Tapewire

Nasdaq · USD

NEWT

NewtekOne, Inc.

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Tapewire entity
5823
SEC CIK
0001587987
Parsed reports
342

Last 12 months

Inside the activity.

24 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202560
Dec 202540
Jan 202640
Feb 202600
Mar 202600
Apr 202600
May 202640
Jun 202660
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 31, 2022 Filed Jan 23, 2023 19:04 UTC
Leger Nicholas JChief Accounting Officer
PurchaseCommon Stock 84 $26.70 $2,242.80
Disclosure

SEC source: 0001209191-23-004392 · doc5.xml · nonDerivative · entry 1

Leger Nicholas J · CIK 0001842924 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,493

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer

Read SEC document
March 31, 2022 Filed Jan 24, 2023 19:29 UTC
YOUNG NICOLASPresident, Newtek Bank, N.A.
PurchaseCommon stock 448 $26.70 $11,961.60
Disclosure

SEC source: 0001209191-23-004542 · doc5.xml · nonDerivative · entry 1

YOUNG NICOLAS · CIK 0001728694 · President, Newtek Bank, N.A.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,539

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer

Read SEC document
March 31, 2022 Filed Jan 27, 2023 16:46 UTC
Downs Peter MathisonDirector · Chief Lending Officer
PurchaseCommon stock 209 $26.70 $5,580.30
Disclosure

SEC source: 0001209191-23-005177 · doc5.xml · nonDerivative · entry 1

Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,437

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer

Read SEC document
March 31, 2022 Filed Jan 30, 2023 15:31 UTC
SLOANE BARRYDirector · Chairman & CEO
PurchaseCommon stock 1,504 $26.70 $40,156.80
Disclosure

SEC source: 0001209191-23-005389 · doc5.xml · nonDerivative · entry 2

SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,098,048

F2 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer

Read SEC document
March 31, 2022 Filed Feb 2, 2023 14:46 UTC PurchaseCommon stock 16 $26.70 $427.20
Disclosure

SEC source: 0001209191-23-006152 · doc5.xml · nonDerivative · entry 3

Mulia Salvatore Francis · CIK 0001346166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,142

F2 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer

Read SEC document
March 31, 2022 Filed Feb 3, 2023 15:57 UTC PurchaseCommon stock 15 $26.70 $400.50
Disclosure

SEC source: 0001209191-23-006503 · doc5.xml · nonDerivative · entry 3

Zink Gregory L · CIK 0001702555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,021

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer

F2 · balance_after: Reflects shares transferred from direct ownership to indirect ownership in 2022.

Read SEC document
March 30, 2022 Filed Feb 3, 2023 15:57 UTC PurchaseCommon stock 7 $25.36 $177.52
Disclosure

SEC source: 0001209191-23-006503 · doc5.xml · nonDerivative · entry 10

Zink Gregory L · CIK 0001702555 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse, as Co-Trustee for Carmen Zink Trust

Disclosed balance after: 329

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer

Read SEC document
March 30, 2022 Filed Feb 3, 2023 15:57 UTC PurchaseCommon stock 379 $25.36 $9,611.44
Disclosure

SEC source: 0001209191-23-006503 · doc5.xml · nonDerivative · entry 2

Zink Gregory L · CIK 0001702555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,021

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer

F2 · balance_after: Reflects shares transferred from direct ownership to indirect ownership in 2022.

Read SEC document
March 15, 2022 Filed Jan 18, 2023 12:26 UTC
Schwartz Michael AdamChief Legal&Compliance Officer
Tax withholdingCommon stock 596 $27.54 $16,413.84
Disclosure

SEC source: 0001209191-23-003654 · doc5.xml · nonDerivative · entry 2

Schwartz Michael Adam · CIK 0001337003 · Chief Legal&Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,336

F1 · kind: Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares

Read SEC document
March 11, 2022 Filed Feb 2, 2023 14:46 UTC GiftCommon stock 3,270 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-006152 · doc5.xml · nonDerivative · entry 2

Mulia Salvatore Francis · CIK 0001346166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,142

F1 · kind: Bona Fide Gifts to family members

Read SEC document
March 03, 2022 Filed Feb 2, 2023 14:46 UTC GiftCommon stock 2,227 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-006152 · doc5.xml · nonDerivative · entry 1

Mulia Salvatore Francis · CIK 0001346166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,142

F1 · kind: Bona Fide Gifts to family members

Read SEC document
February 15, 2022 Filed Jan 18, 2023 14:22 UTC
Razon-Feingold HalliDirector · Chief Administrative Officer
Tax withholdingCommon stock 614 $26.64 $16,356.96
Disclosure

SEC source: 0001209191-23-003675 · doc5.xml · nonDerivative · entry 1

Razon-Feingold Halli · CIK 0001886713 · Director · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,645

F1 · kind: Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares

Read SEC document
February 15, 2022 Filed Jan 18, 2023 12:26 UTC
Schwartz Michael AdamChief Legal&Compliance Officer
Tax withholdingCommon stock 1,471 $26.64 $39,187.44
Disclosure

SEC source: 0001209191-23-003654 · doc5.xml · nonDerivative · entry 1

Schwartz Michael Adam · CIK 0001337003 · Chief Legal&Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,336

F1 · kind: Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares

Read SEC document
February 15, 2022 Filed Jan 30, 2023 15:31 UTC
SLOANE BARRYDirector · Chairman & CEO
Tax withholdingCommon stock 12,269 $26.64 $326,846.16
Disclosure

SEC source: 0001209191-23-005389 · doc5.xml · nonDerivative · entry 1

SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,098,048

F1 · kind: Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares

Read SEC document
January 04, 2022 Filed Feb 3, 2023 15:57 UTC PurchaseCommon stock 11 $26.02 $286.22
Disclosure

SEC source: 0001209191-23-006503 · doc5.xml · nonDerivative · entry 9

Zink Gregory L · CIK 0001702555 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse, as Co-Trustee for Carmen Zink Trust

Disclosed balance after: 329

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer

Read SEC document
January 04, 2022 Filed Feb 3, 2023 15:57 UTC PurchaseCommon stock 574 $26.02 $14,935.48
Disclosure

SEC source: 0001209191-23-006503 · doc5.xml · nonDerivative · entry 1

Zink Gregory L · CIK 0001702555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,021

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer

F2 · balance_after: Reflects shares transferred from direct ownership to indirect ownership in 2022.

Read SEC document
December 30, 2021 Filed Jan 4, 2022 14:15 UTC
Schwartz Michael AdamChief Legal&Compliance Officer
PurchaseCommon stock 412 $27.39 $11,284.68
Disclosure

SEC source: 0001209191-22-000552 · doc5.xml · nonDerivative · entry 6

Schwartz Michael Adam · CIK 0001337003 · Chief Legal&Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,932

F2 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer

Read SEC document
December 30, 2021 Filed Jan 6, 2022 16:10 UTC PurchaseCommon stock 22 $27.39 $602.58
Disclosure

SEC source: 0001209191-22-002084 · doc5.xml · nonDerivative · entry 8

SALUTE RICHARD J · CIK 0001235974 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,214

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer

Read SEC document
December 30, 2021 Filed Jan 6, 2022 16:10 UTC PurchaseCommon stock 704 $28.22 $19,868.99
Disclosure

SEC source: 0001209191-22-002084 · doc5.xml · nonDerivative · entry 7

SALUTE RICHARD J · CIK 0001235974 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,214

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer

Read SEC document
December 30, 2021 Filed Jan 10, 2022 16:55 UTC
SLOANE BARRYDirector · Chairman & CEO
PurchaseCommon stock 3,422 $27.39 $93,728.58
Disclosure

SEC source: 0001209191-22-002649 · doc5.xml · nonDerivative · entry 4

SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 983,816

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer

Read SEC document
December 30, 2021 Filed Jan 10, 2022 08:19 UTC PurchaseCommon stock 143 $27.39 $3,916.77
Disclosure

SEC source: 0001209191-22-002623 · doc5.xml · nonDerivative · entry 4

Razon-Feingold Halli · CIK 0001886713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,313

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer

Read SEC document
December 30, 2021 Filed Jan 10, 2022 14:44 UTC
YOUNG NICOLASChief Risk Officer
PurchaseCommon stock 680 $27.39 $18,625.20
Disclosure

SEC source: 0001209191-22-002635 · doc5.xml · nonDerivative · entry 2

YOUNG NICOLAS · CIK 0001728694 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,435

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer

Read SEC document
December 30, 2021 Filed Jan 10, 2022 13:13 UTC
Downs Peter MathisonDirector · Chief Lending Officer
PurchaseCommon stock 475 $27.39 $13,010.25
Disclosure

SEC source: 0001209191-22-002620 · doc5.xml · nonDerivative · entry 5

Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,958

F2 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer

Read SEC document
December 30, 2021 Filed Jan 11, 2022 19:43 UTC PurchaseCommon stock 22 $27.39 $602.58
Disclosure

SEC source: 0001209191-22-002824 · doc5.xml · nonDerivative · entry 8

Zink Gregory L · CIK 0001702555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,776.647

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer

Read SEC document
December 30, 2021 Filed Jan 12, 2022 18:54 UTC
Leger Nicholas JChief Accounting Officer
PurchaseCommon stock 11.834 $24.45 $289.38
Disclosure

SEC source: 0001209191-22-003035 · doc5.xml · nonDerivative · entry 9

Leger Nicholas J · CIK 0001842924 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,422.319

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer

Read SEC document
December 30, 2021 Filed Jan 12, 2022 18:54 UTC
Leger Nicholas JChief Accounting Officer
PurchaseCommon stock 127 $27.39 $3,478.53
Disclosure

SEC source: 0001209191-22-003035 · doc5.xml · nonDerivative · entry 8

Leger Nicholas J · CIK 0001842924 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,422.319

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer

Read SEC document
December 30, 2021 Filed Jan 20, 2022 07:21 UTC PurchaseCommon stock 44 $27.39 $1,205.16
Disclosure

SEC source: 0001209191-22-003930 · doc5.xml · nonDerivative · entry 8

Mulia Salvatore Francis · CIK 0001346166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,577

F2 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer

Read SEC document
December 16, 2021 Filed Jan 20, 2022 07:21 UTC GiftCommon stock 978 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-003930 · doc5.xml · nonDerivative · entry 7

Mulia Salvatore Francis · CIK 0001346166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,577

F1 · kind: Bona Fide Gift

Read SEC document
December 06, 2021 Filed Jan 12, 2022 18:54 UTC
Leger Nicholas JChief Accounting Officer
SaleCommon stock 4 $29.90 $119.59
Disclosure

SEC source: 0001209191-22-003035 · doc5.xml · nonDerivative · entry 7

Leger Nicholas J · CIK 0001842924 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,422.319

Read SEC document
October 07, 2021 Filed Jan 11, 2022 19:43 UTC PurchaseCommon stock 8.9643 $26.34 $236.16
Disclosure

SEC source: 0001209191-22-002824 · doc5.xml · nonDerivative · entry 12

Zink Gregory L · CIK 0001702555 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As Co-Trustee for Carmen Zink Trust

Disclosed balance after: 270.8663

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer

Read SEC document
October 07, 2021 Filed Jan 11, 2022 19:43 UTC PurchaseCommon stock 410.2098 $26.34 $10,806.57
Disclosure

SEC source: 0001209191-22-002824 · doc5.xml · nonDerivative · entry 7

Zink Gregory L · CIK 0001702555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,776.647

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer

Read SEC document
September 30, 2021 Filed Jan 4, 2022 14:15 UTC
Schwartz Michael AdamChief Legal&Compliance Officer
PurchaseCommon stock 338 $27.73 $9,372.74
Disclosure

SEC source: 0001209191-22-000552 · doc5.xml · nonDerivative · entry 5

Schwartz Michael Adam · CIK 0001337003 · Chief Legal&Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,932

F2 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer

Read SEC document
September 30, 2021 Filed Jan 6, 2022 16:10 UTC PurchaseCommon stock 18 $27.73 $499.14
Disclosure

SEC source: 0001209191-22-002084 · doc5.xml · nonDerivative · entry 6

SALUTE RICHARD J · CIK 0001235974 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,214

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer

Read SEC document
September 30, 2021 Filed Jan 6, 2022 16:10 UTC PurchaseCommon stock 597 $27.63 $16,492.72
Disclosure

SEC source: 0001209191-22-002084 · doc5.xml · nonDerivative · entry 5

SALUTE RICHARD J · CIK 0001235974 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,214

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer

Read SEC document
September 30, 2021 Filed Jan 10, 2022 16:55 UTC
SLOANE BARRYDirector · Chairman & CEO
PurchaseCommon stock 2,806 $27.73 $77,810.38
Disclosure

SEC source: 0001209191-22-002649 · doc5.xml · nonDerivative · entry 3

SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 983,816

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer

Read SEC document
September 30, 2021 Filed Jan 10, 2022 08:19 UTC PurchaseCommon stock 117 $27.73 $3,244.41
Disclosure

SEC source: 0001209191-22-002623 · doc5.xml · nonDerivative · entry 3

Razon-Feingold Halli · CIK 0001886713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,313

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer

Read SEC document
September 30, 2021 Filed Jan 10, 2022 14:44 UTC
YOUNG NICOLASChief Risk Officer
PurchaseCommon stock 558 $27.73 $15,473.34
Disclosure

SEC source: 0001209191-22-002635 · doc5.xml · nonDerivative · entry 1

YOUNG NICOLAS · CIK 0001728694 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,435

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer

Read SEC document
September 30, 2021 Filed Jan 10, 2022 13:13 UTC
Downs Peter MathisonDirector · Chief Lending Officer
PurchaseCommon stock 389 $27.73 $10,786.97
Disclosure

SEC source: 0001209191-22-002620 · doc5.xml · nonDerivative · entry 4

Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,958

F2 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer

Read SEC document
September 30, 2021 Filed Jan 11, 2022 19:43 UTC PurchaseCommon stock 18 $27.73 $499.14
Disclosure

SEC source: 0001209191-22-002824 · doc5.xml · nonDerivative · entry 6

Zink Gregory L · CIK 0001702555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,776.647

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer

Read SEC document
September 30, 2021 Filed Jan 12, 2022 18:54 UTC
Leger Nicholas JChief Accounting Officer
PurchaseCommon stock 9.873 $27.97 $276.15
Disclosure

SEC source: 0001209191-22-003035 · doc5.xml · nonDerivative · entry 6

Leger Nicholas J · CIK 0001842924 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,422.319

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer

Read SEC document
September 30, 2021 Filed Jan 12, 2022 18:54 UTC
Leger Nicholas JChief Accounting Officer
PurchaseCommon stock 104 $27.73 $2,883.92
Disclosure

SEC source: 0001209191-22-003035 · doc5.xml · nonDerivative · entry 5

Leger Nicholas J · CIK 0001842924 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,422.319

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer

Read SEC document
September 30, 2021 Filed Jan 20, 2022 07:21 UTC PurchaseCommon stock 36 $27.73 $998.28
Disclosure

SEC source: 0001209191-22-003930 · doc5.xml · nonDerivative · entry 6

Mulia Salvatore Francis · CIK 0001346166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,577

F2 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer

Read SEC document
September 13, 2021 Filed Jan 20, 2022 07:21 UTC GiftCommon stock 2,115 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-003930 · doc5.xml · nonDerivative · entry 5

Mulia Salvatore Francis · CIK 0001346166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,577

F1 · kind: Bona Fide Gift

Read SEC document
August 31, 2021 Filed Jan 20, 2022 07:21 UTC GiftCommon stock 2,115 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-003930 · doc5.xml · nonDerivative · entry 4

Mulia Salvatore Francis · CIK 0001346166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,577

F1 · kind: Bona Fide Gift

Read SEC document
August 02, 2021 Filed Aug 17, 2021 15:30 UTC
YOUNG NICOLASChief Risk Officer
GrantCommon Stock 17,197 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-051771 · doc4.xml · nonDerivative · entry 1

YOUNG NICOLAS · CIK 0001728694 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,197

F1 · shares: On August 2, under the Shareholder and Board approved Newtek Business Services Corp. 2015 Stock Incentive Plan, the reporting person was granted 17,197 restricted shares of the Issuer's common stock as a restricted stock award. One-third of the Award will vest on each of the following dates: August 2, 2022; August 2, 2023 and August 2, 2024. Dividends, in the form of common stock, will be paid during the restricted period, and such common stock will also vet pursuant to the vesting schedule.

Read SEC document
July 07, 2021 Filed Jan 11, 2022 19:43 UTC PurchaseCommon stock 5.4223 $33.17 $179.88
Disclosure

SEC source: 0001209191-22-002824 · doc5.xml · nonDerivative · entry 11

Zink Gregory L · CIK 0001702555 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As Co-Trustee for Carmen Zink Trust

Disclosed balance after: 270.8663

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer

Read SEC document
July 07, 2021 Filed Jan 11, 2022 19:43 UTC PurchaseCommon stock 248.1235 $33.17 $8,231.25
Disclosure

SEC source: 0001209191-22-002824 · doc5.xml · nonDerivative · entry 5

Zink Gregory L · CIK 0001702555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,776.647

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer

Read SEC document
June 30, 2021 Filed Jan 4, 2022 14:15 UTC
Schwartz Michael AdamChief Legal&Compliance Officer
PurchaseCommon stock 205 $34.92 $7,158.60
Disclosure

SEC source: 0001209191-22-000552 · doc5.xml · nonDerivative · entry 4

Schwartz Michael Adam · CIK 0001337003 · Chief Legal&Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,932

F2 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer

Read SEC document
June 30, 2021 Filed Jan 6, 2022 16:10 UTC PurchaseCommon stock 11 $34.92 $384.12
Disclosure

SEC source: 0001209191-22-002084 · doc5.xml · nonDerivative · entry 4

SALUTE RICHARD J · CIK 0001235974 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,214

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer

Read SEC document
June 30, 2021 Filed Jan 6, 2022 16:10 UTC PurchaseCommon stock 356 $34.26 $12,195.85
Disclosure

SEC source: 0001209191-22-002084 · doc5.xml · nonDerivative · entry 3

SALUTE RICHARD J · CIK 0001235974 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,214

F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.