NDAQ

SEC source: 0001209191-21-014393 · doc4.xml · nonDerivative · entry 2

Ottersgard Lars · CIK 0001622630 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,193

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.

F3 · balance_after: Represents (i) 8,869 shares underlying PSUs, all of which are vested, (ii) 2,384 shares or units of restricted stock, of which none are vested, and (iii) 4,940 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0001209191-21-014393 · doc4.xml · nonDerivative · entry 1

Ottersgard Lars · CIK 0001622630 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,761

F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2018 through December 31, 2020.

SEC source: 0001209191-21-014391 · doc4.xml · nonDerivative · entry 2

DENNISON ANN M · CIK 0001671708 · Controller and Prin Acctg Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,824

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.

F3 · balance_after: Represents (i) 2,275 shares or units of restricted stock, of which none are vested, (ii) 11,688 shares underlying PSUs of which 7,526 are vested and (iii) 861 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0001209191-21-014391 · doc4.xml · nonDerivative · entry 1

DENNISON ANN M · CIK 0001671708 · Controller and Prin Acctg Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,445

F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2018 through December 31, 2020.

SEC source: 0001209191-21-014390 · doc4.xml · nonDerivative · entry 2

Tal Cohen · CIK 0001781714 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,727

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.

F3 · balance_after: Represents (i) 5,210 shares or units of restricted stock of which 1,009 are vested, and (ii) 6,517 shares underlying PSUs of which 3,494 are vested.

SEC source: 0001209191-21-014390 · doc4.xml · nonDerivative · entry 1

Tal Cohen · CIK 0001781714 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,833

F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2018 through December 31, 2020.

SEC source: 0001209191-21-014389 · doc4.xml · nonDerivative · entry 2

SKULE JEREMY · CIK 0001736565 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,207

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan.

F3 · balance_after: Represents (i) 1,950 shares or units of restricted stock, of which none are vested, (ii) ) 13,720 shares underlying PSUs, all of which are vested and (iii) 537 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0001209191-21-014389 · doc4.xml · nonDerivative · entry 1

SKULE JEREMY · CIK 0001736565 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,850

F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2018 through December 31, 2020.

SEC source: 0001209191-21-014384 · doc4.xml · nonDerivative · entry 2

Smith Bryan Everard · CIK 0001799366 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,765

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under Nasdaq's Equity Incentive Plan.

F3 · balance_after: Represents (i) 1,950 shares or units of restricted stock, of which none are vested, (ii) 9,976 shares underlying PSUs, of which 5,814 are vested and (iii) 839 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0001209191-21-014384 · doc4.xml · nonDerivative · entry 1

Smith Bryan Everard · CIK 0001799366 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,586

F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2018 through December 31, 2020.

SEC source: 0001209191-21-009308 · doc4.xml · nonDerivative · entry 2

Ottersgard Lars · CIK 0001622630 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,731

F3 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $142.67 to $142.74, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.

F4 · balance_after: Represents (i) 2,407 shares underlying PSUs, all of which are vested, (ii) 2,384 shares or units of restricted stock, of which none are vested, and (iii) 4,940 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0001209191-21-009308 · doc4.xml · nonDerivative · entry 1

Ottersgard Lars · CIK 0001622630 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,173

F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $142.32 to $142.86, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

F2 · balance_after: Represents (i) 2,407 shares underlying PSUs, all of which are vested, (ii) 2,384 shares or units of restricted stock, of which none are vested, and (iii) 5,382 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0001209191-21-008526 · doc4.xml · nonDerivative · entry 1

Smith Bryan Everard · CIK 0001799366 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,890

F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $143.44 to $143.50, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

F2 · balance_after: Represents (i) 1,950 shares or units of restricted stock, of which none are vested, (ii) 7,101 shares underlying PSUs, of which 2,939 are vested and (iii) 839 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0001209191-21-008523 · doc4.xml · nonDerivative · entry 1

SIBBERN BJORN · CIK 0001687575 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,695

F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $144.51 to $145.31, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

F2 · balance_after: Represents (i) 1,951 shares or units of restricted stock, of which none are vested, (ii) 5,212 vested shares underlying PSUs and (iii) 532 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0001209191-21-008520 · doc4.xml · nonDerivative · entry 1

Griggs PC Nelson · CIK 0001622632 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,219

F1 · balance_after: Represents (i) 15,751 shares underlying PSUs, all of which are vested and (ii) 3,468 shares or units of restricted stock, of which none are vested.

SEC source: 0001209191-21-008173 · doc4.xml · nonDerivative · entry 1

DENNISON ANN M · CIK 0001671708 · Controller and Prin Acctg Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,749

F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $141.18 to $141.69, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

F2 · balance_after: Represents (i) 2,275 shares or units of restricted stock, of which none are vested, (ii) 8,613 shares underlying PSUs of which 4,451 are vested and (iii) 861 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0001209191-21-008169 · doc4.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,589

F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $141.33 to $142.86, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

F2 · balance_after: Represents (i) 15,866 shares or units of restricted stock, of which 11,965 are vested, (ii) 184 shares underlying PSUs, all of which are vested and (iii) 1,539 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0001209191-21-001245 · doc4.xml · nonDerivative · entry 1

Zecca John · CIK 0001789709 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,886

F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan.

F2 · balance_after: Represents (i) 1,300 shares or units of restricted stock, of which none are vested, and (ii) 20,586 shares underlying PSUs of which 18,365 are vested.

SEC source: 0001209191-21-001244 · doc4.xml · nonDerivative · entry 1

Smith Bryan Everard · CIK 0001799366 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,890

F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under Nasdaq's Equity Incentive Plan.

F2 · balance_after: Represents (i) 1,950 shares or units of restricted stock, of which none are vested, (ii) 8,101 shares underlying PSUs, of which 3,939 are vested and (iii) 839 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0001209191-21-001241 · doc4.xml · nonDerivative · entry 1

SKULE JEREMY · CIK 0001736565 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,579

F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan.

F2 · balance_after: Represents (i) 1,950 shares or units of restricted stock, of which none are vested, (ii) 7,092 shares underlying PSUs, all of which are vested and (iii) 537 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0001209191-21-001237 · doc4.xml · nonDerivative · entry 1

Tal Cohen · CIK 0001781714 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,640

F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under Nasdaq's Equity Incentive Plan.

F2 · balance_after: Represents (i) 5,210 shares or units of restricted stock of which 1,009 are vested, and (ii) 4,430 shares underlying PSUs of which 1,407 are vested.

SEC source: 0001209191-21-001240 · doc4.xml · nonDerivative · entry 1

DENNISON ANN M · CIK 0001671708 · Controller and Prin Acctg Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,783

F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan.

F2 · balance_after: Represents (i) 1,419 shares or units of restricted stock, of which none are vested, (ii) 8,158 shares underlying PSUs of which 6,485 are vested and (iii) 537 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0001209191-20-061521 · doc4.xml · nonDerivative · entry 1

Smith Bryan Everard · CIK 0001799366 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,946

F1 · balance_after: Represents (i) 1,950 shares or units of restricted stock, of which none are vested, (ii) 10,157 shares underlying PSUs, of which 2,149 are vested and (iii) 839 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0001209191-20-055376 · doc4.xml · nonDerivative · entry 1

Tal Cohen · CIK 0001781714 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,072

F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under Nasdaq's Equity Incentive Plan.

F2 · balance_after: Represents (i) 5,210 shares or units of restricted stock of which 1,009 are vested, and (ii) 5,862 shares underlying PSUs of which none are vested.

SEC source: 0001209191-20-049104 · doc4.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,333

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan.

F2 · balance_after: Represents (i) 15,866 shares or units of restricted stock, of which 11,965 are vested, (ii) 6,957 shares underlying PSUs, all of which are vested and (iii) 1,510 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0001209191-20-048637 · doc4.xml · nonDerivative · entry 2

Griggs PC Nelson · CIK 0001622632 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,219

F1 · balance_after: Represents (i) 16,751 shares underlying PSUs, all of which are vested and (ii) 3,468 shares or units of restricted stock, of which none are vested.

SEC source: 0001209191-20-048637 · doc4.xml · nonDerivative · entry 1

Griggs PC Nelson · CIK 0001622632 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,219

SEC source: 0001209191-20-048409 · doc4.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,833

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan.

F2 · balance_after: Represents (i) 15,866 shares or units of restricted stock, of which 11,965 are vested, (ii) 8,457 shares underlying PSUs, all of which are vested and (iii) 1,510 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0001209191-20-046643 · doc4.xml · nonDerivative · entry 1

Smith Bryan Everard · CIK 0001799366 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,946

F1 · balance_after: Represents (i) 1,950 shares or units of restricted stock, of which none are vested, (ii) 11,157 shares underlying PSUs, of which 3,149 are vested and (iii) 839 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0001209191-20-046415 · doc4.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,373

F1 · balance_after: Represents (i)15,866 shares or units of restricted stock, of which 11,965 are vested, (ii) 9,997 shares underlying PSUs, all of which are vested and (iii) 1,510 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0001209191-20-044278 · doc4.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,373

F1 · balance_after: Represents (i) 15,866 shares or units of restricted stock, of which 11,965 shares are vested, (ii) 10,997 shares underlying PSUs, all of which are vested, and (iii) 1,510 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0001209191-20-041758 · doc4.xml · nonDerivative · entry 1

Smith Bryan Everard · CIK 0001799366 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,946

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan.

F2 · balance_after: Represents (i) 1,950 shares or units of restricted stock, of which none are vested, (ii) 12,157 shares underlying PSUs, of which 4,149 are vested and (iii) 839 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0001209191-20-037985 · doc4.xml · nonDerivative · entry 1

Dillard Lauren B. · CIK 0001693945 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,743

F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with the vesting of equity previously granted under Nasdaq's Equity Incentive Plan.

F2 · balance_after: Represents (i) 20,486 shares or units of restricted stock, of which 9,355 are vested and (ii) 257 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0001209191-20-036006 · doc4.xml · nonDerivative · entry 1

Ottersgard Lars · CIK 0001622630 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,946

F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.62 to $119.98, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

F2 · balance_after: Represents (i) 8,180 shares underlying PSUs, all of which are vested, (ii) 2,384 shares or units of restricted stock, of which none are vested, and (iii) 5,382 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0001209191-20-035321 · doc4.xml · nonDerivative · entry 1

Tal Cohen · CIK 0001781714 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,097

F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.44 to $119.88, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

F2 · balance_after: Represents (i) 6,235 shares or units of restricted stock of which none are vested, and (ii) 5,862 shares underlying PSUs of which none are vested.

SEC source: 0001209191-20-035002 · doc4.xml · nonDerivative · entry 1

SKULE JEREMY · CIK 0001736565 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,878

F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.61 to $118.24, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

F2 · balance_after: Represents (i) 1,950 shares or units of restricted stock, of which none are vested, (ii) 7,623 shares underlying PSUs, of which 6,557 are vested and (iii) 305 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0001209191-20-032667 · doc4.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,206

F1 · balance_after: Represents (i) 15,866 shares or units of restricted stock, of which 11,965 shares are vested, (ii) 11,997 shares underlying PSUs, all of which are vested, and (iii) 1,343 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0001209191-20-032666 · doc4.xml · nonDerivative · entry 1

Griggs PC Nelson · CIK 0001622632 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,219

F1 · balance_after: Represents (i) 19,751 shares underlying PSUs, all of which are vested and (ii) 3,468 shares or units of restricted stock, of which none are vested.

SEC source: 0001209191-21-008175 · doc5.xml · nonDerivative · entry 2

ARNOLDI MELISSA · CIK 0001706528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,584

F1 · shares: The shares were transferred from the Reporting Person to her former spouse in connection with a settlement agreement and the Reporting Person expressly disclaims beneficial ownership in these shares.

F2 · balance_after: Represents shares or units of restricted stock, of which 6,143 are vested as of the date hereof.

SEC source: 0001209191-20-031331 · doc4.xml · nonDerivative · entry 1

ARNOLDI MELISSA · CIK 0001706528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,321

F1 · kind: Restricted stock vests as to 100% on May 19, 2021.

F2 · balance_after: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 10,880 are vested as of the date hereof.

SEC source: 0001209191-20-031358 · doc4.xml · nonDerivative · entry 1

ZOLLAR ALFRED W · CIK 0001196985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,551

F1 · kind: Restricted stock vests as to 100% on May 19, 2021.

F2 · balance_after: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 3,401 are vested as of the date hereof.

SEC source: 0001209191-20-031351 · doc4.xml · nonDerivative · entry 1

SPLINTER MICHAEL R · CIK 0001188935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,923

F1 · kind: Restricted stock vests as to 100% on May 19, 2021.

F2 · balance_after: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 63,219 shares are vested as of the date hereof.

SEC source: 0001209191-20-031356 · doc4.xml · nonDerivative · entry 1

Wallenberg Jacob · CIK 0001422970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,241

F1 · kind: Restricted stock vests as to 100% on May 19, 2021.

F2 · balance_after: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 4,933 are vested as of the date hereof.

SEC source: 0001209191-20-031341 · doc4.xml · nonDerivative · entry 1

KLOET THOMAS A · CIK 0001635673 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,778

F1 · kind: Restricted stock vests as to 100% on May 19, 2021.

F2 · balance_after: Represents (i) shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 17,362 are vested as of the current date and (ii) 2,000 shares of common stock acquired through open market purchases.

SEC source: 0001209191-20-031347 · doc4.xml · nonDerivative · entry 1

Rainey John D · CIK 0001547433 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,765

F1 · kind: Restricted stock vests as to 100% on May 19, 2021.

F2 · balance_after: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 9,437 are vested as of the date hereof.

SEC source: 0001209191-20-031336 · doc4.xml · nonDerivative · entry 1

Kazim Essa · CIK 0001428856 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,111

F1 · kind: Restricted stock vests as to 100% on May 19, 2021.

F2 · balance_after: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 36,094 are vested as of the date hereof.

SEC source: 0001209191-20-031333 · doc4.xml · nonDerivative · entry 1

BLACK STEVEN D · CIK 0001197618 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,258

F1 · kind: Restricted stock vests as to 100% on May 19, 2021.

F2 · balance_after: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 38,930 are vested as of the date hereof.

SEC source: 0001209191-20-031332 · doc4.xml · nonDerivative · entry 1

BEGLEY CHARLENE T · CIK 0001233150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,987

F1 · kind: Restricted stock vests as to 100% on May 19, 2021.

F2 · balance_after: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, of which 6,679 shares are vested as of the date hereof.

SEC source: 0001209191-20-030903 · doc4.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,206

F1 · balance_after: Represents (i) 15,866 shares or units of restricted stock, of which 11,965 shares are vested, (ii) 14,997 shares underlying PSUs, all of which are vested, and (iii) 1,343 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0001209191-20-030902 · doc4.xml · nonDerivative · entry 1

Griggs PC Nelson · CIK 0001622632 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,149

F1 · balance_after: Represents (i) 21,681 shares underlying PSUs, all of which are vested and (ii) 3,468 shares or units of restricted stock, of which none are vested.