person · Reporting owner

Erfan Ali

Disclosed activity across 5 companies

Tapewire entity: 1389
SEC CIK: 0001716691

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Draper Oakwood Technology Acquisition Inc.DOTAU · Entity 162032	Director	September 14, 2017	September 15, 2017
NOVAGOLD RESOURCES INCNG · Entity 1348	Director	September 01, 2026	September 03, 2026
Sinda Ltd.SIND · Entity 4373	Director	June 29, 2026	July 01, 2026
Sunshine Silver Mining & Refining CoSSMR · Entity 4369	Director	June 05, 2026	June 08, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Draper Oakwood Technology Acquisition Inc.

Report date September 14, 2017 · Filed September 15, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class F Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	IndirectSee Footnote	Not disclosed	Reported balance Holding disclosure · report date 2017-09-14 · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · Balance Not disclosed F1: Mr. Erfan does not beneficially own any shares of the common stock of the issuer. However, Mr. Erfan has a pecuniary interest in shares of Class F common stock through his ownership of membership interests of Draper Oakwood Investments, LLC. As described in the issuer's registration statement on Form S-1 (File No. 333-220180) under the heading "Description of Securities-Founders' Shares", the shares of Class F common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: Mr. Erfan does not beneficially own any shares of the common stock of the issuer. However, Mr. Erfan has a pecuniary interest in shares of Class F common stock through his ownership of membership interests of Draper Oakwood Investments, LLC. As described in the issuer's registration statement on Form S-1 (File No. 333-220180) under the heading "Description of Securities-Founders' Shares", the shares of Class F common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and has no expiration date.

NOVAGOLD RESOURCES INC

Report date September 01, 2026 · Filed September 03, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common SharesSEC Table I · non-derivative	Direct	5,048	Reported balance After 2026-09-01 transaction · row 1 1 source row Row 1 · 2026-09-01 · Grant · Acquired 1,151 · Balance 5,048 F1: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. Grants to non-U.S. Eligible Participants will expire on December 31 of the year following the reporting person's termination date; grants to U.S. Eligible Participants will expire 90 days following the reporting person's termination date.

Filing footnotes · ownership attribution and instrument terms

F1: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. Grants to non-U.S. Eligible Participants will expire on December 31 of the year following the reporting person's termination date; grants to U.S. Eligible Participants will expire 90 days following the reporting person's termination date.

Sinda Ltd.

Report date June 29, 2026 · Filed July 01, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	10,417	Reported balance After 2026-06-29 transaction · row 1 1 source row Row 1 · 2026-06-29 · Grant · Acquired 10,417 · Balance 10,417 F1: Represents shares of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest in full on the date of the Issuer's 2027 Annual Meeting of Stockholders, subject to the reporting person's continued service as a member of the Issuer's Board of Directors through such date.
Common StockSEC Table I · non-derivative	IndirectBy Ajami Associates Limited	20,410	Reported balance Holding disclosure · report date 2026-06-29 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 20,410 F2: The reporting person is a director of Ajami Associates Limited and may be deemed to beneficially own securities held by Ajami Associates Limited.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest in full on the date of the Issuer's 2027 Annual Meeting of Stockholders, subject to the reporting person's continued service as a member of the Issuer's Board of Directors through such date.

F2: The reporting person is a director of Ajami Associates Limited and may be deemed to beneficially own securities held by Ajami Associates Limited.

Sunshine Silver Mining & Refining Co

Report date June 05, 2026 · Filed June 08, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	8,929	Reported balance After 2026-06-05 transaction · row 1 1 source row Row 1 · 2026-06-05 · Grant · Acquired 8,929 · Balance 8,929 F1: Represents shares of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest in full on the earlier of (i) the first anniversary of the grant date or (ii) the day immediately proceeding the date of the Issuer's 2027 Annual Meeting of Stockholders, subject to the reporting person's continued service as a member of the Issuer's Board of Directors through such date.
Common StockSEC Table I · non-derivative	IndirectBy Ajami Associates Limited	346,160	Reported balance Holding disclosure · report date 2026-06-05 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 346,160 F2: The reporting person is a director of Ajami Associates Limited and may be deemed to beneficially own securities held by Ajami Associates Limited.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest in full on the earlier of (i) the first anniversary of the grant date or (ii) the day immediately proceeding the date of the Issuer's 2027 Annual Meeting of Stockholders, subject to the reporting person's continued service as a member of the Issuer's Board of Directors through such date.

F2: The reporting person is a director of Ajami Associates Limited and may be deemed to beneficially own securities held by Ajami Associates Limited.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Gatos Silver, Inc.

Report date January 16, 2025 · Filed January 17, 2025

Section 16 reporting ended · disclosed 2025-01-17. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Ajami Associates Limited	Reported balance After 2025-01-16 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2025-01-16 · Disposition to issuer · Disposed 82,262 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of September 5, 2024 (the "Merger Agreement"), by and among Gatos Silver, Inc. (the "Issuer"), First Majestic Silver Corp. ("First Majestic") and Ocelot Transaction Corporation, a wholly-owned subsidiary of First Majestic ("Merger Sub"), whereby Merger Sub merged with and into the Issuer, with the Issuer continuing as the surviving entity and a wholly-owned subsidiary of First Majestic (the "Merger"). Under the terms of the Merger Agreement, at the effective time of the Merger, each share of the Issuer's common stock, par value $0.001 per share (the "Common Stock"), issued and outstanding prior to the Merger was converted into the right to receive 2.55 First Majestic common shares (the "Merger Consideration") and cash in lieu of any fractional First Majestic common shares. F2: The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
Common StockSEC Table I · non-derivative	Direct	Reported balance After 2025-01-16 transaction · row 2 1 source row Row 2 · 2025-01-16 · Disposition to issuer · Disposed 37,576 · Balance 0 F3: Represents shares underlying deferred stock units ("DSUs") of the Issuer, which were fully vested on the grant date. Pursuant to the Merger Agreement, each DSU beneficially owned by the Reporting Person will settle for the right to receive the Merger Consideration.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.00 · Expires 2030-01-20	Direct	Reported balance After 2025-01-16 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2025-01-16 · Disposition to issuer · Disposed 23,250 · Balance 0 F4: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Issuer stock option beneficially owned by the Reporting Person, whether vested or unvested, was assumed by First Majestic and converted into options to acquire First Majestic Common Shares (the "Converted Options"). The Converted Options are subject to the same terms and conditions that were applicable to them prior to the Merger, except that (i) the Converted Options relate to common shares of First Majestic, and (ii) the number of First Majestic common shares subject to the Converted Options and the exercise prices thereof were determined based upon the exchange ratio pursuant to the Merger Agreement.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.03 · Expires 2031-06-22	Direct	Reported balance After 2025-01-16 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2025-01-16 · Disposition to issuer · Disposed 4,013 · Balance 0 F4: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Issuer stock option beneficially owned by the Reporting Person, whether vested or unvested, was assumed by First Majestic and converted into options to acquire First Majestic Common Shares (the "Converted Options"). The Converted Options are subject to the same terms and conditions that were applicable to them prior to the Merger, except that (i) the Converted Options relate to common shares of First Majestic, and (ii) the number of First Majestic common shares subject to the Converted Options and the exercise prices thereof were determined based upon the exchange ratio pursuant to the Merger Agreement.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.04 · Expires 2033-09-11	Direct	Reported balance After 2025-01-16 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2025-01-16 · Disposition to issuer · Disposed 12,545 · Balance 0 F4: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Issuer stock option beneficially owned by the Reporting Person, whether vested or unvested, was assumed by First Majestic and converted into options to acquire First Majestic Common Shares (the "Converted Options"). The Converted Options are subject to the same terms and conditions that were applicable to them prior to the Merger, except that (i) the Converted Options relate to common shares of First Majestic, and (ii) the number of First Majestic common shares subject to the Converted Options and the exercise prices thereof were determined based upon the exchange ratio pursuant to the Merger Agreement.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.74 · Expires 2033-11-09	Direct	Reported balance After 2025-01-16 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2025-01-16 · Disposition to issuer · Disposed 19,175 · Balance 0 F4: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Issuer stock option beneficially owned by the Reporting Person, whether vested or unvested, was assumed by First Majestic and converted into options to acquire First Majestic Common Shares (the "Converted Options"). The Converted Options are subject to the same terms and conditions that were applicable to them prior to the Merger, except that (i) the Converted Options relate to common shares of First Majestic, and (ii) the number of First Majestic common shares subject to the Converted Options and the exercise prices thereof were determined based upon the exchange ratio pursuant to the Merger Agreement.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.34 · Expires 2034-12-09	Direct	Reported balance After 2025-01-16 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2025-01-16 · Disposition to issuer · Disposed 4,988 · Balance 0 F4: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Issuer stock option beneficially owned by the Reporting Person, whether vested or unvested, was assumed by First Majestic and converted into options to acquire First Majestic Common Shares (the "Converted Options"). The Converted Options are subject to the same terms and conditions that were applicable to them prior to the Merger, except that (i) the Converted Options relate to common shares of First Majestic, and (ii) the number of First Majestic common shares subject to the Converted Options and the exercise prices thereof were determined based upon the exchange ratio pursuant to the Merger Agreement.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of September 5, 2024 (the "Merger Agreement"), by and among Gatos Silver, Inc. (the "Issuer"), First Majestic Silver Corp. ("First Majestic") and Ocelot Transaction Corporation, a wholly-owned subsidiary of First Majestic ("Merger Sub"), whereby Merger Sub merged with and into the Issuer, with the Issuer continuing as the surviving entity and a wholly-owned subsidiary of First Majestic (the "Merger"). Under the terms of the Merger Agreement, at the effective time of the Merger, each share of the Issuer's common stock, par value $0.001 per share (the "Common Stock"), issued and outstanding prior to the Merger was converted into the right to receive 2.55 First Majestic common shares (the "Merger Consideration") and cash in lieu of any fractional First Majestic common shares.

F2: The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

F3: Represents shares underlying deferred stock units ("DSUs") of the Issuer, which were fully vested on the grant date. Pursuant to the Merger Agreement, each DSU beneficially owned by the Reporting Person will settle for the right to receive the Merger Consideration.

F4: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Issuer stock option beneficially owned by the Reporting Person, whether vested or unvested, was assumed by First Majestic and converted into options to acquire First Majestic Common Shares (the "Converted Options"). The Converted Options are subject to the same terms and conditions that were applicable to them prior to the Merger, except that (i) the Converted Options relate to common shares of First Majestic, and (ii) the number of First Majestic common shares subject to the Converted Options and the exercise prices thereof were determined based upon the exchange ratio pursuant to the Merger Agreement.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
September 01, 2026 Filed Sep 3, 2026 16:34 UTC	NOVAGOLD RESOURCES INC NG · Entity 1348	GrantCommon Shares	1,151	$0.00	$0.00	Disclosure SEC source: 0001214659-26-011407 · marketforms-73936.xml · nonDerivative · entry 1 Erfan Ali · CIK 0001716691 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,048 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. Grants to non-U.S. Eligible Participants will expire on December 31 of the year following the reporting person's termination date; grants to U.S. Eligible Participants will expire 90 days following the reporting person's termination date. Read SEC document
June 29, 2026 Filed Jul 1, 2026 22:29 UTC	Sinda Ltd. SIND · Entity 4373	GrantCommon Stock	10,417	$0.00	$0.00	Disclosure SEC source: 0001140361-26-027272 · form4.xml · nonDerivative · entry 1 Erfan Ali · CIK 0001716691 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,417 F1 · shares: Represents shares of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest in full on the date of the Issuer's 2027 Annual Meeting of Stockholders, subject to the reporting person's continued service as a member of the Issuer's Board of Directors through such date. Read SEC document
June 05, 2026 Filed Jun 8, 2026 22:32 UTC	Sunshine Silver Mining & Refining Co SSMR · Entity 4369	GrantCommon Stock	8,929	$0.00	$0.00	Disclosure SEC source: 0001140361-26-024488 · form4.xml · nonDerivative · entry 1 Erfan Ali · CIK 0001716691 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,929 F1 · shares: Represents shares of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest in full on the earlier of (i) the first anniversary of the grant date or (ii) the day immediately proceeding the date of the Issuer's 2027 Annual Meeting of Stockholders, subject to the reporting person's continued service as a member of the Issuer's Board of Directors through such date. Read SEC document
June 01, 2026 Filed Jun 1, 2026 23:08 UTC	NOVAGOLD RESOURCES INC NG · Entity 1348	GrantCommon Shares	1,302	$0.00	$0.00	Disclosure SEC source: 0001214659-26-007004 · marketforms-73295.xml · nonDerivative · entry 1 Erfan Ali · CIK 0001716691 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,897 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. Grants to non-U.S. Eligible Participants will expire on December 31 of the year following the reporting person's termination date; grants to U.S. Eligible Participants will expire 90 days following the reporting person's termination date. Read SEC document
March 02, 2026 Filed Mar 4, 2026 20:55 UTC	NOVAGOLD RESOURCES INC NG · Entity 1348	GrantCommon Shares	432	$0.00	$0.00	Disclosure SEC source: 0001214659-26-002814 · marketforms-72368.xml · nonDerivative · entry 1 Erfan Ali · CIK 0001716691 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,595 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. Grants to non-U.S. Eligible Participants will expire on December 31 of the year following the reporting person's termination date; grants to U.S. Eligible Participants will expire 90 days following the reporting person's termination date. Read SEC document
February 02, 2026 Filed Feb 4, 2026 19:35 UTC	NOVAGOLD RESOURCES INC NG · Entity 1348	GrantStock Option (right to buy) · Derivative	36,600	$0.00 Strike: $8.73	$0.00	Disclosure SEC source: 0001214659-26-001172 · marketforms-71982.xml · derivative · entry 1 Erfan Ali · CIK 0001716691 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,600 Underlying: Common Shares · 36,600 shares Expires 2031-02-01 F1 · derivative.exercise_date: The options vest as follows: 1/3 on 02/02/2027; 1/3 on 02/02/2028; and 1/3 on 02/02/2029. Read SEC document
December 01, 2025 Filed Dec 2, 2025 15:10 UTC	NOVAGOLD RESOURCES INC NG · Entity 1348	GrantCommon Shares	593	$0.00	$0.00	Disclosure SEC source: 0001214659-25-017461 · marketforms-71380.xml · nonDerivative · entry 1 Erfan Ali · CIK 0001716691 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,163 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. Grants to non-U.S. Eligible Participants will expire on December 31 of the year following the reporting person's termination date; grants to U.S. Eligible Participants will expire 90 days following the reporting person's termination date. Read SEC document
September 01, 2025 Filed Sep 2, 2025 17:16 UTC	NOVAGOLD RESOURCES INC NG · Entity 1348	GrantCommon Shares	370	$0.00	$0.00	Disclosure SEC source: 0001214659-25-013163 · marketforms-70481.xml · nonDerivative · entry 1 Erfan Ali · CIK 0001716691 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,570 F1 · shares: Grant of Deferred Share Units (DSUs). Each DSU is the economic equivalent of one share of the Issuer's common stock. The underlying common shares will not be issued to the reporting person, and the reporting person shall not have any voting or dispositive rights with respect to the underlying common shares, until termination of the reporting person's employment or services as a director of NOVAGOLD RESOURCES INC. Grants to non-U.S. Eligible Participants will expire on December 31 of the year following the reporting person's termination date; grants to U.S. Eligible Participants will expire 90 days following the reporting person's termination date. Read SEC document
August 11, 2025 Filed Aug 11, 2025 17:44 UTC	NOVAGOLD RESOURCES INC NG · Entity 1348	GrantStock Option (right to buy) · Derivative	100,000	$0.00 Strike: $5.66	$0.00	Disclosure SEC source: 0001214659-25-011777 · marketforms-70271.xml · derivative · entry 1 Erfan Ali · CIK 0001716691 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Shares · 100,000 shares Expires 2030-08-11 F1 · derivative.exercise_date: The options vest as follows: 1/3 on 8/11/2026; 1/3 on 8/11/2027; and 1/3 on 8/11/2028. Read SEC document
January 16, 2025 Filed Jan 17, 2025 22:28 UTC	Gatos Silver, Inc. GATO · Entity 84020	Disposition to issuerStock Option (Right to Buy) · Derivative	4,988	Not disclosed Strike: $15.34	Not disclosed	Disclosure SEC source: 0000950170-25-006811 · ownership.xml · derivative · entry 7 Erfan Ali · CIK 0001716691 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,988 shares Expires 2034-12-09 F4 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Issuer stock option beneficially owned by the Reporting Person, whether vested or unvested, was assumed by First Majestic and converted into options to acquire First Majestic Common Shares (the "Converted Options"). The Converted Options are subject to the same terms and conditions that were applicable to them prior to the Merger, except that (i) the Converted Options relate to common shares of First Majestic, and (ii) the number of First Majestic common shares subject to the Converted Options and the exercise prices thereof were determined based upon the exchange ratio pursuant to the Merger Agreement. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Issuer stock option beneficially owned by the Reporting Person, whether vested or unvested, was assumed by First Majestic and converted into options to acquire First Majestic Common Shares (the "Converted Options"). The Converted Options are subject to the same terms and conditions that were applicable to them prior to the Merger, except that (i) the Converted Options relate to common shares of First Majestic, and (ii) the number of First Majestic common shares subject to the Converted Options and the exercise prices thereof were determined based upon the exchange ratio pursuant to the Merger Agreement. Read SEC document
January 16, 2025 Filed Jan 17, 2025 22:28 UTC	Gatos Silver, Inc. GATO · Entity 84020	Disposition to issuerStock Option (Right to Buy) · Derivative	19,175	Not disclosed Strike: $4.74	Not disclosed	Disclosure SEC source: 0000950170-25-006811 · ownership.xml · derivative · entry 6 Erfan Ali · CIK 0001716691 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,175 shares Expires 2033-11-09 F4 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Issuer stock option beneficially owned by the Reporting Person, whether vested or unvested, was assumed by First Majestic and converted into options to acquire First Majestic Common Shares (the "Converted Options"). The Converted Options are subject to the same terms and conditions that were applicable to them prior to the Merger, except that (i) the Converted Options relate to common shares of First Majestic, and (ii) the number of First Majestic common shares subject to the Converted Options and the exercise prices thereof were determined based upon the exchange ratio pursuant to the Merger Agreement. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Issuer stock option beneficially owned by the Reporting Person, whether vested or unvested, was assumed by First Majestic and converted into options to acquire First Majestic Common Shares (the "Converted Options"). The Converted Options are subject to the same terms and conditions that were applicable to them prior to the Merger, except that (i) the Converted Options relate to common shares of First Majestic, and (ii) the number of First Majestic common shares subject to the Converted Options and the exercise prices thereof were determined based upon the exchange ratio pursuant to the Merger Agreement. Read SEC document
January 16, 2025 Filed Jan 17, 2025 22:28 UTC	Gatos Silver, Inc. GATO · Entity 84020	Disposition to issuerStock Option (Right to Buy) · Derivative	12,545	Not disclosed Strike: $5.04	Not disclosed	Disclosure SEC source: 0000950170-25-006811 · ownership.xml · derivative · entry 5 Erfan Ali · CIK 0001716691 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,545 shares Expires 2033-09-11 F4 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Issuer stock option beneficially owned by the Reporting Person, whether vested or unvested, was assumed by First Majestic and converted into options to acquire First Majestic Common Shares (the "Converted Options"). The Converted Options are subject to the same terms and conditions that were applicable to them prior to the Merger, except that (i) the Converted Options relate to common shares of First Majestic, and (ii) the number of First Majestic common shares subject to the Converted Options and the exercise prices thereof were determined based upon the exchange ratio pursuant to the Merger Agreement. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Issuer stock option beneficially owned by the Reporting Person, whether vested or unvested, was assumed by First Majestic and converted into options to acquire First Majestic Common Shares (the "Converted Options"). The Converted Options are subject to the same terms and conditions that were applicable to them prior to the Merger, except that (i) the Converted Options relate to common shares of First Majestic, and (ii) the number of First Majestic common shares subject to the Converted Options and the exercise prices thereof were determined based upon the exchange ratio pursuant to the Merger Agreement. Read SEC document
January 16, 2025 Filed Jan 17, 2025 22:28 UTC	Gatos Silver, Inc. GATO · Entity 84020	Disposition to issuerStock Option (Right to Buy) · Derivative	4,013	Not disclosed Strike: $18.03	Not disclosed	Disclosure SEC source: 0000950170-25-006811 · ownership.xml · derivative · entry 4 Erfan Ali · CIK 0001716691 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,013 shares Expires 2031-06-22 F4 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Issuer stock option beneficially owned by the Reporting Person, whether vested or unvested, was assumed by First Majestic and converted into options to acquire First Majestic Common Shares (the "Converted Options"). The Converted Options are subject to the same terms and conditions that were applicable to them prior to the Merger, except that (i) the Converted Options relate to common shares of First Majestic, and (ii) the number of First Majestic common shares subject to the Converted Options and the exercise prices thereof were determined based upon the exchange ratio pursuant to the Merger Agreement. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Issuer stock option beneficially owned by the Reporting Person, whether vested or unvested, was assumed by First Majestic and converted into options to acquire First Majestic Common Shares (the "Converted Options"). The Converted Options are subject to the same terms and conditions that were applicable to them prior to the Merger, except that (i) the Converted Options relate to common shares of First Majestic, and (ii) the number of First Majestic common shares subject to the Converted Options and the exercise prices thereof were determined based upon the exchange ratio pursuant to the Merger Agreement. Read SEC document
January 16, 2025 Filed Jan 17, 2025 22:28 UTC	Gatos Silver, Inc. GATO · Entity 84020	Disposition to issuerStock Option (Right to Buy) · Derivative	23,250	Not disclosed Strike: $12.00	Not disclosed	Disclosure SEC source: 0000950170-25-006811 · ownership.xml · derivative · entry 3 Erfan Ali · CIK 0001716691 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,250 shares Expires 2030-01-20 F4 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Issuer stock option beneficially owned by the Reporting Person, whether vested or unvested, was assumed by First Majestic and converted into options to acquire First Majestic Common Shares (the "Converted Options"). The Converted Options are subject to the same terms and conditions that were applicable to them prior to the Merger, except that (i) the Converted Options relate to common shares of First Majestic, and (ii) the number of First Majestic common shares subject to the Converted Options and the exercise prices thereof were determined based upon the exchange ratio pursuant to the Merger Agreement. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Issuer stock option beneficially owned by the Reporting Person, whether vested or unvested, was assumed by First Majestic and converted into options to acquire First Majestic Common Shares (the "Converted Options"). The Converted Options are subject to the same terms and conditions that were applicable to them prior to the Merger, except that (i) the Converted Options relate to common shares of First Majestic, and (ii) the number of First Majestic common shares subject to the Converted Options and the exercise prices thereof were determined based upon the exchange ratio pursuant to the Merger Agreement. Read SEC document
January 16, 2025 Filed Jan 17, 2025 22:28 UTC	Gatos Silver, Inc. GATO · Entity 84020	Disposition to issuerCommon Stock	37,576	Not disclosed	Not disclosed	Disclosure SEC source: 0000950170-25-006811 · ownership.xml · nonDerivative · entry 2 Erfan Ali · CIK 0001716691 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F3 · shares: Represents shares underlying deferred stock units ("DSUs") of the Issuer, which were fully vested on the grant date. Pursuant to the Merger Agreement, each DSU beneficially owned by the Reporting Person will settle for the right to receive the Merger Consideration. F3 · price: Represents shares underlying deferred stock units ("DSUs") of the Issuer, which were fully vested on the grant date. Pursuant to the Merger Agreement, each DSU beneficially owned by the Reporting Person will settle for the right to receive the Merger Consideration. Read SEC document
January 16, 2025 Filed Jan 17, 2025 22:28 UTC	Gatos Silver, Inc. GATO · Entity 84020	Disposition to issuerCommon Stock	82,262	Not disclosed	Not disclosed	Disclosure SEC source: 0000950170-25-006811 · ownership.xml · nonDerivative · entry 1 Erfan Ali · CIK 0001716691 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Ajami Associates Limited Disclosed balance after: 0 F1 · shares: Disposed of pursuant to the Agreement and Plan of Merger, dated as of September 5, 2024 (the "Merger Agreement"), by and among Gatos Silver, Inc. (the "Issuer"), First Majestic Silver Corp. ("First Majestic") and Ocelot Transaction Corporation, a wholly-owned subsidiary of First Majestic ("Merger Sub"), whereby Merger Sub merged with and into the Issuer, with the Issuer continuing as the surviving entity and a wholly-owned subsidiary of First Majestic (the "Merger"). Under the terms of the Merger Agreement, at the effective time of the Merger, each share of the Issuer's common stock, par value $0.001 per share (the "Common Stock"), issued and outstanding prior to the Merger was converted into the right to receive 2.55 First Majestic common shares (the "Merger Consideration") and cash in lieu of any fractional First Majestic common shares. F1 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated as of September 5, 2024 (the "Merger Agreement"), by and among Gatos Silver, Inc. (the "Issuer"), First Majestic Silver Corp. ("First Majestic") and Ocelot Transaction Corporation, a wholly-owned subsidiary of First Majestic ("Merger Sub"), whereby Merger Sub merged with and into the Issuer, with the Issuer continuing as the surviving entity and a wholly-owned subsidiary of First Majestic (the "Merger"). Under the terms of the Merger Agreement, at the effective time of the Merger, each share of the Issuer's common stock, par value $0.001 per share (the "Common Stock"), issued and outstanding prior to the Merger was converted into the right to receive 2.55 First Majestic common shares (the "Merger Consideration") and cash in lieu of any fractional First Majestic common shares. F2 · ownership.nature: The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document
December 09, 2024 Filed Dec 11, 2024 18:39 UTC	Gatos Silver, Inc. GATO · Entity 84020	GrantStock Option (Right to Buy) · Derivative	4,988	$0.00 Strike: $15.34	$0.00	Disclosure SEC source: 0001628280-24-050723 · wk-form4_1733942361.xml · derivative · entry 3 Erfan Ali · CIK 0001716691 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,988 Underlying: Common Stock · 4,988 shares Expires 2034-12-09 F3 · derivative.exercise_date: These options were granted on December 9, 2024 and vested immediately. Read SEC document
December 09, 2024 Filed Dec 11, 2024 18:39 UTC	Gatos Silver, Inc. GATO · Entity 84020	GrantCommon Stock	2,934	$0.00	$0.00	Disclosure SEC source: 0001628280-24-050723 · wk-form4_1733942361.xml · nonDerivative · entry 1 Erfan Ali · CIK 0001716691 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,576 F1 · shares: Consists entirely of deferred stock units ("DSUs"), which were fully vested on the grant date. Each DSU entitles the holder to receive one share of the Company's common Stock upon settlement. Read SEC document
November 09, 2023 Filed Nov 14, 2023 21:49 UTC	Gatos Silver, Inc. GATO · Entity 84020	GrantEmployee Stock Option (Right to Buy) · Derivative	19,175	$0.00 Strike: $4.74	$0.00	Disclosure SEC source: 0001104659-23-118197 · tm2330060-2_4seq1.xml · derivative · entry 3 Erfan Ali · CIK 0001716691 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,175 Underlying: Common Stock · 19,175 shares Expires 2033-11-09 F3 · derivative.exercise_date: These options were granted on November 9, 2023 and vested immediately. Read SEC document
November 09, 2023 Filed Nov 14, 2023 21:49 UTC	Gatos Silver, Inc. GATO · Entity 84020	GrantCommon Stock	9,494	$0.00	$0.00	Disclosure SEC source: 0001104659-23-118197 · tm2330060-2_4seq1.xml · nonDerivative · entry 1 Erfan Ali · CIK 0001716691 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,642 F1 · shares: Consists entirely of deferred stock units ("DSUs"), which were fully vested on the grant date. Each DSU entitles the holder to receive one share of the Company's common stock upon settlement. Read SEC document
September 11, 2023 Filed Sep 13, 2023 22:39 UTC	Gatos Silver, Inc. GATO · Entity 84020	GrantStock Option (Right to Buy) · Derivative	12,545	$0.00 Strike: $5.04	$0.00	Disclosure SEC source: 0000950103-23-013568 · dp199993_4-erfan.xml · derivative · entry 3 Erfan Ali · CIK 0001716691 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,545 Underlying: Common Stock · 12,545 shares Expires 2033-09-11 F3 · derivative.exercise_date: These options were granted on September 11, 2023 and vested immediately. Read SEC document
September 11, 2023 Filed Sep 13, 2023 22:39 UTC	Gatos Silver, Inc. GATO · Entity 84020	GrantCommon Stock	8,929	$0.00	$0.00	Disclosure SEC source: 0000950103-23-013568 · dp199993_4-erfan.xml · nonDerivative · entry 1 Erfan Ali · CIK 0001716691 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,148 F1 · shares: Consists entirely of deferred stock units ("DSUs"), which were fully vested on the grant date. Each DSU entitles the holder to receive one share of the Company's common stock upon settlement. Read SEC document
June 22, 2021 Filed Jun 25, 2021 00:00 UTC	Gatos Silver, Inc. GATO · Entity 84020	GrantEmployee Stock Option (Right to Buy) · Derivative	4,013	$0.00 Strike: $18.03	$0.00	Disclosure SEC source: 0001104659-21-085317 · tm2120616-1_4seq1.xml · derivative · entry 3 Erfan Ali · CIK 0001716691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,013 Underlying: Common Stock · 4,013 shares Expires 2032-06-22 F4 · derivative.exercise_date: Half of the option vests on November 30, 2021 and the remainder vests on May 31, 2022. Read SEC document
June 22, 2021 Filed Jun 25, 2021 00:00 UTC	Gatos Silver, Inc. GATO · Entity 84020	GrantCommon Stock	2,288	$0.00	$0.00	Disclosure SEC source: 0001104659-21-085317 · tm2120616-1_4seq1.xml · nonDerivative · entry 1 Erfan Ali · CIK 0001716691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,219 F1 · shares: Consists entirely of deferred stock units ("DSUs") which vested on the grant date. Each DSU entitles the holder to receive one share of the issuer's common stock upon departure from the issuer. F2 · balance_after: Includes 16,219 DSUs. Read SEC document
June 22, 2021 Filed Jun 28, 2021 20:08 UTC Amendment	Gatos Silver, Inc. GATO · Entity 84020	GrantEmployee Stock Option (Right to Buy) · Derivative	4,013	$0.00 Strike: $18.03	$0.00	Disclosure SEC source: 0001104659-21-086260 · tm2120616-18_4aseq1.xml · derivative · entry 1 Erfan Ali · CIK 0001716691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,013 Underlying: Common Stock · 4,013 shares Expires 2031-06-22 F1 · derivative.exercise_date: Half of the option vests on November 30, 2021 and the remainder vests on May 31, 2022. F2 · derivative.expiration_date: The Form 4 filed by the reporting person on June 24, 2021 incorrectly reported the expiration date of the option as 6/22/2032, which has been corrected in this amendment. Read SEC document
March 31, 2021 Filed Apr 3, 2021 01:45 UTC	Gatos Silver, Inc. GATO · Entity 84020	GrantCommon Stock	7,119	$0.00	$0.00	Disclosure SEC source: 0001104659-21-046238 · tm2112036-1_4seq1.xml · nonDerivative · entry 1 Erfan Ali · CIK 0001716691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,314 F1 · shares: Consists entirely of deferred stock units ("DSUs"), which were fully vested on the grant date. Each DSU entitles the holder to receive one share of the Company's common stock upon departure from the Company. F2 · balance_after: Includes 9,314 DSUs, which were fully vested on the date of grant. Read SEC document
March 31, 2021 Filed Apr 7, 2021 01:11 UTC Amendment	Gatos Silver, Inc. GATO · Entity 84020	GrantCommon Stock	11,736	$0.00	$0.00	Disclosure SEC source: 0001104659-21-047236 · tm2112328-1_4aseq1.xml · nonDerivative · entry 1 Erfan Ali · CIK 0001716691 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,931 F1 · shares: Consists entirely of deferred stock units ("DSUs"), which were fully vested on the grant date. Each DSU entitles the holder to receive one share of the Company's common stock upon departure from the Company. F2 · shares: The Form 4 filed by the reporting person on April 2, 2021 incorrectly reported the number of DSUs granted on March 31, 2021, which has been corrected in this amendment. F3 · balance_after: Includes 13,931 DSUs, which were fully vested on the date of grant. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.