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NOVAGOLD RESOURCES INC

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Tapewire entity
1348
SEC CIK
0001173420
Parsed reports
757

Last 12 months

Inside the activity.

2 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202620
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 02, 2026 Filed Feb 4, 2026 19:33 UTC
Schutt EthanDirector
GrantStock Option (right to buy) · Derivative 36,600 $0.00 Strike: $8.73 $0.00
Disclosure

SEC source: 0001214659-26-001166 · marketforms-71990.xml · derivative · entry 1

Schutt Ethan · CIK 0001777347 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,600

Underlying: Common Shares · 36,600 shares

Expires 2031-02-01

F1 · derivative.exercise_date: The options vest as follows: 1/3 on 02/02/2027; 1/3 on 02/02/2028; and 1/3 on 02/02/2029.

Read SEC document
February 02, 2026 Filed Feb 4, 2026 19:33 UTC
KYLE HUME D.Director
GrantStock Option (right to buy) · Derivative 38,200 $0.00 Strike: $8.75 $0.00
Disclosure

SEC source: 0001214659-26-001165 · marketforms-71983.xml · derivative · entry 1

KYLE HUME D. · CIK 0001973622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,200

Underlying: Common Shares · 38,200 shares

Expires 2031-02-01

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$11.87 using an exchange rate of CAD$1.356=U.S.$1.00.

F2 · derivative.exercise_date: The options vest as follows: 1/3 on 02/02/2027; 1/3 on 02/02/2028; and 1/3 on 02/02/2029.

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February 02, 2026 Filed Feb 4, 2026 19:32 UTC GrantStock Option (right to buy) · Derivative 38,200 $0.00 Strike: $8.75 $0.00
Disclosure

SEC source: 0001214659-26-001164 · marketforms-71984.xml · derivative · entry 1

Whittaker Dawn Patricia · CIK 0001974817 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,200

Underlying: Common Shares · 38,200 shares

Expires 2031-02-01

F1 · derivative.exercise_price: The exercise price reported above was converted from the Canadian exercise price of C$11.87 using an exchange rate of CAD$1.356=U.S.$1.00.

F2 · derivative.exercise_date: The options vest as follows: 1/3 on 02/02/2027; 1/3 on 02/02/2028; and 1/3 on 02/02/2029.

Read SEC document
January 27, 2026 Filed Jan 29, 2026 18:44 UTC Exercise / conversionStock Option (right to buy) · Derivative 35,200 $0.00 Strike: $9.96 $0.00
Disclosure

SEC source: 0001214659-26-000943 · marketforms-71951.xml · derivative · entry 4

Dorward-King Elaine J · CIK 0001572364 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 35,200 shares

Expires 2026-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options were granted on December 1, 2020 and vested as follows: 1/3 on 12/1/2021; 1/3 on 12/1/2022; and 1/3 on 12/1/2023.

F2 · derivative.expiration_date: The expiration date of this stock option was extended from the original expiration date of November 30, 2025, through February 6, 2026, pursuant to the terms of the Stock Award Plan.

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January 27, 2026 Filed Jan 29, 2026 18:44 UTC SaleCommon Shares 11 $10.42 $114.57
Disclosure

SEC source: 0001214659-26-000943 · marketforms-71951.xml · nonDerivative · entry 3

Dorward-King Elaine J · CIK 0001572364 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,265

Read SEC document
January 27, 2026 Filed Jan 29, 2026 18:44 UTC Tax withholdingCommon Shares 33,311 $10.53 $350,598.28
Disclosure

SEC source: 0001214659-26-000943 · marketforms-71951.xml · nonDerivative · entry 2

Dorward-King Elaine J · CIK 0001572364 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,276

Read SEC document
January 27, 2026 Filed Jan 29, 2026 18:44 UTC Exercise / conversionCommon Shares 35,200 $9.96 $350,592.00
Disclosure

SEC source: 0001214659-26-000943 · marketforms-71951.xml · nonDerivative · entry 1

Dorward-King Elaine J · CIK 0001572364 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,587

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2025 Filed Jan 6, 2026 18:03 UTC
WILLIAMS RICHARD ALANVice President & COO
GrantCommon Shares 905 $9.27 $8,389.35
Disclosure

SEC source: 0001214659-26-000156 · marketforms-71718.xml · nonDerivative · entry 1

WILLIAMS RICHARD ALAN · CIK 0002009896 · Vice President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 450,697

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the fourth calendar quarter of 2025.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $7.94 to $10.23, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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December 31, 2025 Filed Jan 6, 2026 18:02 UTC
Lang Gregory A.Director · President and CEO
GrantCommon Shares 1,791 $9.27 $16,602.57
Disclosure

SEC source: 0001214659-26-000155 · marketforms-71717.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,714

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the fourth calendar quarter of 2025.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $7.94 to $10.23, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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December 31, 2025 Filed Jan 6, 2026 18:02 UTC
ADAMEK PETERVice President & CFO
GrantCommon Shares 833 $9.27 $7,721.91
Disclosure

SEC source: 0001214659-26-000154 · marketforms-71716.xml · nonDerivative · entry 1

ADAMEK PETER · CIK 0002028075 · Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,527

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the fourth calendar quarter of 2025.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $7.94 to $10.23, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
December 01, 2025 Filed Dec 2, 2025 13:05 UTC GrantDeferred Share Unit · Derivative 1,185.924 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-025667 · ownership.xml · derivative · entry 1

KAPLAN THOMAS SCOTT · CIK 0001124803 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,101.429

Underlying: Common Shares · 1,185.924 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · deemedExecutionDate: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

Read SEC document
December 01, 2025 Filed Dec 2, 2025 15:10 UTC GrantCommon Shares 1,186 $0.00 $0.00
Disclosure

SEC source: 0001214659-25-017462 · marketforms-71379.xml · nonDerivative · entry 1

Dorward-King Elaine J · CIK 0001572364 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,387

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. Grants to non-U.S. Eligible Participants will expire on December 31 of the year following the reporting person's termination date; grants to U.S. Eligible Participants will expire 90 days following the reporting person's termination date.

Read SEC document
December 01, 2025 Filed Dec 2, 2025 15:10 UTC
Erfan AliDirector
GrantCommon Shares 593 $0.00 $0.00
Disclosure

SEC source: 0001214659-25-017461 · marketforms-71380.xml · nonDerivative · entry 1

Erfan Ali · CIK 0001716691 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,163

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. Grants to non-U.S. Eligible Participants will expire on December 31 of the year following the reporting person's termination date; grants to U.S. Eligible Participants will expire 90 days following the reporting person's termination date.

Read SEC document
December 01, 2025 Filed Dec 2, 2025 15:10 UTC
KYLE HUME D.Director
GrantCommon Shares 593 $0.00 $0.00
Disclosure

SEC source: 0001214659-25-017460 · marketforms-71381.xml · nonDerivative · entry 1

KYLE HUME D. · CIK 0001973622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,752

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. Grants to non-U.S. Eligible Participants will expire on December 31 of the year following the reporting person's termination date; grants to U.S. Eligible Participants will expire 90 days following the reporting person's termination date.

Read SEC document
December 01, 2025 Filed Dec 2, 2025 15:10 UTC GrantCommon Shares 593 $0.00 $0.00
Disclosure

SEC source: 0001214659-25-017459 · marketforms-71382.xml · nonDerivative · entry 1

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,199

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. Grants to non-U.S. Eligible Participants will expire on December 31 of the year following the reporting person's termination date; grants to U.S. Eligible Participants will expire 90 days following the reporting person's termination date.

Read SEC document
December 01, 2025 Filed Dec 2, 2025 15:09 UTC GrantCommon Shares 593 $0.00 $0.00
Disclosure

SEC source: 0001214659-25-017458 · marketforms-71383.xml · nonDerivative · entry 1

MCARTHUR C. KEVIN · CIK 0001480320 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,806

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. Grants to non-U.S. Eligible Participants will expire on December 31 of the year following the reporting person's termination date; grants to U.S. Eligible Participants will expire 90 days following the reporting person's termination date.

Read SEC document
December 01, 2025 Filed Dec 2, 2025 15:09 UTC GrantCommon Shares 1,186 $0.00 $0.00
Disclosure

SEC source: 0001214659-25-017457 · marketforms-71384.xml · nonDerivative · entry 1

Muniz Quintanilla Daniel · CIK 0001436258 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,551

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. Grants to non-U.S. Eligible Participants will expire on December 31 of the year following the reporting person's termination date; grants to U.S. Eligible Participants will expire 90 days following the reporting person's termination date.

Read SEC document
December 01, 2025 Filed Dec 2, 2025 15:08 UTC
Schutt EthanDirector
GrantCommon Shares 593 $0.00 $0.00
Disclosure

SEC source: 0001214659-25-017456 · marketforms-71385.xml · nonDerivative · entry 1

Schutt Ethan · CIK 0001777347 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,139

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. Grants to non-U.S. Eligible Participants will expire on December 31 of the year following the reporting person's termination date; grants to U.S. Eligible Participants will expire 90 days following the reporting person's termination date.

Read SEC document
December 01, 2025 Filed Dec 2, 2025 15:08 UTC GrantCommon Shares 1,186 $0.00 $0.00
Disclosure

SEC source: 0001214659-25-017454 · marketforms-71386.xml · nonDerivative · entry 1

Whittaker Dawn Patricia · CIK 0001974817 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,551

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. Grants to non-U.S. Eligible Participants will expire on December 31 of the year following the reporting person's termination date; grants to U.S. Eligible Participants will expire 90 days following the reporting person's termination date.

Read SEC document
December 01, 2025 Filed Dec 2, 2025 15:08 UTC
Lang Gregory A.Director · President and CEO
OtherPerformance Share Units ("PSUs") · Derivative 262,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-25-017455 · marketforms-71389.xml · derivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 262,000 shares

Expires not disclosed

F1 · kind: The December 1, 2022 grant totaling 262,000 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 1, 2022. On December 1, 2025, the minimum threshold performance criteria was deemed not to have been met resulting in the grant being forfeited with 0% vesting.

F1 · shares: The December 1, 2022 grant totaling 262,000 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 1, 2022. On December 1, 2025, the minimum threshold performance criteria was deemed not to have been met resulting in the grant being forfeited with 0% vesting.

F1 · derivative.exercise_date: The December 1, 2022 grant totaling 262,000 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 1, 2022. On December 1, 2025, the minimum threshold performance criteria was deemed not to have been met resulting in the grant being forfeited with 0% vesting.

F1 · derivative.expiration_date: The December 1, 2022 grant totaling 262,000 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 4 on December 1, 2022. On December 1, 2025, the minimum threshold performance criteria was deemed not to have been met resulting in the grant being forfeited with 0% vesting.

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December 01, 2025 Filed Dec 2, 2025 15:07 UTC
WILLIAMS RICHARD ALANVice President & COO
OtherPerformance Share Units ("PSUs") · Derivative 60,300 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-25-017453 · marketforms-71387.xml · derivative · entry 1

WILLIAMS RICHARD ALAN · CIK 0002009896 · Vice President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 60,300 shares

Expires not disclosed

F1 · kind: The December 1, 2022 grant totaling 60,300 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 3 on January 31, 2024. On December 1, 2025, the minimum threshold performance criteria was deemed not to have been met resulting in the grant being forfeited with 0% vesting.

F1 · shares: The December 1, 2022 grant totaling 60,300 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 3 on January 31, 2024. On December 1, 2025, the minimum threshold performance criteria was deemed not to have been met resulting in the grant being forfeited with 0% vesting.

F1 · derivative.exercise_date: The December 1, 2022 grant totaling 60,300 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 3 on January 31, 2024. On December 1, 2025, the minimum threshold performance criteria was deemed not to have been met resulting in the grant being forfeited with 0% vesting.

F1 · derivative.expiration_date: The December 1, 2022 grant totaling 60,300 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 3 on January 31, 2024. On December 1, 2025, the minimum threshold performance criteria was deemed not to have been met resulting in the grant being forfeited with 0% vesting.

F1 · derivative.underlying_shares: The December 1, 2022 grant totaling 60,300 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 3 on January 31, 2024. On December 1, 2025, the minimum threshold performance criteria was deemed not to have been met resulting in the grant being forfeited with 0% vesting.

Read SEC document
September 30, 2025 Filed Sep 30, 2025 16:54 UTC
WILLIAMS RICHARD ALANVice President & COO
GrantCommon Shares 1,483 $5.66 $8,393.78
Disclosure

SEC source: 0001214659-25-014350 · marketforms-70877.xml · nonDerivative · entry 1

WILLIAMS RICHARD ALAN · CIK 0002009896 · Vice President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 449,792

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the third calendar quarter of 2025.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $4.51 to $7.29, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
September 30, 2025 Filed Sep 30, 2025 16:56 UTC
Lang Gregory A.Director · President and CEO
GrantCommon Shares 2,934 $5.66 $16,606.44
Disclosure

SEC source: 0001214659-25-014351 · marketforms-70875.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,923

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the third calendar quarter of 2025.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $4.51 to $7.29, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
September 30, 2025 Filed Sep 30, 2025 16:53 UTC
ADAMEK PETERVice President & CFO
GrantCommon Shares 1,365 $5.66 $7,725.90
Disclosure

SEC source: 0001214659-25-014349 · marketforms-70876.xml · nonDerivative · entry 1

ADAMEK PETER · CIK 0002028075 · Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,694

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the third calendar quarter of 2025.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $4.51 to $7.29, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
September 01, 2025 Filed Sep 2, 2025 17:17 UTC GrantCommon Shares 1,622 $0.00 $0.00
Disclosure

SEC source: 0001214659-25-013164 · marketforms-70480.xml · nonDerivative · entry 1

Dorward-King Elaine J · CIK 0001572364 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,201

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. Grants to non-U.S. Eligible Participants will expire on December 31 of the year following the reporting person's termination date; grants to U.S. Eligible Participants will expire 90 days following the reporting person's termination date.

Read SEC document
September 01, 2025 Filed Sep 2, 2025 17:16 UTC
Erfan AliDirector
GrantCommon Shares 370 $0.00 $0.00
Disclosure

SEC source: 0001214659-25-013163 · marketforms-70481.xml · nonDerivative · entry 1

Erfan Ali · CIK 0001716691 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,570

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. Grants to non-U.S. Eligible Participants will expire on December 31 of the year following the reporting person's termination date; grants to U.S. Eligible Participants will expire 90 days following the reporting person's termination date.

Read SEC document
September 01, 2025 Filed Sep 2, 2025 17:15 UTC
KYLE HUME D.Director
GrantCommon Shares 811 $0.00 $0.00
Disclosure

SEC source: 0001214659-25-013162 · marketforms-70482.xml · nonDerivative · entry 1

KYLE HUME D. · CIK 0001973622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,159

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. Grants to non-U.S. Eligible Participants will expire on December 31 of the year following the reporting person's termination date; grants to U.S. Eligible Participants will expire 90 days following the reporting person's termination date.

Read SEC document
September 01, 2025 Filed Sep 2, 2025 17:14 UTC GrantCommon Shares 811 $0.00 $0.00
Disclosure

SEC source: 0001214659-25-013161 · marketforms-70484.xml · nonDerivative · entry 1

MCARTHUR C. KEVIN · CIK 0001480320 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,213

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. Grants to non-U.S. Eligible Participants will expire on December 31 of the year following the reporting person's termination date; grants to U.S. Eligible Participants will expire 90 days following the reporting person's termination date.

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September 01, 2025 Filed Sep 2, 2025 17:13 UTC GrantCommon Shares 1,622 $0.00 $0.00
Disclosure

SEC source: 0001214659-25-013160 · marketforms-70485.xml · nonDerivative · entry 1

Muniz Quintanilla Daniel · CIK 0001436258 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,365

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. Grants to non-U.S. Eligible Participants will expire on December 31 of the year following the reporting person's termination date; grants to U.S. Eligible Participants will expire 90 days following the reporting person's termination date.

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September 01, 2025 Filed Sep 2, 2025 17:13 UTC
Schutt EthanDirector
GrantCommon Shares 811 $0.00 $0.00
Disclosure

SEC source: 0001214659-25-013159 · marketforms-70486.xml · nonDerivative · entry 1

Schutt Ethan · CIK 0001777347 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,546

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. Grants to non-U.S. Eligible Participants will expire on December 31 of the year following the reporting person's termination date; grants to U.S. Eligible Participants will expire 90 days following the reporting person's termination date.

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September 01, 2025 Filed Sep 2, 2025 17:12 UTC GrantCommon Shares 1,622 $0.00 $0.00
Disclosure

SEC source: 0001214659-25-013158 · marketforms-70487.xml · nonDerivative · entry 1

Whittaker Dawn Patricia · CIK 0001974817 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,365

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. Grants to non-U.S. Eligible Participants will expire on December 31 of the year following the reporting person's termination date; grants to U.S. Eligible Participants will expire 90 days following the reporting person's termination date.

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September 01, 2025 Filed Sep 2, 2025 17:11 UTC GrantCommon Shares 811 $0.00 $0.00
Disclosure

SEC source: 0001214659-25-013157 · marketforms-70483.xml · nonDerivative · entry 1

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,606

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. Grants to non-U.S. Eligible Participants will expire on December 31 of the year following the reporting person's termination date; grants to U.S. Eligible Participants will expire 90 days following the reporting person's termination date.

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September 01, 2025 Filed Sep 3, 2025 13:11 UTC GrantDeferred Share Unit · Derivative 1,622.426 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-026323 · ownership.xml · derivative · entry 1

KAPLAN THOMAS SCOTT · CIK 0001124803 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,915.505

Underlying: Common Shares · 1,622.426 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · deemedExecutionDate: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

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August 11, 2025 Filed Aug 11, 2025 17:44 UTC
Erfan AliDirector
GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $5.66 $0.00
Disclosure

SEC source: 0001214659-25-011777 · marketforms-70271.xml · derivative · entry 1

Erfan Ali · CIK 0001716691 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Shares · 100,000 shares

Expires 2030-08-11

F1 · derivative.exercise_date: The options vest as follows: 1/3 on 8/11/2026; 1/3 on 8/11/2027; and 1/3 on 8/11/2028.

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July 28, 2025 Filed Jul 29, 2025 14:31 UTC
Schutt EthanDirector
PurchaseCommon Shares 3,824 $5.23 $19,999.52
Disclosure

SEC source: 0001214659-25-010997 · marketforms-70148.xml · nonDerivative · entry 1

Schutt Ethan · CIK 0001777347 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,735

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June 30, 2025 Filed Jun 30, 2025 19:33 UTC
ADAMEK PETERVice President & CFO
GrantCommon Shares 2,190 $3.53 $7,730.70
Disclosure

SEC source: 0001214659-25-009823 · marketforms-70002.xml · nonDerivative · entry 1

ADAMEK PETER · CIK 0002028075 · Vice President & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,329

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the second calendar quarter of 2025.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $2.87 to $4.34, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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June 30, 2025 Filed Jun 30, 2025 19:32 UTC
WILLIAMS RICHARD ALANVice President & COO
GrantCommon Shares 2,378 $3.53 $8,394.34
Disclosure

SEC source: 0001214659-25-009820 · marketforms-70004.xml · nonDerivative · entry 1

WILLIAMS RICHARD ALAN · CIK 0002009896 · Vice President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 448,309

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the second calendar quarter of 2025.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $2.87 to $4.34, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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June 30, 2025 Filed Jun 30, 2025 19:30 UTC
Lang Gregory A.Director · President and CEO
GrantCommon Shares 4,705 $3.53 $16,608.65
Disclosure

SEC source: 0001214659-25-009817 · marketforms-70003.xml · nonDerivative · entry 1

Lang Gregory A. · CIK 0001562640 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,989

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the second calendar quarter of 2025.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $2.87 to $4.34, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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June 30, 2025 Filed Jul 1, 2025 17:08 UTC
KYLE HUME D.Director
PurchaseCommon Shares 10,000 $4.10 $41,000.00
Disclosure

SEC source: 0001214659-25-009873 · marketforms-70017.xml · nonDerivative · entry 1

KYLE HUME D. · CIK 0001973622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,348

F1 · price: The price reported above was converted from the Canadian price of C$5.60 to USD using an exchange rate of CAD$1.3643=USD$1.00.

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June 01, 2025 Filed Jun 2, 2025 14:34 UTC GrantCommon Shares 1,498 $0.00 $0.00
Disclosure

SEC source: 0001214659-25-008612 · marketforms-69739.xml · nonDerivative · entry 1

GARRETT DIANE R · CIK 0001170429 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,990

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. Grants to non-U.S. Eligible Participants will expire on December 31 of the year following the reporting person's termination date; grants to U.S. Eligible Participants will expire 90 days following the reporting person's termination date.

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June 01, 2025 Filed Jun 2, 2025 15:18 UTC GrantCommon Shares 1,498 $0.00 $0.00
Disclosure

SEC source: 0001214659-25-008617 · marketforms-69750.xml · nonDerivative · entry 1

MCARTHUR C. KEVIN · CIK 0001480320 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,402

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. Grants to non-U.S. Eligible Participants will expire on December 31 of the year following the reporting person's termination date; grants to U.S. Eligible Participants will expire 90 days following the reporting person's termination date.

Read SEC document
June 01, 2025 Filed Jun 2, 2025 14:35 UTC GrantCommon Shares 2,996 $0.00 $0.00
Disclosure

SEC source: 0001214659-25-008613 · marketforms-69738.xml · nonDerivative · entry 1

Dorward-King Elaine J · CIK 0001572364 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,579

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. Grants to non-U.S. Eligible Participants will expire on December 31 of the year following the reporting person's termination date; grants to U.S. Eligible Participants will expire 90 days following the reporting person's termination date.

Read SEC document
June 01, 2025 Filed Jun 2, 2025 14:31 UTC
KYLE HUME D.Director
GrantCommon Shares 1,498 $0.00 $0.00
Disclosure

SEC source: 0001214659-25-008611 · marketforms-69740.xml · nonDerivative · entry 1

KYLE HUME D. · CIK 0001973622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,348

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. Grants to non-U.S. Eligible Participants will expire on December 31 of the year following the reporting person's termination date; grants to U.S. Eligible Participants will expire 90 days following the reporting person's termination date.

Read SEC document
June 01, 2025 Filed Jun 2, 2025 14:29 UTC GrantCommon Shares 2,996 $0.00 $0.00
Disclosure

SEC source: 0001214659-25-008609 · marketforms-69743.xml · nonDerivative · entry 1

Muniz Quintanilla Daniel · CIK 0001436258 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,743

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. Grants to non-U.S. Eligible Participants will expire on December 31 of the year following the reporting person's termination date; grants to U.S. Eligible Participants will expire 90 days following the reporting person's termination date.

Read SEC document
June 01, 2025 Filed Jun 2, 2025 14:28 UTC
Schutt EthanDirector
GrantCommon Shares 1,498 $0.00 $0.00
Disclosure

SEC source: 0001214659-25-008608 · marketforms-69744.xml · nonDerivative · entry 1

Schutt Ethan · CIK 0001777347 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,911

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. Grants to non-U.S. Eligible Participants will expire on December 31 of the year following the reporting person's termination date; grants to U.S. Eligible Participants will expire 90 days following the reporting person's termination date.

Read SEC document
June 01, 2025 Filed Jun 2, 2025 14:27 UTC GrantCommon Shares 2,996 $0.00 $0.00
Disclosure

SEC source: 0001214659-25-008607 · marketforms-69745.xml · nonDerivative · entry 1

Whittaker Dawn Patricia · CIK 0001974817 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,743

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. Grants to non-U.S. Eligible Participants will expire on December 31 of the year following the reporting person's termination date; grants to U.S. Eligible Participants will expire 90 days following the reporting person's termination date.

Read SEC document
June 01, 2025 Filed Jun 2, 2025 14:25 UTC GrantCommon Shares 1,498 $0.00 $0.00
Disclosure

SEC source: 0001214659-25-008606 · marketforms-69741.xml · nonDerivative · entry 1

MADHAVPEDDI KALIDAS V · CIK 0001192042 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,795

F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. Grants to non-U.S. Eligible Participants will expire on December 31 of the year following the reporting person's termination date; grants to U.S. Eligible Participants will expire 90 days following the reporting person's termination date.

Read SEC document
June 01, 2025 Filed Jun 3, 2025 18:29 UTC GrantDeferred Share Unit · Derivative 2,996.331 $0.00 $0.00
Disclosure

SEC source: 0001641172-25-013406 · ownership.xml · derivative · entry 1

KAPLAN THOMAS SCOTT · CIK 0001124803 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,293.079

Underlying: Common Shares · 2,996.331 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · deemedExecutionDate: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · derivative.exercise_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

F1 · derivative.expiration_date: Each Deferred Share Unit ("DSU") is the economic equivalent of one of the Issuer's common shares. The DSUs vested immediately upon issuance; however, the underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of the Issuer. The grants will expire no later than 90 days after the reporting person's termination date.

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May 09, 2025 Filed May 9, 2025 20:49 UTC
KAPLAN THOMAS SCOTTDirector · 10% owner
PurchaseCommon Shares 13,333,334 $3.75 $50,000,002.50
Disclosure

SEC source: 0000950170-25-068167 · ownership.xml · nonDerivative · entry 1

Electrum Strategic Resources L.P. · CIK 0001454795 · 10% owner

Electrum Group LLC · CIK 0001565641 · 10% owner

ELECTRUM GLOBAL HOLDINGS L.P. · CIK 0001564994 · 10% owner

TEG Global GP Ltd. · CIK 0001565709 · 10% owner

Leopard Holdings LLC · CIK 0001565706 · 10% owner

GRAT Holdings LLC · CIK 0001565707 · 10% owner

KAPLAN THOMAS SCOTT · CIK 0001124803 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,902,813

F1 · ownership.direct: Represents Common Shares of the Issuer owned directly by Electrum Strategic Resources L.P. ("Electrum Strategic"). Electrum Global Holdings LP. ("Global Holdings") is the owner of all of the limited partnership interests of Electrum Strategic. TEG Global GP Ltd. ("Global GP") is the sole general partner of, and The Electrum Group LLC ("TEG Services") is the investment adviser to, Global Holdings. TEG Services possesses voting and investment discretion with respect to assets of Global Holdings. Leopard Holdings LLC ("Leopard") controls Global Holdings through Global GP, and GRAT Holdings LLC is the owner and managing member of Leopard. GRAT Holdings LLC is owned by trusts for the benefit of the family of Thomas Scott Kaplan.

F2 · ownership.direct: For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

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April 29, 2025 Filed Apr 29, 2025 17:24 UTC GrantStock Option (right to buy) · Derivative 80,600 $0.00 Strike: $4.35 $0.00
Disclosure

SEC source: 0001214659-25-006542 · marketforms-69312.xml · derivative · entry 1

GARRETT DIANE R · CIK 0001170429 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,600

Underlying: Common Shares · 80,600 shares

Expires 2030-04-28

F1 · derivative.exercise_date: The options vest as follows: 1/3 on 4/29/2026; 1/3 on 4/29/2027; and 1/3 on 4/29/2028.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.