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WILLIAMS RICHARD ALAN

Disclosed activity across 1 company

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33107
SEC CIK
0002009896

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CompanyLast reported asReport datePublished
NOVAGOLD RESOURCES INCNG · Entity 1348Vice President & COOSeptember 30, 2026October 03, 2026

Disclosed balances

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Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NOVAGOLD RESOURCES INC

Report date September 30, 2026 · Filed October 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect453,814 Reported balance After 2026-09-30 transaction · row 1
1 source row

Row 1 · 2026-09-30 · Grant · Acquired 1,284 · Balance 453,814

F1: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the third calendar quarter of 2026.

F2: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $5.40 to $8.14, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the third calendar quarter of 2026.

F2: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $5.40 to $8.14, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

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Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2026 Filed Oct 3, 2026 01:42 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 1,284 $6.73 $8,641.32
Disclosure

SEC source: 0001214659-26-012519 · marketforms-74091.xml · nonDerivative · entry 1

WILLIAMS RICHARD ALAN · CIK 0002009896 · Vice President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 453,814

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the third calendar quarter of 2026.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $5.40 to $8.14, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
June 30, 2026 Filed Jul 2, 2026 21:01 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 994 $8.69 $8,637.86
Disclosure

SEC source: 0001214659-26-008167 · marketforms-73536.xml · nonDerivative · entry 1

WILLIAMS RICHARD ALAN · CIK 0002009896 · Vice President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 452,530

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the second calendar quarter of 2026.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $7.72 to $10.85, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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March 31, 2026 Filed Apr 1, 2026 21:13 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 839 $10.24 $8,591.36
Disclosure

SEC source: 0001214659-26-004176 · marketforms-72826.xml · nonDerivative · entry 1

WILLIAMS RICHARD ALAN · CIK 0002009896 · Vice President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 451,536

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the first calendar quarter of 2026.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $8.85 to $13.93, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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February 02, 2026 Filed Feb 4, 2026 19:35 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantPerformance Share Units ("PSUs") · Derivative 64,100 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-26-001170 · marketforms-71986.xml · derivative · entry 2

WILLIAMS RICHARD ALAN · CIK 0002009896 · Vice President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,100

Underlying: Common Shares · 64,100 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is February 01, 2029. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person.

F2 · derivative.expiration_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is February 01, 2029. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person.

F2 · derivative.underlying_shares: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is February 01, 2029. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person.

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February 02, 2026 Filed Feb 4, 2026 19:35 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantStock Option (right to buy) · Derivative 134,800 $0.00 Strike: $8.73 $0.00
Disclosure

SEC source: 0001214659-26-001170 · marketforms-71986.xml · derivative · entry 1

WILLIAMS RICHARD ALAN · CIK 0002009896 · Vice President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,800

Underlying: Common Shares · 134,800 shares

Expires 2031-02-01

F1 · derivative.exercise_date: The options vest as follows: 1/3 on 02/02/2027; 1/3 on 02/02/2028; and 1/3 on 02/02/2029.

Read SEC document
December 31, 2025 Filed Jan 6, 2026 18:03 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 905 $9.27 $8,389.35
Disclosure

SEC source: 0001214659-26-000156 · marketforms-71718.xml · nonDerivative · entry 1

WILLIAMS RICHARD ALAN · CIK 0002009896 · Vice President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 450,697

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the fourth calendar quarter of 2025.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $7.94 to $10.23, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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December 01, 2025 Filed Dec 2, 2025 15:07 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 OtherPerformance Share Units ("PSUs") · Derivative 60,300 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-25-017453 · marketforms-71387.xml · derivative · entry 1

WILLIAMS RICHARD ALAN · CIK 0002009896 · Vice President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 60,300 shares

Expires not disclosed

F1 · kind: The December 1, 2022 grant totaling 60,300 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 3 on January 31, 2024. On December 1, 2025, the minimum threshold performance criteria was deemed not to have been met resulting in the grant being forfeited with 0% vesting.

F1 · shares: The December 1, 2022 grant totaling 60,300 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 3 on January 31, 2024. On December 1, 2025, the minimum threshold performance criteria was deemed not to have been met resulting in the grant being forfeited with 0% vesting.

F1 · derivative.exercise_date: The December 1, 2022 grant totaling 60,300 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 3 on January 31, 2024. On December 1, 2025, the minimum threshold performance criteria was deemed not to have been met resulting in the grant being forfeited with 0% vesting.

F1 · derivative.expiration_date: The December 1, 2022 grant totaling 60,300 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 3 on January 31, 2024. On December 1, 2025, the minimum threshold performance criteria was deemed not to have been met resulting in the grant being forfeited with 0% vesting.

F1 · derivative.underlying_shares: The December 1, 2022 grant totaling 60,300 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 3 on January 31, 2024. On December 1, 2025, the minimum threshold performance criteria was deemed not to have been met resulting in the grant being forfeited with 0% vesting.

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September 30, 2025 Filed Sep 30, 2025 16:54 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 1,483 $5.66 $8,393.78
Disclosure

SEC source: 0001214659-25-014350 · marketforms-70877.xml · nonDerivative · entry 1

WILLIAMS RICHARD ALAN · CIK 0002009896 · Vice President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 449,792

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the third calendar quarter of 2025.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $4.51 to $7.29, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
June 30, 2025 Filed Jun 30, 2025 19:32 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 2,378 $3.53 $8,394.34
Disclosure

SEC source: 0001214659-25-009820 · marketforms-70004.xml · nonDerivative · entry 1

WILLIAMS RICHARD ALAN · CIK 0002009896 · Vice President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 448,309

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the second calendar quarter of 2025.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $2.87 to $4.34, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
April 29, 2025 Filed Apr 29, 2025 17:20 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantPerformance Share Units ("PSUs") · Derivative 124,900 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-25-006539 · marketforms-69309.xml · derivative · entry 2

WILLIAMS RICHARD ALAN · CIK 0002009896 · Vice President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,900

Underlying: Common Shares · 124,900 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is April 28, 2028. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person.

F2 · derivative.expiration_date: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is April 28, 2028. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person.

F2 · derivative.underlying_shares: Represents a grant of Performance Share Units ("PSUs") made pursuant to the Issuer's 2009 Performance Share Unit Plan, as amended ("PSU Plan") which are subject to performance criteria set by the board of directors of the Issuer. The PSUs may convert into common shares of the Issuer or the cash value thereof anywhere between 0% and 150% of the PSU grant amount depending upon actual performance against the performance criteria. The anticipated vesting date is April 28, 2028. The common shares underlying vested PSUs or the cash value thereof, as determined by the Issuer, will be paid to the reporting person, net of applicable tax at the option of the Issuer, as soon as practicable following the vesting date. The reporting person shall not have any voting or dispositive rights with respect to the underlying common shares of the PSUs until the performance criteria has been met and, at the option of the Issuer, the underlying common shares have been issued to the reporting person.

Read SEC document
April 29, 2025 Filed Apr 29, 2025 17:20 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantStock Option (right to buy) · Derivative 278,500 $0.00 Strike: $4.35 $0.00
Disclosure

SEC source: 0001214659-25-006539 · marketforms-69309.xml · derivative · entry 1

WILLIAMS RICHARD ALAN · CIK 0002009896 · Vice President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 278,500

Underlying: Common Shares · 278,500 shares

Expires 2030-04-28

F1 · derivative.exercise_date: The options vest as follows: 1/3 on 4/29/2026; 1/3 on 4/29/2027; and 1/3 on 4/29/2028.

Read SEC document
March 31, 2025 Filed Mar 31, 2025 13:51 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 2,568 $3.25 $8,346.00
Disclosure

SEC source: 0001214659-25-005020 · marketforms-69055.xml · nonDerivative · entry 1

WILLIAMS RICHARD ALAN · CIK 0002009896 · Vice President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 445,931

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the first calendar quarter of 2025.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $3.14 to $3.36, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 17:23 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 2,277 $3.58 $8,151.66
Disclosure

SEC source: 0001214659-25-000090 · marketforms-67721.xml · nonDerivative · entry 1

WILLIAMS RICHARD ALAN · CIK 0002009896 · Vice President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 443,363

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the fourth calendar quarter of 2024.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $3.38 to $4.19, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
December 04, 2024 Filed Dec 11, 2024 22:10 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionPerformance Share Units ("PSUs") · Derivative 49,100 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-24-020297 · marketforms-67571.xml · derivative · entry 3

WILLIAMS RICHARD ALAN · CIK 0002009896 · Vice President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 49,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The December 1, 2021 grant totaling 49,100 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 3. The Board of Directors authorized vesting at 25% of the original grant amount, decreasing the award to a total of 12,275 common shares.

F1 · derivative.exercise_date: The December 1, 2021 grant totaling 49,100 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 3. The Board of Directors authorized vesting at 25% of the original grant amount, decreasing the award to a total of 12,275 common shares.

F1 · derivative.expiration_date: The December 1, 2021 grant totaling 49,100 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 3. The Board of Directors authorized vesting at 25% of the original grant amount, decreasing the award to a total of 12,275 common shares.

F1 · derivative.underlying_shares: The December 1, 2021 grant totaling 49,100 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 3. The Board of Directors authorized vesting at 25% of the original grant amount, decreasing the award to a total of 12,275 common shares.

Read SEC document
December 04, 2024 Filed Dec 11, 2024 22:10 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Tax withholdingCommon Shares 3,069 $3.59 $11,017.71
Disclosure

SEC source: 0001214659-24-020297 · marketforms-67571.xml · nonDerivative · entry 2

WILLIAMS RICHARD ALAN · CIK 0002009896 · Vice President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 441,086

Read SEC document
December 04, 2024 Filed Dec 11, 2024 22:10 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionCommon Shares 12,275 $0.00 $0.00
Disclosure

SEC source: 0001214659-24-020297 · marketforms-67571.xml · nonDerivative · entry 1

WILLIAMS RICHARD ALAN · CIK 0002009896 · Vice President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 444,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The December 1, 2021 grant totaling 49,100 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 3. The Board of Directors authorized vesting at 25% of the original grant amount, decreasing the award to a total of 12,275 common shares.

Read SEC document
September 30, 2024 Filed Oct 1, 2024 22:02 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 1,956 $4.17 $8,156.52
Disclosure

SEC source: 0001214659-24-016982 · marketforms-67082.xml · nonDerivative · entry 1

WILLIAMS RICHARD ALAN · CIK 0002009896 · Vice President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 431,880

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the third calendar quarter of 2024.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $3.47 to $4.66, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 19:46 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionPerformance Share Units ("PSUs") · Derivative 31,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001214659-24-011836 · marketforms-66457.xml · derivative · entry 3

WILLIAMS RICHARD ALAN · CIK 0002009896 · Vice President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 31,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The December 15, 2022 grant totaling 31,000 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 3 on January 31, 2024. On July 1, 2024, the performance criteria were deemed to have been met with respect to the grant at 100% of the original grant amount.

F1 · derivative.exercise_date: The December 15, 2022 grant totaling 31,000 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 3 on January 31, 2024. On July 1, 2024, the performance criteria were deemed to have been met with respect to the grant at 100% of the original grant amount.

F1 · derivative.expiration_date: The December 15, 2022 grant totaling 31,000 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 3 on January 31, 2024. On July 1, 2024, the performance criteria were deemed to have been met with respect to the grant at 100% of the original grant amount.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 19:46 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Tax withholdingCommon Shares 7,549 $3.46 $26,119.54
Disclosure

SEC source: 0001214659-24-011836 · marketforms-66457.xml · nonDerivative · entry 2

WILLIAMS RICHARD ALAN · CIK 0002009896 · Vice President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 429,924

Read SEC document
July 01, 2024 Filed Jul 2, 2024 19:46 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 Exercise / conversionCommon Shares 31,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-24-011836 · marketforms-66457.xml · nonDerivative · entry 1

WILLIAMS RICHARD ALAN · CIK 0002009896 · Vice President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 437,473

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The December 15, 2022 grant totaling 31,000 Performance Share Units (PSUs), which were subject to performance criteria set by the board of directors of the Issuer, was previously voluntarily reported on Form 3 on January 31, 2024. On July 1, 2024, the performance criteria were deemed to have been met with respect to the grant at 100% of the original grant amount.

Read SEC document
June 30, 2024 Filed Jul 2, 2024 16:00 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 2,485 $3.28 $8,150.80
Disclosure

SEC source: 0001214659-24-011786 · marketforms-66454.xml · nonDerivative · entry 1

WILLIAMS RICHARD ALAN · CIK 0002009896 · Vice President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 406,473

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the second calendar quarter of 2024.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions over a three-month period at prices ranging from $3.09 to $3.91, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
March 31, 2024 Filed Apr 1, 2024 17:37 UTC NOVAGOLD RESOURCES INC NG · Entity 1348 GrantCommon Shares 2,800 $2.83 $7,924.00
Disclosure

SEC source: 0001214659-24-005741 · marketforms-65419.xml · nonDerivative · entry 1

WILLIAMS RICHARD ALAN · CIK 0002009896 · Vice President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 403,988

F1 · shares: Represents shares acquired under the NOVAGOLD RESOURCES INC. Employee Stock Purchase Plan during the first calendar quarter of 2024.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.