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person · Reporting owner

Jacobs Justin

Disclosed activity across 3 companies

Tapewire entity
60774
SEC CIK
0001464667

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ECOLOGY & ENVIRONMENT INCEEI · Entity 152446DirectorAugust 02, 2019August 06, 2019
NATURAL GAS SERVICES GROUP INCNGS · Entity 1461Chief Executive OfficerMarch 13, 2026March 16, 2026
SCHOOL SPECIALTY INCSCOO · Entity 16699Director · 10% ownerSeptember 24, 2019October 02, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ECOLOGY & ENVIRONMENT INC

Report date August 02, 2019 · Filed August 06, 2019

Jointly reported with Mill Road Capital II, L.P., Mill Road Capital II GP LLC, LYNCH THOMAS E, Scharfman Scott

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common Stock, $0.01 par valueSEC Table I · non-derivativeIndirectSee footnote4,693 Reported balance After 2019-08-02 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2019-08-02 · Other · Acquired 1,376 · Balance 4,693

F1: Represents the Reporting Persons' acquisition of an indirect pecuniary interest in shares of restricted stock granted by the issuer to Mr. Jacobs in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any shares of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Jacobs has no direct pecuniary interest in such shares. Each of the Reporting Persons may be deemed to have an indirect pecuniary interest in the reported shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

Class A Common Stock, $0.01 par valueSEC Table I · non-derivativeDirect463,072 Reported balance Holding disclosure · report date 2019-08-02 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 463,072

F2: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Each of Messrs. Lynch and Scharfman is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the Reporting Persons' acquisition of an indirect pecuniary interest in shares of restricted stock granted by the issuer to Mr. Jacobs in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any shares of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Jacobs has no direct pecuniary interest in such shares. Each of the Reporting Persons may be deemed to have an indirect pecuniary interest in the reported shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

F2: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Each of Messrs. Lynch and Scharfman is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

NATURAL GAS SERVICES GROUP INC

Report date March 13, 2026 · Filed March 16, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect26,756 Ending reported balance After 2026-03-13 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-03-13 · Grant · Acquired 11,696 · Balance 31,189

F1: Not applicable. Represents shares acquired in connection with the vesting of a Restricted Stock Unit ("RSU") award.

Row 2 · 2026-03-13 · Tax withholding · Disposed 4,433 · Balance 26,756

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect20,280 Reported balance After 2026-03-13 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-03-13 · Exercise / conversion · Disposed 10,140 · Balance 20,280

F2: Not applicable. Each RSU represents the right to receive one share of the Company's common stock upon vesting without payment.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect3,111 Reported balance After 2026-03-13 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-03-13 · Exercise / conversion · Disposed 1,556 · Balance 3,111

F2: Not applicable. Each RSU represents the right to receive one share of the Company's common stock upon vesting without payment.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect10,461 Reported balance Holding disclosure · report date 2026-03-13 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 10,461

F2: Not applicable. Each RSU represents the right to receive one share of the Company's common stock upon vesting without payment.

Filing footnotes · ownership attribution and instrument terms

F1: Not applicable. Represents shares acquired in connection with the vesting of a Restricted Stock Unit ("RSU") award.

F2: Not applicable. Each RSU represents the right to receive one share of the Company's common stock upon vesting without payment.

SCHOOL SPECIALTY INC

Report date September 24, 2019 · Filed October 02, 2019

Jointly reported with Mill Road Capital II, L.P., Yanagi Eric, Mill Road Capital II GP LLC, LYNCH THOMAS E

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.001 par valueSEC Table I · non-derivativeIndirectSee footnote3,870 Reported balance After 2019-09-24 transaction · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · 2019-09-24 · Other · Acquired 3,870 · Balance 3,870

F1: Represents restricted stock units ("RSUs") granted by the issuer to Mr. Yanagi in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors, in which the Reporting Persons may have an indirect pecuniary interest. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management, LLC (the "Management Company"), an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Yanagi has no direct pecuniary interest in such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

Common Stock, $0.001 par valueSEC Table I · non-derivativeIndirectSee footnote6,865 Reported balance Holding disclosure · report date 2019-09-24 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 6,865

F3: Represents RSUs (or shares issued upon the vesting thereof) granted by the issuer as director compensation, in which the Reporting Persons may have an indirect pecuniary interest. The Management Company has the right to receive the economic benefit of the reported shares pursuant to a contractual obligation with the holder of such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

Common Stock, $0.001 par valueSEC Table I · non-derivativeIndirectSee footnote3,870 Reported balance Holding disclosure · report date 2019-09-24 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 3,870

F3: Represents RSUs (or shares issued upon the vesting thereof) granted by the issuer as director compensation, in which the Reporting Persons may have an indirect pecuniary interest. The Management Company has the right to receive the economic benefit of the reported shares pursuant to a contractual obligation with the holder of such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

Common Stock, $0.001 par valueSEC Table I · non-derivativeDirect2,423,516 Reported balance Holding disclosure · report date 2019-09-24 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 2,423,516

F2: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units ("RSUs") granted by the issuer to Mr. Yanagi in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors, in which the Reporting Persons may have an indirect pecuniary interest. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management, LLC (the "Management Company"), an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Yanagi has no direct pecuniary interest in such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

F2: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

F3: Represents RSUs (or shares issued upon the vesting thereof) granted by the issuer as director compensation, in which the Reporting Persons may have an indirect pecuniary interest. The Management Company has the right to receive the economic benefit of the reported shares pursuant to a contractual obligation with the holder of such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 13, 2026 Filed Mar 16, 2026 20:26 UTC NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 Exercise / conversionRestricted Stock Unit · Derivative 1,556 $0.00 $0.00
Disclosure

SEC source: 0001464667-26-000003 · primary_doc.xml · derivative · entry 4

Jacobs Justin · CIK 0001464667 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,111

Underlying: Common Stock · 1,556 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not applicable. Each RSU represents the right to receive one share of the Company's common stock upon vesting without payment.

F2 · derivative.exercise_date: Not applicable. Each RSU represents the right to receive one share of the Company's common stock upon vesting without payment.

F2 · derivative.expiration_date: Not applicable. Each RSU represents the right to receive one share of the Company's common stock upon vesting without payment.

Read SEC document
March 13, 2026 Filed Mar 16, 2026 20:26 UTC NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 Exercise / conversionRestricted Stock Unit · Derivative 10,140 $0.00 $0.00
Disclosure

SEC source: 0001464667-26-000003 · primary_doc.xml · derivative · entry 3

Jacobs Justin · CIK 0001464667 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,280

Underlying: Common Stock · 10,140 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not applicable. Each RSU represents the right to receive one share of the Company's common stock upon vesting without payment.

F2 · derivative.exercise_date: Not applicable. Each RSU represents the right to receive one share of the Company's common stock upon vesting without payment.

F2 · derivative.expiration_date: Not applicable. Each RSU represents the right to receive one share of the Company's common stock upon vesting without payment.

Read SEC document
March 13, 2026 Filed Mar 16, 2026 20:26 UTC NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 Tax withholdingCommon Stock 4,433 $35.59 $157,770.47
Disclosure

SEC source: 0001464667-26-000003 · primary_doc.xml · nonDerivative · entry 2

Jacobs Justin · CIK 0001464667 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,756

Read SEC document
March 13, 2026 Filed Mar 16, 2026 20:26 UTC NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 GrantCommon Stock 11,696 Not disclosed Not disclosed
Disclosure

SEC source: 0001464667-26-000003 · primary_doc.xml · nonDerivative · entry 1

Jacobs Justin · CIK 0001464667 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,189

F1 · price: Not applicable. Represents shares acquired in connection with the vesting of a Restricted Stock Unit ("RSU") award.

Read SEC document
March 12, 2026 Filed Mar 16, 2026 17:25 UTC NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 GrantRestricted Stock Units · Derivative 27,647 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001464667-26-000002 · primary_doc.xml · derivative · entry 2

Jacobs Justin · CIK 0001464667 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,647

Underlying: Common Stock · 27,647 shares

Expires not disclosed

F1 · derivative.exercise_price: Not Applicable. Each RSU represents the right to receive one share of Common Stock upon vesting without payment.

F2 · derivative.exercise_date: Not Applicable. The acquisition reflects an award of Restricted Stock Units pursuant to the Company's 2019 Equity Incentive Plan. The award vests in one-third annual increments beginning on March 12, 2027, assuming continuous service by the Reporting Person during each vesting increment, subject to accelerated vesting under certain circumstances.

F2 · derivative.expiration_date: Not Applicable. The acquisition reflects an award of Restricted Stock Units pursuant to the Company's 2019 Equity Incentive Plan. The award vests in one-third annual increments beginning on March 12, 2027, assuming continuous service by the Reporting Person during each vesting increment, subject to accelerated vesting under certain circumstances.

Read SEC document
February 03, 2026 Filed Feb 3, 2026 17:03 UTC NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 Exercise / conversionRestricted Stock Units · Derivative 10,460 $0.00 $0.00
Disclosure

SEC source: 0001464667-26-000001 · primary_doc.xml · derivative · entry 3

Jacobs Justin · CIK 0001464667 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,461

Underlying: Common Stock · 10,460 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not applicable. Each RSU represents the right to receive one share of the Company's common stock upon vesting without payment.

F2 · derivative.exercise_date: Not applicable. Each RSU represents the right to receive one share of the Company's common stock upon vesting without payment.

F2 · derivative.expiration_date: Not applicable. Each RSU represents the right to receive one share of the Company's common stock upon vesting without payment.

Read SEC document
February 03, 2026 Filed Feb 3, 2026 17:03 UTC NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 Tax withholdingCommon Stock 4,290 $34.52 $148,090.80
Disclosure

SEC source: 0001464667-26-000001 · primary_doc.xml · nonDerivative · entry 2

Jacobs Justin · CIK 0001464667 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,493

Read SEC document
February 03, 2026 Filed Feb 3, 2026 17:03 UTC NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 GrantCommon Stock 10,460 Not disclosed Not disclosed
Disclosure

SEC source: 0001464667-26-000001 · primary_doc.xml · nonDerivative · entry 1

Jacobs Justin · CIK 0001464667 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,783

F1 · price: Not applicable. Represents shares acquired in connection with the vesting of a Restricted Stock Unit ("RSU") award.

Read SEC document
March 13, 2025 Filed Mar 17, 2025 18:33 UTC NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 GrantRestricted Stock Units · Derivative 35,087 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001084991-25-000021 · primary_doc.xml · derivative · entry 2

Jacobs Justin · CIK 0001464667 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,087

Underlying: Common Stock · 35,087 shares

Expires not disclosed

F1 · derivative.exercise_price: Not Applicable. Each RSU represents the right to receive one share of Common Stock upon vesting without payment.

F2 · derivative.exercise_date: Not Applicable. The acquisition reflects an award of Restricted Stock Units pursuant to the Company's 2019 Equity Incentive Plan. The award vests in one-third annual increments beginning on March 13, 2026, assuming continuous service by the Reporting Person during each vesting increment, subject to accelerated vesting under certain circumstances.

F2 · derivative.expiration_date: Not Applicable. The acquisition reflects an award of Restricted Stock Units pursuant to the Company's 2019 Equity Incentive Plan. The award vests in one-third annual increments beginning on March 13, 2026, assuming continuous service by the Reporting Person during each vesting increment, subject to accelerated vesting under certain circumstances.

Read SEC document
January 29, 2025 Filed Jan 30, 2025 19:20 UTC NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 Exercise / conversionRestricted Stock Units · Derivative 10,461 $0.00 $0.00
Disclosure

SEC source: 0001084991-25-000011 · primary_doc.xml · derivative · entry 2

Jacobs Justin · CIK 0001464667 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,921

Underlying: Common Stock · 10,461 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.exercise_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

F2 · derivative.expiration_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment.

Read SEC document
January 29, 2025 Filed Jan 30, 2025 19:20 UTC NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 GrantCommon Stock 10,461 Not disclosed Not disclosed
Disclosure

SEC source: 0001084991-25-000011 · primary_doc.xml · nonDerivative · entry 1

Jacobs Justin · CIK 0001464667 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,323

F1 · price: Not Applicable. Represents shares issued in connection with vesting of a Restricted Stock Unit.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 16:35 UTC NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 PurchaseCommon Stock 2,500 $19.08 $47,700.00
Disclosure

SEC source: 0001084991-24-000076 · primary_doc.xml · nonDerivative · entry 1

Jacobs Justin · CIK 0001464667 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,862

Read SEC document
May 09, 2024 Filed May 13, 2024 21:03 UTC NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 Disposition to issuerCommon Stock 2,252 $0.00 $0.00
Disclosure

SEC source: 0001084991-24-000038 · primary_doc.xml · nonDerivative · entry 2

Jacobs Justin · CIK 0001464667 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 362

F2 · kind: See footnote #1 above, in connection with the Reporting Person's employment with the Issuer and therefore no longer qualifying as an independent director, these shares are deemed to have not vested.

Read SEC document
May 09, 2024 Filed May 13, 2024 21:03 UTC NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 OtherCommon Stock 6,856 $0.00 $0.00
Disclosure

SEC source: 0001084991-24-000038 · primary_doc.xml · nonDerivative · entry 1

Jacobs Justin · CIK 0001464667 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,614

F1 · kind: Represents the exempt vesting of Restricted Stock Units previously granted by the Issuer and subsequent transfer of such vested shares to Mill Road Capital Management, LLC ("Mill Road"). The RSUs were granted as compensation for serving as a member of the Issuer's board of directors. At the time of grant, the Reporting Person ("RP") was an employee of Mill Road and he was serving on the Issuer's Board pursuant to a right of appointment held by Mill Road in connection with a Cooperation Agreement with the Issuer. Pursuant to a pre-existing contractual obligation, Mill Road has the right to receive the economic benefit of the reported vested shares. On January 29, 2024, the RP terminated his employment with Mill Road and on February 12, 2024, began employment as the Issuer's Chief Executive Officer. In connection with the contractual obligation noted above, these shares are in the process of being transferred by the RP to Mill Road for no consideration,

Read SEC document
January 29, 2024 Filed Feb 1, 2024 02:27 UTC NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 GrantRestricted Stock Units · Derivative 31,382 $0.00 $0.00
Disclosure

SEC source: 0001084991-24-000005 · primary_doc.xml · derivative · entry 2

Jacobs Justin · CIK 0001464667 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,382

Underlying: Common Stock · 31,382 shares

Expires not disclosed

F2 · derivative.exercise_price: Not Applicable. Each RSU represents the right to receive one share of Common Stock upon vesting without payment.

F3 · derivative.exercise_date: Not Applicable. The acquisition reflects an award of Restricted Stock Units pursuant the the Company's 2019 Equity Incentive Plan. The award vests in one-third annual increments beginning on January 29, 2025, subject to accelerated vesting under certain circumstances.

F3 · derivative.expiration_date: Not Applicable. The acquisition reflects an award of Restricted Stock Units pursuant the the Company's 2019 Equity Incentive Plan. The award vests in one-third annual increments beginning on January 29, 2025, subject to accelerated vesting under certain circumstances.

Read SEC document
July 21, 2023 Filed Jul 25, 2023 23:11 UTC NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 OtherPut Option (obligation to buy) · Derivative 91 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001209191-23-043349 · doc4.xml · derivative · entry 3

Jacobs Justin · CIK 0001464667 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 9,100 shares

Expires 2023-07-21

F1 · ownership.nature: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). The Reporting Person is a management committee director of Mill Road Capital III GP LLC (the "GP"), which is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, if any.

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July 21, 2023 Filed Jul 25, 2023 23:11 UTC NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 OtherCommon Stock 9,100 $15.00 $136,500.00
Disclosure

SEC source: 0001209191-23-043349 · doc4.xml · nonDerivative · entry 1

Jacobs Justin · CIK 0001464667 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 921,508

F1 · ownership.nature: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). The Reporting Person is a management committee director of Mill Road Capital III GP LLC (the "GP"), which is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, if any.

Read SEC document
May 09, 2023 Filed May 11, 2023 22:51 UTC NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 OtherCommon Stock 9,470 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-028851 · doc4.xml · nonDerivative · entry 2

Jacobs Justin · CIK 0001464667 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,470

F2 · kind: Represents the Reporting Person's acquisition of an indirect pecuniary interest in restricted stock units ("RSUs") granted by the issuer to the Reporting Person in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management, LLC, an affiliate of the Reporting Person that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, the Reporting Person has no direct pecuniary interest in such shares. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, if any.

Read SEC document
September 24, 2019 Filed Oct 2, 2019 16:24 UTC SCHOOL SPECIALTY INC SCOO · Entity 16699 OtherCommon Stock, $0.001 par value 3,870 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-051682 · doc4.xml · nonDerivative · entry 1

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Yanagi Eric · CIK 0001789758 · Director · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · 10% owner

Jacobs Justin · CIK 0001464667 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,870

F1 · kind: Represents restricted stock units ("RSUs") granted by the issuer to Mr. Yanagi in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors, in which the Reporting Persons may have an indirect pecuniary interest. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management, LLC (the "Management Company"), an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Yanagi has no direct pecuniary interest in such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

F1 · ownership.nature: Represents restricted stock units ("RSUs") granted by the issuer to Mr. Yanagi in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors, in which the Reporting Persons may have an indirect pecuniary interest. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management, LLC (the "Management Company"), an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Yanagi has no direct pecuniary interest in such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

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August 02, 2019 Filed Aug 6, 2019 16:17 UTC ECOLOGY & ENVIRONMENT INC EEI · Entity 152446 OtherClass A Common Stock, $0.01 par value 1,376 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-044803 · doc4.xml · nonDerivative · entry 1

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · 10% owner

Scharfman Scott · CIK 0001435257 · 10% owner

Jacobs Justin · CIK 0001464667 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,693

F1 · kind: Represents the Reporting Persons' acquisition of an indirect pecuniary interest in shares of restricted stock granted by the issuer to Mr. Jacobs in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any shares of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Jacobs has no direct pecuniary interest in such shares. Each of the Reporting Persons may be deemed to have an indirect pecuniary interest in the reported shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

F1 · ownership.nature: Represents the Reporting Persons' acquisition of an indirect pecuniary interest in shares of restricted stock granted by the issuer to Mr. Jacobs in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any shares of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Jacobs has no direct pecuniary interest in such shares. Each of the Reporting Persons may be deemed to have an indirect pecuniary interest in the reported shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

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June 06, 2019 Filed Jun 10, 2019 16:35 UTC SCHOOL SPECIALTY INC SCOO · Entity 16699 OtherCommon Stock, $0.001 par value 3,870 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-035816 · doc4.xml · nonDerivative · entry 2

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · 10% owner

Scharfman Scott · CIK 0001435257 · Director · 10% owner

Jacobs Justin · CIK 0001464667 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 7,740

F2 · kind: Represents the Reporting Persons' acquisition of an indirect pecuniary interest in RSUs granted by the issuer to Mr. Scharfman in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors. Each RSU represents the right to receive one share of the issuer's common stock, and the RSUs will vest on the first anniversary of the date of grant. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management, LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Scharfman has no direct pecuniary interest in such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

F2 · ownership.nature: Represents the Reporting Persons' acquisition of an indirect pecuniary interest in RSUs granted by the issuer to Mr. Scharfman in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors. Each RSU represents the right to receive one share of the issuer's common stock, and the RSUs will vest on the first anniversary of the date of grant. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management, LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Scharfman has no direct pecuniary interest in such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

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June 06, 2019 Filed Jun 10, 2019 16:35 UTC SCHOOL SPECIALTY INC SCOO · Entity 16699 OtherCommon Stock, $0.001 par value 3,870 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-035816 · doc4.xml · nonDerivative · entry 1

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · 10% owner

Scharfman Scott · CIK 0001435257 · Director · 10% owner

Jacobs Justin · CIK 0001464667 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,865

F1 · kind: Represents the Reporting Persons' acquisition of an indirect pecuniary interest in restricted stock units ("RSUs") granted by the issuer to Mr. Jacobs in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors. Each RSU represents the right to receive one share of the issuer's common stock, and the RSUs will vest on the first anniversary of the date of grant. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management, LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Jacobs has no direct pecuniary interest in such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

F1 · ownership.nature: Represents the Reporting Persons' acquisition of an indirect pecuniary interest in restricted stock units ("RSUs") granted by the issuer to Mr. Jacobs in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors. Each RSU represents the right to receive one share of the issuer's common stock, and the RSUs will vest on the first anniversary of the date of grant. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management, LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Jacobs has no direct pecuniary interest in such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

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March 15, 2019 Filed Mar 19, 2019 17:35 UTC SCHOOL SPECIALTY INC SCOO · Entity 16699 OtherCommon Stock, $0.001 par value 2,995 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-020408 · doc4.xml · nonDerivative · entry 1

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · 10% owner

Scharfman Scott · CIK 0001435257 · Director · 10% owner

Jacobs Justin · CIK 0001464667 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,995

F1 · kind: Represents the Reporting Persons' acquisition of an indirect pecuniary interest in restricted stock units ("RSUs") granted by the issuer to Mr. Jacobs in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors. Each RSU represents the right to receive one share of the issuer's common stock, and the RSUs will vest on the first anniversary of the date of grant. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management, LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Jacobs has no direct pecuniary interest in such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

F1 · ownership.nature: Represents the Reporting Persons' acquisition of an indirect pecuniary interest in restricted stock units ("RSUs") granted by the issuer to Mr. Jacobs in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors. Each RSU represents the right to receive one share of the issuer's common stock, and the RSUs will vest on the first anniversary of the date of grant. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management, LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Jacobs has no direct pecuniary interest in such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

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May 16, 2018 Filed May 18, 2018 16:12 UTC ECOLOGY & ENVIRONMENT INC EEI · Entity 152446 OtherClass A Common Stock, $0.01 par value 1,721 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-031393 · doc4.xml · nonDerivative · entry 1

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · 10% owner

Scharfman Scott · CIK 0001435257 · 10% owner

Jacobs Justin · CIK 0001464667 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,317

F1 · kind: Represents the Reporting Persons' acquisition of an indirect pecuniary interest in shares of restricted stock granted by the issuer to Mr. Jacobs in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors. The shares of restricted stock will vest on April 18, 2019. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any shares of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Jacobs has no direct pecuniary interest in such shares. Each of the Reporting Persons may be deemed to have an indirect pecuniary interest in the reported shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

F1 · ownership.nature: Represents the Reporting Persons' acquisition of an indirect pecuniary interest in shares of restricted stock granted by the issuer to Mr. Jacobs in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors. The shares of restricted stock will vest on April 18, 2019. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any shares of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Jacobs has no direct pecuniary interest in such shares. Each of the Reporting Persons may be deemed to have an indirect pecuniary interest in the reported shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

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July 28, 2017 Filed Aug 1, 2017 17:11 UTC ECOLOGY & ENVIRONMENT INC EEI · Entity 152446 OtherClass A Common Stock, $0.01 par value 1,596 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-046942 · doc4.xml · nonDerivative · entry 1

Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner

Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner

LYNCH THOMAS E · CIK 0001244666 · 10% owner

Scharfman Scott · CIK 0001435257 · 10% owner

Jacobs Justin · CIK 0001464667 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,596

F1 · kind: Represents the Reporting Persons' acquisition of an indirect pecuniary interest in shares of restricted stock granted by the issuer to Mr. Jacobs in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors. The shares of restricted stock will vest on April 18, 2018. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any shares of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Jacobs has no direct pecuniary interest in such shares. Each of the Reporting Persons may be deemed to have an indirect pecuniary interest in the reported shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

F1 · ownership.nature: Represents the Reporting Persons' acquisition of an indirect pecuniary interest in shares of restricted stock granted by the issuer to Mr. Jacobs in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors. The shares of restricted stock will vest on April 18, 2018. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any shares of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Jacobs has no direct pecuniary interest in such shares. Each of the Reporting Persons may be deemed to have an indirect pecuniary interest in the reported shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.