18,000 shares

Expires not disclosed

F6 · derivative.exercise_price: In accordance with the Plan, holders of the Issuer's Old Shares and existing senior unsecured notes were granted the right to participate in a rights offering (the "Rights Offering") on a pro rata basis for the purchase of unsecured convertible bonds to be issued by the reorganized Issuer (the "New Convertible Bonds"). The New Convertible Bonds will mature in 5 years and 6 months from the Effective Date and bear payable-in-kind interest at 5%. Holders of the New Convertible Bonds are entitled to vote upon all matters upon which holders of any class or classes of common stock of the Issuer have the right to vote, and the number of votes represented by each New Convertible Bond is equal to the largest number of whole shares of New Shares (rounded down to the nearest whole share) into which such New Convertible Bond may be converted.

F7 · derivative.exercise_price: (Continued from Footnote 6) The Reporting Person did not purchase any New Convertible Bonds under the Rights Offering. However, certain members of the Issuer's management, including the Reporting Person, committed to purchase a portion of the New Convertible Bonds not otherwise purchased in the Rights Offering pursuant to a backstop commitment agreement (the "Backstop Agreement"). In accordance with the terms of the Backstop Agreement, the Reporting Person purchased $222,000 principal amount of the New Convertible Bonds and received a commitment premium of $18,000 principal amount of the New Convertible Bonds as consideration for entering into the Backstop Agreement.

F8 · derivative.exercise_price: The New Convertible Bonds are convertible into New Shares at a conversion rate of 75 New Shares per $1,000 of New Convertible Bonds, subject to customary anti-dilution adjustments. The New Convertible Bonds will be convertible at any time in whole or in part at the option of the holder thereof, mandatorily on the maturity date (provided that if the New Shares issuable upon conversion have a value less than the face amount of a New Convertible Bond at such time, the Issuer is obligated to pay the face amount thereof in cash) or, if earlier, at the Issuer's election upon the occurrence of a Merger Event (as defined in the indenture pursuant to which the New Convertible Bonds were issued).

F6 · kind: In accordance with the Plan, holders of the Issuer's Old Shares and existing senior unsecured notes were granted the right to participate in a rights offering (the "Rights Offering") on a pro rata basis for the purchase of unsecured convertible bonds to be issued by the reorganized Issuer (the "New Convertible Bonds"). The New Convertible Bonds will mature in 5 years and 6 months from the Effective Date and bear payable-in-kind interest at 5%. Holders of the New Convertible Bonds are entitled to vote upon all matters upon which holders of any class or classes of common stock of the Issuer have the right to vote, and the number of votes represented by each New Convertible Bond is equal to the largest number of whole shares of New Shares (rounded down to the nearest whole share) into which such New Convertible Bond may be converted.

F7 · kind: (Continued from Footnote 6) The Reporting Person did not purchase any New Convertible Bonds under the Rights Offering. However, certain members of the Issuer's management, including the Reporting Person, committed to purchase a portion of the New Convertible Bonds not otherwise purchased in the Rights Offering pursuant to a backstop commitment agreement (the "Backstop Agreement"). In accordance with the terms of the Backstop Agreement, the Reporting Person purchased $222,000 principal amount of the New Convertible Bonds and received a commitment premium of $18,000 principal amount of the New Convertible Bonds as consideration for entering into the Backstop Agreement.

F8 · kind: The New Convertible Bonds are convertible into New Shares at a conversion rate of 75 New Shares per $1,000 of New Convertible Bonds, subject to customary anti-dilution adjustments. The New Convertible Bonds will be convertible at any time in whole or in part at the option of the holder thereof, mandatorily on the maturity date (provided that if the New Shares issuable upon conversion have a value less than the face amount of a New Convertible Bond at such time, the Issuer is obligated to pay the face amount thereof in cash) or, if earlier, at the Issuer's election upon the occurrence of a Merger Event (as defined in the indenture pursuant to which the New Convertible Bonds were issued).

F6 · shares: In accordance with the Plan, holders of the Issuer's Old Shares and existing senior unsecured notes were granted the right to participate in a rights offering (the "Rights Offering") on a pro rata basis for the purchase of unsecured convertible bonds to be issued by the reorganized Issuer (the "New Convertible Bonds"). The New Convertible Bonds will mature in 5 years and 6 months from the Effective Date and bear payable-in-kind interest at 5%. Holders of the New Convertible Bonds are entitled to vote upon all matters upon which holders of any class or classes of common stock of the Issuer have the right to vote, and the number of votes represented by each New Convertible Bond is equal to the largest number of whole shares of New Shares (rounded down to the nearest whole share) into which such New Convertible Bond may be converted.

F7 · shares: (Continued from Footnote 6) The Reporting Person did not purchase any New Convertible Bonds under the Rights Offering. However, certain members of the Issuer's management, including the Reporting Person, committed to purchase a portion of the New Convertible Bonds not otherwise purchased in the Rights Offering pursuant to a backstop commitment agreement (the "Backstop Agreement"). In accordance with the terms of the Backstop Agreement, the Reporting Person purchased $222,000 principal amount of the New Convertible Bonds and received a commitment premium of $18,000 principal amount of the New Convertible Bonds as consideration for entering into the Backstop Agreement.

F8 · shares: The New Convertible Bonds are convertible into New Shares at a conversion rate of 75 New Shares per $1,000 of New Convertible Bonds, subject to customary anti-dilution adjustments. The New Convertible Bonds will be convertible at any time in whole or in part at the option of the holder thereof, mandatorily on the maturity date (provided that if the New Shares issuable upon conversion have a value less than the face amount of a New Convertible Bond at such time, the Issuer is obligated to pay the face amount thereof in cash) or, if earlier, at the Issuer's election upon the occurrence of a Merger Event (as defined in the indenture pursuant to which the New Convertible Bonds were issued).

F6 · price: In accordance with the Plan, holders of the Issuer's Old Shares and existing senior unsecured notes were granted the right to participate in a rights offering (the "Rights Offering") on a pro rata basis for the purchase of unsecured convertible bonds to be issued by the reorganized Issuer (the "New Convertible Bonds"). The New Convertible Bonds will mature in 5 years and 6 months from the Effective Date and bear payable-in-kind interest at 5%. Holders of the New Convertible Bonds are entitled to vote upon all matters upon which holders of any class or classes of common stock of the Issuer have the right to vote, and the number of votes represented by each New Convertible Bond is equal to the largest number of whole shares of New Shares (rounded down to the nearest whole share) into which such New Convertible Bond may be converted.

F7 · price: (Continued from Footnote 6) The Reporting Person did not purchase any New Convertible Bonds under the Rights Offering. However, certain members of the Issuer's management, including the Reporting Person, committed to purchase a portion of the New Convertible Bonds not otherwise purchased in the Rights Offering pursuant to a backstop commitment agreement (the "Backstop Agreement"). In accordance with the terms of the Backstop Agreement, the Reporting Person purchased $222,000 principal amount of the New Convertible Bonds and received a commitment premium of $18,000 principal amount of the New Convertible Bonds as consideration for entering into the Backstop Agreement.

F6 · derivative.exercise_date: In accordance with the Plan, holders of the Issuer's Old Shares and existing senior unsecured notes were granted the right to participate in a rights offering (the "Rights Offering") on a pro rata basis for the purchase of unsecured convertible bonds to be issued by the reorganized Issuer (the "New Convertible Bonds"). The New Convertible Bonds will mature in 5 years and 6 months from the Effective Date and bear payable-in-kind interest at 5%. Holders of the New Convertible Bonds are entitled to vote upon all matters upon which holders of any class or classes of common stock of the Issuer have the right to vote, and the number of votes represented by each New Convertible Bond is equal to the largest number of whole shares of New Shares (rounded down to the nearest whole share) into which such New Convertible Bond may be converted.

F7 · derivative.exercise_date: (Continued from Footnote 6) The Reporting Person did not purchase any New Convertible Bonds under the Rights Offering. However, certain members of the Issuer's management, including the Reporting Person, committed to purchase a portion of the New Convertible Bonds not otherwise purchased in the Rights Offering pursuant to a backstop commitment agreement (the "Backstop Agreement"). In accordance with the terms of the Backstop Agreement, the Reporting Person purchased $222,000 principal amount of the New Convertible Bonds and received a commitment premium of $18,000 principal amount of the New Convertible Bonds as consideration for entering into the Backstop Agreement.

F8 · derivative.exercise_date: The New Convertible Bonds are convertible into New Shares at a conversion rate of 75 New Shares per $1,000 of New Convertible Bonds, subject to customary anti-dilution adjustments. The New Convertible Bonds will be convertible at any time in whole or in part at the option of the holder thereof, mandatorily on the maturity date (provided that if the New Shares issuable upon conversion have a value less than the face amount of a New Convertible Bond at such time, the Issuer is obligated to pay the face amount thereof in cash) or, if earlier, at the Issuer's election upon the occurrence of a Merger Event (as defined in the indenture pursuant to which the New Convertible Bonds were issued).

F6 · derivative.expiration_date: In accordance with the Plan, holders of the Issuer's Old Shares and existing senior unsecured notes were granted the right to participate in a rights offering (the "Rights Offering") on a pro rata basis for the purchase of unsecured convertible bonds to be issued by the reorganized Issuer (the "New Convertible Bonds"). The New Convertible Bonds will mature in 5 years and 6 months from the Effective Date and bear payable-in-kind interest at 5%. Holders of the New Convertible Bonds are entitled to vote upon all matters upon which holders of any class or classes of common stock of the Issuer have the right to vote, and the number of votes represented by each New Convertible Bond is equal to the largest number of whole shares of New Shares (rounded down to the nearest whole share) into which such New Convertible Bond may be converted.

F7 · derivative.expiration_date: (Continued from Footnote 6) The Reporting Person did not purchase any New Convertible Bonds under the Rights Offering. However, certain members of the Issuer's management, including the Reporting Person, committed to purchase a portion of the New Convertible Bonds not otherwise purchased in the Rights Offering pursuant to a backstop commitment agreement (the "Backstop Agreement"). In accordance with the terms of the Backstop Agreement, the Reporting Person purchased $222,000 principal amount of the New Convertible Bonds and received a commitment premium of $18,000 principal amount of the New Convertible Bonds as consideration for entering into the Backstop Agreement.

F8 · derivative.expiration_date: The New Convertible Bonds are convertible into New Shares at a conversion rate of 75 New Shares per $1,000 of New Convertible Bonds, subject to customary anti-dilution adjustments. The New Convertible Bonds will be convertible at any time in whole or in part at the option of the holder thereof, mandatorily on the maturity date (provided that if the New Shares issuable upon conversion have a value less than the face amount of a New Convertible Bond at such time, the Issuer is obligated to pay the face amount thereof in cash) or, if earlier, at the Issuer's election upon the occurrence of a Merger Event (as defined in the indenture pursuant to which the New Convertible Bonds were issued).

F6 · derivative.underlying_shares: In accordance with the Plan, holders of the Issuer's Old Shares and existing senior unsecured notes were granted the right to participate in a rights offering (the "Rights Offering") on a pro rata basis for the purchase of unsecured convertible bonds to be issued by the reorganized Issuer (the "New Convertible Bonds"). The New Convertible Bonds will mature in 5 years and 6 months from the Effective Date and bear payable-in-kind interest at 5%. Holders of the New Convertible Bonds are entitled to vote upon all matters upon which holders of any class or classes of common stock of the Issuer have the right to vote, and the number of votes represented by each New Convertible Bond is equal to the largest number of whole shares of New Shares (rounded down to the nearest whole share) into which such New Convertible Bond may be converted.

F7 · derivative.underlying_shares: (Continued from Footnote 6) The Reporting Person did not purchase any New Convertible Bonds under the Rights Offering. However, certain members of the Issuer's management, including the Reporting Person, committed to purchase a portion of the New Convertible Bonds not otherwise purchased in the Rights Offering pursuant to a backstop commitment agreement (the "Backstop Agreement"). In accordance with the terms of the Backstop Agreement, the Reporting Person purchased $222,000 principal amount of the New Convertible Bonds and received a commitment premium of $18,000 principal amount of the New Convertible Bonds as consideration for entering into the Backstop Agreement.

F8 · derivative.underlying_shares: The New Convertible Bonds are convertible into New Shares at a conversion rate of 75 New Shares per $1,000 of New Convertible Bonds, subject to customary anti-dilution adjustments. The New Convertible Bonds will be convertible at any time in whole or in part at the option of the holder thereof, mandatorily on the maturity date (provided that if the New Shares issuable upon conversion have a value less than the face amount of a New Convertible Bond at such time, the Issuer is obligated to pay the face amount thereof in cash) or, if earlier, at the Issuer's election upon the occurrence of a Merger Event (as defined in the indenture pursuant to which the New Convertible Bonds were issued).

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May 29, 2020 Filed Jun 2, 2020 14:03 UTC PIONEER ENERGY SERVICES LLC * · Entity 135051 Tax withholdingCommon Stock 152 $19.12 $2,906.24
Disclosure

SEC source: 0000899243-20-014866 · doc4.xml · nonDerivative · entry 4

Tucker Brian L · CIK 0001629779 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 592

F5 · shares: These New Shares were withheld by the Issuer to pay for the applicable withholding tax due upon vesting of the equity awards described in footnote 3 and 4.

F3 · price: In connection with the Plan becoming effective, all unvested equity awards for Old Shares granted under the Pioneer Energy Services Corp. Amended and Restated 2007 Incentive Plan (the "2007 Incentive Plan") that were held by any director or employee of the Issuer on the Effective Date vested and became New Shares at the conversion rate of 0.0006849838 New Shares for each Old Share. On the Effective Date, the Reporting Person held 911,924 Old Shares pursuant to unvested equity award grants under the 2007 Incentive Plan, all of which had their vesting accelerate and convert into New Shares,

F4 · price: (Continued from Footnote 3) which consisted of: (i) 232,920 and 512,988 performance phantom award shares granted on January 25, 2018 and January 24, 2019, respectively, which vested at the maximum multiple of two times the number of units granted due to the change in control of Issuer; (ii) 51,299 time based phantom award shares granted on January 24, 2019 and (iii) 126, 23,292 and 91,299 time based restricted stock units granted on May 21, 2013, January 25, 2018 and January 24, 2019, respectively. Number of shares includes New Shares withheld by the Issuer to pay for the applicable withholding tax due upon vesting of these equity awards as described in footnote 5.

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May 29, 2020 Filed Jun 2, 2020 14:03 UTC PIONEER ENERGY SERVICES LLC * · Entity 135051 GrantCommon Stock 625 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-014866 · doc4.xml · nonDerivative · entry 3

Tucker Brian L · CIK 0001629779 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 744

F1 · shares: On March 1, 2020, Pioneer Energy Services Corp. (the "Issuer") and its subsidiaries, (collectively, with the Issuer, the "Debtors"), filed voluntary petitions in the United States Bankruptcy Court for the Southern District of Texas (the "Bankruptcy Court") seeking relief under the provisions of Chapter 11 of Title 11 of the United States Bankruptcy Code. Debtors also filed a prepackaged Chapter 11 plan of reorganization (the "Plan") with the Bankruptcy Court. On May 11, 2020, the Bankruptcy Court entered an order, Docket No. 331 (the "Confirmation Order") confirming the Plan. On May 29, 2020 (the "Effective Date"), the Debtors emerged from bankruptcy and the Plan became effective pursuant to its terms.

F3 · shares: In connection with the Plan becoming effective, all unvested equity awards for Old Shares granted under the Pioneer Energy Services Corp. Amended and Restated 2007 Incentive Plan (the "2007 Incentive Plan") that were held by any director or employee of the Issuer on the Effective Date vested and became New Shares at the conversion rate of 0.0006849838 New Shares for each Old Share. On the Effective Date, the Reporting Person held 911,924 Old Shares pursuant to unvested equity award grants under the 2007 Incentive Plan, all of which had their vesting accelerate and convert into New Shares,

F4 · shares: (Continued from Footnote 3) which consisted of: (i) 232,920 and 512,988 performance phantom award shares granted on January 25, 2018 and January 24, 2019, respectively, which vested at the maximum multiple of two times the number of units granted due to the change in control of Issuer; (ii) 51,299 time based phantom award shares granted on January 24, 2019 and (iii) 126, 23,292 and 91,299 time based restricted stock units granted on May 21, 2013, January 25, 2018 and January 24, 2019, respectively. Number of shares includes New Shares withheld by the Issuer to pay for the applicable withholding tax due upon vesting of these equity awards as described in footnote 5.

F3 · price: In connection with the Plan becoming effective, all unvested equity awards for Old Shares granted under the Pioneer Energy Services Corp. Amended and Restated 2007 Incentive Plan (the "2007 Incentive Plan") that were held by any director or employee of the Issuer on the Effective Date vested and became New Shares at the conversion rate of 0.0006849838 New Shares for each Old Share. On the Effective Date, the Reporting Person held 911,924 Old Shares pursuant to unvested equity award grants under the 2007 Incentive Plan, all of which had their vesting accelerate and convert into New Shares,

F4 · price: (Continued from Footnote 3) which consisted of: (i) 232,920 and 512,988 performance phantom award shares granted on January 25, 2018 and January 24, 2019, respectively, which vested at the maximum multiple of two times the number of units granted due to the change in control of Issuer; (ii) 51,299 time based phantom award shares granted on January 24, 2019 and (iii) 126, 23,292 and 91,299 time based restricted stock units granted on May 21, 2013, January 25, 2018 and January 24, 2019, respectively. Number of shares includes New Shares withheld by the Issuer to pay for the applicable withholding tax due upon vesting of these equity awards as described in footnote 5.

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May 29, 2020 Filed Jun 2, 2020 14:03 UTC PIONEER ENERGY SERVICES LLC * · Entity 135051 GrantCommon Stock 119 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-014866 · doc4.xml · nonDerivative · entry 2

Tucker Brian L · CIK 0001629779 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119

F1 · shares: On March 1, 2020, Pioneer Energy Services Corp. (the "Issuer") and its subsidiaries, (collectively, with the Issuer, the "Debtors"), filed voluntary petitions in the United States Bankruptcy Court for the Southern District of Texas (the "Bankruptcy Court") seeking relief under the provisions of Chapter 11 of Title 11 of the United States Bankruptcy Code. Debtors also filed a prepackaged Chapter 11 plan of reorganization (the "Plan") with the Bankruptcy Court. On May 11, 2020, the Bankruptcy Court entered an order, Docket No. 331 (the "Confirmation Order") confirming the Plan. On May 29, 2020 (the "Effective Date"), the Debtors emerged from bankruptcy and the Plan became effective pursuant to its terms.

F2 · shares: On the Effective Date, and pursuant to the Plan, all outstanding shares of the Issuer's common stock, par value $0.10 (the "Old Shares") were exchanged for new shares of the Issuer's common stock, $0.001 par value per share (the "New Shares") at the conversion rate of 0.0006849838 New Shares for each Old Share. The receipt of New Shares was involuntary, without additional consideration and in accordance with the Plan approved by the Bankruptcy Court.

F2 · price: On the Effective Date, and pursuant to the Plan, all outstanding shares of the Issuer's common stock, par value $0.10 (the "Old Shares") were exchanged for new shares of the Issuer's common stock, $0.001 par value per share (the "New Shares") at the conversion rate of 0.0006849838 New Shares for each Old Share. The receipt of New Shares was involuntary, without additional consideration and in accordance with the Plan approved by the Bankruptcy Court.

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May 29, 2020 Filed Jun 2, 2020 14:03 UTC PIONEER ENERGY SERVICES LLC * · Entity 135051 Disposition to issuerCommon Stock 173,136 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-014866 · doc4.xml · nonDerivative · entry 1

Tucker Brian L · CIK 0001629779 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: On March 1, 2020, Pioneer Energy Services Corp. (the "Issuer") and its subsidiaries, (collectively, with the Issuer, the "Debtors"), filed voluntary petitions in the United States Bankruptcy Court for the Southern District of Texas (the "Bankruptcy Court") seeking relief under the provisions of Chapter 11 of Title 11 of the United States Bankruptcy Code. Debtors also filed a prepackaged Chapter 11 plan of reorganization (the "Plan") with the Bankruptcy Court. On May 11, 2020, the Bankruptcy Court entered an order, Docket No. 331 (the "Confirmation Order") confirming the Plan. On May 29, 2020 (the "Effective Date"), the Debtors emerged from bankruptcy and the Plan became effective pursuant to its terms.

F2 · shares: On the Effective Date, and pursuant to the Plan, all outstanding shares of the Issuer's common stock, par value $0.10 (the "Old Shares") were exchanged for new shares of the Issuer's common stock, $0.001 par value per share (the "New Shares") at the conversion rate of 0.0006849838 New Shares for each Old Share. The receipt of New Shares was involuntary, without additional consideration and in accordance with the Plan approved by the Bankruptcy Court.

F1 · price: On March 1, 2020, Pioneer Energy Services Corp. (the "Issuer") and its subsidiaries, (collectively, with the Issuer, the "Debtors"), filed voluntary petitions in the United States Bankruptcy Court for the Southern District of Texas (the "Bankruptcy Court") seeking relief under the provisions of Chapter 11 of Title 11 of the United States Bankruptcy Code. Debtors also filed a prepackaged Chapter 11 plan of reorganization (the "Plan") with the Bankruptcy Court. On May 11, 2020, the Bankruptcy Court entered an order, Docket No. 331 (the "Confirmation Order") confirming the Plan. On May 29, 2020 (the "Effective Date"), the Debtors emerged from bankruptcy and the Plan became effective pursuant to its terms.

F2 · price: On the Effective Date, and pursuant to the Plan, all outstanding shares of the Issuer's common stock, par value $0.10 (the "Old Shares") were exchanged for new shares of the Issuer's common stock, $0.001 par value per share (the "New Shares") at the conversion rate of 0.0006849838 New Shares for each Old Share. The receipt of New Shares was involuntary, without additional consideration and in accordance with the Plan approved by the Bankruptcy Court.

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April 30, 2020 Filed May 1, 2020 15:57 UTC PIONEER ENERGY SERVICES LLC PES · Entity 135051 Tax withholdingCommon Stock 10,190 $0.02 $203.80
Disclosure

SEC source: 0001179110-20-005349 · edgar.xml · nonDerivative · entry 2

Tucker Brian L · CIK 0001629779 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,136

F2 · shares: These shares were withheld by the issuer to pay for the applicable withholding tax due upon vesting.

Read SEC document
April 30, 2020 Filed May 1, 2020 15:57 UTC PIONEER ENERGY SERVICES LLC PES · Entity 135051 GrantCommon Stock 41,852 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-005349 · edgar.xml · nonDerivative · entry 1

Tucker Brian L · CIK 0001629779 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,326

F1 · shares: These shares were issued pursuant to the vesting of shares under a performance-based restricted stock unit award granted under the Pioneer Energy Services Corp. Amended and Restated 2007 Incentive Plan. The performance criteria achieved was based upon the Company's EBITDA growth, EBITDA return on capital employed, and total shareholder return growth versus a defined group of eleven peer companies over a three-year performance period.

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January 25, 2020 Filed Jan 28, 2020 17:32 UTC PIONEER ENERGY SERVICES LLC PES · Entity 135051 Exercise / conversionRestricted Stock Units · Derivative 23,292 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-000831 · edgar.xml · derivative · entry 9

Tucker Brian L · CIK 0001629779 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,292

Underlying: Common Stock · 23,292 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On January 25, 2018, the reporting person was granted 69,876 restricted stock units, vesting one-third on January 25, 2019, one-third on January 25, 2020, and the final one-third on January 25, 2021.

F3 · derivative.expiration_date: On January 25, 2018, the reporting person was granted 69,876 restricted stock units, vesting one-third on January 25, 2019, one-third on January 25, 2020, and the final one-third on January 25, 2021.

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January 25, 2020 Filed Jan 28, 2020 17:32 UTC PIONEER ENERGY SERVICES LLC PES · Entity 135051 Tax withholdingCommon Stock 6,906 $0.04 $276.24
Disclosure

SEC source: 0001179110-20-000831 · edgar.xml · nonDerivative · entry 6

Tucker Brian L · CIK 0001629779 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,474

Read SEC document
January 25, 2020 Filed Jan 28, 2020 17:32 UTC PIONEER ENERGY SERVICES LLC PES · Entity 135051 Exercise / conversionCommon Stock 23,292 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-000831 · edgar.xml · nonDerivative · entry 5

Tucker Brian L · CIK 0001629779 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,380

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis.

Read SEC document
January 24, 2020 Filed Jan 28, 2020 17:32 UTC PIONEER ENERGY SERVICES LLC PES · Entity 135051 Exercise / conversionPhantom Stock Units · Derivative 25,649 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-000831 · edgar.xml · derivative · entry 8

Tucker Brian L · CIK 0001629779 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,299

Underlying: Common Stock · 25,649 shares

Expires 2020-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Phantom Stock Unit is the economic equivalent of one share of the Company's common stock. The reporting person settled his shares of phantom stock units in cash. The cash payment is based upon the average closing price of the Company's common stock for the last fourteen (14) days in December 2019, which was $.03.

F4 · price: Each Phantom Stock Unit is the economic equivalent of one share of the Company's common stock. The reporting person settled his shares of phantom stock units in cash. The cash payment is based upon the average closing price of the Company's common stock for the last fourteen (14) days in December 2019, which was $.03.

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January 24, 2020 Filed Jan 28, 2020 17:32 UTC PIONEER ENERGY SERVICES LLC PES · Entity 135051 Exercise / conversionRestricted Stock Units · Derivative 45,649 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-000831 · edgar.xml · derivative · entry 7

Tucker Brian L · CIK 0001629779 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,299

Underlying: Common Stock · 45,649 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On January 24, 2019, the reporting person was granted 136,948 restricted stock units, vesting one-third on January 24, 2020, one-third on January 24, 2021, and the final one-third on January 24, 2022.

F2 · derivative.expiration_date: On January 24, 2019, the reporting person was granted 136,948 restricted stock units, vesting one-third on January 24, 2020, one-third on January 24, 2021, and the final one-third on January 24, 2022.

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January 24, 2020 Filed Jan 28, 2020 17:32 UTC PIONEER ENERGY SERVICES LLC PES · Entity 135051 Disposition to issuerCommon Stock 25,649 $0.03 $769.47
Disclosure

SEC source: 0001179110-20-000831 · edgar.xml · nonDerivative · entry 4

Tucker Brian L · CIK 0001629779 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,088

F4 · price: Each Phantom Stock Unit is the economic equivalent of one share of the Company's common stock. The reporting person settled his shares of phantom stock units in cash. The cash payment is based upon the average closing price of the Company's common stock for the last fourteen (14) days in December 2019, which was $.03.

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January 24, 2020 Filed Jan 28, 2020 17:32 UTC PIONEER ENERGY SERVICES LLC PES · Entity 135051 Exercise / conversionCommon Stock 25,649 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-000831 · edgar.xml · nonDerivative · entry 3

Tucker Brian L · CIK 0001629779 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Each Phantom Stock Unit is the economic equivalent of one share of the Company's common stock. The reporting person settled his shares of phantom stock units in cash. The cash payment is based upon the average closing price of the Company's common stock for the last fourteen (14) days in December 2019, which was $.03.

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January 24, 2020 Filed Jan 28, 2020 17:32 UTC PIONEER ENERGY SERVICES LLC PES · Entity 135051 Tax withholdingCommon Stock 13,535 $0.04 $541.40
Disclosure

SEC source: 0001179110-20-000831 · edgar.xml · nonDerivative · entry 2

Tucker Brian L · CIK 0001629779 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,088

Read SEC document
January 24, 2020 Filed Jan 28, 2020 17:32 UTC PIONEER ENERGY SERVICES LLC PES · Entity 135051 Exercise / conversionCommon Stock 45,649 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-20-000831 · edgar.xml · nonDerivative · entry 1

Tucker Brian L · CIK 0001629779 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,623

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis.

Read SEC document
April 29, 2019 Filed Apr 30, 2019 15:36 UTC PIONEER ENERGY SERVICES LLC PES · Entity 135051 Exercise / conversionPhantom Stock Units · Derivative 217,970 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-005276 · edgar.xml · derivative · entry 3

Tucker Brian L · CIK 0001629779 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 217,970 shares

Expires 2019-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: ) Represents the cash settlement of a performance-based phantom stock unit award with a grant date of January 28, 2016 (the "Grant Date"). Each phantom stock unit award is the economic equivalent of one share of the Company's common stock. The phantom stock unit awards were payable in cash or stock at the election of the Company. The cash payment is based upon the lesser of (i) the average for the last 14 trading days in December 2018 of the closing sale price of the Company's common stock or (ii) $8.08. No shares of common stock were actually issued, converted or sold in connection with this transaction.

F1 · price: ) Represents the cash settlement of a performance-based phantom stock unit award with a grant date of January 28, 2016 (the "Grant Date"). Each phantom stock unit award is the economic equivalent of one share of the Company's common stock. The phantom stock unit awards were payable in cash or stock at the election of the Company. The cash payment is based upon the lesser of (i) the average for the last 14 trading days in December 2018 of the closing sale price of the Company's common stock or (ii) $8.08. No shares of common stock were actually issued, converted or sold in connection with this transaction.

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April 29, 2019 Filed Apr 30, 2019 15:36 UTC PIONEER ENERGY SERVICES LLC PES · Entity 135051 Disposition to issuerCommon Stock 217,970 $1.60 $348,752.00
Disclosure

SEC source: 0001179110-19-005276 · edgar.xml · nonDerivative · entry 2

Tucker Brian L · CIK 0001629779 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,974

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April 29, 2019 Filed Apr 30, 2019 15:36 UTC PIONEER ENERGY SERVICES LLC PES · Entity 135051 Exercise / conversionCommon Stock 217,970 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-005276 · edgar.xml · nonDerivative · entry 1

Tucker Brian L · CIK 0001629779 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,944

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: ) Represents the cash settlement of a performance-based phantom stock unit award with a grant date of January 28, 2016 (the "Grant Date"). Each phantom stock unit award is the economic equivalent of one share of the Company's common stock. The phantom stock unit awards were payable in cash or stock at the election of the Company. The cash payment is based upon the lesser of (i) the average for the last 14 trading days in December 2018 of the closing sale price of the Company's common stock or (ii) $8.08. No shares of common stock were actually issued, converted or sold in connection with this transaction.

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January 25, 2019 Filed Jan 28, 2019 18:20 UTC PIONEER ENERGY SERVICES LLC PES · Entity 135051 Exercise / conversionRestricted Stock Units · Derivative 23,292 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-000971 · edgar.xml · derivative · entry 5

Tucker Brian L · CIK 0001629779 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,584

Underlying: Common Stock · 46,584 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On January 25, 2018, the reporting person was granted 69,876 restricted stock units vesting in three equal annual installments on January 25, 2019, January 25, 2020, and January 25,2021.

F3 · derivative.expiration_date: On January 25, 2018, the reporting person was granted 69,876 restricted stock units vesting in three equal annual installments on January 25, 2019, January 25, 2020, and January 25,2021.

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January 25, 2019 Filed Jan 28, 2019 18:20 UTC PIONEER ENERGY SERVICES LLC PES · Entity 135051 Tax withholdingCommon Stock 6,906 $1.43 $9,875.58
Disclosure

SEC source: 0001179110-19-000971 · edgar.xml · nonDerivative · entry 2

Tucker Brian L · CIK 0001629779 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,974

Read SEC document
January 25, 2019 Filed Jan 28, 2019 18:20 UTC PIONEER ENERGY SERVICES LLC PES · Entity 135051 Exercise / conversionCommon Stock 23,292 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-000971 · edgar.xml · nonDerivative · entry 1

Tucker Brian L · CIK 0001629779 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted Stock Units convert into common stock on a one-for-one basis.

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January 24, 2019 Filed Jan 28, 2019 18:20 UTC PIONEER ENERGY SERVICES LLC PES · Entity 135051 GrantPhantom Stock · Derivative 76,948 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-000971 · edgar.xml · derivative · entry 4

Tucker Brian L · CIK 0001629779 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,948

Underlying: Common Stock · 76,948 shares

Expires not disclosed

F4 · security: Phantom Stock Units ("PSUs") are payable in cash or shares of common stock of Pioneer Energy Services Corp. (the "Company"). The PSUs were awarded pursuant to the Company's Amended and Restated 2007 Incentive Plan.

F5 · derivative.exercise_price: Each PSU is the economic equivalent of one share of the Company's common stock. Each PSU, when converted to cash or stock, will be equivalent to the average closing price of the Company's common stock for the last 14 consecutive trading days in the month of December immediately prior to the respective vesting date; provided that the maximum vesting date value is $4.62.

F6 · derivative.exercise_date: The PSUs vest in three equal annual installments on January 24, 2020, 2021 and 2022.

F6 · derivative.expiration_date: The PSUs vest in three equal annual installments on January 24, 2020, 2021 and 2022.

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January 24, 2019 Filed Jan 28, 2019 18:20 UTC PIONEER ENERGY SERVICES LLC PES · Entity 135051 GrantRestricted Stock Units · Derivative 136,948 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-000971 · edgar.xml · derivative · entry 3

Tucker Brian L · CIK 0001629779 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,948

Underlying: Common Stock · 136,948 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The Restricted stock units vest in three equal annual installments on January 24, 2020, January 24, 2021, and January 24, 2022.

F2 · derivative.expiration_date: The Restricted stock units vest in three equal annual installments on January 24, 2020, January 24, 2021, and January 24, 2022.

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April 30, 2018 Filed May 2, 2018 18:08 UTC PIONEER ENERGY SERVICES LLC PES · Entity 135051 Tax withholdingCommon Stock 12,200 $3.45 $42,090.00
Disclosure

SEC source: 0001179110-18-006071 · edgar.xml · nonDerivative · entry 2

Tucker Brian L · CIK 0001629779 · EVP & Pres Drilling Svs. Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,588

F2 · shares: These shares were withheld by the issuer to pay for the applicable withholding tax due upon vesting.

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April 30, 2018 Filed May 2, 2018 18:08 UTC PIONEER ENERGY SERVICES LLC PES · Entity 135051 GrantCommon Stock 37,717 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-006071 · edgar.xml · nonDerivative · entry 1

Tucker Brian L · CIK 0001629779 · EVP & Pres Drilling Svs. Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,788

F1 · shares: These shares were issued pursuant to the vesting of shares under a performance-based restricted stock unit award granted under the Pioneer Energy Services Corp. Amended and Restated 2007 Incentive Plan. The performance criteria achieved was based upon the Company's EBITDA growth, EBITDA return on capital employed, and total shareholder return growth versus a defined group of nine peer companies over a three-year performance period.

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January 25, 2018 Filed Jan 29, 2018 15:46 UTC PIONEER ENERGY SERVICES LLC PES · Entity 135051 GrantRestricted Stock Units · Derivative 69,876 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-001170 · edgar.xml · derivative · entry 2

Tucker Brian L · CIK 0001629779 · EVP & Pres Drilling Svs. Div.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,876

Underlying: Common stock · 69,876 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The Restricted stock units vest in three equal annual installments on January 25, 2019, January 25, 2020, and January 25, 2021.

F2 · derivative.expiration_date: The Restricted stock units vest in three equal annual installments on January 25, 2019, January 25, 2020, and January 25, 2021.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.