NDAQ

SEC source: 0001193125-26-004362 · ownership.xml · derivative · entry 5

FRIEDMAN ADENA T · CIK 0001240169 · Director · Chair and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 506,451

Underlying: Common Stock · 300,000 shares

Expires 2027-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option is currently exercisable.

SEC source: 0001193125-26-004362 · ownership.xml · nonDerivative · entry 2

FRIEDMAN ADENA T · CIK 0001240169 · Director · Chair and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,924,903

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1(c) trading plan adopted on September 11, 2025.

F2 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.82 to $97.07, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Represents (i) 440,450 shares or units of restricted stock, of which 314,204 are vested, (ii) 1,371,100 shares of Common Stock underlying PSUs, all of which are vested, (iii) 10,000 shares of Common Stock acquired through open market purchases, and (iv) 103,353 shares granted under the Issuer's Equity Incentive Plan or the Issuer's Employee Stock Purchase Plan when the reporting person was an employee of the Issuer prior to returning as President in 2014.

SEC source: 0001193125-26-004362 · ownership.xml · nonDerivative · entry 1

FRIEDMAN ADENA T · CIK 0001240169 · Director · Chair and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,224,903

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001193125-25-312732 · ownership.xml · nonDerivative · entry 1

SKULE JEREMY · CIK 0001736565 · EVP, CSO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,742

F1 · kind: Represents shares of Common Stock withheld for taxes in connection with the settlement of an equity award previously granted under the Issuer's Equity Incentive Plan.

F2 · balance_after: Represents (i) 33,495 shares or units of restricted stock, of which 9,116 are vested, (ii) 41,528 shares of Common Stock underlying PSUs, all of which are vested, and (iii) 3,719 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.

SEC source: 0001193125-25-312719 · ownership.xml · nonDerivative · entry 1

Youngwood Sarah · CIK 0002002407 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,291

F1 · kind: Represents shares of Common Stock withheld for taxes in connection with the settlement of an equity award previously granted under the Issuer's Equity Incentive Plan.

F2 · balance_after: Represents (i) 58,969 shares or units of restricted stock, 13,341 of which are vested and (ii) 322 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0001193125-25-306668 · ownership.xml · nonDerivative · entry 1

Smith Bryan Everard · CIK 0001799366 · EVP, CPO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 57,670

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1(c) trading plan adopted on August 29, 2025.

F2 · balance_after: Represents (i) 20,871 shares or units of restricted stock, of which 1,465 are vested, (ii) 32,176 shares of Common Stock underlying PSUs, all of which are vested, and (iii) 4,623 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.

SEC source: 0001193125-25-306664 · ownership.xml · nonDerivative · entry 1

SKULE JEREMY · CIK 0001736565 · EVP, CSO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 82,869

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1(c) trading plan adopted on February 10, 2025.

F2 · balance_after: Represents (i) 37,622 shares or units of restricted stock, of which 5,781 are vested, (ii) 41,528 shares of Common Stock underlying PSUs, all of which are vested, and (iii) 3,719 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.

SEC source: 0001193125-25-266840 · ownership.xml · nonDerivative · entry 1

SKULE JEREMY · CIK 0001736565 · EVP, CSO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 84,974

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1(c) trading plan adopted on February 10, 2025.

F2 · balance_after: Represents (i) 37,622 shares or units of restricted stock, of which 5,781 are vested, (ii) 43,633 shares of Common Stock underlying PSUs, all of which are vested, and (iii) 3,719 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.

SEC source: 0001193125-25-230056 · ownership.xml · nonDerivative · entry 2

SKULE JEREMY · CIK 0001736565 · EVP, CSO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 87,079

F2 · kind: Represents shares of Common Stock withheld for taxes in connection with the settlement of an equity award previously granted under the Issuer's Equity Incentive Plan.

F3 · balance_after: Represents (i) 38,597 shares or units of restricted stock, of which 6,756 are vested, (ii) 44,763 shares of Common Stock underlying PSUs, all of which are vested, and (iii) 3,719 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.

SEC source: 0001193125-25-230056 · ownership.xml · nonDerivative · entry 1

SKULE JEREMY · CIK 0001736565 · EVP, CSO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 88,341

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1(c) trading plan adopted on February 10, 2025.

SEC source: 0000950170-25-113022 · ownership.xml · nonDerivative · entry 1

SKULE JEREMY · CIK 0001736565 · EVP, CSO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 90,446

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1(c) trading plan adopted on February 10, 2025.

F2 · balance_after: Represents (i) 39,859 shares or units of restricted stock, of which 5,737 are vested, (ii) 46,868 shares of Common Stock underlying PSUs, all of which are vested, and (iii) 3,719 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.

SEC source: 0000950170-25-103969 · ownership.xml · nonDerivative · entry 1

BEGLEY CHARLENE T · CIK 0001233150 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,001

F1 · balance_after: Represents 46,001 RSUs granted pursuant to Nasdaq's Equity Incentive Plan, of which 43,006 shares are vested as of the date hereof.

SEC source: 0000950170-25-102981 · ownership.xml · nonDerivative · entry 1

SKULE JEREMY · CIK 0001736565 · EVP, CSO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 92,551

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1(c) trading plan adopted on February 10, 2025.

F2 · balance_after: Represents (i) 39,859 shares or units of restricted stock, of which 5,737 are vested, (ii) 48,973 shares of Common Stock underlying PSUs, all of which are vested, and (iii) 3,719 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.

SEC source: 0000950170-25-099648 · ownership.xml · nonDerivative · entry 1

Daly Michelle Lynn · CIK 0001860776 · SVP, Controller & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,879

F1 · balance_after: Represents (i) 7,212 shares or units of restricted stock, of which 0 are vested and (ii) 1,667 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.

SEC source: 0000950170-25-093715 · ownership.xml · nonDerivative · entry 2

Peterson Bradley J · CIK 0001568592 · EVP, CIO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 111,035

F2 · kind: The reported sale was effected pursuant to a Rule 10b5-1(c) trading plan adopted on November 1, 2024.

F3 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.56 to $89.13, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · balance_after: Represents (i) 64,744 shares or units of restricted stock, of which 38,372 are vested, (ii) 41,294 shares of Common Stock underlying PSUs, all of which are vested, and (iii) 4,997 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.

SEC source: 0000950170-25-093715 · ownership.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · EVP, CIO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 122,543

F1 · kind: Represents shares of Common Stock withheld for taxes in connection with the settlement of an equity award previously granted under the Issuer's Equity Incentive Plan.

SEC source: 0000950170-25-093714 · ownership.xml · nonDerivative · entry 1

SKULE JEREMY · CIK 0001736565 · EVP, CSO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 94,656

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1(c) trading plan adopted on February 10, 2025.

F2 · balance_after: Represents (i) 40,719 shares or units of restricted stock, of which 6,597 are vested, (ii) 50,218 shares of Common Stock underlying PSUs, all of which are vested, and (iii) 3,719 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.

SEC source: 0000950170-25-093708 · ownership.xml · nonDerivative · entry 1

Griggs PC Nelson · CIK 0001622632 · Pres. Capital Access Platforms

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,921

F1 · kind: Represents shares of Common Stock withheld for taxes in connection with the settlement of an equity award previously granted under the Issuer's Equity Incentive Plan.

F2 · balance_after: Represents (i) 76,193 shares or units of restricted stock, of which 43,191 are vested and (ii) 119,728 shares of Common Stock underlying PSUs, all of which are vested.

SEC source: 0000950170-25-086272 · ownership.xml · nonDerivative · entry 1

SPLINTER MICHAEL R · CIK 0001188935 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 217,422

F1 · kind: Represents an award of Restricted Stock Units (RSUs) granted pursuant to the Issuer's Equity Incentive Plan. Each unit represents a contingent right to receive one share of the Issuer's Common Stock. The entirety of the RSUs vest on June 11, 2026.

F2 · balance_after: Represents 217,422 RSUs granted pursuant to Nasdaq's Equity Incentive Plan, of which 212,181 are vested as of the date hereof.

SEC source: 0000950170-25-086250 · ownership.xml · nonDerivative · entry 1

BEGLEY CHARLENE T · CIK 0001233150 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,001

F1 · kind: Represents an award of Restricted Stock Units (RSUs) granted pursuant to the Issuer's Equity Incentive Plan. Each unit represents a contingent right to receive one share of the Issuer's Common Stock. The entirety of the RSUs vest on June 11, 2026.

F2 · balance_after: Represents 49,001 RSUs granted pursuant to Nasdaq's Equity Incentive Plan, of which 46,006 shares are vested as of the date hereof.

SEC source: 0000950170-25-086247 · ownership.xml · nonDerivative · entry 1

KLOET THOMAS A · CIK 0001635673 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,005

F1 · kind: Represents an award of Restricted Stock Units (RSUs) granted pursuant to the Issuer's Equity Incentive Plan. Each unit represents a contingent right to receive one share of the Issuer's Common Stock. The entirety of the RSUs vest on June 11, 2026.

F2 · balance_after: Represents (i) 26,005 RSUs granted pursuant to Nasdaq's Equity Incentive Plan, of which 21,456 are vested as of the current date and (ii) 6,000 shares of common stock acquired through open market purchases.

SEC source: 0000950170-25-086242 · ownership.xml · nonDerivative · entry 1

ARNOLDI MELISSA · CIK 0001706528 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,191

F1 · kind: Represents an award of Restricted Stock Units (RSUs) granted pursuant to the Issuer's Equity Incentive Plan. Each unit represents a contingent right to receive one share of the Issuer's Common Stock. The entirety of the RSUs vest on June 11, 2026.

F2 · balance_after: Represents 51,191 RSUs granted pursuant to Nasdaq's Equity Incentive Plan, of which 46,872 are vested as of the date hereof.

SEC source: 0000950170-25-086233 · ownership.xml · nonDerivative · entry 2

Kazim Essa · CIK 0001428856 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,388

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under Nasdaq's Equity Incentive Plan.

F3 · balance_after: Represents 143,388 RSUs granted pursuant to Nasdaq's Equity Incentive Plan, of which 139,242 are vested as of the date hereof.

SEC source: 0000950170-25-086233 · ownership.xml · nonDerivative · entry 1

Kazim Essa · CIK 0001428856 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,209

F1 · kind: Represents an award of Restricted Stock Units (RSUs) granted pursuant to the Issuer's Equity Incentive Plan. Each unit represents a contingent right to receive one share of the Issuer's Common Stock. The entirety of the RSUs vest on June 11, 2026.

SEC source: 0000950170-25-086229 · ownership.xml · nonDerivative · entry 1

Koch Kathryn A. · CIK 0002026063 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,572

F1 · kind: Represents an award of Restricted Stock Units (RSUs) granted pursuant to the Issuer's Equity Incentive Plan. Each unit represents a contingent right to receive one share of the Issuer's Common Stock. The entirety of the RSUs vest on June 11, 2026.

F2 · balance_after: Represents 7,572 RSUs granted pursuant to Nasdaq's Equity Incentive Plan, of which 4,405 are vested as of the date hereof.

SEC source: 0000950170-25-086222 · ownership.xml · nonDerivative · entry 2

Torgeby Johan · CIK 0001940145 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,797

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under Nasdaq's Equity Incentive Plan.

F3 · balance_after: Represents (i) 14,797 RSUs granted pursuant to Nasdaq's Equity Incentive Plan, of which 11,802 are vested as of the date hereof and (ii) 14,000 shares of common stock acquired through open market purchases.

SEC source: 0000950170-25-086222 · ownership.xml · nonDerivative · entry 1

Torgeby Johan · CIK 0001940145 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,204

F1 · kind: Represents an award of Restricted Stock Units (RSUs) granted pursuant to the Issuer's Equity Incentive Plan. Each unit represents a contingent right to receive one share of the Issuer's Common Stock. The entirety of the RSUs vest on June 11, 2026.

SEC source: 0000950170-25-086217 · ownership.xml · nonDerivative · entry 1

SPAHT PAUL HOLDEN JR. · CIK 0001862654 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,401

F1 · kind: Represents an award of Restricted Stock Units (RSUs) granted pursuant to the Issuer's Equity Incentive Plan. Each unit represents a contingent right to receive one share of the Issuer's Common Stock. The entirety of the RSUs vest on June 11, 2026.

F2 · balance_after: Represents 10,401 RSUs granted pursuant to Nasdaq's Equity Incentive Plan, of which 7,406 are vested as of the date hereof.

F3 · ownership.direct: Because such restricted stock are held by the reporting person for the benefit of Thoma Bravo, L.P., the reporting person disclaims beneficial ownership of and all right, title, and interest in the restricted stock reported or referenced herein and the filing of this statement shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of the reported securities.

SEC source: 0000950170-25-086210 · ownership.xml · nonDerivative · entry 1

Townes-Whitley Toni · CIK 0001764528 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,471

F1 · kind: Represents an award of Restricted Stock Units (RSUs) granted pursuant to the Issuer's Equity Incentive Plan. Each unit represents a contingent right to receive one share of the Issuer's Common Stock. The entirety of the RSUs vest on June 11, 2026.

F2 · balance_after: Represents 20,471 RSUs granted pursuant to Nasdaq's Equity Incentive Plan, of which 17,476 are vested as of the date hereof.

SEC source: 0000950170-25-086202 · ownership.xml · nonDerivative · entry 1

YABUKI JEFFERY W · CIK 0001207371 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,347

F1 · kind: Represents an award of Restricted Stock Units (RSUs) granted pursuant to the Issuer's Equity Incentive Plan. Each unit represents a contingent right to receive one share of the Issuer's Common Stock. The entirety of the RSUs vest on June 11, 2026.

F2 · balance_after: Represents 18,347 RSUs granted pursuant to Nasdaq's Equity Incentive Plan, of which 13,740 are vested as of the date hereof.

SEC source: 0000950170-25-086175 · ownership.xml · nonDerivative · entry 1

ZOLLAR ALFRED W · CIK 0001196985 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,784

F1 · kind: Represents an award of Restricted Stock Units (RSUs) granted pursuant to the Issuer's Equity Incentive Plan. Each unit represents a contingent right to receive one share of the Issuer's Common Stock. The entirety of the RSUs vest on June 11, 2026.

F2 · balance_after: Represents (i) 51,242 RSUs granted pursuant to Nasdaq's Equity Incentive Plan, of which 46,751 are vested as of the date hereof and (ii) 2,542 shares of common stock acquired through open market purchases.

SEC source: 0000950170-25-083689 · ownership.xml · nonDerivative · entry 1

Griggs PC Nelson · CIK 0001622632 · Pres. Capital Access Platforms

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 207,405

F1 · balance_after: Represents (i) 87,677 shares or units of restricted stock, of which 32,181 are vested and (ii) 119,728 shares of Common Stock underlying PSUs, all of which are vested.

SEC source: 0000950170-25-083685 · ownership.xml · nonDerivative · entry 1

SKULE JEREMY · CIK 0001736565 · EVP, CSO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 96,438

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1(c) trading plan adopted on February 10, 2025.

F2 · balance_after: Represents (i) 42,824 shares or units of restricted stock, of which 8,702 are vested, (ii) 50,218 shares of Common Stock underlying PSUs, all of which are vested, and (iii) 3,396 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.

SEC source: 0000950170-25-082609 · ownership.xml · nonDerivative · entry 1

SPAHT PAUL HOLDEN JR. · CIK 0001862654 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,406

F1 · shares: The reported securities were received in a pro rata distribution for no consideration.

F2 · balance_after: The reported securities are held by the reporting person for the benefit of Thoma Bravo, L.P. Accordingly, the reporting person disclaims beneficial ownership of, and all right, title and interest in, the securities reported or referenced herein and the filing of this statement shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of the reported securities.

F2 · ownership.direct: The reported securities are held by the reporting person for the benefit of Thoma Bravo, L.P. Accordingly, the reporting person disclaims beneficial ownership of, and all right, title and interest in, the securities reported or referenced herein and the filing of this statement shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of the reported securities.

SEC source: 0000950170-25-081602 · ownership.xml · nonDerivative · entry 1

SKULE JEREMY · CIK 0001736565 · EVP, CSO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 98,542

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1(c) trading plan adopted on February 10, 2025.

F2 · balance_after: Represents (i) 43,876 shares or units of restricted stock, of which 9,754 are vested, (ii) 51,270 shares of Common Stock underlying PSUs, all of which are vested, and (iii) 3,396 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.

SEC source: 0000950170-25-078975 · ownership.xml · nonDerivative · entry 2

Griggs PC Nelson · CIK 0001622632 · Pres. Capital Access Platforms

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 211,405

F1 · balance_after: Represents (i) 87,677 shares or units of restricted stock, of which 32,181 are vested and (ii) 123,728 shares of Common Stock underlying PSUs, all of which are vested.

SEC source: 0000950170-25-078975 · ownership.xml · nonDerivative · entry 1

Griggs PC Nelson · CIK 0001622632 · Pres. Capital Access Platforms

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216,405

SEC source: 0000950170-25-071344 · ownership.xml · nonDerivative · entry 1

SKULE JEREMY · CIK 0001736565 · EVP, CSO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 99,595

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1(c) trading plan adopted on February 10, 2025.

F2 · balance_after: Represents (i) 44,034 shares or units of restricted stock, of which 9,912 are vested, (ii) 52,165 shares of Common Stock underlying PSUs, all of which are vested, and (iii) 3,396 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.

SEC source: 0000950170-25-051581 · ownership.xml · nonDerivative · entry 2

Smith Bryan Everard · CIK 0001799366 · EVP, CPO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,980

F2 · kind: The reported sale was effected pursuant to a Rule 10b5-1(c) trading plan adopted on September 5, 2024.

F3 · balance_after: Represents (i) 22,874 shares or units of restricted stock, of which 3,468 are vested, (ii) 34,806 shares of Common Stock underlying PSUs, all of which are vested, and (iii) 4,300 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.

SEC source: 0000950170-25-051602 · ownership.xml · nonDerivative · entry 1

Zecca John · CIK 0001789709 · EVP, Global CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,174

F1 · kind: Represents shares of Common Stock withheld for taxes in connection with the settlement of an equity award previously granted under the Issuer's Equity Incentive Plan.

F2 · balance_after: Represents (i) 22,271 shares or units of restricted stock, of which 2,152 are vested and (ii) 107,903 shares of Common Stock underlying PSUs, all of which are vested.

SEC source: 0000950170-25-051639 · ownership.xml · nonDerivative · entry 1

FRIEDMAN ADENA T · CIK 0001240169 · Director · Chair and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,924,903

F1 · kind: Represents shares of Common Stock withheld for taxes in connection with the settlement of an equity award previously granted under the Issuer's Equity Incentive Plan.

F2 · balance_after: Represents (i) 440,450 shares or units of restricted stock, of which 314,204 are vested, (ii) 1,371,100 shares of Common Stock underlying PSUs, all of which are vested, (iii) 10,000 shares of Common Stock acquired through open market purchases, and (iv) 103,353 shares granted under the Issuer's Equity Incentive Plan or the Issuer's Employee Stock Purchase Plan when the reporting person was an employee of the Issuer prior to returning as President in 2014.

SEC source: 0000950170-25-051636 · ownership.xml · nonDerivative · entry 1

Tal Cohen · CIK 0001781714 · Pres. Market Platforms

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,742

F1 · kind: Represents shares of Common Stock withheld for taxes in connection with the settlement of an equity award previously granted under the Issuer's Equity Incentive Plan.

F2 · balance_after: Represents (i) 124,002 shares or units of restricted stock, of which 41,026 are vested, (ii) 66,435 shares of Common Stock underlying PSUs, all of which are vested, and (iii) 1,305 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.

SEC source: 0000950170-25-051629 · ownership.xml · nonDerivative · entry 1

Griggs PC Nelson · CIK 0001622632 · Pres. Capital Access Platforms

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 219,405

F1 · kind: Represents shares of Common Stock withheld for taxes in connection with the settlement of an equity award previously granted under the Issuer's Equity Incentive Plan.

F2 · balance_after: Represents (i) 87,677 shares or units of restricted stock, of which 32,181 are vested and (ii) 131,728 shares of Common Stock underlying PSUs, all of which are vested.

SEC source: 0000950170-25-051617 · ownership.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · EVP, CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,275

F1 · kind: Represents shares of Common Stock withheld for taxes in connection with the settlement of an equity award previously granted under the Issuer's Equity Incentive Plan.

F2 · balance_after: Represents (i) 87,238 shares or units of restricted stock, of which 38,372 are vested, (ii) 41,294 shares of Common Stock underlying PSUs, all of which are vested, and (iii) 4,743 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.

SEC source: 0000950170-25-051600 · ownership.xml · nonDerivative · entry 1

Daly Michelle Lynn · CIK 0001860776 · SVP, Controller & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,247

F1 · kind: Represents shares of Common Stock withheld for taxes in connection with the settlement of an equity award previously granted under the Issuer's Equity Incentive Plan.

F2 · balance_after: Represents (i) 12,445 shares or units of restricted stock, of which 5,233 are vested, (ii) 3.458 shares of Common Stock underlying PSUs, all of which are vested, and (iii) 1,344 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.

SEC source: 0000950170-25-051586 · ownership.xml · nonDerivative · entry 1

SKULE JEREMY · CIK 0001736565 · EVP, CSO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,648

F1 · kind: Represents shares of Common Stock withheld for taxes in connection with the settlement of an equity award previously granted under the Issuer's Equity Incentive Plan.

F2 · balance_after: Represents (i) 44,034 shares or units of restricted stock, of which 9,912 are vested, (ii) 53,218 shares of Common Stock underlying PSUs, all of which are vested, and (iii) 3,396 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.

SEC source: 0000950170-25-051581 · ownership.xml · nonDerivative · entry 1

Smith Bryan Everard · CIK 0001799366 · EVP, CPO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 62,637

F1 · kind: Represents shares of Common Stock withheld for taxes in connection with the settlement of an equity award previously granted under the Issuer's Equity Incentive Plan.

SEC source: 0000950170-25-050503 · ownership.xml · nonDerivative · entry 4

Smith Bryan Everard · CIK 0001799366 · EVP, CPO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,450

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1(c) trading plan adopted on September 5, 2024.

F4 · balance_after: Represents (i) 24,344 shares or units of restricted stock, of which 3,465 are vested, (ii) 34,806 shares of Common Stock underlying PSUs, all of which are vested, and (iii) 4,300 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.

SEC source: 0000950170-25-050428 · ownership.xml · nonDerivative · entry 3

Peterson Bradley J · CIK 0001568592 · EVP, CIO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 134,772

F3 · kind: The reported sale was effected pursuant to a Rule 10b5-1(c) trading plan adopted on November 1, 2024.

F4 · balance_after: Represents (i) 88,735 shares or units of restricted stock, of which 36,806 are vested, (ii) 41,294 shares of Common Stock underlying PSUs, all of which are vested, and (iii) 4,743 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.

SEC source: 0000950170-25-050445 · ownership.xml · nonDerivative · entry 2

Zecca John · CIK 0001789709 · EVP, Global CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,953

F2 · kind: Represents shares of Common Stock withheld for taxes in connection with the settlement of an equity award previously granted under the Issuer's Equity Incentive Plan.

F3 · balance_after: Represents (i) 23,050 shares or units of restricted stock, of which 1,216 are vested and (ii) 107,903 shares of Common Stock underlying PSUs, all of which are vested.