Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HYCROFT MINING HOLDING CORPHYMC · Entity 2340 | Director · Chair, President & CEO | June 30, 2026 | July 01, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HYCROFT MINING HOLDING CORP
Report date June 30, 2026 · Filed July 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 915,366 |
Reported balance
After 2026-06-30 transaction · row 1
1 source rowRow 1 · 2026-06-30 · Tax withholding · Disposed 12,986 · Balance 915,366 F1: Represents the number of Class A Common Stock shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units previously granted. |
| Class A Common StockSEC Table I · non-derivative | IndirectThrough spouse's IRA | 800 |
Reported balance
Holding disclosure · report date 2026-06-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 800 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of Class A Common Stock shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units previously granted.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
NOVAGOLD RESOURCES INC
Report date July 21, 2025 · Filed July 22, 2025
Section 16 reporting ended · disclosed 2025-07-22. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 30, 2026 Filed Jul 1, 2026 20:25 UTC | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | Tax withholdingClass A Common Stock | 12,986 | $23.27 | $302,184.22 |
DisclosureSEC source: 0001493152-26-031551 · ownership.xml · nonDerivative · entry 1 GARRETT DIANE R · CIK 0001170429 · Director · Chair, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 915,366 F1 · kind: Represents the number of Class A Common Stock shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units previously granted. F1 · acquired: Represents the number of Class A Common Stock shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units previously granted. Read SEC document |
| June 04, 2026 Filed Jun 8, 2026 22:27 UTC | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | SaleClass A Common Stock | 21,550 | $31.50 | $678,825.00 |
DisclosureSEC source: 0001493152-26-027788 · ownership.xml · nonDerivative · entry 1 GARRETT DIANE R · CIK 0001170429 · Director · Chair, President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 928,352 F1 · kind: Represents the sale of shares of the issuer's Class A common stock ("Common Stock") in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of Common Stock. F1 · shares: Represents the sale of shares of the issuer's Class A common stock ("Common Stock") in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of Common Stock. F2 · price: The price reported is a weighted average price. The shares were sold at prices ranging from $30.36 to $32. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price F3 · balance_after: Of this amount, 683,997 were unvested RSUs as of June 8, 2026. Read SEC document |
| March 09, 2026 Filed Mar 12, 2026 01:13 UTC | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | GrantClass A Common Stock | 33,172 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-009743 · ownership.xml · nonDerivative · entry 1 GARRETT DIANE R · CIK 0001170429 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 949,902 F1 · shares: Represents the award of restricted stock units ("RSUs") by the issuer. Subject to the reporting person's continued employment with the issuer, 33% of the RSUs vest on each of March 9, 2027 and March 9, 2028 and 34% vest on March 9, 2029. Each RSU represents a contingent right to receive one share of the issuer's Class A common stock (the "Common Stock"). On the respective vesting date, vested RSUs will convert into shares of Common Stock on a one-to-one basis. Read SEC document |
| January 27, 2026 Filed Jan 30, 2026 01:55 UTC | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | Tax withholdingClass A Common Stock | 31,810 | $50.50 | $1,606,405.00 |
DisclosureSEC source: 0001493152-26-004303 · ownership.xml · nonDerivative · entry 2 GARRETT DIANE R · CIK 0001170429 · Director · PRESIDENT & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 919,701 Read SEC document |
| January 27, 2026 Filed Jan 30, 2026 01:55 UTC | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | GrantClass A Common Stock | 618,460 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-004303 · ownership.xml · nonDerivative · entry 1 GARRETT DIANE R · CIK 0001170429 · Director · PRESIDENT & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 951,511 F1 · kind: Represents an award of restricted stock units ("RSUs") by the issuer. Of the RSUs, 88,035 were vested as of January 27, 2026 (the "Date of Grant"). Generally subject to the reporting person's continued employment with the issuer, 238,800 of the RSUs will vest on the one-year anniversary of the Date of Grant, 195,275 of the RSUs will vest on the 18-month anniversary of the Date of Grant, and 96,350 of the RSUs will vest on the two-year anniversary of the Date of Grant. RSUs convert into shares of Class A Common Stock on a one-for-one basis. F1 · shares: Represents an award of restricted stock units ("RSUs") by the issuer. Of the RSUs, 88,035 were vested as of January 27, 2026 (the "Date of Grant"). Generally subject to the reporting person's continued employment with the issuer, 238,800 of the RSUs will vest on the one-year anniversary of the Date of Grant, 195,275 of the RSUs will vest on the 18-month anniversary of the Date of Grant, and 96,350 of the RSUs will vest on the two-year anniversary of the Date of Grant. RSUs convert into shares of Class A Common Stock on a one-for-one basis. F2 · balance_after: Of this amount, 703,959 were unvested RSUs as of January 29, 2026. Read SEC document |
| January 27, 2026 Filed Mar 12, 2026 01:10 UTC Amendment | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | Tax withholdingClass A Common Stock | 34,781 | $50.50 | $1,756,440.50 |
DisclosureSEC source: 0001493152-26-009737 · ownership.xml · nonDerivative · entry 1 GARRETT DIANE R · CIK 0001170429 · Director · PRESIDENT & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 916,730 F1 · shares: This amendment corrects the amount of securities withheld by the issuer to satisfy tax withholding. Read SEC document |
| June 30, 2025 Filed Jul 2, 2025 21:45 UTC | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | GrantClass A Common Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001641172-25-017625 · ownership.xml · nonDerivative · entry 1 GARRETT DIANE R · CIK 0001170429 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 333,051 F1 · kind: Represents the award of restricted stock units ("RSUs") by the issuer. Subject to the reporting person's continued employment with the issuer, 33% of the RSUs vest on each of June 30, 2026 and June 30, 2027 and 34% vest on June 30, 2028. Each RSU represents a contingent right to receive one share of the issuer's Class A common stock (the "Common Stock"). On the respective vesting date, vested RSUs will convert into shares of Common Stock; provided, however, that if, on that conversion date, the reporting person is prohibited from trading in the issuer's securities pursuant to applicable securities laws or the Company's policies, the conversion date shall be, in the determination of the Compensation Committee of the issuer's Board of Directors, the 2nd trading day after the date the reporting person is no longer prohibited from such trading. F1 · shares: Represents the award of restricted stock units ("RSUs") by the issuer. Subject to the reporting person's continued employment with the issuer, 33% of the RSUs vest on each of June 30, 2026 and June 30, 2027 and 34% vest on June 30, 2028. Each RSU represents a contingent right to receive one share of the issuer's Class A common stock (the "Common Stock"). On the respective vesting date, vested RSUs will convert into shares of Common Stock; provided, however, that if, on that conversion date, the reporting person is prohibited from trading in the issuer's securities pursuant to applicable securities laws or the Company's policies, the conversion date shall be, in the determination of the Compensation Committee of the issuer's Board of Directors, the 2nd trading day after the date the reporting person is no longer prohibited from such trading. F2 · balance_after: Of this amount, 73,534 were unvested RSUs as of July 2, 2025. Read SEC document |
| June 04, 2025 Filed Jun 5, 2025 23:14 UTC | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | SaleClass A Common Stock | 6,423 | $3.08 | $19,782.84 |
DisclosureSEC source: 0001641172-25-013886 · ownership.xml · nonDerivative · entry 1 GARRETT DIANE R · CIK 0001170429 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 233,051 F1 · kind: Represents the sale of shares of the issuer's Class A common stock ("Common Stock") in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of Common Stock. F1 · shares: Represents the sale of shares of the issuer's Class A common stock ("Common Stock") in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of Common Stock. F2 · price: The sale price represents the weighted average sale price of the shares sold. F3 · balance_after: Of this amount, 73,534 were unvested RSUs as of June 4, 2025. Read SEC document |
| June 01, 2025 Filed Jun 2, 2025 14:34 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantCommon Shares | 1,498 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-25-008612 · marketforms-69739.xml · nonDerivative · entry 1 GARRETT DIANE R · CIK 0001170429 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,990 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. Grants to non-U.S. Eligible Participants will expire on December 31 of the year following the reporting person's termination date; grants to U.S. Eligible Participants will expire 90 days following the reporting person's termination date. Read SEC document |
| May 27, 2025 Filed May 28, 2025 20:28 UTC | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | SaleClass A Common Stock | 4,976 | $3.02 | $15,027.52 |
DisclosureSEC source: 0001641172-25-012707 · ownership.xml · nonDerivative · entry 1 GARRETT DIANE R · CIK 0001170429 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 239,474 F1 · kind: Represents the sale of shares of the issuer's Class A common stock ("Common Stock") in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of Common Stock. F1 · shares: Represents the sale of shares of the issuer's Class A common stock ("Common Stock") in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of Common Stock. F2 · price: The sale price represents the weighted average sale price of the shares sold. F3 · balance_after: Of this amount, 102,066 were unvested RSUs as of May 27, 2025. Read SEC document |
| May 15, 2025 Filed May 19, 2025 21:56 UTC | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | SaleClass A Common Stock | 8,193 | $2.99 | $24,497.07 |
DisclosureSEC source: 0001641172-25-011540 · ownership.xml · nonDerivative · entry 1 GARRETT DIANE R · CIK 0001170429 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 244,450 F1 · kind: Represents the sale of shares of the issuer's Class A common stock ("Common Stock") in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of Common Stock. F1 · shares: Represents the sale of shares of the issuer's Class A common stock ("Common Stock") in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of Common Stock. F2 · price: The sale price represents the weighted average sale price of the shares sold. F3 · balance_after: Of this amount, 121,866 were unvested RSUs as of May 19, 2025. Read SEC document |
| April 29, 2025 Filed Apr 29, 2025 17:24 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantStock Option (right to buy) · Derivative | 80,600 | $0.00 Strike: $4.35 | $0.00 |
DisclosureSEC source: 0001214659-25-006542 · marketforms-69312.xml · derivative · entry 1 GARRETT DIANE R · CIK 0001170429 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,600 Underlying: Common Shares · 80,600 shares Expires 2030-04-28 F1 · derivative.exercise_date: The options vest as follows: 1/3 on 4/29/2026; 1/3 on 4/29/2027; and 1/3 on 4/29/2028. Read SEC document |
| March 01, 2025 Filed Mar 3, 2025 18:14 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantCommon Shares | 1,783 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-25-003717 · marketforms-68522.xml · nonDerivative · entry 1 GARRETT DIANE R · CIK 0001170429 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,492 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. Grants to non-U.S. Eligible Participants will expire on December 31 of the year following the reporting person's termination date; grants to U.S. Eligible Participants will expire 90 days following the reporting person's termination date. Read SEC document |
| December 01, 2024 Filed Dec 2, 2024 18:29 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantCommon Shares | 1,491 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-24-019821 · marketforms-67463.xml · nonDerivative · entry 1 GARRETT DIANE R · CIK 0001170429 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,709 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. Grants to non-U.S. Eligible Participants will expire on December 31 of the year following the reporting person's termination date; grants to U.S. Eligible Participants will expire 90 days following the reporting person's termination date. Read SEC document |
| October 01, 2024 Filed Oct 2, 2024 20:13 UTC | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | SaleClass A Common Stock | 3,828 | $2.43 | $9,305.87 |
DisclosureSEC source: 0001493152-24-039204 · ownership.xml · nonDerivative · entry 1 GARRETT DIANE R · CIK 0001170429 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 252,643 F1 · kind: Represents the sale of shares of the issuer's Class A common stock ("Common Stock") in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of Common Stock. F1 · shares: Represents the sale of shares of the issuer's Class A common stock ("Common Stock") in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of Common Stock. F2 · price: The sale price represents the weighted average sale price of the shares sold. F3 · balance_after: Of this amount, 155,199 were unvested RSUs as of October 1, 2024. Read SEC document |
| September 01, 2024 Filed Sep 3, 2024 15:52 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantCommon Shares | 1,256 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-24-015835 · marketforms-66879.xml · nonDerivative · entry 1 GARRETT DIANE R · CIK 0001170429 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,218 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. Grants to non-U.S. Eligible Participants will expire on December 31 of the year following the reporting person's termination date; grants to U.S. Eligible Participants will expire 90 days following the reporting person's termination date. Read SEC document |
| June 02, 2024 Filed Jun 4, 2024 21:24 UTC | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | SaleClass A Common Stock | 6,791 | $3.42 | $23,218.43 |
DisclosureSEC source: 0001493152-24-022593 · ownership.xml · nonDerivative · entry 1 GARRETT DIANE R · CIK 0001170429 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 256,471 F1 · kind: Represents the sale of shares of the issuer's Class A common stock ("Common Stock") in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of Common Stock. F1 · shares: Represents the sale of shares of the issuer's Class A common stock ("Common Stock") in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of Common Stock. F2 · price: The sale price represents the weighted average sale price of the shares sold. F3 · balance_after: Of this amount, 164,814 were unvested RSUs as of June 2, 2024. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 15:00 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantCommon Shares | 1,367 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-24-010488 · marketforms-66141.xml · nonDerivative · entry 1 GARRETT DIANE R · CIK 0001170429 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,962 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. Grants to non-U.S. Eligible Participants will expire on December 31 of the year following the reporting person's termination date; grants to U.S. Eligible Participants will expire 90 days following the reporting person's termination date. Read SEC document |
| May 23, 2024 Filed May 28, 2024 22:22 UTC | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | GrantClass A Common Stock | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-24-021680 · ownership.xml · nonDerivative · entry 3 GARRETT DIANE R · CIK 0001170429 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 263,262 F1 · kind: Represents the sale of shares of common stock in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of common stock. F5 · shares: Represents the award of RSUs by the issuer. Subject to the reporting person's continued employment with the issuer, 33% of the RSUs vest on each of May 23, 2025 and May 23, 2026 and 34% vest on May 23, 2027. Each RSU represents a contingent right to receive one share of the issuer's Class A common stock (the "Common Stock"). On the respective vesting date, vested RSUs will convert into shares of Common Stock; provided, however, that if, on that conversion date, the reporting person is prohibited from trading in the issuer's securities pursuant to applicable securities laws or the Company's policies, the conversion date shall be, in the determination of the Compensation Committee of the issuer's Board of Directors, the 2nd trading day after the date the reporting person is no longer prohibited from such trading. F6 · balance_after: Of this amount, 192,506 were unvested RSUs as of May 23, 2024. Read SEC document |
| April 25, 2024 Filed May 28, 2024 22:22 UTC | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | SaleClass A Common Stock | 7,783 | $3.76 | $29,264.08 |
DisclosureSEC source: 0001493152-24-021680 · ownership.xml · nonDerivative · entry 2 GARRETT DIANE R · CIK 0001170429 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 203,262 F1 · kind: Represents the sale of shares of common stock in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of common stock. F1 · shares: Represents the sale of shares of common stock in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of common stock. F2 · price: The sale price represents the weighted average sale price of the shares sold. F4 · balance_after: Of this amount, 132,506 were unvested RSUs as of April 25, 2024. Read SEC document |
| March 25, 2024 Filed May 28, 2024 22:22 UTC | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | SaleClass A Common Stock | 1,498 | $2.16 | $3,235.68 |
DisclosureSEC source: 0001493152-24-021680 · ownership.xml · nonDerivative · entry 1 GARRETT DIANE R · CIK 0001170429 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 211,045 F1 · kind: Represents the sale of shares of common stock in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of common stock. F1 · shares: Represents the sale of shares of common stock in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of common stock. F2 · price: The sale price represents the weighted average sale price of the shares sold. F3 · balance_after: Of this amount, 132,506 were unvested RSUs as of March 25, 2024. Read SEC document |
| March 01, 2024 Filed Mar 1, 2024 18:43 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantCommon Shares | 2,225 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-24-003847 · marketforms-64997.xml · nonDerivative · entry 1 GARRETT DIANE R · CIK 0001170429 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,595 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| December 01, 2023 Filed Dec 1, 2023 18:57 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantStock Option (Right to Buy) · Derivative | 81,600 | $0.00 Strike: $4.20 | $0.00 |
DisclosureSEC source: 0001214659-23-015839 · marketforms-63654.xml · derivative · entry 2 GARRETT DIANE R · CIK 0001170429 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,600 Underlying: Common Shares · 81,600 shares Expires 2028-11-30 F2 · derivative.exercise_date: These options vest as follows: 1/3 on 12/1/2024; 1/3 on 12/1/2025; and 1/3 on 12/1/2026. Read SEC document |
| December 01, 2023 Filed Dec 1, 2023 18:57 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantCommon Shares | 1,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-23-015839 · marketforms-63654.xml · nonDerivative · entry 1 GARRETT DIANE R · CIK 0001170429 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,370 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| November 28, 2023 Filed Nov 29, 2023 16:15 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionStock Option (right to buy) · Derivative | 91,300 | $0.00 Strike: $3.67 | $0.00 |
DisclosureSEC source: 0001214659-23-015693 · marketforms-63603.xml · derivative · entry 4 GARRETT DIANE R · CIK 0001170429 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 91,300 shares Expires 2023-11-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options were granted on 12/1/2018 and vested as follows: 1/3 on 12/1/2019; 1/3 on 12/1/2020; and 1/3 on 12/1/2021. Read SEC document |
| November 28, 2023 Filed Nov 29, 2023 16:15 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | SaleCommon Shares | 9,972 | $4.11 | $40,984.92 |
DisclosureSEC source: 0001214659-23-015693 · marketforms-63603.xml · nonDerivative · entry 3 GARRETT DIANE R · CIK 0001170429 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,070 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $4.11 to $4.115, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 28, 2023 Filed Nov 29, 2023 16:15 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Tax withholdingCommon Shares | 81,328 | $4.12 | $335,071.36 |
DisclosureSEC source: 0001214659-23-015693 · marketforms-63603.xml · nonDerivative · entry 2 GARRETT DIANE R · CIK 0001170429 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,042 Read SEC document |
| November 28, 2023 Filed Nov 29, 2023 16:15 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionCommon Shares | 91,300 | $3.67 | $335,071.00 |
DisclosureSEC source: 0001214659-23-015693 · marketforms-63603.xml · nonDerivative · entry 1 GARRETT DIANE R · CIK 0001170429 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,370 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2023 Filed Sep 1, 2023 18:50 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantCommon Shares | 1,282 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-23-011979 · marketforms-62494.xml · nonDerivative · entry 1 GARRETT DIANE R · CIK 0001170429 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,070 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| June 05, 2023 Filed Jun 7, 2023 22:46 UTC | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | SaleClass A Common Stock | 67,629 | $0.34 | $23,129.12 |
DisclosureSEC source: 0001493152-23-020495 · ownership.xml · nonDerivative · entry 1 GARRETT DIANE R · CIK 0001170429 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,125,447 F1 · kind: Represents the sale of shares of common stock in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of common stock. F1 · shares: Represents the sale of shares of common stock in order to facilitate the payment of taxes related to vested restricted stock units ("RSUs") held by the reporting person that were converted to shares of common stock. F2 · price: The sale price represents the weighted average sale price of the shares sold. F3 · balance_after: Of this amount, 1,710,921 are unvested RSUs as of June 5, 2023. Read SEC document |
| June 01, 2023 Filed Jun 1, 2023 18:08 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantCommon Shares | 1,031 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-23-008154 · marketforms-61683.xml · nonDerivative · entry 1 GARRETT DIANE R · CIK 0001170429 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,788 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| May 03, 2023 Filed May 3, 2023 20:28 UTC | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | SaleClass A Common Stock | 12,700 | $0.40 | $5,039.36 |
DisclosureSEC source: 0001493152-23-015307 · ownership.xml · nonDerivative · entry 1 GARRETT DIANE R · CIK 0001170429 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,193,076 F1 · kind: Represents the sale of shares of common stock in order to facilitate the payment of taxes related to vested restricted stock units held by the reporting person that were converted to shares of common stock. F1 · shares: Represents the sale of shares of common stock in order to facilitate the payment of taxes related to vested restricted stock units held by the reporting person that were converted to shares of common stock. F2 · price: This sale price represents the weighted average sale price of the shares sold at prices ranging from $0.3933 to $0.41 per share. Upon request by the Commission's staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F3 · balance_after: Of this amount, 1,999,732 are unvested RSUs. Read SEC document |
| May 03, 2023 Filed May 4, 2023 18:45 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionStock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $4.75 | $0.00 |
DisclosureSEC source: 0001214659-23-006503 · marketforms-61397.xml · derivative · entry 4 GARRETT DIANE R · CIK 0001170429 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 100,000 shares Expires 2023-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options were granted on 5/7/2018 and vested as follows: 1/3 on 5/7/2019; 1/3 on 5/7/2020; and 1/3 on 5/7/2021. Read SEC document |
| May 03, 2023 Filed May 4, 2023 18:45 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | SaleCommon Shares | 14,950 | $5.58 | $83,421.00 |
DisclosureSEC source: 0001214659-23-006503 · marketforms-61397.xml · nonDerivative · entry 3 GARRETT DIANE R · CIK 0001170429 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,757 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $5.57 to $5.585, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 03, 2023 Filed May 4, 2023 18:45 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Tax withholdingCommon Shares | 85,050 | $5.59 | $475,004.25 |
DisclosureSEC source: 0001214659-23-006503 · marketforms-61397.xml · nonDerivative · entry 2 GARRETT DIANE R · CIK 0001170429 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,707 Read SEC document |
| May 03, 2023 Filed May 4, 2023 18:45 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | Exercise / conversionCommon Shares | 100,000 | $4.75 | $475,000.00 |
DisclosureSEC source: 0001214659-23-006503 · marketforms-61397.xml · nonDerivative · entry 1 GARRETT DIANE R · CIK 0001170429 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 122,757 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 18, 2023 Filed Apr 20, 2023 21:29 UTC | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | GrantClass A Common Stock | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-23-013138 · ownership.xml · nonDerivative · entry 1 GARRETT DIANE R · CIK 0001170429 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,205,776 F1 · kind: Represents the award of restricted stock units ("RSUs"). Subject to the reporting person's continued employment with the issuer, 1/3 of the RSUs vest on each of April 18, 2024, April 18, 2025, and April 18, 2026. Each RSU represents a contingent right to receive one share of the issuer's Class A common stock (the "Common Stock"). On the respective vesting date, vested RSUs will convert into shares of Common Stock; provided, however, that if, on that conversion date, the reporting person is prohibited from trading in the issuer's securities pursuant to applicable securities laws or the Company's policies, the conversion date shall be, in the determination of the Compensation Committee of the issuer's Board of Directors, the 2nd trading day after the date the reporting person is no longer prohibited from such trading. F1 · shares: Represents the award of restricted stock units ("RSUs"). Subject to the reporting person's continued employment with the issuer, 1/3 of the RSUs vest on each of April 18, 2024, April 18, 2025, and April 18, 2026. Each RSU represents a contingent right to receive one share of the issuer's Class A common stock (the "Common Stock"). On the respective vesting date, vested RSUs will convert into shares of Common Stock; provided, however, that if, on that conversion date, the reporting person is prohibited from trading in the issuer's securities pursuant to applicable securities laws or the Company's policies, the conversion date shall be, in the determination of the Compensation Committee of the issuer's Board of Directors, the 2nd trading day after the date the reporting person is no longer prohibited from such trading. F2 · balance_after: Of this amount, 1,998,470 are unvested RSUs. Read SEC document |
| March 01, 2023 Filed Mar 1, 2023 18:53 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantCommon Shares | 960 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-23-003365 · marketforms-59715.xml · nonDerivative · entry 1 GARRETT DIANE R · CIK 0001170429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,757 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| December 01, 2022 Filed Dec 1, 2022 21:32 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantStock Option (Right to Buy) · Derivative | 59,300 | $0.00 Strike: $5.77 | $0.00 |
DisclosureSEC source: 0001214659-22-014405 · marketforms-57758.xml · derivative · entry 2 GARRETT DIANE R · CIK 0001170429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,300 Underlying: Common Shares · 59,300 shares Expires 2027-11-30 F2 · derivative.exercise_date: These options vest as follows: 1/3 on 12/1/2023; 1/3 on 12/1/2024; and 1/3 on 12/1/2025. Read SEC document |
| December 01, 2022 Filed Dec 1, 2022 21:32 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantCommon Shares | 950 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-014405 · marketforms-57758.xml · nonDerivative · entry 1 GARRETT DIANE R · CIK 0001170429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,797 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| September 01, 2022 Filed Sep 1, 2022 15:54 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantCommon Shares | 1,115 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-010769 · marketforms-57043.xml · nonDerivative · entry 1 GARRETT DIANE R · CIK 0001170429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,847 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| June 02, 2022 Filed Jun 6, 2022 23:17 UTC | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | GrantClass A Common Stock | 839,161 | $0.00 | $0.00 |
DisclosureSEC source: 0001170429-22-000002 · wf-form4_165455743279603.xml · nonDerivative · entry 1 GARRETT DIANE R · CIK 0001170429 · Director · President, CEO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,205,776 F1 · shares: The reported transaction relates to the award of 839,161 restricted stock units ("RSUs) granted on June 2, 2022. Subject to the reporting person's continued employment with the Issuer, the RSUs will vest in 3 equal installments on each of June 2, 2023; June 2, 2024 and June 2, 2025. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock (the "Common Stock"). The awarded vested RSUs will convert into shares of Common Stock on each applicable vesting date; provided, however, that if, on that conversion date, the reporting person is prohibited from trading in the Issuer's securities pursuant to applicable securities laws or the Company's policies, the conversion date shall be, in the determination of the Board's Compensation Committee, the 2nd trading day after the date the reporting person is no longer prohibited from such trading Read SEC document |
| June 01, 2022 Filed Jun 2, 2022 15:14 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantCommon Shares | 944 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-007738 · marketforms-56394.xml · nonDerivative · entry 1 GARRETT DIANE R · CIK 0001170429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,732 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| March 01, 2022 Filed Mar 1, 2022 17:27 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantCommon Shares | 765 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-003439 · marketforms-55603.xml · nonDerivative · entry 1 GARRETT DIANE R · CIK 0001170429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,788 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| December 01, 2021 Filed Dec 1, 2021 23:23 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantStock Option (Right to Buy) · Derivative | 54,700 | $0.00 Strike: $6.75 | $0.00 |
DisclosureSEC source: 0001214659-21-012466 · marketforms-54423.xml · derivative · entry 2 GARRETT DIANE R · CIK 0001170429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,700 Underlying: Common Shares · 54,700 shares Expires 2026-11-30 F2 · derivative.exercise_date: These options vest as follows: 1/3 on 12/1/2022; 1/3 on 12/1/2023; and 1/3 on 12/1/2024. Read SEC document |
| December 01, 2021 Filed Dec 1, 2021 23:23 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantCommon Shares | 767 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-012466 · marketforms-54423.xml · nonDerivative · entry 1 GARRETT DIANE R · CIK 0001170429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,023 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| September 01, 2021 Filed Sep 1, 2021 19:53 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantCommon Shares | 751 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-009242 · marketforms-53702.xml · nonDerivative · entry 1 GARRETT DIANE R · CIK 0001170429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,256 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 22:40 UTC | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | PurchaseClass A Common Stock | 55,000 | $3.50 | $192,500.00 |
DisclosureSEC source: 0001718405-21-000089 · wf-form4_162336480476542.xml · nonDerivative · entry 1 GARRETT DIANE R · CIK 0001170429 · Director · President, CEO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366,615 F1 · balance_after: The total reported in line one of Column 5 includes the shares of the Issuer's Class A Common Stock ("Common Stock") purchased in the reported transaction and (i) 23,427 restricted stock units ("RSUs") representing a contingent right to receive one share of the Issuer's Common Stock, which RSUs were issued to the Reporting person on December 15, 2020, with 11,539 vesting on May 27, 2022 and 11,888 vesting on May 29, 2023, subject to Reporting Person's continued employment with the Issuer, (ii) 154,495 RSUs issued on March 2, 2021, which will vest 33% on March 15, 2022; 33% on March 15, 2023 and 34% on March 15, 2024 subject to the reporting person's continued employment with the Issuer, (iii) 96,154 RSUs issued on September 8, 2020 which will vest on September 8, 2024, subject to the Reporting Person's continued employment with the Issuer and (iv) 37,539 shares of Common Stock held directly by the Reporting Person. F2 · balance_after: RSUs will convert into shares of Common Stock upon vesting; provided, however, that if, on that conversion date, the Reporting Person is prohibited from trading in the Issuer's securities pursuant to applicable securities laws or the Issuer's policies, the conversion date shall be, in the determination of the Board's Compensation Committee, the 2nd trading day after the date the Reporting Person is no longer prohibited from such trading. Read SEC document |
| June 01, 2021 Filed Jun 1, 2021 19:29 UTC | NOVAGOLD RESOURCES INC NG · Entity 1348 | GrantCommon Shares | 525 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-006147 · marketforms-52998.xml · nonDerivative · entry 1 GARRETT DIANE R · CIK 0001170429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,505 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. The grants will expire no later than 90 days after the reporting person's termination date. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 22:53 UTC | HYCROFT MINING HOLDING CORP HYMC · Entity 2340 | Exercise / conversionClass A Common Stock | 11,655 | $0.00 | $0.00 |
DisclosureSEC source: 0001718405-21-000084 · wf-form4_162267441943403.xml · nonDerivative · entry 1 GARRETT DIANE R · CIK 0001170429 · Director · President, CEO & Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,615 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock ("Common Stock"). F2 · balance_after: The reported transaction relates to conversion of 11,655 RSUs into Common Stock on May 28, 2021 in connection with the 34,966 RSUs granted on December 15, 2020 (the "December 2020 RSUs") . The Reporting Person has reported prior awards of RSUs on Table II of Form 4, including the December 2020 RSUs. The total reported in line one of Column 5 includes (i) the remaining 23,311 December 2020 RSUs which will vest ratably on each of May 27, 2022 and May 29, 2023, subject to Reporting Person's continued employment with the Issuer, (ii) 154,495 RSUs issued on March 2, 2021, which will vest in 3 equal installments on each of March 15, 2022; March 15, 2023 and March 15, 2024 subject to the reporting person's continued employment with the Issuer, (iii) 96,154 RSUs issued on September 8, 2020 which will vest on September 8, 2024, subject to the Reporting Person's continued employment with the Issuer and (iv) 26,000 shares of Common Stock held directly by the Reporting Person. F3 · balance_after: RSUs will convert into shares of Common Stock upon vesting; provided, however, that if, on that conversion date, the Reporting Person is prohibited from trading in the Issuer's securities pursuant to applicable securities laws or the Issuer's policies, the conversion date shall be, in the determination of the Board's Compensation Committee, the 2nd trading day after the date the Reporting Person is no longer prohibited from such trading. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.