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NEWMONT Corp /DE/

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1894
SEC CIK
0001164727
Parsed reports
2,137

Last 12 months

Inside the activity.

0 purchase rows · 25 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202600
Feb 202602
Mar 202606
Apr 202601
May 202603
Jun 202602
Jul 202601
Aug 202603
Sep 202602
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 03, 2014 Filed Mar 4, 2014 23:48 UTC
MAHONEY THOMAS PVice President and Treasurer
SaleCommon Stock, $1.60 par value 431 $23.92 $10,310.25
Disclosure

SEC source: 0001164727-14-000018 · edgar.xml · nonDerivative · entry 2

MAHONEY THOMAS P · CIK 0001174294 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,018

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.

Read SEC document
March 03, 2014 Filed Mar 4, 2014 23:50 UTC
Engel E RandallEVP, Strategic Development
SaleCommon Stock, $1.60 par value 1,021 $23.91 $24,412.21
Disclosure

SEC source: 0001164727-14-000019 · edgar.xml · nonDerivative · entry 3

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,057

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.

Read SEC document
March 03, 2014 Filed Mar 4, 2014 23:52 UTC
MacGowan William NEVP, HR & Communications
SaleCommon Stock, $1.60 par value 719 $23.92 $17,198.55
Disclosure

SEC source: 0001164727-14-000020 · edgar.xml · nonDerivative · entry 3

MacGowan William N · CIK 0001361677 · EVP, HR & Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,281

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.

Read SEC document
February 28, 2014 Filed Mar 4, 2014 23:45 UTC
Gottesfeld Stephen PEVP, Gen. Counsel & Secretary
SaleCommon Stock, $1.60 par value 489 $24.17 $11,819.18
Disclosure

SEC source: 0001164727-14-000017 · edgar.xml · nonDerivative · entry 1

Gottesfeld Stephen P · CIK 0001536310 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,245

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.

Read SEC document
February 28, 2014 Filed Mar 4, 2014 23:48 UTC
MAHONEY THOMAS PVice President and Treasurer
SaleCommon Stock, $1.60 par value 436 $24.17 $10,538.16
Disclosure

SEC source: 0001164727-14-000018 · edgar.xml · nonDerivative · entry 1

MAHONEY THOMAS P · CIK 0001174294 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,449

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.

Read SEC document
February 28, 2014 Filed Mar 4, 2014 23:50 UTC
Engel E RandallEVP, Strategic Development
SaleCommon Stock, $1.60 par value 2,805 $24.13 $67,684.65
Disclosure

SEC source: 0001164727-14-000019 · edgar.xml · nonDerivative · entry 2

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,078

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.

Read SEC document
February 28, 2014 Filed Mar 4, 2014 23:50 UTC
Engel E RandallEVP, Strategic Development
GrantCommon Stock, $1.60 par value 9,052 $0.00 $0.00
Disclosure

SEC source: 0001164727-14-000019 · edgar.xml · nonDerivative · entry 1

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,883

Read SEC document
February 28, 2014 Filed Mar 4, 2014 23:52 UTC
MacGowan William NEVP, HR & Communications
SaleCommon Stock, $1.60 par value 1,976 $24.15 $47,720.99
Disclosure

SEC source: 0001164727-14-000020 · edgar.xml · nonDerivative · entry 2

MacGowan William N · CIK 0001361677 · EVP, HR & Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,000

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.

F2 · price: This transaction was executed in multiple trades at prices of $24.15 to $24.155. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.

Read SEC document
February 28, 2014 Filed Mar 4, 2014 23:52 UTC
MacGowan William NEVP, HR & Communications
GrantCommon Stock, $1.60 par value 6,376 $0.00 $0.00
Disclosure

SEC source: 0001164727-14-000020 · edgar.xml · nonDerivative · entry 1

MacGowan William N · CIK 0001361677 · EVP, HR & Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,976

Read SEC document
February 27, 2014 Filed Mar 1, 2014 00:44 UTC
MAHONEY THOMAS PVice President and Treasurer
SaleCommon Stock, $1.60 par value 640 $23.18 $14,835.78
Disclosure

SEC source: 0001164727-14-000001 · edgar.xml · nonDerivative · entry 5

MAHONEY THOMAS P · CIK 0001174294 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,885

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.

F2 · price: This transaction was executed in multiple trades at prices of $23.1809 to $23.19. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.

Read SEC document
February 27, 2014 Filed Mar 1, 2014 00:47 UTC
Howson Christopher SVice President and Controller
SaleCommon Stock, $1.60 par value 785 $23.18 $18,196.38
Disclosure

SEC source: 0001164727-14-000002 · edgar.xml · nonDerivative · entry 4

Howson Christopher S · CIK 0001560934 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,877

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.

F2 · price: This transaction was executed in multiple trades at prices of $23.1801 to $23.19. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.

Read SEC document
February 27, 2014 Filed Mar 1, 2014 00:49 UTC
Goldberg Gary JDirector · President and CEO
SaleCommon Stock, $1.60 par value 2,340 $23.20 $54,289.17
Disclosure

SEC source: 0001164727-14-000003 · edgar.xml · nonDerivative · entry 3

Goldberg Gary J · CIK 0001536423 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,441

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.

F3 · price: This transaction was executed in multiple trades at prices of $23.19 to $23.2005. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.

Read SEC document
February 27, 2014 Filed Mar 1, 2014 00:51 UTC
Gottesfeld Stephen PEVP, Gen. Counsel & Secretary
SaleCommon Stock, $1.60 par value 551 $23.18 $12,772.29
Disclosure

SEC source: 0001164727-14-000004 · edgar.xml · nonDerivative · entry 5

Gottesfeld Stephen P · CIK 0001536310 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,734

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.

F3 · price: This transaction was executed in multiple trades at prices of $23.1801 to $23.21. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).

Read SEC document
February 27, 2014 Filed Mar 1, 2014 00:51 UTC
Gottesfeld Stephen PEVP, Gen. Counsel & Secretary
SaleCommon Stock, $1.60 par value 2,029 $23.20 $47,073.00
Disclosure

SEC source: 0001164727-14-000004 · edgar.xml · nonDerivative · entry 4

Gottesfeld Stephen P · CIK 0001536310 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,285

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.

F2 · price: This transaction was executed in multiple trades at prices of $23.2001 to $23.21. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.

Read SEC document
February 27, 2014 Filed Mar 1, 2014 00:51 UTC
Gottesfeld Stephen PEVP, Gen. Counsel & Secretary
GrantCommon Stock, $1.60 par value 6,231 $0.00 $0.00
Disclosure

SEC source: 0001164727-14-000004 · edgar.xml · nonDerivative · entry 3

Gottesfeld Stephen P · CIK 0001536310 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,314

Read SEC document
February 27, 2014 Filed Mar 1, 2014 00:56 UTC
Engel E RandallEVP, Strategic Development
SaleCommon Stock, $1.60 par value 1,391 $23.18 $32,243.66
Disclosure

SEC source: 0001164727-14-000006 · edgar.xml · nonDerivative · entry 3

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,831

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.

F2 · price: This transaction was executed in multiple trades at prices of $23.1801 to $23.20. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.

Read SEC document
February 27, 2014 Filed Mar 1, 2014 01:00 UTC
MacGowan William NEVP, HR & Communications
SaleCommon Stock, $1.60 par value 960 $23.18 $22,252.90
Disclosure

SEC source: 0001164727-14-000007 · edgar.xml · nonDerivative · entry 3

MacGowan William N · CIK 0001361677 · EVP, HR & Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,600

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.

F2 · price: This transaction was executed in multiple trades at prices of $23.1801 to $23.19. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.

Read SEC document
February 26, 2014 Filed Mar 1, 2014 00:44 UTC
MAHONEY THOMAS PVice President and Treasurer
SaleCommon Stock, $1.60 par value 681 $23.93 $16,296.40
Disclosure

SEC source: 0001164727-14-000001 · edgar.xml · nonDerivative · entry 4

MAHONEY THOMAS P · CIK 0001174294 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,525

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.

Read SEC document
February 26, 2014 Filed Mar 1, 2014 00:44 UTC
MAHONEY THOMAS PVice President and Treasurer
GrantCommon Stock, $1.60 par value 21,137 $0.00 $0.00
Disclosure

SEC source: 0001164727-14-000001 · edgar.xml · nonDerivative · entry 3

MAHONEY THOMAS P · CIK 0001174294 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,206

Read SEC document
February 26, 2014 Filed Mar 1, 2014 00:44 UTC
MAHONEY THOMAS PVice President and Treasurer
GrantCommon Stock, $1.60 par value 12,246 $0.00 $0.00
Disclosure

SEC source: 0001164727-14-000001 · edgar.xml · nonDerivative · entry 2

MAHONEY THOMAS P · CIK 0001174294 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,069

Read SEC document
February 26, 2014 Filed Mar 1, 2014 00:44 UTC
MAHONEY THOMAS PVice President and Treasurer
GrantCommon Stock, $1.60 par value 5,494 $0.00 $0.00
Disclosure

SEC source: 0001164727-14-000001 · edgar.xml · nonDerivative · entry 1

MAHONEY THOMAS P · CIK 0001174294 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,823

Read SEC document
February 26, 2014 Filed Mar 1, 2014 00:47 UTC
Howson Christopher SVice President and Controller
SaleCommon Stock, $1.60 par value 512 $23.93 $12,252.21
Disclosure

SEC source: 0001164727-14-000002 · edgar.xml · nonDerivative · entry 3

Howson Christopher S · CIK 0001560934 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,662

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.

Read SEC document
February 26, 2014 Filed Mar 1, 2014 00:47 UTC
Howson Christopher SVice President and Controller
GrantCommon Stock, $1.60 par value 7,736 $0.00 $0.00
Disclosure

SEC source: 0001164727-14-000002 · edgar.xml · nonDerivative · entry 2

Howson Christopher S · CIK 0001560934 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,174

Read SEC document
February 26, 2014 Filed Mar 1, 2014 00:47 UTC
Howson Christopher SVice President and Controller
GrantCommon Stock, $1.60 par value 4,124 $0.00 $0.00
Disclosure

SEC source: 0001164727-14-000002 · edgar.xml · nonDerivative · entry 1

Howson Christopher S · CIK 0001560934 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,438

Read SEC document
February 26, 2014 Filed Mar 1, 2014 00:49 UTC
Goldberg Gary JDirector · President and CEO
SaleCommon Stock, $1.60 par value 4,502 $23.91 $107,649.12
Disclosure

SEC source: 0001164727-14-000003 · edgar.xml · nonDerivative · entry 2

Goldberg Gary J · CIK 0001536423 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,781

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.

F2 · price: This transaction was executed in multiple trades at prices of $23.90 to $23.925. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.

Read SEC document
February 26, 2014 Filed Mar 1, 2014 00:49 UTC
Goldberg Gary JDirector · President and CEO
GrantCommon Stock, $1.60 par value 42,484 $0.00 $0.00
Disclosure

SEC source: 0001164727-14-000003 · edgar.xml · nonDerivative · entry 1

Goldberg Gary J · CIK 0001536423 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,283

Read SEC document
February 26, 2014 Filed Mar 1, 2014 00:51 UTC
Gottesfeld Stephen PEVP, Gen. Counsel & Secretary
SaleCommon Stock, $1.60 par value 1,204 $23.93 $28,811.84
Disclosure

SEC source: 0001164727-14-000004 · edgar.xml · nonDerivative · entry 2

Gottesfeld Stephen P · CIK 0001536310 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,083

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.

Read SEC document
February 26, 2014 Filed Mar 1, 2014 00:51 UTC
Gottesfeld Stephen PEVP, Gen. Counsel & Secretary
GrantCommon Stock, $1.60 par value 10,668 $0.00 $0.00
Disclosure

SEC source: 0001164727-14-000004 · edgar.xml · nonDerivative · entry 1

Gottesfeld Stephen P · CIK 0001536310 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,287

Read SEC document
February 26, 2014 Filed Mar 1, 2014 00:56 UTC
Engel E RandallEVP, Strategic Development
SaleCommon Stock, $1.60 par value 1,525 $23.93 $36,493.25
Disclosure

SEC source: 0001164727-14-000006 · edgar.xml · nonDerivative · entry 2

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,222

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.

Read SEC document
February 26, 2014 Filed Mar 1, 2014 00:56 UTC
Engel E RandallEVP, Strategic Development
GrantCommon Stock, $1.60 par value 14,106 $0.00 $0.00
Disclosure

SEC source: 0001164727-14-000006 · edgar.xml · nonDerivative · entry 1

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,747

Read SEC document
February 26, 2014 Filed Mar 1, 2014 01:00 UTC
MacGowan William NEVP, HR & Communications
SaleCommon Stock, $1.60 par value 1,144 $23.93 $27,376.03
Disclosure

SEC source: 0001164727-14-000007 · edgar.xml · nonDerivative · entry 2

MacGowan William N · CIK 0001361677 · EVP, HR & Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,560

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.

Read SEC document
February 26, 2014 Filed Mar 1, 2014 01:00 UTC
MacGowan William NEVP, HR & Communications
GrantCommon Stock, $1.60 par value 9,938 $0.00 $0.00
Disclosure

SEC source: 0001164727-14-000007 · edgar.xml · nonDerivative · entry 1

MacGowan William N · CIK 0001361677 · EVP, HR & Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,704

Read SEC document
February 26, 2014 Filed Mar 1, 2014 01:03 UTC
Robison Chris JEVP, Operations and Projects
SaleCommon Stock, $1.60 par value 15,927 $23.75 $378,331.55
Disclosure

SEC source: 0001164727-14-000008 · edgar.xml · nonDerivative · entry 2

Robison Chris J · CIK 0001575837 · EVP, Operations and Projects

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,010

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.

F2 · price: This transaction was executed in multiple trades at prices of $23.70 to $23.79. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.

Read SEC document
February 26, 2014 Filed Mar 1, 2014 01:03 UTC
Robison Chris JEVP, Operations and Projects
GrantCommon Stock, $1.60 par value 35,937 $0.00 $0.00
Disclosure

SEC source: 0001164727-14-000008 · edgar.xml · nonDerivative · entry 1

Robison Chris J · CIK 0001575837 · EVP, Operations and Projects

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,937

Read SEC document
February 26, 2014 Filed Mar 1, 2014 01:06 UTC
Dorward-King Elaine JEVP, Sustainability
SaleCommon Stock, $1.60 par value 1,116 $23.93 $26,705.99
Disclosure

SEC source: 0001164727-14-000009 · edgar.xml · nonDerivative · entry 2

Dorward-King Elaine J · CIK 0001572364 · EVP, Sustainability

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,485

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.

Read SEC document
February 26, 2014 Filed Mar 1, 2014 01:06 UTC
Dorward-King Elaine JEVP, Sustainability
GrantCommon Stock, $1.60 par value 9,601 $0.00 $0.00
Disclosure

SEC source: 0001164727-14-000009 · edgar.xml · nonDerivative · entry 1

Dorward-King Elaine J · CIK 0001572364 · EVP, Sustainability

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,601

Read SEC document
December 05, 2013 Filed Dec 9, 2013 16:28 UTC
Goldberg Gary JDirector · President & CEO
SaleCommon Stock, $1.60 par value 3,906 $23.31 $91,046.91
Disclosure

SEC source: 0001164727-13-000070 · edgar.xml · nonDerivative · entry 1

Goldberg Gary J · CIK 0001536423 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,799

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.

F2 · price: This transaction was executed in multiple trades at prices of $23.21 to $23.3105. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).

Read SEC document
November 08, 2013 Filed Nov 12, 2013 21:51 UTC
KERR THOMAS R.SVP, North America
Tax withholdingCommon Stock, $1.60 par value 71 $27.05 $1,920.20
Disclosure

SEC source: 0001164727-13-000066 · edgar.xml · nonDerivative · entry 2

KERR THOMAS R. · CIK 0001480228 · SVP, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,610

F1 · shares: Represents shares reacquired to satisfy tax withholding obligations in connection with shares of common stock issued to the reporting person on November 8, 2013.

Read SEC document
November 08, 2013 Filed Nov 12, 2013 21:51 UTC
KERR THOMAS R.SVP, North America
GrantCommon Stock, $1.60 par value 256 $0.00 $0.00
Disclosure

SEC source: 0001164727-13-000066 · edgar.xml · nonDerivative · entry 1

KERR THOMAS R. · CIK 0001480228 · SVP, North America

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,681

Read SEC document
November 08, 2013 Filed Nov 12, 2013 21:52 UTC
SANTA CRUZ CARLOSSVP, Australia & New Zealand
GrantCommon Stock, $1.60 par value 285 $0.00 $0.00
Disclosure

SEC source: 0001164727-13-000067 · edgar.xml · nonDerivative · entry 1

SANTA CRUZ CARLOS · CIK 0001173853 · SVP, Australia & New Zealand

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,060

Read SEC document
November 08, 2013 Filed Nov 12, 2013 21:53 UTC
MacGowan William NEVP, HR & Communications
Tax withholdingCommon Stock, $1.60 par value 225 $27.05 $6,085.13
Disclosure

SEC source: 0001164727-13-000068 · edgar.xml · nonDerivative · entry 2

MacGowan William N · CIK 0001361677 · EVP, HR & Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,766

F1 · shares: Represents shares reacquired to satisfy tax withholding obligations in connection with shares of common stock issued to the reporting person on November 8, 2013.

Read SEC document
November 08, 2013 Filed Nov 12, 2013 21:53 UTC
MacGowan William NEVP, HR & Communications
GrantCommon Stock, $1.60 par value 482 $0.00 $0.00
Disclosure

SEC source: 0001164727-13-000068 · edgar.xml · nonDerivative · entry 1

MacGowan William N · CIK 0001361677 · EVP, HR & Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,991

Read SEC document
November 08, 2013 Filed Nov 12, 2013 21:55 UTC
Engel E RandallEVP, Strategic Development
Tax withholdingCommon Stock, $1.60 par value 288 $27.05 $7,788.96
Disclosure

SEC source: 0001164727-13-000069 · edgar.xml · nonDerivative · entry 2

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,641

F1 · shares: Represents shares reacquired to satisfy tax withholding obligations in connection with shares of common stock issued to the reporting person on November 8, 2013.

Read SEC document
November 08, 2013 Filed Nov 12, 2013 21:55 UTC
Engel E RandallEVP, Strategic Development
GrantCommon Stock, $1.60 par value 618 $0.00 $0.00
Disclosure

SEC source: 0001164727-13-000069 · edgar.xml · nonDerivative · entry 1

Engel E Randall · CIK 0001397788 · EVP, Strategic Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,929

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September 30, 2013 Filed Oct 2, 2013 19:53 UTC
MAHONEY THOMAS PVice President & Treasurer
GrantPhantom Stock · Derivative 1 $27.98 $27.98
Disclosure

SEC source: 0001164727-13-000063 · edgar.xml · derivative · entry 1

MAHONEY THOMAS P · CIK 0001174294 · Vice President & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211

Underlying: Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible on a 1-for-1 basis.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer.

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September 30, 2013 Filed Oct 2, 2013 19:54 UTC
Dorward-King Elaine JEVP Sustainability
GrantPhantom Stock · Derivative 5 $31.47 $157.35
Disclosure

SEC source: 0001164727-13-000064 · edgar.xml · derivative · entry 1

Dorward-King Elaine J · CIK 0001572364 · EVP Sustainability

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible on a 1-for-1 basis.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer.

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September 30, 2013 Filed Oct 2, 2013 19:56 UTC
Gottesfeld Stephen PEVP, Gen. Counsel & Secretary
GrantPhantom Stock · Derivative 1 $27.98 $27.98
Disclosure

SEC source: 0001164727-13-000065 · edgar.xml · derivative · entry 1

Gottesfeld Stephen P · CIK 0001536310 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164

Underlying: Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible on a 1-for-1 basis.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer.

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August 02, 2013 Filed Aug 6, 2013 17:22 UTC
Howson Christopher SVice President & Controller
SaleCommon Stock, $1.60 par value 192 $28.72 $5,514.26
Disclosure

SEC source: 0001164727-13-000060 · edgar.xml · nonDerivative · entry 1

Howson Christopher S · CIK 0001560934 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,122

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.

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July 31, 2013 Filed Aug 2, 2013 20:45 UTC
Dorward-King Elaine JEVP Sustainability
GrantPhantom Stock · Derivative 17 $30.00 $510.00
Disclosure

SEC source: 0001164727-13-000059 · edgar.xml · derivative · entry 1

Dorward-King Elaine J · CIK 0001572364 · EVP Sustainability

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27

Underlying: Common Stock · 17 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible on a 1-for-1 basis.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer.

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June 30, 2013 Filed Jul 2, 2013 20:33 UTC
Gottesfeld Stephen PEVP, Gen. Counsel & Secretary
GrantPhantom Stock · Derivative 2 $29.95 $59.90
Disclosure

SEC source: 0001164727-13-000057 · edgar.xml · derivative · entry 1

Gottesfeld Stephen P · CIK 0001536310 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163

Underlying: Common Stock · 2 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible on a 1-for-1 basis.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.