Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ECOLOGY & ENVIRONMENT INCEEI · Entity 152446 | Director | August 02, 2019 | August 06, 2019 |
| NATURAL GAS SERVICES GROUP INCNGS · Entity 1461 | Chief Executive Officer | March 13, 2026 | March 16, 2026 |
| SCHOOL SPECIALTY INCSCOO · Entity 16699 | Director · 10% owner | September 24, 2019 | October 02, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ECOLOGY & ENVIRONMENT INC
Report date August 02, 2019 · Filed August 06, 2019
Jointly reported with Mill Road Capital II, L.P., Mill Road Capital II GP LLC, LYNCH THOMAS E, Scharfman Scott
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectSee footnote | 4,693 |
Reported balance
After 2019-08-02 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2019-08-02 · Other · Acquired 1,376 · Balance 4,693 F1: Represents the Reporting Persons' acquisition of an indirect pecuniary interest in shares of restricted stock granted by the issuer to Mr. Jacobs in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any shares of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Jacobs has no direct pecuniary interest in such shares. Each of the Reporting Persons may be deemed to have an indirect pecuniary interest in the reported shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. |
| Class A Common Stock, $0.01 par valueSEC Table I · non-derivative | Direct | 463,072 |
Reported balance
Holding disclosure · report date 2019-08-02 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 463,072 F2: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Each of Messrs. Lynch and Scharfman is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the Reporting Persons' acquisition of an indirect pecuniary interest in shares of restricted stock granted by the issuer to Mr. Jacobs in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any shares of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Jacobs has no direct pecuniary interest in such shares. Each of the Reporting Persons may be deemed to have an indirect pecuniary interest in the reported shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.
F2: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Each of Messrs. Lynch and Scharfman is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.
NATURAL GAS SERVICES GROUP INC
Report date March 13, 2026 · Filed March 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 26,756 |
Ending reported balance
After 2026-03-13 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-03-13 · Grant · Acquired 11,696 · Balance 31,189 F1: Not applicable. Represents shares acquired in connection with the vesting of a Restricted Stock Unit ("RSU") award. Row 2 · 2026-03-13 · Tax withholding · Disposed 4,433 · Balance 26,756 |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 20,280 |
Reported balance
After 2026-03-13 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-03-13 · Exercise / conversion · Disposed 10,140 · Balance 20,280 F2: Not applicable. Each RSU represents the right to receive one share of the Company's common stock upon vesting without payment. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 3,111 |
Reported balance
After 2026-03-13 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-03-13 · Exercise / conversion · Disposed 1,556 · Balance 3,111 F2: Not applicable. Each RSU represents the right to receive one share of the Company's common stock upon vesting without payment. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 10,461 |
Reported balance
Holding disclosure · report date 2026-03-13 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 10,461 F2: Not applicable. Each RSU represents the right to receive one share of the Company's common stock upon vesting without payment. |
Filing footnotes · ownership attribution and instrument terms
F1: Not applicable. Represents shares acquired in connection with the vesting of a Restricted Stock Unit ("RSU") award.
F2: Not applicable. Each RSU represents the right to receive one share of the Company's common stock upon vesting without payment.
SCHOOL SPECIALTY INC
Report date September 24, 2019 · Filed October 02, 2019
Jointly reported with Mill Road Capital II, L.P., Yanagi Eric, Mill Road Capital II GP LLC, LYNCH THOMAS E
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.001 par valueSEC Table I · non-derivative | IndirectSee footnote | 3,870 |
Reported balance
After 2019-09-24 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2019-09-24 · Other · Acquired 3,870 · Balance 3,870 F1: Represents restricted stock units ("RSUs") granted by the issuer to Mr. Yanagi in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors, in which the Reporting Persons may have an indirect pecuniary interest. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management, LLC (the "Management Company"), an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Yanagi has no direct pecuniary interest in such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | IndirectSee footnote | 6,865 |
Reported balance
Holding disclosure · report date 2019-09-24 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 6,865 F3: Represents RSUs (or shares issued upon the vesting thereof) granted by the issuer as director compensation, in which the Reporting Persons may have an indirect pecuniary interest. The Management Company has the right to receive the economic benefit of the reported shares pursuant to a contractual obligation with the holder of such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | IndirectSee footnote | 3,870 |
Reported balance
Holding disclosure · report date 2019-09-24 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 3,870 F3: Represents RSUs (or shares issued upon the vesting thereof) granted by the issuer as director compensation, in which the Reporting Persons may have an indirect pecuniary interest. The Management Company has the right to receive the economic benefit of the reported shares pursuant to a contractual obligation with the holder of such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | Direct | 2,423,516 |
Reported balance
Holding disclosure · report date 2019-09-24 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,423,516 F2: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units ("RSUs") granted by the issuer to Mr. Yanagi in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors, in which the Reporting Persons may have an indirect pecuniary interest. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management, LLC (the "Management Company"), an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Yanagi has no direct pecuniary interest in such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.
F2: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.
F3: Represents RSUs (or shares issued upon the vesting thereof) granted by the issuer as director compensation, in which the Reporting Persons may have an indirect pecuniary interest. The Management Company has the right to receive the economic benefit of the reported shares pursuant to a contractual obligation with the holder of such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 13, 2026 Filed Mar 16, 2026 20:26 UTC | NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 | Exercise / conversionRestricted Stock Unit · Derivative | 1,556 | $0.00 | $0.00 |
DisclosureSEC source: 0001464667-26-000003 · primary_doc.xml · derivative · entry 4 Jacobs Justin · CIK 0001464667 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,111 Underlying: Common Stock · 1,556 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Not applicable. Each RSU represents the right to receive one share of the Company's common stock upon vesting without payment. F2 · derivative.exercise_date: Not applicable. Each RSU represents the right to receive one share of the Company's common stock upon vesting without payment. F2 · derivative.expiration_date: Not applicable. Each RSU represents the right to receive one share of the Company's common stock upon vesting without payment. Read SEC document |
| March 13, 2026 Filed Mar 16, 2026 20:26 UTC | NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 | Exercise / conversionRestricted Stock Unit · Derivative | 10,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001464667-26-000003 · primary_doc.xml · derivative · entry 3 Jacobs Justin · CIK 0001464667 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,280 Underlying: Common Stock · 10,140 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Not applicable. Each RSU represents the right to receive one share of the Company's common stock upon vesting without payment. F2 · derivative.exercise_date: Not applicable. Each RSU represents the right to receive one share of the Company's common stock upon vesting without payment. F2 · derivative.expiration_date: Not applicable. Each RSU represents the right to receive one share of the Company's common stock upon vesting without payment. Read SEC document |
| March 13, 2026 Filed Mar 16, 2026 20:26 UTC | NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 | Tax withholdingCommon Stock | 4,433 | $35.59 | $157,770.47 |
DisclosureSEC source: 0001464667-26-000003 · primary_doc.xml · nonDerivative · entry 2 Jacobs Justin · CIK 0001464667 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,756 Read SEC document |
| March 13, 2026 Filed Mar 16, 2026 20:26 UTC | NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 | GrantCommon Stock | 11,696 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001464667-26-000003 · primary_doc.xml · nonDerivative · entry 1 Jacobs Justin · CIK 0001464667 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,189 F1 · price: Not applicable. Represents shares acquired in connection with the vesting of a Restricted Stock Unit ("RSU") award. Read SEC document |
| March 12, 2026 Filed Mar 16, 2026 17:25 UTC | NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 | GrantRestricted Stock Units · Derivative | 27,647 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001464667-26-000002 · primary_doc.xml · derivative · entry 2 Jacobs Justin · CIK 0001464667 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,647 Underlying: Common Stock · 27,647 shares Expires not disclosed F1 · derivative.exercise_price: Not Applicable. Each RSU represents the right to receive one share of Common Stock upon vesting without payment. F2 · derivative.exercise_date: Not Applicable. The acquisition reflects an award of Restricted Stock Units pursuant to the Company's 2019 Equity Incentive Plan. The award vests in one-third annual increments beginning on March 12, 2027, assuming continuous service by the Reporting Person during each vesting increment, subject to accelerated vesting under certain circumstances. F2 · derivative.expiration_date: Not Applicable. The acquisition reflects an award of Restricted Stock Units pursuant to the Company's 2019 Equity Incentive Plan. The award vests in one-third annual increments beginning on March 12, 2027, assuming continuous service by the Reporting Person during each vesting increment, subject to accelerated vesting under certain circumstances. Read SEC document |
| February 03, 2026 Filed Feb 3, 2026 17:03 UTC | NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 | Exercise / conversionRestricted Stock Units · Derivative | 10,460 | $0.00 | $0.00 |
DisclosureSEC source: 0001464667-26-000001 · primary_doc.xml · derivative · entry 3 Jacobs Justin · CIK 0001464667 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,461 Underlying: Common Stock · 10,460 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Not applicable. Each RSU represents the right to receive one share of the Company's common stock upon vesting without payment. F2 · derivative.exercise_date: Not applicable. Each RSU represents the right to receive one share of the Company's common stock upon vesting without payment. F2 · derivative.expiration_date: Not applicable. Each RSU represents the right to receive one share of the Company's common stock upon vesting without payment. Read SEC document |
| February 03, 2026 Filed Feb 3, 2026 17:03 UTC | NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 | Tax withholdingCommon Stock | 4,290 | $34.52 | $148,090.80 |
DisclosureSEC source: 0001464667-26-000001 · primary_doc.xml · nonDerivative · entry 2 Jacobs Justin · CIK 0001464667 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,493 Read SEC document |
| February 03, 2026 Filed Feb 3, 2026 17:03 UTC | NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 | GrantCommon Stock | 10,460 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001464667-26-000001 · primary_doc.xml · nonDerivative · entry 1 Jacobs Justin · CIK 0001464667 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,783 F1 · price: Not applicable. Represents shares acquired in connection with the vesting of a Restricted Stock Unit ("RSU") award. Read SEC document |
| March 13, 2025 Filed Mar 17, 2025 18:33 UTC | NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 | GrantRestricted Stock Units · Derivative | 35,087 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001084991-25-000021 · primary_doc.xml · derivative · entry 2 Jacobs Justin · CIK 0001464667 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,087 Underlying: Common Stock · 35,087 shares Expires not disclosed F1 · derivative.exercise_price: Not Applicable. Each RSU represents the right to receive one share of Common Stock upon vesting without payment. F2 · derivative.exercise_date: Not Applicable. The acquisition reflects an award of Restricted Stock Units pursuant to the Company's 2019 Equity Incentive Plan. The award vests in one-third annual increments beginning on March 13, 2026, assuming continuous service by the Reporting Person during each vesting increment, subject to accelerated vesting under certain circumstances. F2 · derivative.expiration_date: Not Applicable. The acquisition reflects an award of Restricted Stock Units pursuant to the Company's 2019 Equity Incentive Plan. The award vests in one-third annual increments beginning on March 13, 2026, assuming continuous service by the Reporting Person during each vesting increment, subject to accelerated vesting under certain circumstances. Read SEC document |
| January 29, 2025 Filed Jan 30, 2025 19:20 UTC | NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 | Exercise / conversionRestricted Stock Units · Derivative | 10,461 | $0.00 | $0.00 |
DisclosureSEC source: 0001084991-25-000011 · primary_doc.xml · derivative · entry 2 Jacobs Justin · CIK 0001464667 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,921 Underlying: Common Stock · 10,461 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment. F2 · derivative.exercise_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment. F2 · derivative.expiration_date: Not Applicable. Each RSU represents the right to receive one share of Company common stock upon vesting without payment. Read SEC document |
| January 29, 2025 Filed Jan 30, 2025 19:20 UTC | NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 | GrantCommon Stock | 10,461 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001084991-25-000011 · primary_doc.xml · nonDerivative · entry 1 Jacobs Justin · CIK 0001464667 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,323 F1 · price: Not Applicable. Represents shares issued in connection with vesting of a Restricted Stock Unit. Read SEC document |
| June 14, 2024 Filed Jun 18, 2024 16:35 UTC | NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 | PurchaseCommon Stock | 2,500 | $19.08 | $47,700.00 |
DisclosureSEC source: 0001084991-24-000076 · primary_doc.xml · nonDerivative · entry 1 Jacobs Justin · CIK 0001464667 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,862 Read SEC document |
| May 09, 2024 Filed May 13, 2024 21:03 UTC | NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 | Disposition to issuerCommon Stock | 2,252 | $0.00 | $0.00 |
DisclosureSEC source: 0001084991-24-000038 · primary_doc.xml · nonDerivative · entry 2 Jacobs Justin · CIK 0001464667 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 362 F2 · kind: See footnote #1 above, in connection with the Reporting Person's employment with the Issuer and therefore no longer qualifying as an independent director, these shares are deemed to have not vested. Read SEC document |
| May 09, 2024 Filed May 13, 2024 21:03 UTC | NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 | OtherCommon Stock | 6,856 | $0.00 | $0.00 |
DisclosureSEC source: 0001084991-24-000038 · primary_doc.xml · nonDerivative · entry 1 Jacobs Justin · CIK 0001464667 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,614 F1 · kind: Represents the exempt vesting of Restricted Stock Units previously granted by the Issuer and subsequent transfer of such vested shares to Mill Road Capital Management, LLC ("Mill Road"). The RSUs were granted as compensation for serving as a member of the Issuer's board of directors. At the time of grant, the Reporting Person ("RP") was an employee of Mill Road and he was serving on the Issuer's Board pursuant to a right of appointment held by Mill Road in connection with a Cooperation Agreement with the Issuer. Pursuant to a pre-existing contractual obligation, Mill Road has the right to receive the economic benefit of the reported vested shares. On January 29, 2024, the RP terminated his employment with Mill Road and on February 12, 2024, began employment as the Issuer's Chief Executive Officer. In connection with the contractual obligation noted above, these shares are in the process of being transferred by the RP to Mill Road for no consideration, Read SEC document |
| January 29, 2024 Filed Feb 1, 2024 02:27 UTC | NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 | GrantRestricted Stock Units · Derivative | 31,382 | $0.00 | $0.00 |
DisclosureSEC source: 0001084991-24-000005 · primary_doc.xml · derivative · entry 2 Jacobs Justin · CIK 0001464667 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,382 Underlying: Common Stock · 31,382 shares Expires not disclosed F2 · derivative.exercise_price: Not Applicable. Each RSU represents the right to receive one share of Common Stock upon vesting without payment. F3 · derivative.exercise_date: Not Applicable. The acquisition reflects an award of Restricted Stock Units pursuant the the Company's 2019 Equity Incentive Plan. The award vests in one-third annual increments beginning on January 29, 2025, subject to accelerated vesting under certain circumstances. F3 · derivative.expiration_date: Not Applicable. The acquisition reflects an award of Restricted Stock Units pursuant the the Company's 2019 Equity Incentive Plan. The award vests in one-third annual increments beginning on January 29, 2025, subject to accelerated vesting under certain circumstances. Read SEC document |
| July 21, 2023 Filed Jul 25, 2023 23:11 UTC | NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 | OtherPut Option (obligation to buy) · Derivative | 91 | $0.00 Strike: $15.00 | $0.00 |
DisclosureSEC source: 0001209191-23-043349 · doc4.xml · derivative · entry 3 Jacobs Justin · CIK 0001464667 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 9,100 shares Expires 2023-07-21 F1 · ownership.nature: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). The Reporting Person is a management committee director of Mill Road Capital III GP LLC (the "GP"), which is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, if any. Read SEC document |
| July 21, 2023 Filed Jul 25, 2023 23:11 UTC | NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 | OtherCommon Stock | 9,100 | $15.00 | $136,500.00 |
DisclosureSEC source: 0001209191-23-043349 · doc4.xml · nonDerivative · entry 1 Jacobs Justin · CIK 0001464667 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 921,508 F1 · ownership.nature: The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). The Reporting Person is a management committee director of Mill Road Capital III GP LLC (the "GP"), which is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, if any. Read SEC document |
| May 09, 2023 Filed May 11, 2023 22:51 UTC | NATURAL GAS SERVICES GROUP INC NGS · Entity 1461 | OtherCommon Stock | 9,470 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-028851 · doc4.xml · nonDerivative · entry 2 Jacobs Justin · CIK 0001464667 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,470 F2 · kind: Represents the Reporting Person's acquisition of an indirect pecuniary interest in restricted stock units ("RSUs") granted by the issuer to the Reporting Person in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management, LLC, an affiliate of the Reporting Person that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, the Reporting Person has no direct pecuniary interest in such shares. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, if any. Read SEC document |
| September 24, 2019 Filed Oct 2, 2019 16:24 UTC | SCHOOL SPECIALTY INC SCOO · Entity 16699 | OtherCommon Stock, $0.001 par value | 3,870 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-051682 · doc4.xml · nonDerivative · entry 1 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Yanagi Eric · CIK 0001789758 · Director · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Jacobs Justin · CIK 0001464667 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,870 F1 · kind: Represents restricted stock units ("RSUs") granted by the issuer to Mr. Yanagi in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors, in which the Reporting Persons may have an indirect pecuniary interest. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management, LLC (the "Management Company"), an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Yanagi has no direct pecuniary interest in such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. F1 · ownership.nature: Represents restricted stock units ("RSUs") granted by the issuer to Mr. Yanagi in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors, in which the Reporting Persons may have an indirect pecuniary interest. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management, LLC (the "Management Company"), an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Yanagi has no direct pecuniary interest in such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| August 02, 2019 Filed Aug 6, 2019 16:17 UTC | ECOLOGY & ENVIRONMENT INC EEI · Entity 152446 | OtherClass A Common Stock, $0.01 par value | 1,376 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-044803 · doc4.xml · nonDerivative · entry 1 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Scharfman Scott · CIK 0001435257 · 10% owner Jacobs Justin · CIK 0001464667 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,693 F1 · kind: Represents the Reporting Persons' acquisition of an indirect pecuniary interest in shares of restricted stock granted by the issuer to Mr. Jacobs in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any shares of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Jacobs has no direct pecuniary interest in such shares. Each of the Reporting Persons may be deemed to have an indirect pecuniary interest in the reported shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. F1 · ownership.nature: Represents the Reporting Persons' acquisition of an indirect pecuniary interest in shares of restricted stock granted by the issuer to Mr. Jacobs in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any shares of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Jacobs has no direct pecuniary interest in such shares. Each of the Reporting Persons may be deemed to have an indirect pecuniary interest in the reported shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| June 06, 2019 Filed Jun 10, 2019 16:35 UTC | SCHOOL SPECIALTY INC SCOO · Entity 16699 | OtherCommon Stock, $0.001 par value | 3,870 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-035816 · doc4.xml · nonDerivative · entry 2 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Scharfman Scott · CIK 0001435257 · Director · 10% owner Jacobs Justin · CIK 0001464667 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,740 F2 · kind: Represents the Reporting Persons' acquisition of an indirect pecuniary interest in RSUs granted by the issuer to Mr. Scharfman in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors. Each RSU represents the right to receive one share of the issuer's common stock, and the RSUs will vest on the first anniversary of the date of grant. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management, LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Scharfman has no direct pecuniary interest in such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. F2 · ownership.nature: Represents the Reporting Persons' acquisition of an indirect pecuniary interest in RSUs granted by the issuer to Mr. Scharfman in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors. Each RSU represents the right to receive one share of the issuer's common stock, and the RSUs will vest on the first anniversary of the date of grant. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management, LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Scharfman has no direct pecuniary interest in such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| June 06, 2019 Filed Jun 10, 2019 16:35 UTC | SCHOOL SPECIALTY INC SCOO · Entity 16699 | OtherCommon Stock, $0.001 par value | 3,870 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-035816 · doc4.xml · nonDerivative · entry 1 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Scharfman Scott · CIK 0001435257 · Director · 10% owner Jacobs Justin · CIK 0001464667 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,865 F1 · kind: Represents the Reporting Persons' acquisition of an indirect pecuniary interest in restricted stock units ("RSUs") granted by the issuer to Mr. Jacobs in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors. Each RSU represents the right to receive one share of the issuer's common stock, and the RSUs will vest on the first anniversary of the date of grant. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management, LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Jacobs has no direct pecuniary interest in such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. F1 · ownership.nature: Represents the Reporting Persons' acquisition of an indirect pecuniary interest in restricted stock units ("RSUs") granted by the issuer to Mr. Jacobs in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors. Each RSU represents the right to receive one share of the issuer's common stock, and the RSUs will vest on the first anniversary of the date of grant. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management, LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Jacobs has no direct pecuniary interest in such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 17:35 UTC | SCHOOL SPECIALTY INC SCOO · Entity 16699 | OtherCommon Stock, $0.001 par value | 2,995 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-020408 · doc4.xml · nonDerivative · entry 1 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Scharfman Scott · CIK 0001435257 · Director · 10% owner Jacobs Justin · CIK 0001464667 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,995 F1 · kind: Represents the Reporting Persons' acquisition of an indirect pecuniary interest in restricted stock units ("RSUs") granted by the issuer to Mr. Jacobs in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors. Each RSU represents the right to receive one share of the issuer's common stock, and the RSUs will vest on the first anniversary of the date of grant. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management, LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Jacobs has no direct pecuniary interest in such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. F1 · ownership.nature: Represents the Reporting Persons' acquisition of an indirect pecuniary interest in restricted stock units ("RSUs") granted by the issuer to Mr. Jacobs in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors. Each RSU represents the right to receive one share of the issuer's common stock, and the RSUs will vest on the first anniversary of the date of grant. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management, LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Jacobs has no direct pecuniary interest in such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| May 16, 2018 Filed May 18, 2018 16:12 UTC | ECOLOGY & ENVIRONMENT INC EEI · Entity 152446 | OtherClass A Common Stock, $0.01 par value | 1,721 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-031393 · doc4.xml · nonDerivative · entry 1 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Scharfman Scott · CIK 0001435257 · 10% owner Jacobs Justin · CIK 0001464667 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,317 F1 · kind: Represents the Reporting Persons' acquisition of an indirect pecuniary interest in shares of restricted stock granted by the issuer to Mr. Jacobs in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors. The shares of restricted stock will vest on April 18, 2019. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any shares of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Jacobs has no direct pecuniary interest in such shares. Each of the Reporting Persons may be deemed to have an indirect pecuniary interest in the reported shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. F1 · ownership.nature: Represents the Reporting Persons' acquisition of an indirect pecuniary interest in shares of restricted stock granted by the issuer to Mr. Jacobs in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors. The shares of restricted stock will vest on April 18, 2019. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any shares of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Jacobs has no direct pecuniary interest in such shares. Each of the Reporting Persons may be deemed to have an indirect pecuniary interest in the reported shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 17:11 UTC | ECOLOGY & ENVIRONMENT INC EEI · Entity 152446 | OtherClass A Common Stock, $0.01 par value | 1,596 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-046942 · doc4.xml · nonDerivative · entry 1 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · 10% owner Scharfman Scott · CIK 0001435257 · 10% owner Jacobs Justin · CIK 0001464667 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,596 F1 · kind: Represents the Reporting Persons' acquisition of an indirect pecuniary interest in shares of restricted stock granted by the issuer to Mr. Jacobs in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors. The shares of restricted stock will vest on April 18, 2018. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any shares of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Jacobs has no direct pecuniary interest in such shares. Each of the Reporting Persons may be deemed to have an indirect pecuniary interest in the reported shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. F1 · ownership.nature: Represents the Reporting Persons' acquisition of an indirect pecuniary interest in shares of restricted stock granted by the issuer to Mr. Jacobs in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors. The shares of restricted stock will vest on April 18, 2018. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any shares of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Jacobs has no direct pecuniary interest in such shares. Each of the Reporting Persons may be deemed to have an indirect pecuniary interest in the reported shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.