person · Reporting owner

Electrum Group LLC

Disclosed activity across 6 companies

Tapewire entity: 35387
SEC CIK: 0001565641

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
INTERNATIONAL TOWER HILL MINES LTDTHM · Entity 8869	10% owner	January 27, 2026	January 29, 2026
NOVAGOLD RESOURCES INCNG · Entity 1348	10% owner	May 09, 2025	May 09, 2025
Sinda Ltd.SIND · Entity 4373	Director · 10% owner	June 25, 2026	June 25, 2026
Sunshine Silver Mining & Refining CoSSMR · Entity 4369	Director · 10% owner	June 05, 2026	June 08, 2026
Trilogy Metals Inc.TMQ · Entity 5362	10% owner	December 26, 2025	December 29, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

INTERNATIONAL TOWER HILL MINES LTD

Report date January 27, 2026 · Filed January 29, 2026

Jointly reported with ELECTRUM GLOBAL HOLDINGS L.P., TEG Global GP Ltd., Electrum Strategic Opportunities Fund II L.P., Electrum Strategic Opportunities Fund II GP L.P., ESOF II GP Ltd.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common SharesSEC Table I · non-derivative	Direct	3,153,153	Reported balance After 2026-01-27 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2026-01-27 · Purchase · Acquired 3,153,153 · Balance 3,153,153 F1: These securities are owned directly by Electrum Global Holdings L.P. ("Global Holdco"). TEG Global GP Ltd. ("TEG Global") is the general partner of Global Holdco. The Electrum Group LLC ("TEG Services") acts as an investment advisor to Global Holdco. As a result, TEG Global and TEG Services may be deemed to beneficially own the Issuer's common shares held by Global Holdco. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
Common SharesSEC Table I · non-derivative	IndirectBy Electrum Strategic Opportunities Fund II L.P.	28,765,672	Reported balance Holding disclosure · report date 2026-01-27 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 28,765,672 F2: These securities are owned directly by Electrum Strategic Opportunities Fund II L.P. ("ESOF II"). The general partner of ESOF II is Electrum Strategic Opportunities Fund II GP L.P. ("ESOF II GP L.P."), and the general partner of ESOF II GP L.P. is ESOF II GP Ltd. ("ESOF II GP"). TEG Services acts as an investment advisor to ESOF II. ESOF II GP is wholly owned by Global Holdco. TEG Global is the general partner of Global Holdco. As a result, ESOF II GP L.P., ESOF II GP, TEG Services, Global Holdco and TEG Global may be deemed to beneficially own the Issuer's common shares held by ESOF II. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: These securities are owned directly by Electrum Global Holdings L.P. ("Global Holdco"). TEG Global GP Ltd. ("TEG Global") is the general partner of Global Holdco. The Electrum Group LLC ("TEG Services") acts as an investment advisor to Global Holdco. As a result, TEG Global and TEG Services may be deemed to beneficially own the Issuer's common shares held by Global Holdco. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F2: These securities are owned directly by Electrum Strategic Opportunities Fund II L.P. ("ESOF II"). The general partner of ESOF II is Electrum Strategic Opportunities Fund II GP L.P. ("ESOF II GP L.P."), and the general partner of ESOF II GP L.P. is ESOF II GP Ltd. ("ESOF II GP"). TEG Services acts as an investment advisor to ESOF II. ESOF II GP is wholly owned by Global Holdco. TEG Global is the general partner of Global Holdco. As a result, ESOF II GP L.P., ESOF II GP, TEG Services, Global Holdco and TEG Global may be deemed to beneficially own the Issuer's common shares held by ESOF II. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

NOVAGOLD RESOURCES INC

Report date May 09, 2025 · Filed May 09, 2025

Jointly reported with Electrum Strategic Resources L.P., ELECTRUM GLOBAL HOLDINGS L.P., TEG Global GP Ltd., Leopard Holdings LLC, GRAT Holdings LLC, KAPLAN THOMAS SCOTT

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common SharesSEC Table I · non-derivative	Direct	92,902,813	Reported balance After 2025-05-09 transaction · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · 2025-05-09 · Purchase · Acquired 13,333,334 · Balance 92,902,813 F1: Represents Common Shares of the Issuer owned directly by Electrum Strategic Resources L.P. ("Electrum Strategic"). Electrum Global Holdings LP. ("Global Holdings") is the owner of all of the limited partnership interests of Electrum Strategic. TEG Global GP Ltd. ("Global GP") is the sole general partner of, and The Electrum Group LLC ("TEG Services") is the investment adviser to, Global Holdings. TEG Services possesses voting and investment discretion with respect to assets of Global Holdings. Leopard Holdings LLC ("Leopard") controls Global Holdings through Global GP, and GRAT Holdings LLC is the owner and managing member of Leopard. GRAT Holdings LLC is owned by trusts for the benefit of the family of Thomas Scott Kaplan. F2: For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
Common SharesSEC Table I · non-derivative	Direct	5,286,977	Reported balance Holding disclosure · report date 2025-05-09 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 5,286,977 F2: For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. F3: Represents Common Shares of the Issuer owned directly by GRAT Holdings LLC. GRAT Holdings LLC is owned by trusts for the benefit of the family of Thomas Scott Kaplan.
Common SharesSEC Table I · non-derivative	Direct	11,710	Reported balance Holding disclosure · report date 2025-05-09 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 11,710 F2: For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. F4: Represents Common Shares of the Issuer owned directly by Thomas Scott Kaplan.

Filing footnotes · ownership attribution and instrument terms

F1: Represents Common Shares of the Issuer owned directly by Electrum Strategic Resources L.P. ("Electrum Strategic"). Electrum Global Holdings LP. ("Global Holdings") is the owner of all of the limited partnership interests of Electrum Strategic. TEG Global GP Ltd. ("Global GP") is the sole general partner of, and The Electrum Group LLC ("TEG Services") is the investment adviser to, Global Holdings. TEG Services possesses voting and investment discretion with respect to assets of Global Holdings. Leopard Holdings LLC ("Leopard") controls Global Holdings through Global GP, and GRAT Holdings LLC is the owner and managing member of Leopard. GRAT Holdings LLC is owned by trusts for the benefit of the family of Thomas Scott Kaplan.

F2: For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F3: Represents Common Shares of the Issuer owned directly by GRAT Holdings LLC. GRAT Holdings LLC is owned by trusts for the benefit of the family of Thomas Scott Kaplan.

F4: Represents Common Shares of the Issuer owned directly by Thomas Scott Kaplan.

Sinda Ltd.

Report date June 25, 2026 · Filed June 25, 2026

Jointly reported with ELECTRUM GLOBAL HOLDINGS L.P., TEG Global GP Ltd., Electrum Strategic Opportunities Fund II L.P., Electrum Strategic Opportunities Fund II GP L.P., ESOF II GP Ltd.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	110,435,087	Reported balance Holding disclosure · report date 2026-06-25 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 110,435,087 F1: These securities are owned directly by Electrum Global Holdings L.P. ("Global Holdco"), and TEG Global GP Ltd. ("TEG Global") is the general partner of Global Holdco. The Electrum Group LLC ("TEG") acts as an investment advisor to Global Holdco.
Common StockSEC Table I · non-derivative	IndirectBy Electrum Strategic Opportunities Fund II L.P.	12,518,821	Reported balance Holding disclosure · report date 2026-06-25 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 12,518,821 F2: These securities are owned directly by Electrum Strategic Opportunities Fund II L.P. ("ESOF II"). The general partner of ESOF II is Electrum Strategic Opportunities Fund II GP L.P. ("ESOF II GP L.P."), and the general partner of ESOF II GP L.P. is ESOF II GP Ltd. ("ESOF II GP"). ESOF II GP is wholly owned by Global Holdco. TEG acts as an investment advisor to ESOF II.

Filing footnotes · ownership attribution and instrument terms

F1: These securities are owned directly by Electrum Global Holdings L.P. ("Global Holdco"), and TEG Global GP Ltd. ("TEG Global") is the general partner of Global Holdco. The Electrum Group LLC ("TEG") acts as an investment advisor to Global Holdco.

Sunshine Silver Mining & Refining Co

Report date June 05, 2026 · Filed June 08, 2026

Jointly reported with KAPLAN THOMAS SCOTT, Electrum Silver US LLC, Electrum Strategic Management LLC, ELECTRUM GLOBAL HOLDINGS L.P., TEG Global GP Ltd., Electrum Silver US II LLC, Electrum Strategic Opportunities Fund II L.P., Electrum Strategic Opportunities Fund II GP L.P., ESOF II GP Ltd.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	8,929	Reported balance After 2026-06-05 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2026-06-05 · Grant · Acquired 8,929 · Balance 8,929 F1: Represents restricted stock units ("RSUs") granted to Thomas S. Kaplan. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest in full on the earlier of (i) the first anniversary of the grant date or (ii) the day immediately proceeding the date of the Issuer's 2027 Annual Meeting of Stockholders, subject to Mr. Kaplan's continued service as a member of the Issuer's Board of Directors through such date.
Common StockSEC Table I · non-derivative	IndirectBy Electrum Silver US LLC	78,095,918	Last balance in matching sequence After 2026-06-05 transaction · row 3 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 2 · 2026-06-05 · Exercise / conversion · Acquired 2,739,640 · Balance 78,677,940 F2: This transaction relates to the net exercise of warrants to purchase 2,739,640 shares of the Issuer's common stock immediately prior to the completion of the initial public offering of the Issuer's common stock, in accordance with the terms of the warrants. F3: These securities are owned directly by Electrum Silver US LLC ("ESUS"). Electrum Strategic Management LLC ("ESM") is the manager of ESUS. ESM is wholly owned by Electrum Global Holdings L.P. ("Global Holdco"), and TEG Global GP Ltd. ("TEG Global") is the general partner of Global Holdco. The Electrum Group LLC ("TEG") acts as an investment advisor to Global Holdco. Thomas S. Kaplan, Chairman of the Issuer's Board of Directors, is also Chairman, Chief Executive Officer and Chief Investment Officer of TEG. Each of these reporting persons (other than Mr. Kaplan who is a director of the Issuer) may be deemed to be a director by deputization of the Issuer. Row 3 · 2026-06-05 · Tax withholding · Disposed 582,022 · Balance 78,095,918 F2: This transaction relates to the net exercise of warrants to purchase 2,739,640 shares of the Issuer's common stock immediately prior to the completion of the initial public offering of the Issuer's common stock, in accordance with the terms of the warrants. F3: These securities are owned directly by Electrum Silver US LLC ("ESUS"). Electrum Strategic Management LLC ("ESM") is the manager of ESUS. ESM is wholly owned by Electrum Global Holdings L.P. ("Global Holdco"), and TEG Global GP Ltd. ("TEG Global") is the general partner of Global Holdco. The Electrum Group LLC ("TEG") acts as an investment advisor to Global Holdco. Thomas S. Kaplan, Chairman of the Issuer's Board of Directors, is also Chairman, Chief Executive Officer and Chief Investment Officer of TEG. Each of these reporting persons (other than Mr. Kaplan who is a director of the Issuer) may be deemed to be a director by deputization of the Issuer.
Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.87 · Expires 2027-09-02	IndirectBy Electrum Silver US LLC	0	Reported balance After 2026-06-05 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2026-06-05 · Exercise / conversion · Disposed 2,739,640 · Balance 0 F2: This transaction relates to the net exercise of warrants to purchase 2,739,640 shares of the Issuer's common stock immediately prior to the completion of the initial public offering of the Issuer's common stock, in accordance with the terms of the warrants. F3: These securities are owned directly by Electrum Silver US LLC ("ESUS"). Electrum Strategic Management LLC ("ESM") is the manager of ESUS. ESM is wholly owned by Electrum Global Holdings L.P. ("Global Holdco"), and TEG Global GP Ltd. ("TEG Global") is the general partner of Global Holdco. The Electrum Group LLC ("TEG") acts as an investment advisor to Global Holdco. Thomas S. Kaplan, Chairman of the Issuer's Board of Directors, is also Chairman, Chief Executive Officer and Chief Investment Officer of TEG. Each of these reporting persons (other than Mr. Kaplan who is a director of the Issuer) may be deemed to be a director by deputization of the Issuer.
Common StockSEC Table I · non-derivative	IndirectBy Electrum Silver US II LLC	7,365,270	Reported balance Holding disclosure · report date 2026-06-05 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 7,365,270 F4: These securities are owned directly by Electrum Silver US II LLC ("ESUS II"). Electrum Strategic Opportunities Fund II L.P. ("ESOF II") owns 99% of ESUS II, and ESM is the manager of ESUS II. ESM is wholly owned by Global Holdco, and TEG Global is the general partner of Global Holdco. The general partner of ESOF II is Electrum Strategic Opportunities Fund II GP L.P. ("ESOF II GP L.P."), and the general partner of ESOF II GP L.P. is ESOF II GP Ltd. ("ESOF II GP"). ESOF II GP is wholly owned by Global Holdco. TEG acts as an investment advisor to ESOF II. Thomas S. Kaplan, Chairman of the Issuer's Board of Directors, is also Chairman, Chief Executive Officer and Chief Investment Officer of TEG. Each of these reporting persons (other than Mr. Kaplan who is a director of the Issuer) may be deemed to be a director by deputization of the Issuer.
Common StockSEC Table I · non-derivative	IndirectBy Tigris Financial Group Ltd.	1,266,260	Reported balance Holding disclosure · report date 2026-06-05 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 1,266,260 F5: These securities are owned directly by Tigris Financial Group Ltd., which is wholly owned by Thomas S. Kaplan.
Common StockSEC Table I · non-derivative	IndirectBy Manul Capital Management LLC	60,010	Reported balance Holding disclosure · report date 2026-06-05 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 60,010 F6: These securities are owned directly by Manul Capital Management LLC. Thomas S. Kaplan serves as managing member of Manul Capital Management LLC.
Common StockSEC Table I · non-derivative	IndirectBy GRAT Holdings LLC	393,230	Reported balance Holding disclosure · report date 2026-06-05 · row 7 Holding and transaction disclosures are not merged. 1 source row Row 7 · Balance 393,230 F7: These securities are owned directly by GRAT Holdings LLC. Thomas S. Kaplan serves as managing member of GRAT Holdings LLC.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units ("RSUs") granted to Thomas S. Kaplan. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest in full on the earlier of (i) the first anniversary of the grant date or (ii) the day immediately proceeding the date of the Issuer's 2027 Annual Meeting of Stockholders, subject to Mr. Kaplan's continued service as a member of the Issuer's Board of Directors through such date.

F2: This transaction relates to the net exercise of warrants to purchase 2,739,640 shares of the Issuer's common stock immediately prior to the completion of the initial public offering of the Issuer's common stock, in accordance with the terms of the warrants.

F3: These securities are owned directly by Electrum Silver US LLC ("ESUS"). Electrum Strategic Management LLC ("ESM") is the manager of ESUS. ESM is wholly owned by Electrum Global Holdings L.P. ("Global Holdco"), and TEG Global GP Ltd. ("TEG Global") is the general partner of Global Holdco. The Electrum Group LLC ("TEG") acts as an investment advisor to Global Holdco. Thomas S. Kaplan, Chairman of the Issuer's Board of Directors, is also Chairman, Chief Executive Officer and Chief Investment Officer of TEG. Each of these reporting persons (other than Mr. Kaplan who is a director of the Issuer) may be deemed to be a director by deputization of the Issuer.

F4: These securities are owned directly by Electrum Silver US II LLC ("ESUS II"). Electrum Strategic Opportunities Fund II L.P. ("ESOF II") owns 99% of ESUS II, and ESM is the manager of ESUS II. ESM is wholly owned by Global Holdco, and TEG Global is the general partner of Global Holdco. The general partner of ESOF II is Electrum Strategic Opportunities Fund II GP L.P. ("ESOF II GP L.P."), and the general partner of ESOF II GP L.P. is ESOF II GP Ltd. ("ESOF II GP"). ESOF II GP is wholly owned by Global Holdco. TEG acts as an investment advisor to ESOF II. Thomas S. Kaplan, Chairman of the Issuer's Board of Directors, is also Chairman, Chief Executive Officer and Chief Investment Officer of TEG. Each of these reporting persons (other than Mr. Kaplan who is a director of the Issuer) may be deemed to be a director by deputization of the Issuer.

F5: These securities are owned directly by Tigris Financial Group Ltd., which is wholly owned by Thomas S. Kaplan.

F6: These securities are owned directly by Manul Capital Management LLC. Thomas S. Kaplan serves as managing member of Manul Capital Management LLC.

F7: These securities are owned directly by GRAT Holdings LLC. Thomas S. Kaplan serves as managing member of GRAT Holdings LLC.

Trilogy Metals Inc.

Report date December 26, 2025 · Filed December 29, 2025

Jointly reported with KAPLAN THOMAS SCOTT, Electrum Strategic Opportunities Fund L.P., ESOF GP Ltd., GRAT Holdings LLC

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common SharesSEC Table I · non-derivative	Direct	0	Reported balance After 2025-12-26 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2025-12-26 · Gift · Disposed 540,406 · Balance 0 F1: Reflects shares that were donated to a charitable foundation for no consideration. F2: Includes 10,000 shares previously held through Tigris Financial Group Ltd., of which Mr. Kaplan is the sole shareholder, and 416,667 shares previously held by GRAT Holdings LLC, which is owned by trusts for the benefit of family members of Mr. Kapan. The shares were transferred to an account for the benefit of Mr. Kaplan in transactions exempt from reporting pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended.
Common SharesSEC Table I · non-derivative	IndirectBy spouse	0	Reported balance After 2025-12-26 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2025-12-26 · Gift · Disposed 416,666 · Balance 0 F1: Reflects shares that were donated to a charitable foundation for no consideration. F3: Includes 416,666 shares previously held by GRAT Holdings LLC, which is owned by trusts for the benefit of family members of Mr. Kaplan. The shares were transferred to an account for the benefit of Mr. Kaplan's spouse in transactions exempt from reporting pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. F4: Represents shares owned directly by Mr. Kaplan's spouse. For purposes of Section 16 of the Securities Exchange Act of 1934, each reporting person disclaims beneficial ownership of any such securities, except to the extent of his/its pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for the purposes of Section 16 or otherwise.
Common SharesSEC Table I · non-derivative	IndirectBy Electrum Strategic Opportunities Fund L.P.	31,604,741	Reported balance Holding disclosure · report date 2025-12-26 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 31,604,741 F5: Electrum Strategic Opportunities Fund L.P. ("ESOF") is an investment fund, of which The Electrum Group LLC is the investment adviser. ESOF GP Ltd. is the general partner of the sole general partner of ESOF. F6: In accordance with 4(b)(iv) of the Form 4 instructions, the entire amount of the Issuer's securities held by ESOF is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, each reporting person disclaims beneficial ownership of any such securities, except to the extent of his/its pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for the purposes of Section 16 or otherwise.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects shares that were donated to a charitable foundation for no consideration.

F2: Includes 10,000 shares previously held through Tigris Financial Group Ltd., of which Mr. Kaplan is the sole shareholder, and 416,667 shares previously held by GRAT Holdings LLC, which is owned by trusts for the benefit of family members of Mr. Kapan. The shares were transferred to an account for the benefit of Mr. Kaplan in transactions exempt from reporting pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended.

F3: Includes 416,666 shares previously held by GRAT Holdings LLC, which is owned by trusts for the benefit of family members of Mr. Kaplan. The shares were transferred to an account for the benefit of Mr. Kaplan's spouse in transactions exempt from reporting pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended.

F4: Represents shares owned directly by Mr. Kaplan's spouse. For purposes of Section 16 of the Securities Exchange Act of 1934, each reporting person disclaims beneficial ownership of any such securities, except to the extent of his/its pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for the purposes of Section 16 or otherwise.

F5: Electrum Strategic Opportunities Fund L.P. ("ESOF") is an investment fund, of which The Electrum Group LLC is the investment adviser. ESOF GP Ltd. is the general partner of the sole general partner of ESOF.

F6: In accordance with 4(b)(iv) of the Form 4 instructions, the entire amount of the Issuer's securities held by ESOF is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, each reporting person disclaims beneficial ownership of any such securities, except to the extent of his/its pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for the purposes of Section 16 or otherwise.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Gatos Silver, Inc.

Report date January 16, 2025 · Filed January 21, 2025

Jointly reported with Electrum Silver US LLC, Electrum Silver US II LLC, Electrum Strategic Opportunities Fund II GP L.P., ESOF II GP Ltd., Electrum Strategic Management LLC, Electrum Strategic Opportunities Fund II L.P., ELECTRUM GLOBAL HOLDINGS L.P., TEG Global GP Ltd.

Section 16 reporting ended · disclosed 2025-01-21. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2025-01-16 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2025-01-16 · Other · Disposed 17,894,672 · Balance 0 F1: Represents shares of common stock of Gatos Silver, Inc. (the "Company"), disposed of as a result of the merger (the "Merger") contemplated by the Agreement and Plan of Merger, dated as of September 5, 2024 (the "Merger Agreement"), by and among the Company, Ocelot Transaction Corporation and First Majestic Silver Corp. ("First Majestic"). Pursuant to the Merger Agreement, the reporting persons have the right to exchange each share of the Company's common stock owned immediately prior to the effective time of the Merger for 2.55 First Majestic common shares, with any fractional shares to be paid in cash, without interest. On January 15, 2025, the day prior to the Merger, the closing price of First Majestic common shares was $5.64 per share. F2: These securities were owned directly by Electrum Silver US LLC ("ESUS"). Electrum Strategic Management LLC ("ESM") is the manager of ESUS. ESM is wholly owned by Electrum Global Holdings L.P. ("Global Holdco"), and TEG Global GP Ltd. ("TEG Global") is the general partner of Global Holdco. The Electrum Group LLC ("TEG") acts as an investment advisor to Global Holdco. As a result, ESM, Global Holdco, TEG Global and TEG may be deemed to have beneficially owned shares of the Company's common stock held by ESUS. F4: For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2025-01-16 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2025-01-16 · Other · Disposed 4,109,704 · Balance 0 F1: Represents shares of common stock of Gatos Silver, Inc. (the "Company"), disposed of as a result of the merger (the "Merger") contemplated by the Agreement and Plan of Merger, dated as of September 5, 2024 (the "Merger Agreement"), by and among the Company, Ocelot Transaction Corporation and First Majestic Silver Corp. ("First Majestic"). Pursuant to the Merger Agreement, the reporting persons have the right to exchange each share of the Company's common stock owned immediately prior to the effective time of the Merger for 2.55 First Majestic common shares, with any fractional shares to be paid in cash, without interest. On January 15, 2025, the day prior to the Merger, the closing price of First Majestic common shares was $5.64 per share. F3: These securities were owned directly by Electrum Silver US II LLC ("ESUS II"). Electrum Strategic Opportunities Fund II L.P. ("ESOF II") owns 99% of ESUS II, and ESM is the manager of ESUS II. ESM is wholly owned by Global Holdco, and TEG Global is the general partner of Global Holdco. The general partner of ESOF II is Electrum Strategic Opportunities Fund II GP L.P. ("ESOF II GP L.P."), and the general partner of ESOF II GP L.P. is ESOF II GP Ltd. ("ESOF II GP"). ESOF II GP is wholly owned by Global Holdco. TEG acts as an investment advisor to ESOF II. As a result, ESOF II, ESM, Global Holdco, TEG Global, ESOF II GP L.P. and ESOF II GP may be deemed to have beneficially owned shares of the Company's common stock held by ESUS II. F4: For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of common stock of Gatos Silver, Inc. (the "Company"), disposed of as a result of the merger (the "Merger") contemplated by the Agreement and Plan of Merger, dated as of September 5, 2024 (the "Merger Agreement"), by and among the Company, Ocelot Transaction Corporation and First Majestic Silver Corp. ("First Majestic"). Pursuant to the Merger Agreement, the reporting persons have the right to exchange each share of the Company's common stock owned immediately prior to the effective time of the Merger for 2.55 First Majestic common shares, with any fractional shares to be paid in cash, without interest. On January 15, 2025, the day prior to the Merger, the closing price of First Majestic common shares was $5.64 per share.

F2: These securities were owned directly by Electrum Silver US LLC ("ESUS"). Electrum Strategic Management LLC ("ESM") is the manager of ESUS. ESM is wholly owned by Electrum Global Holdings L.P. ("Global Holdco"), and TEG Global GP Ltd. ("TEG Global") is the general partner of Global Holdco. The Electrum Group LLC ("TEG") acts as an investment advisor to Global Holdco. As a result, ESM, Global Holdco, TEG Global and TEG may be deemed to have beneficially owned shares of the Company's common stock held by ESUS.

F3: These securities were owned directly by Electrum Silver US II LLC ("ESUS II"). Electrum Strategic Opportunities Fund II L.P. ("ESOF II") owns 99% of ESUS II, and ESM is the manager of ESUS II. ESM is wholly owned by Global Holdco, and TEG Global is the general partner of Global Holdco. The general partner of ESOF II is Electrum Strategic Opportunities Fund II GP L.P. ("ESOF II GP L.P."), and the general partner of ESOF II GP L.P. is ESOF II GP Ltd. ("ESOF II GP"). ESOF II GP is wholly owned by Global Holdco. TEG acts as an investment advisor to ESOF II. As a result, ESOF II, ESM, Global Holdco, TEG Global, ESOF II GP L.P. and ESOF II GP may be deemed to have beneficially owned shares of the Company's common stock held by ESUS II.

F4: For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
June 05, 2026 Filed Jun 8, 2026 22:00 UTC	Sunshine Silver Mining & Refining Co SSMR · Entity 4369	Exercise / conversionWarrant (right to buy) · Derivative	2,739,640	$0.00 Strike: $2.87	$0.00	Disclosure SEC source: 0001193125-26-262202 · ownership.xml · derivative · entry 8 KAPLAN THOMAS SCOTT · CIK 0001124803 · Director · 10% owner Electrum Silver US LLC · CIK 0001830153 · Director · 10% owner Electrum Strategic Management LLC · CIK 0001829059 · Director · 10% owner ELECTRUM GLOBAL HOLDINGS L.P. · CIK 0001564994 · Director · 10% owner TEG Global GP Ltd. · CIK 0001565709 · Director · 10% owner Electrum Group LLC · CIK 0001565641 · Director · 10% owner Electrum Silver US II LLC · CIK 0001829058 · Director · 10% owner Electrum Strategic Opportunities Fund II L.P. · CIK 0001699437 · Director · 10% owner Electrum Strategic Opportunities Fund II GP L.P. · CIK 0001734758 · Director · 10% owner ESOF II GP Ltd. · CIK 0001734759 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Electrum Silver US LLC Disclosed balance after: 0 Underlying: Common Stock · 2,739,640 shares Expires 2027-09-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: This transaction relates to the net exercise of warrants to purchase 2,739,640 shares of the Issuer's common stock immediately prior to the completion of the initial public offering of the Issuer's common stock, in accordance with the terms of the warrants. F3 · ownership.nature: These securities are owned directly by Electrum Silver US LLC ("ESUS"). Electrum Strategic Management LLC ("ESM") is the manager of ESUS. ESM is wholly owned by Electrum Global Holdings L.P. ("Global Holdco"), and TEG Global GP Ltd. ("TEG Global") is the general partner of Global Holdco. The Electrum Group LLC ("TEG") acts as an investment advisor to Global Holdco. Thomas S. Kaplan, Chairman of the Issuer's Board of Directors, is also Chairman, Chief Executive Officer and Chief Investment Officer of TEG. Each of these reporting persons (other than Mr. Kaplan who is a director of the Issuer) may be deemed to be a director by deputization of the Issuer. Read SEC document
June 05, 2026 Filed Jun 8, 2026 22:00 UTC	Sunshine Silver Mining & Refining Co SSMR · Entity 4369	Tax withholdingCommon Stock	582,022	$13.50	$7,857,297.00	Disclosure SEC source: 0001193125-26-262202 · ownership.xml · nonDerivative · entry 3 KAPLAN THOMAS SCOTT · CIK 0001124803 · Director · 10% owner Electrum Silver US LLC · CIK 0001830153 · Director · 10% owner Electrum Strategic Management LLC · CIK 0001829059 · Director · 10% owner ELECTRUM GLOBAL HOLDINGS L.P. · CIK 0001564994 · Director · 10% owner TEG Global GP Ltd. · CIK 0001565709 · Director · 10% owner Electrum Group LLC · CIK 0001565641 · Director · 10% owner Electrum Silver US II LLC · CIK 0001829058 · Director · 10% owner Electrum Strategic Opportunities Fund II L.P. · CIK 0001699437 · Director · 10% owner Electrum Strategic Opportunities Fund II GP L.P. · CIK 0001734758 · Director · 10% owner ESOF II GP Ltd. · CIK 0001734759 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Electrum Silver US LLC Disclosed balance after: 78,095,918 F2 · kind: This transaction relates to the net exercise of warrants to purchase 2,739,640 shares of the Issuer's common stock immediately prior to the completion of the initial public offering of the Issuer's common stock, in accordance with the terms of the warrants. F3 · ownership.nature: These securities are owned directly by Electrum Silver US LLC ("ESUS"). Electrum Strategic Management LLC ("ESM") is the manager of ESUS. ESM is wholly owned by Electrum Global Holdings L.P. ("Global Holdco"), and TEG Global GP Ltd. ("TEG Global") is the general partner of Global Holdco. The Electrum Group LLC ("TEG") acts as an investment advisor to Global Holdco. Thomas S. Kaplan, Chairman of the Issuer's Board of Directors, is also Chairman, Chief Executive Officer and Chief Investment Officer of TEG. Each of these reporting persons (other than Mr. Kaplan who is a director of the Issuer) may be deemed to be a director by deputization of the Issuer. Read SEC document
June 05, 2026 Filed Jun 8, 2026 22:00 UTC	Sunshine Silver Mining & Refining Co SSMR · Entity 4369	Exercise / conversionCommon Stock	2,739,640	$2.87	$7,862,766.80	Disclosure SEC source: 0001193125-26-262202 · ownership.xml · nonDerivative · entry 2 KAPLAN THOMAS SCOTT · CIK 0001124803 · Director · 10% owner Electrum Silver US LLC · CIK 0001830153 · Director · 10% owner Electrum Strategic Management LLC · CIK 0001829059 · Director · 10% owner ELECTRUM GLOBAL HOLDINGS L.P. · CIK 0001564994 · Director · 10% owner TEG Global GP Ltd. · CIK 0001565709 · Director · 10% owner Electrum Group LLC · CIK 0001565641 · Director · 10% owner Electrum Silver US II LLC · CIK 0001829058 · Director · 10% owner Electrum Strategic Opportunities Fund II L.P. · CIK 0001699437 · Director · 10% owner Electrum Strategic Opportunities Fund II GP L.P. · CIK 0001734758 · Director · 10% owner ESOF II GP Ltd. · CIK 0001734759 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Electrum Silver US LLC Disclosed balance after: 78,677,940 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: This transaction relates to the net exercise of warrants to purchase 2,739,640 shares of the Issuer's common stock immediately prior to the completion of the initial public offering of the Issuer's common stock, in accordance with the terms of the warrants. F3 · ownership.nature: These securities are owned directly by Electrum Silver US LLC ("ESUS"). Electrum Strategic Management LLC ("ESM") is the manager of ESUS. ESM is wholly owned by Electrum Global Holdings L.P. ("Global Holdco"), and TEG Global GP Ltd. ("TEG Global") is the general partner of Global Holdco. The Electrum Group LLC ("TEG") acts as an investment advisor to Global Holdco. Thomas S. Kaplan, Chairman of the Issuer's Board of Directors, is also Chairman, Chief Executive Officer and Chief Investment Officer of TEG. Each of these reporting persons (other than Mr. Kaplan who is a director of the Issuer) may be deemed to be a director by deputization of the Issuer. Read SEC document
June 05, 2026 Filed Jun 8, 2026 22:00 UTC	Sunshine Silver Mining & Refining Co SSMR · Entity 4369	GrantCommon Stock	8,929	$0.00	$0.00	Disclosure SEC source: 0001193125-26-262202 · ownership.xml · nonDerivative · entry 1 KAPLAN THOMAS SCOTT · CIK 0001124803 · Director · 10% owner Electrum Silver US LLC · CIK 0001830153 · Director · 10% owner Electrum Strategic Management LLC · CIK 0001829059 · Director · 10% owner ELECTRUM GLOBAL HOLDINGS L.P. · CIK 0001564994 · Director · 10% owner TEG Global GP Ltd. · CIK 0001565709 · Director · 10% owner Electrum Group LLC · CIK 0001565641 · Director · 10% owner Electrum Silver US II LLC · CIK 0001829058 · Director · 10% owner Electrum Strategic Opportunities Fund II L.P. · CIK 0001699437 · Director · 10% owner Electrum Strategic Opportunities Fund II GP L.P. · CIK 0001734758 · Director · 10% owner ESOF II GP Ltd. · CIK 0001734759 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,929 F1 · shares: Represents restricted stock units ("RSUs") granted to Thomas S. Kaplan. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest in full on the earlier of (i) the first anniversary of the grant date or (ii) the day immediately proceeding the date of the Issuer's 2027 Annual Meeting of Stockholders, subject to Mr. Kaplan's continued service as a member of the Issuer's Board of Directors through such date. Read SEC document
January 27, 2026 Filed Jan 29, 2026 21:35 UTC	INTERNATIONAL TOWER HILL MINES LTD THM · Entity 8869	PurchaseCommon Shares	3,153,153	$2.22	$6,999,999.66	Disclosure SEC source: 0001193125-26-029499 · ownership.xml · nonDerivative · entry 1 ELECTRUM GLOBAL HOLDINGS L.P. · CIK 0001564994 · 10% owner TEG Global GP Ltd. · CIK 0001565709 · 10% owner Electrum Strategic Opportunities Fund II L.P. · CIK 0001699437 · 10% owner Electrum Strategic Opportunities Fund II GP L.P. · CIK 0001734758 · 10% owner ESOF II GP Ltd. · CIK 0001734759 · 10% owner Electrum Group LLC · CIK 0001565641 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,153,153 F1 · ownership.direct: These securities are owned directly by Electrum Global Holdings L.P. ("Global Holdco"). TEG Global GP Ltd. ("TEG Global") is the general partner of Global Holdco. The Electrum Group LLC ("TEG Services") acts as an investment advisor to Global Holdco. As a result, TEG Global and TEG Services may be deemed to beneficially own the Issuer's common shares held by Global Holdco. For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document
December 26, 2025 Filed Dec 29, 2025 21:15 UTC	Trilogy Metals Inc. TMQ · Entity 5362	GiftCommon Shares	416,666	$0.00	$0.00	Disclosure SEC source: 0001193125-25-335351 · ownership.xml · nonDerivative · entry 2 KAPLAN THOMAS SCOTT · CIK 0001124803 · 10% owner Electrum Strategic Opportunities Fund L.P. · CIK 0001637981 · 10% owner Electrum Group LLC · CIK 0001565641 · 10% owner ESOF GP Ltd. · CIK 0001663180 · 10% owner GRAT Holdings LLC · CIK 0001565707 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 0 F1 · kind: Reflects shares that were donated to a charitable foundation for no consideration. F3 · shares: Includes 416,666 shares previously held by GRAT Holdings LLC, which is owned by trusts for the benefit of family members of Mr. Kaplan. The shares were transferred to an account for the benefit of Mr. Kaplan's spouse in transactions exempt from reporting pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. F4 · ownership.direct: Represents shares owned directly by Mr. Kaplan's spouse. For purposes of Section 16 of the Securities Exchange Act of 1934, each reporting person disclaims beneficial ownership of any such securities, except to the extent of his/its pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for the purposes of Section 16 or otherwise. Read SEC document
December 26, 2025 Filed Dec 29, 2025 21:15 UTC	Trilogy Metals Inc. TMQ · Entity 5362	GiftCommon Shares	540,406	$0.00	$0.00	Disclosure SEC source: 0001193125-25-335351 · ownership.xml · nonDerivative · entry 1 KAPLAN THOMAS SCOTT · CIK 0001124803 · 10% owner Electrum Strategic Opportunities Fund L.P. · CIK 0001637981 · 10% owner Electrum Group LLC · CIK 0001565641 · 10% owner ESOF GP Ltd. · CIK 0001663180 · 10% owner GRAT Holdings LLC · CIK 0001565707 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: Reflects shares that were donated to a charitable foundation for no consideration. F2 · shares: Includes 10,000 shares previously held through Tigris Financial Group Ltd., of which Mr. Kaplan is the sole shareholder, and 416,667 shares previously held by GRAT Holdings LLC, which is owned by trusts for the benefit of family members of Mr. Kapan. The shares were transferred to an account for the benefit of Mr. Kaplan in transactions exempt from reporting pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. Read SEC document
May 09, 2025 Filed May 9, 2025 20:49 UTC	NOVAGOLD RESOURCES INC NG · Entity 1348	PurchaseCommon Shares	13,333,334	$3.75	$50,000,002.50	Disclosure SEC source: 0000950170-25-068167 · ownership.xml · nonDerivative · entry 1 Electrum Strategic Resources L.P. · CIK 0001454795 · 10% owner Electrum Group LLC · CIK 0001565641 · 10% owner ELECTRUM GLOBAL HOLDINGS L.P. · CIK 0001564994 · 10% owner TEG Global GP Ltd. · CIK 0001565709 · 10% owner Leopard Holdings LLC · CIK 0001565706 · 10% owner GRAT Holdings LLC · CIK 0001565707 · 10% owner KAPLAN THOMAS SCOTT · CIK 0001124803 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,902,813 F1 · ownership.direct: Represents Common Shares of the Issuer owned directly by Electrum Strategic Resources L.P. ("Electrum Strategic"). Electrum Global Holdings LP. ("Global Holdings") is the owner of all of the limited partnership interests of Electrum Strategic. TEG Global GP Ltd. ("Global GP") is the sole general partner of, and The Electrum Group LLC ("TEG Services") is the investment adviser to, Global Holdings. TEG Services possesses voting and investment discretion with respect to assets of Global Holdings. Leopard Holdings LLC ("Leopard") controls Global Holdings through Global GP, and GRAT Holdings LLC is the owner and managing member of Leopard. GRAT Holdings LLC is owned by trusts for the benefit of the family of Thomas Scott Kaplan. F2 · ownership.direct: For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document
April 22, 2025 Filed Apr 23, 2025 20:15 UTC	NOVAGOLD RESOURCES INC NG · Entity 1348	OtherWarrants (right to buy) · Derivative	6,375,000	Not disclosed Strike: $3.00	Not disclosed	Disclosure SEC source: 0000950170-25-057383 · ownership.xml · derivative · entry 1 Electrum Strategic Resources L.P. · CIK 0001454795 · 10% owner Electrum Group LLC · CIK 0001565641 · 10% owner ELECTRUM GLOBAL HOLDINGS L.P. · CIK 0001564994 · 10% owner TEG Global GP Ltd. · CIK 0001565709 · 10% owner Leopard Holdings LLC · CIK 0001565706 · 10% owner GRAT Holdings LLC · CIK 0001565707 · 10% owner KAPLAN THOMAS SCOTT · CIK 0001124803 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,375,000 Underlying: Common Shares · 6,375,000 shares Expires 2030-04-22 F1 · kind: The warrants were acquired by Electrum Strategic Resources L.P. ("Electrum Strategic") as consideration for entering into the Backstop Agreement, dated April 22, 2025, with the Issuer and the Investors named therein, pursuant to which agreement Electrum Strategic committed to purchase up to $42.5 million of the Issuer's common shares at $3 per share to fund a portion of an acquisition by the Issuer if the Issuer does not obtain alternative financing for such acquisition. F1 · price: The warrants were acquired by Electrum Strategic Resources L.P. ("Electrum Strategic") as consideration for entering into the Backstop Agreement, dated April 22, 2025, with the Issuer and the Investors named therein, pursuant to which agreement Electrum Strategic committed to purchase up to $42.5 million of the Issuer's common shares at $3 per share to fund a portion of an acquisition by the Issuer if the Issuer does not obtain alternative financing for such acquisition. F2 · ownership.direct: Electrum Global Holdings LP. ("Global Holdings") is the owner of all of the limited partnership interests of Electrum Strategic. TEG Global GP Ltd. ("Global GP") is the sole general partner of, and The Electrum Group LLC ("TEG Services") is the investment adviser to, Global Holdings. TEG Services possesses voting and investment discretion with respect to assets of Global Holdings. Leopard Holdings LLC ("Leopard") controls Global Holdings through Global GP, and GRAT Holdings LLC is the owner and managing member of Leopard. F3 · ownership.direct: For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document
February 27, 2025 Filed Feb 28, 2025 22:58 UTC	INTERNATIONAL TOWER HILL MINES LTD THM · Entity 8869	PurchaseCommon Shares	1,152,091	$0.48	$553,118.89	Disclosure SEC source: 0001493152-25-008765 · ownership.xml · nonDerivative · entry 1 Electrum Strategic Opportunities Fund II L.P. · CIK 0001699437 · 10% owner Electrum Strategic Opportunities Fund II GP L.P. · CIK 0001734758 · 10% owner ESOF II GP Ltd. · CIK 0001734759 · 10% owner Electrum Group LLC · CIK 0001565641 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,765,672 F1 · ownership.direct: This Form 4 is being filed by Electrum Strategic Opportunities Fund II L.P. (the "Fund"), as well as Electrum Strategic Opportunities Fund II GP L.P. (the "Fund GP"), ESOF II GP Ltd. ("ESOF II GP") and The Electrum Group LLC ("TEG"). The Fund GP is the general partner of the Fund, and ESOF II GP is the general partner of the Fund GP. TEG is the investment advisor to the Fund. By virtue of these relationships, the reporting persons may be deemed to have shared voting and investment discretion with respect to the Common Shares of International Tower Hill Mines Ltd. held by the Fund. F2 · ownership.direct: For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document
January 16, 2025 Filed Jan 21, 2025 19:33 UTC	Gatos Silver, Inc. GATO · Entity 84020	OtherCommon Stock	4,109,704	$0.00	$0.00	Disclosure SEC source: 0000950170-25-007129 · ownership.xml · nonDerivative · entry 2 Electrum Silver US LLC · CIK 0001830153 · 10% owner Electrum Silver US II LLC · CIK 0001829058 · 10% owner Electrum Strategic Opportunities Fund II GP L.P. · CIK 0001734758 · 10% owner ESOF II GP Ltd. · CIK 0001734759 · 10% owner Electrum Group LLC · CIK 0001565641 · 10% owner Electrum Strategic Management LLC · CIK 0001829059 · 10% owner Electrum Strategic Opportunities Fund II L.P. · CIK 0001699437 · 10% owner ELECTRUM GLOBAL HOLDINGS L.P. · CIK 0001564994 · 10% owner TEG Global GP Ltd. · CIK 0001565709 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: Represents shares of common stock of Gatos Silver, Inc. (the "Company"), disposed of as a result of the merger (the "Merger") contemplated by the Agreement and Plan of Merger, dated as of September 5, 2024 (the "Merger Agreement"), by and among the Company, Ocelot Transaction Corporation and First Majestic Silver Corp. ("First Majestic"). Pursuant to the Merger Agreement, the reporting persons have the right to exchange each share of the Company's common stock owned immediately prior to the effective time of the Merger for 2.55 First Majestic common shares, with any fractional shares to be paid in cash, without interest. On January 15, 2025, the day prior to the Merger, the closing price of First Majestic common shares was $5.64 per share. F1 · price: Represents shares of common stock of Gatos Silver, Inc. (the "Company"), disposed of as a result of the merger (the "Merger") contemplated by the Agreement and Plan of Merger, dated as of September 5, 2024 (the "Merger Agreement"), by and among the Company, Ocelot Transaction Corporation and First Majestic Silver Corp. ("First Majestic"). Pursuant to the Merger Agreement, the reporting persons have the right to exchange each share of the Company's common stock owned immediately prior to the effective time of the Merger for 2.55 First Majestic common shares, with any fractional shares to be paid in cash, without interest. On January 15, 2025, the day prior to the Merger, the closing price of First Majestic common shares was $5.64 per share. F3 · ownership.direct: These securities were owned directly by Electrum Silver US II LLC ("ESUS II"). Electrum Strategic Opportunities Fund II L.P. ("ESOF II") owns 99% of ESUS II, and ESM is the manager of ESUS II. ESM is wholly owned by Global Holdco, and TEG Global is the general partner of Global Holdco. The general partner of ESOF II is Electrum Strategic Opportunities Fund II GP L.P. ("ESOF II GP L.P."), and the general partner of ESOF II GP L.P. is ESOF II GP Ltd. ("ESOF II GP"). ESOF II GP is wholly owned by Global Holdco. TEG acts as an investment advisor to ESOF II. As a result, ESOF II, ESM, Global Holdco, TEG Global, ESOF II GP L.P. and ESOF II GP may be deemed to have beneficially owned shares of the Company's common stock held by ESUS II. F4 · ownership.direct: For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document
January 16, 2025 Filed Jan 21, 2025 19:33 UTC	Gatos Silver, Inc. GATO · Entity 84020	OtherCommon Stock	17,894,672	$0.00	$0.00	Disclosure SEC source: 0000950170-25-007129 · ownership.xml · nonDerivative · entry 1 Electrum Silver US LLC · CIK 0001830153 · 10% owner Electrum Silver US II LLC · CIK 0001829058 · 10% owner Electrum Strategic Opportunities Fund II GP L.P. · CIK 0001734758 · 10% owner ESOF II GP Ltd. · CIK 0001734759 · 10% owner Electrum Group LLC · CIK 0001565641 · 10% owner Electrum Strategic Management LLC · CIK 0001829059 · 10% owner Electrum Strategic Opportunities Fund II L.P. · CIK 0001699437 · 10% owner ELECTRUM GLOBAL HOLDINGS L.P. · CIK 0001564994 · 10% owner TEG Global GP Ltd. · CIK 0001565709 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: Represents shares of common stock of Gatos Silver, Inc. (the "Company"), disposed of as a result of the merger (the "Merger") contemplated by the Agreement and Plan of Merger, dated as of September 5, 2024 (the "Merger Agreement"), by and among the Company, Ocelot Transaction Corporation and First Majestic Silver Corp. ("First Majestic"). Pursuant to the Merger Agreement, the reporting persons have the right to exchange each share of the Company's common stock owned immediately prior to the effective time of the Merger for 2.55 First Majestic common shares, with any fractional shares to be paid in cash, without interest. On January 15, 2025, the day prior to the Merger, the closing price of First Majestic common shares was $5.64 per share. F1 · price: Represents shares of common stock of Gatos Silver, Inc. (the "Company"), disposed of as a result of the merger (the "Merger") contemplated by the Agreement and Plan of Merger, dated as of September 5, 2024 (the "Merger Agreement"), by and among the Company, Ocelot Transaction Corporation and First Majestic Silver Corp. ("First Majestic"). Pursuant to the Merger Agreement, the reporting persons have the right to exchange each share of the Company's common stock owned immediately prior to the effective time of the Merger for 2.55 First Majestic common shares, with any fractional shares to be paid in cash, without interest. On January 15, 2025, the day prior to the Merger, the closing price of First Majestic common shares was $5.64 per share. F2 · ownership.direct: These securities were owned directly by Electrum Silver US LLC ("ESUS"). Electrum Strategic Management LLC ("ESM") is the manager of ESUS. ESM is wholly owned by Electrum Global Holdings L.P. ("Global Holdco"), and TEG Global GP Ltd. ("TEG Global") is the general partner of Global Holdco. The Electrum Group LLC ("TEG") acts as an investment advisor to Global Holdco. As a result, ESM, Global Holdco, TEG Global and TEG may be deemed to have beneficially owned shares of the Company's common stock held by ESUS. F4 · ownership.direct: For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document
April 25, 2023 Filed Apr 26, 2023 20:45 UTC	Trilogy Metals Inc. TMQ · Entity 5362	PurchaseCommon Shares	2,181,818	$0.55	$1,199,999.90	Disclosure SEC source: 0001493152-23-013686 · ownership.xml · nonDerivative · entry 1 Electrum Strategic Opportunities Fund L.P. · CIK 0001637981 · 10% owner KAPLAN THOMAS SCOTT · CIK 0001124803 · 10% owner Electrum Group LLC · CIK 0001565641 · 10% owner ESOF GP Ltd. · CIK 0001663180 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Electrum Strategic Opportunities Fund L.P. Disclosed balance after: 31,604,741 F1 · kind: On April 25, 2023, Electrum Strategic Opportunities Fund L.P. ("ESOF") acquired 2,181,818 of the Issuer's Common Shares for an aggregate purchase price of $1,199,999.90 or $0.55 per Common Share. F2 · ownership.direct: ESOF is an investment fund, of which The Electrum Group LLC is the investment adviser. ESOF GP Ltd. is the general partner of the sole general partner of ESOF. F3 · ownership.direct: In accordance with 4(b)(iv) of the Form 4 instructions, the entire amount of the Issuer's securities held by ESOF is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, each reporting person disclaims beneficial ownership of any such securities, except to the extent of his/its pecuniary interest therein, if an, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for the purposes of Section 16 or otherwise. F2 · ownership.nature: ESOF is an investment fund, of which The Electrum Group LLC is the investment adviser. ESOF GP Ltd. is the general partner of the sole general partner of ESOF. F3 · ownership.nature: In accordance with 4(b)(iv) of the Form 4 instructions, the entire amount of the Issuer's securities held by ESOF is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, each reporting person disclaims beneficial ownership of any such securities, except to the extent of his/its pecuniary interest therein, if an, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for the purposes of Section 16 or otherwise. Read SEC document
August 18, 2021 Filed Aug 20, 2021 20:04 UTC	Gatos Silver, Inc. GATO · Entity 84020	SaleCommon Stock	15,004	$14.00	$210,056.00	Disclosure SEC source: 0001209191-21-052745 · doc4.xml · nonDerivative · entry 2 Electrum Silver US LLC · CIK 0001830153 · 10% owner Electrum Silver US II LLC · CIK 0001829058 · 10% owner Electrum Strategic Opportunities Fund II GP L.P. · CIK 0001734758 · 10% owner ESOF II GP Ltd. · CIK 0001734759 · 10% owner Electrum Group LLC · CIK 0001565641 · 10% owner Electrum Strategic Management LLC · CIK 0001829059 · 10% owner Electrum Strategic Opportunities Fund II L.P. · CIK 0001699437 · 10% owner ELECTRUM GLOBAL HOLDINGS L.P. · CIK 0001564994 · 10% owner TEG Global GP Ltd. · CIK 0001565709 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,109,704 F2 · ownership.direct: For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. F3 · ownership.direct: These securities are owned directly by Electrum Silver US II LLC ("ESUS II"). Electrum Strategic Opportunities Fund II L.P. ("ESOF II") owns 99% of ESUS II, and ESM is the manager of ESUS II. ESM is wholly owned by Global Holdco, and TEG Global is the general partner of Global Holdco. The general partner of ESOF II is Electrum Strategic Opportunities Fund II GP L.P. ("ESOF II GP L.P."), and the general partner of ESOF II GP L.P. is ESOF II GP Ltd. ("ESOF II GP"). ESOF II GP is wholly owned by Global Holdco. TEG acts as an investment advisor to ESOF II. As a result, ESOF II, ESM, Global Holdco, TEG Global, ESOF II GP L.P. and ESOF II GP may be deemed to beneficially own shares of the Company's common stock held by ESUS II. Read SEC document
August 18, 2021 Filed Aug 20, 2021 20:04 UTC	Gatos Silver, Inc. GATO · Entity 84020	SaleCommon Stock	65,333	$14.00	$914,662.00	Disclosure SEC source: 0001209191-21-052745 · doc4.xml · nonDerivative · entry 1 Electrum Silver US LLC · CIK 0001830153 · 10% owner Electrum Silver US II LLC · CIK 0001829058 · 10% owner Electrum Strategic Opportunities Fund II GP L.P. · CIK 0001734758 · 10% owner ESOF II GP Ltd. · CIK 0001734759 · 10% owner Electrum Group LLC · CIK 0001565641 · 10% owner Electrum Strategic Management LLC · CIK 0001829059 · 10% owner Electrum Strategic Opportunities Fund II L.P. · CIK 0001699437 · 10% owner ELECTRUM GLOBAL HOLDINGS L.P. · CIK 0001564994 · 10% owner TEG Global GP Ltd. · CIK 0001565709 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,894,672 F1 · ownership.direct: These securities are owned directly by Electrum Silver US LLC ("ESUS"). Electrum Strategic Management LLC ("ESM") is the manager of ESUS. ESM is wholly owned by Electrum Global Holdings L.P. ("Global Holdco"), and TEG Global GP Ltd. ("TEG Global") is the general partner of Global Holdco. The Electrum Group LLC ("TEG") acts as an investment advisor to Global Holdco. As a result, ESM, Global Holdco, TEG Global and TEG may be deemed to beneficially own shares of the Company's common stock held by ESUS. F2 · ownership.direct: For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document
July 19, 2021 Filed Jul 20, 2021 23:31 UTC	Gatos Silver, Inc. GATO · Entity 84020	SaleCommon Stock	466,919	$14.00	$6,536,866.00	Disclosure SEC source: 0001209191-21-047495 · doc4.xml · nonDerivative · entry 2 Electrum Silver US LLC · CIK 0001830153 · 10% owner Electrum Silver US II LLC · CIK 0001829058 · 10% owner Electrum Strategic Opportunities Fund II GP L.P. · CIK 0001734758 · 10% owner ESOF II GP Ltd. · CIK 0001734759 · 10% owner Electrum Group LLC · CIK 0001565641 · 10% owner Electrum Strategic Management LLC · CIK 0001829059 · 10% owner Electrum Strategic Opportunities Fund II L.P. · CIK 0001699437 · 10% owner ELECTRUM GLOBAL HOLDINGS L.P. · CIK 0001564994 · 10% owner TEG Global GP Ltd. · CIK 0001565709 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,124,708 F2 · ownership.direct: For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. F3 · ownership.direct: These securities are owned directly by Electrum Silver US II LLC ("ESUS II"). Electrum Strategic Opportunities Fund II L.P. ("ESOF II") owns 99% of ESUS II, and ESM is the manager of ESUS II. ESM is wholly owned by Global Holdco, and TEG Global is the general partner of Global Holdco. The general partner of ESOF II is Electrum Strategic Opportunities Fund II GP L.P. ("ESOF II GP L.P."), and the general partner of ESOF II GP L.P. is ESOF II GP Ltd. ("ESOF II GP"). ESOF II GP is wholly owned by Global Holdco. TEG acts as an investment advisor to ESOF II. As a result, ESOF II, ESM, Global Holdco, TEG Global, ESOF II GP L.P. and ESOF II GP may be deemed to beneficially own shares of the Company's common stock held by ESUS II. Read SEC document
July 19, 2021 Filed Jul 20, 2021 23:31 UTC	Gatos Silver, Inc. GATO · Entity 84020	SaleCommon Stock	2,033,081	$14.00	$28,463,134.00	Disclosure SEC source: 0001209191-21-047495 · doc4.xml · nonDerivative · entry 1 Electrum Silver US LLC · CIK 0001830153 · 10% owner Electrum Silver US II LLC · CIK 0001829058 · 10% owner Electrum Strategic Opportunities Fund II GP L.P. · CIK 0001734758 · 10% owner ESOF II GP Ltd. · CIK 0001734759 · 10% owner Electrum Group LLC · CIK 0001565641 · 10% owner Electrum Strategic Management LLC · CIK 0001829059 · 10% owner Electrum Strategic Opportunities Fund II L.P. · CIK 0001699437 · 10% owner ELECTRUM GLOBAL HOLDINGS L.P. · CIK 0001564994 · 10% owner TEG Global GP Ltd. · CIK 0001565709 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,960,005 F1 · ownership.direct: These securities are owned directly by Electrum Silver US LLC ("ESUS"). Electrum Strategic Management LLC ("ESM") is the manager of ESUS. ESM is wholly owned by Electrum Global Holdings L.P. ("Global Holdco"), and TEG Global GP Ltd. ("TEG Global") is the general partner of Global Holdco. The Electrum Group LLC ("TEG") acts as an investment advisor to Global Holdco. As a result, ESM, Global Holdco, TEG Global and TEG may be deemed to beneficially own shares of the Company's common stock held by ESUS. F2 · ownership.direct: For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document
October 30, 2020 Filed Nov 3, 2020 21:25 UTC	Gatos Silver, Inc. GATO · Entity 84020	ConversionConvertible Notes · Derivative	1	Not disclosed	Not disclosed	Disclosure SEC source: 0001493152-20-020397 · ownership.xml · derivative · entry 6 Electrum Silver US LLC · CIK 0001830153 · 10% owner Electrum Silver US II LLC · CIK 0001829058 · 10% owner Electrum Strategic Opportunities Fund II GP L.P. · CIK 0001734758 · 10% owner ESOF II GP Ltd. · CIK 0001734759 · 10% owner Electrum Group LLC · CIK 0001565641 · 10% owner Electrum Strategic Management LLC · CIK 0001829059 · 10% owner Electrum Strategic Opportunities Fund II L.P. · CIK 0001699437 · 10% owner ELECTRUM GLOBAL HOLDINGS L.P. · CIK 0001564994 · 10% owner TEG Global GP Ltd. · CIK 0001565709 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,712,003 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: These securities represented $15,000,000 aggregate principal amount of convertible promissory notes (the "Notes"), issued pursuant to that certain Convertible Notes Purchase Agreement, dated April 20, 2020. The Notes were owned directly by ESUS II. The Notes converted to shares of common stock of the Company upon consummation of the initial public offering ("IPO") of the Company at a price per share equal to $5.60 per share (i.e., 80% of the IPO price). F5 · shares: These securities represented $15,000,000 aggregate principal amount of convertible promissory notes (the "Notes"), issued pursuant to that certain Convertible Notes Purchase Agreement, dated April 20, 2020. The Notes were owned directly by ESUS II. The Notes converted to shares of common stock of the Company upon consummation of the initial public offering ("IPO") of the Company at a price per share equal to $5.60 per share (i.e., 80% of the IPO price). F5 · price: These securities represented $15,000,000 aggregate principal amount of convertible promissory notes (the "Notes"), issued pursuant to that certain Convertible Notes Purchase Agreement, dated April 20, 2020. The Notes were owned directly by ESUS II. The Notes converted to shares of common stock of the Company upon consummation of the initial public offering ("IPO") of the Company at a price per share equal to $5.60 per share (i.e., 80% of the IPO price). F5 · derivative.exercise_date: These securities represented $15,000,000 aggregate principal amount of convertible promissory notes (the "Notes"), issued pursuant to that certain Convertible Notes Purchase Agreement, dated April 20, 2020. The Notes were owned directly by ESUS II. The Notes converted to shares of common stock of the Company upon consummation of the initial public offering ("IPO") of the Company at a price per share equal to $5.60 per share (i.e., 80% of the IPO price). F5 · derivative.expiration_date: These securities represented $15,000,000 aggregate principal amount of convertible promissory notes (the "Notes"), issued pursuant to that certain Convertible Notes Purchase Agreement, dated April 20, 2020. The Notes were owned directly by ESUS II. The Notes converted to shares of common stock of the Company upon consummation of the initial public offering ("IPO") of the Company at a price per share equal to $5.60 per share (i.e., 80% of the IPO price). F5 · derivative.underlying_shares: These securities represented $15,000,000 aggregate principal amount of convertible promissory notes (the "Notes"), issued pursuant to that certain Convertible Notes Purchase Agreement, dated April 20, 2020. The Notes were owned directly by ESUS II. The Notes converted to shares of common stock of the Company upon consummation of the initial public offering ("IPO") of the Company at a price per share equal to $5.60 per share (i.e., 80% of the IPO price). F3 · ownership.direct: For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. F4 · ownership.direct: These securities are owned directly by Electrum Silver US II LLC ("ESUS II"). Electrum Strategic Opportunities Fund II L.P. ("ESOF II") owns 99% of ESUS II, and ESM is the manager of ESUS II. ESM is wholly owned by Global Holdco, and TEG Global is the general partner of Global Holdco. The general partner of ESOF II is Electrum Strategic Opportunities Fund II GP L.P. ("ESOF II GP L.P."), and the general partner of ESOF II GP L.P. is ESOF II GP Ltd. ("ESOF II GP"). ESOF II GP is wholly owned by Global Holdco. TEG acts as an investment advisor to ESOF II. As a result, ESOF II, ESM, Global Holdco, TEG Global, ESOF II GP L.P. and ESOF II GP may be deemed to beneficially own shares of the Company's common stock held by ESUS II. Read SEC document
October 30, 2020 Filed Nov 3, 2020 21:25 UTC	Gatos Silver, Inc. GATO · Entity 84020	ConversionCommon Stock	2,712,003	Not disclosed	Not disclosed	Disclosure SEC source: 0001493152-20-020397 · ownership.xml · nonDerivative · entry 5 Electrum Silver US LLC · CIK 0001830153 · 10% owner Electrum Silver US II LLC · CIK 0001829058 · 10% owner Electrum Strategic Opportunities Fund II GP L.P. · CIK 0001734758 · 10% owner ESOF II GP Ltd. · CIK 0001734759 · 10% owner Electrum Group LLC · CIK 0001565641 · 10% owner Electrum Strategic Management LLC · CIK 0001829059 · 10% owner Electrum Strategic Opportunities Fund II L.P. · CIK 0001699437 · 10% owner ELECTRUM GLOBAL HOLDINGS L.P. · CIK 0001564994 · 10% owner TEG Global GP Ltd. · CIK 0001565709 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,591,627 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: These securities represented $15,000,000 aggregate principal amount of convertible promissory notes (the "Notes"), issued pursuant to that certain Convertible Notes Purchase Agreement, dated April 20, 2020. The Notes were owned directly by ESUS II. The Notes converted to shares of common stock of the Company upon consummation of the initial public offering ("IPO") of the Company at a price per share equal to $5.60 per share (i.e., 80% of the IPO price). F3 · ownership.direct: For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. F4 · ownership.direct: These securities are owned directly by Electrum Silver US II LLC ("ESUS II"). Electrum Strategic Opportunities Fund II L.P. ("ESOF II") owns 99% of ESUS II, and ESM is the manager of ESUS II. ESM is wholly owned by Global Holdco, and TEG Global is the general partner of Global Holdco. The general partner of ESOF II is Electrum Strategic Opportunities Fund II GP L.P. ("ESOF II GP L.P."), and the general partner of ESOF II GP L.P. is ESOF II GP Ltd. ("ESOF II GP"). ESOF II GP is wholly owned by Global Holdco. TEG acts as an investment advisor to ESOF II. As a result, ESOF II, ESM, Global Holdco, TEG Global, ESOF II GP L.P. and ESOF II GP may be deemed to beneficially own shares of the Company's common stock held by ESUS II. Read SEC document
October 30, 2020 Filed Nov 3, 2020 21:25 UTC	Gatos Silver, Inc. GATO · Entity 84020	OtherCommon Stock	1,879,624	Not disclosed	Not disclosed	Disclosure SEC source: 0001493152-20-020397 · ownership.xml · nonDerivative · entry 4 Electrum Silver US LLC · CIK 0001830153 · 10% owner Electrum Silver US II LLC · CIK 0001829058 · 10% owner Electrum Strategic Opportunities Fund II GP L.P. · CIK 0001734758 · 10% owner ESOF II GP Ltd. · CIK 0001734759 · 10% owner Electrum Group LLC · CIK 0001565641 · 10% owner Electrum Strategic Management LLC · CIK 0001829059 · 10% owner Electrum Strategic Opportunities Fund II L.P. · CIK 0001699437 · 10% owner ELECTRUM GLOBAL HOLDINGS L.P. · CIK 0001564994 · 10% owner TEG Global GP Ltd. · CIK 0001565709 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,879,624 F1 · kind: Pursuant to a reorganization exempt under Rule 16b-7, each share of common stock of Gatos Silver, Inc. (formerly Sunshine Silver Mining & Refining Corporation, and referred to herein as the "Company")) outstanding immediately prior to the reorganization was exchanged for approximately 0.39406 shares of common stock (subject to rounding to eliminate fractional shares) of the Company. F1 · price: Pursuant to a reorganization exempt under Rule 16b-7, each share of common stock of Gatos Silver, Inc. (formerly Sunshine Silver Mining & Refining Corporation, and referred to herein as the "Company")) outstanding immediately prior to the reorganization was exchanged for approximately 0.39406 shares of common stock (subject to rounding to eliminate fractional shares) of the Company. F3 · ownership.direct: For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. F4 · ownership.direct: These securities are owned directly by Electrum Silver US II LLC ("ESUS II"). Electrum Strategic Opportunities Fund II L.P. ("ESOF II") owns 99% of ESUS II, and ESM is the manager of ESUS II. ESM is wholly owned by Global Holdco, and TEG Global is the general partner of Global Holdco. The general partner of ESOF II is Electrum Strategic Opportunities Fund II GP L.P. ("ESOF II GP L.P."), and the general partner of ESOF II GP L.P. is ESOF II GP Ltd. ("ESOF II GP"). ESOF II GP is wholly owned by Global Holdco. TEG acts as an investment advisor to ESOF II. As a result, ESOF II, ESM, Global Holdco, TEG Global, ESOF II GP L.P. and ESOF II GP may be deemed to beneficially own shares of the Company's common stock held by ESUS II. Read SEC document
October 30, 2020 Filed Nov 3, 2020 21:25 UTC	Gatos Silver, Inc. GATO · Entity 84020	OtherCommon Stock	4,769,922	Not disclosed	Not disclosed	Disclosure SEC source: 0001493152-20-020397 · ownership.xml · nonDerivative · entry 3 Electrum Silver US LLC · CIK 0001830153 · 10% owner Electrum Silver US II LLC · CIK 0001829058 · 10% owner Electrum Strategic Opportunities Fund II GP L.P. · CIK 0001734758 · 10% owner ESOF II GP Ltd. · CIK 0001734759 · 10% owner Electrum Group LLC · CIK 0001565641 · 10% owner Electrum Strategic Management LLC · CIK 0001829059 · 10% owner Electrum Strategic Opportunities Fund II L.P. · CIK 0001699437 · 10% owner ELECTRUM GLOBAL HOLDINGS L.P. · CIK 0001564994 · 10% owner TEG Global GP Ltd. · CIK 0001565709 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Pursuant to a reorganization exempt under Rule 16b-7, each share of common stock of Gatos Silver, Inc. (formerly Sunshine Silver Mining & Refining Corporation, and referred to herein as the "Company")) outstanding immediately prior to the reorganization was exchanged for approximately 0.39406 shares of common stock (subject to rounding to eliminate fractional shares) of the Company. F1 · price: Pursuant to a reorganization exempt under Rule 16b-7, each share of common stock of Gatos Silver, Inc. (formerly Sunshine Silver Mining & Refining Corporation, and referred to herein as the "Company")) outstanding immediately prior to the reorganization was exchanged for approximately 0.39406 shares of common stock (subject to rounding to eliminate fractional shares) of the Company. F3 · ownership.direct: For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. F4 · ownership.direct: These securities are owned directly by Electrum Silver US II LLC ("ESUS II"). Electrum Strategic Opportunities Fund II L.P. ("ESOF II") owns 99% of ESUS II, and ESM is the manager of ESUS II. ESM is wholly owned by Global Holdco, and TEG Global is the general partner of Global Holdco. The general partner of ESOF II is Electrum Strategic Opportunities Fund II GP L.P. ("ESOF II GP L.P."), and the general partner of ESOF II GP L.P. is ESOF II GP Ltd. ("ESOF II GP"). ESOF II GP is wholly owned by Global Holdco. TEG acts as an investment advisor to ESOF II. As a result, ESOF II, ESM, Global Holdco, TEG Global, ESOF II GP L.P. and ESOF II GP may be deemed to beneficially own shares of the Company's common stock held by ESUS II. Read SEC document
October 30, 2020 Filed Nov 3, 2020 21:25 UTC	Gatos Silver, Inc. GATO · Entity 84020	OtherCommon Stock	19,993,086	Not disclosed	Not disclosed	Disclosure SEC source: 0001493152-20-020397 · ownership.xml · nonDerivative · entry 2 Electrum Silver US LLC · CIK 0001830153 · 10% owner Electrum Silver US II LLC · CIK 0001829058 · 10% owner Electrum Strategic Opportunities Fund II GP L.P. · CIK 0001734758 · 10% owner ESOF II GP Ltd. · CIK 0001734759 · 10% owner Electrum Group LLC · CIK 0001565641 · 10% owner Electrum Strategic Management LLC · CIK 0001829059 · 10% owner Electrum Strategic Opportunities Fund II L.P. · CIK 0001699437 · 10% owner ELECTRUM GLOBAL HOLDINGS L.P. · CIK 0001564994 · 10% owner TEG Global GP Ltd. · CIK 0001565709 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,993,086 F1 · kind: Pursuant to a reorganization exempt under Rule 16b-7, each share of common stock of Gatos Silver, Inc. (formerly Sunshine Silver Mining & Refining Corporation, and referred to herein as the "Company")) outstanding immediately prior to the reorganization was exchanged for approximately 0.39406 shares of common stock (subject to rounding to eliminate fractional shares) of the Company. F1 · price: Pursuant to a reorganization exempt under Rule 16b-7, each share of common stock of Gatos Silver, Inc. (formerly Sunshine Silver Mining & Refining Corporation, and referred to herein as the "Company")) outstanding immediately prior to the reorganization was exchanged for approximately 0.39406 shares of common stock (subject to rounding to eliminate fractional shares) of the Company. F2 · ownership.direct: These securities are owned directly by Electrum Silver US LLC ("ESUS"). Electrum Strategic Management LLC ("ESM") is the manager of ESUS. ESM is wholly owned by Electrum Global Holdings L.P. ("Global Holdco"), and TEG Global GP Ltd. ("TEG Global") is the general partner of Global Holdco. The Electrum Group LLC ("TEG") acts as an investment advisor to Global Holdco. As a result, ESM, Global Holdco, TEG Global and TEG may be deemed to beneficially own shares of the Company's common stock held by ESUS. F3 · ownership.direct: For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document
October 30, 2020 Filed Nov 3, 2020 21:25 UTC	Gatos Silver, Inc. GATO · Entity 84020	OtherCommon Stock	50,736,473	Not disclosed	Not disclosed	Disclosure SEC source: 0001493152-20-020397 · ownership.xml · nonDerivative · entry 1 Electrum Silver US LLC · CIK 0001830153 · 10% owner Electrum Silver US II LLC · CIK 0001829058 · 10% owner Electrum Strategic Opportunities Fund II GP L.P. · CIK 0001734758 · 10% owner ESOF II GP Ltd. · CIK 0001734759 · 10% owner Electrum Group LLC · CIK 0001565641 · 10% owner Electrum Strategic Management LLC · CIK 0001829059 · 10% owner Electrum Strategic Opportunities Fund II L.P. · CIK 0001699437 · 10% owner ELECTRUM GLOBAL HOLDINGS L.P. · CIK 0001564994 · 10% owner TEG Global GP Ltd. · CIK 0001565709 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Pursuant to a reorganization exempt under Rule 16b-7, each share of common stock of Gatos Silver, Inc. (formerly Sunshine Silver Mining & Refining Corporation, and referred to herein as the "Company")) outstanding immediately prior to the reorganization was exchanged for approximately 0.39406 shares of common stock (subject to rounding to eliminate fractional shares) of the Company. F1 · price: Pursuant to a reorganization exempt under Rule 16b-7, each share of common stock of Gatos Silver, Inc. (formerly Sunshine Silver Mining & Refining Corporation, and referred to herein as the "Company")) outstanding immediately prior to the reorganization was exchanged for approximately 0.39406 shares of common stock (subject to rounding to eliminate fractional shares) of the Company. F2 · ownership.direct: These securities are owned directly by Electrum Silver US LLC ("ESUS"). Electrum Strategic Management LLC ("ESM") is the manager of ESUS. ESM is wholly owned by Electrum Global Holdings L.P. ("Global Holdco"), and TEG Global GP Ltd. ("TEG Global") is the general partner of Global Holdco. The Electrum Group LLC ("TEG") acts as an investment advisor to Global Holdco. As a result, ESM, Global Holdco, TEG Global and TEG may be deemed to beneficially own shares of the Company's common stock held by ESUS. F3 · ownership.direct: For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Read SEC document
September 02, 2020 Filed Sep 3, 2020 14:49 UTC	INTERNATIONAL TOWER HILL MINES LTD THM · Entity 8869	PurchaseCommon Shares	1,042,201	$1.40	$1,459,081.40	Disclosure SEC source: 0001493152-20-017199 · ownership.xml · nonDerivative · entry 1 Electrum Strategic Opportunities Fund II L.P. · CIK 0001699437 · 10% owner Electrum Strategic Opportunities Fund II GP L.P. · CIK 0001734758 · 10% owner ESOF II GP Ltd. · CIK 0001734759 · 10% owner Electrum Group LLC · CIK 0001565641 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,613,581 F1 · ownership.direct: This Form 4 is being filed by Electrum Strategic Opportunities Fund II L.P. (the "Fund"), as well as Electrum Strategic Opportunities Fund II GP L.P. (the "Fund GP"), ESOF II GP Ltd. ("ESOF II GP") and The Electrum Group LLC ("TEG Services"). The Fund GP is the general partner of the Fund, and ESOF II GP is the general partner of the Fund GP. TEG Services is the investment advisor to the Fund and, as a result, may possess voting and investment discretion with respect to the Common Shares of International Tower Hill Mines Ltd. held by the Fund. F2 · ownership.direct: Each of the Fund, the Fund GP, ESOF II GP and TEG Services disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. Read SEC document
June 26, 2019 Filed Jun 27, 2019 22:52 UTC	Trilogy Metals Inc. TMQ · Entity 5362	OtherWarrants (right to buy) · Derivative	2,760,870	$0.00 Strike: $1.52	$0.00	Disclosure SEC source: 0001493152-19-009827 · ownership.xml · derivative · entry 2 Electrum Strategic Opportunities Fund L.P. · CIK 0001637981 · Possible member of 10% group KAPLAN THOMAS SCOTT · CIK 0001124803 · Possible member of 10% group Electrum Group LLC · CIK 0001565641 · Possible member of 10% group ESOF GP Ltd. · CIK 0001663180 · Possible member of 10% group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Electrum Strategic Opportunities Fund L.P. Disclosed balance after: 0 Underlying: Common Shares · 2,760,870 shares Expires 2019-07-02 F2 · ownership.nature: ESOF is an investment fund, of which The Electrum Group LLC is the investment adviser. ESOF GP Ltd. is the general partner of the sole general partner of ESOF. F3 · ownership.nature: In accordance with 4(b)(iv) to Form 4, the entire amount of the Issuer's securities held by ESOF is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, each reporting person disclaims beneficial ownership of any such securities, except to the extent of his/its pecuniary interest therein, if an, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for the purposes of Section 16 or otherwise. Read SEC document
June 26, 2019 Filed Jun 27, 2019 22:52 UTC	Trilogy Metals Inc. TMQ · Entity 5362	OtherCommon Shares	2,760,870	$1.52	$4,196,522.40	Disclosure SEC source: 0001493152-19-009827 · ownership.xml · nonDerivative · entry 1 Electrum Strategic Opportunities Fund L.P. · CIK 0001637981 · Possible member of 10% group KAPLAN THOMAS SCOTT · CIK 0001124803 · Possible member of 10% group Electrum Group LLC · CIK 0001565641 · Possible member of 10% group ESOF GP Ltd. · CIK 0001663180 · Possible member of 10% group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Electrum Strategic Opportunities Fund L.P. Disclosed balance after: 29,422,923 F1 · kind: On June 26, 2019, Electrum Strategic Opportunities Fund L.P. ("ESOF") acquired 2,760,870 of the Issuer's Common Shares for an aggregate purchase price of $4,196,522, or $1.52 per Common Share. F2 · ownership.nature: ESOF is an investment fund, of which The Electrum Group LLC is the investment adviser. ESOF GP Ltd. is the general partner of the sole general partner of ESOF. F3 · ownership.nature: In accordance with 4(b)(iv) to Form 4, the entire amount of the Issuer's securities held by ESOF is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, each reporting person disclaims beneficial ownership of any such securities, except to the extent of his/its pecuniary interest therein, if an, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for the purposes of Section 16 or otherwise. Read SEC document
April 20, 2018 Filed Apr 24, 2018 14:53 UTC	Trilogy Metals Inc. TMQ · Entity 5362	OtherCommon Shares	5,031,250	$1.16	$5,836,250.00	Disclosure SEC source: 0001493152-18-005670 · form4.xml · nonDerivative · entry 1 KAPLAN THOMAS SCOTT · CIK 0001124803 · Possible member of 10% group Electrum Strategic Opportunities Fund L.P. · CIK 0001637981 · Possible member of 10% group Electrum Group LLC · CIK 0001565641 · Possible member of 10% group ESOF GP Ltd. · CIK 0001663180 · Possible member of 10% group GRAT Holdings LLC · CIK 0001565707 · Possible member of 10% group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Electrum Strategic Opportunities Fund L.P. Disclosed balance after: 29,422,923 F1 · kind: On April 20, 2018, ESOF acquired 5,031,250 of the Issuer's Common Shares for an aggregate purchase price of $5,836,250, or $1.16 per Common Share. F2 · ownership.nature: ESOF is an investment fund, of which The Electrum Group LLC is the investment adviser. ESOF GP Ltd. is the general partner of the sole general partner of ESOF. F5 · ownership.nature: In accordance with Instruction 4(b)(iv) to Form 4, the entire amount of the Issuer's securities held by Tigris, GRAT Holdings, and ESOF is reported herein. For purposes of Section16 of the Securities Exchange Act of 1934, each reporting person disclaims beneficial ownership of any such securities, except to the extent of his/its indirect pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise. Read SEC document
March 28, 2018 Filed Mar 29, 2018 20:06 UTC	INTERNATIONAL TOWER HILL MINES LTD THM · Entity 8869	PurchaseCommon Shares	6,676,852	$0.50	$3,338,426.00	Disclosure SEC source: 0001104659-18-021261 · a4.xml · nonDerivative · entry 1 Electrum Strategic Opportunities Fund II L.P. · CIK 0001699437 · 10% owner Electrum Strategic Opportunities Fund II GP L.P. · CIK 0001734758 · 10% owner ESOF II GP Ltd. · CIK 0001734759 · 10% owner Electrum Group LLC · CIK 0001565641 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,571,380 F1 · ownership.direct: This Form 4 is being filed by Electrum Strategic Opportunities Fund II L.P. (the "Fund"), as well as Electrum Strategic Opportunities Fund II GP L.P. (the "Fund GP"), ESOF II GP Ltd. ("ESOF II GP") and The Electrum Group LLC ("TEG Services"). The Fund GP is the general partner of the Fund, and ESOF II GP is the general partner of the Fund GP. TEG Services is the investment advisor to the Fund and, as a result, may possess voting and investment discretion with respect to the Common Shares of International Tower Hill Mines Ltd. held by the Fund. F2 · ownership.direct: Each of the Fund, the Fund GP, ESOF II GP and TEG Services disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.