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Nasdaq · USD

NDAQ

NASDAQ, INC.

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3019
SEC CIK
0001120193
Parsed reports
584

Last 12 months

Inside the activity.

3 purchase rows · 28 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202602
Feb 202622
Mar 202602
Apr 202605
May 202601
Jun 202611
Jul 202605
Aug 202604
Sep 202602
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 12, 2026 Filed Oct 14, 2026 20:05 UTC
SKULE JEREMYEVP, CSO
SaleCommon Stock, par value $0.01 per share 1,125 $94.13 $105,896.25
Disclosure

SEC source: 0001193125-26-421659 · ownership.xml · nonDerivative · entry 1

SKULE JEREMY · CIK 0001736565 · EVP, CSO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 97,686

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1(c) trading plan adopted on May 7, 2026.

F2 · balance_after: Represents (i) 34,249 shares or units of restricted stock, of which 10,570 are vested, (ii) 59,718 shares of Common Stock underlying PSUs, 51,692 of which are vested, and (iii) 3,719 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.

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October 01, 2026 Filed Oct 5, 2026 20:05 UTC
SKULE JEREMYEVP, CSO
Tax withholdingCommon Stock, par value $0.01 per share 1,262 $92.01 $116,116.62
Disclosure

SEC source: 0001193125-26-414093 · ownership.xml · nonDerivative · entry 1

SKULE JEREMY · CIK 0001736565 · EVP, CSO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,811

F1 · kind: Represents shares of Common Stock withheld for taxes in connection with the settlement of an equity award previously granted under the Issuer's Equity Incentive Plan.

F2 · balance_after: Represents (i) 34,249 shares or units of restricted stock, of which 10,570 are vested, (ii) 60,843 shares of Common Stock underlying PSUs, 52,817 of which are vested, and (iii) 3,719 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.

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September 22, 2026 Filed Sep 24, 2026 20:00 UTC
SKULE JEREMYEVP, CSO
SaleCommon Stock, par value $0.01 per share 1,125 $95.00 $106,875.00
Disclosure

SEC source: 0001193125-26-400998 · ownership.xml · nonDerivative · entry 1

SKULE JEREMY · CIK 0001736565 · EVP, CSO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 100,073

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1(c) trading plan adopted on May 7, 2026.

F2 · balance_after: Represents (i) 35,511 shares or units of restricted stock, of which 9,551 are vested, (ii) 60,843 shares of Common Stock underlying PSUs, 52,817 of which are vested, and (iii) 3,719 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.

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September 10, 2026 Filed Sep 14, 2026 20:05 UTC
SKULE JEREMYEVP, CSO
SaleCommon Stock, par value $0.01 per share 1,125 $94.22 $105,997.50
Disclosure

SEC source: 0001193125-26-390544 · ownership.xml · nonDerivative · entry 1

SKULE JEREMY · CIK 0001736565 · EVP, CSO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 101,198

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1(c) trading plan adopted on May 7, 2026.

F2 · balance_after: Represents (i) 35,511 shares or units of restricted stock, of which 9,551 are vested, (ii) 61,968 shares of Common Stock underlying PSUs, 53,942 of which are vested, and (iii) 3,719 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.

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August 10, 2026 Filed Aug 12, 2026 20:05 UTC
SKULE JEREMYEVP, CSO
SaleCommon Stock, par value $0.01 per share 2,250 $94.75 $213,187.50
Disclosure

SEC source: 0001193125-26-346810 · ownership.xml · nonDerivative · entry 1

SKULE JEREMY · CIK 0001736565 · EVP, CSO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 102,323

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1(c) trading plan adopted on May 7, 2026.

F2 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.50 to $95.00, inclusive. The reporting person undertakes to provide to the Issuer, any of its security holders, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Represents (i) 35,529 shares or units of restricted stock, of which 9,569 are vested, (ii) 63,075 shares of Common Stock underlying PSUs, 55,049 of which are vested, and (iii) 3,719 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.

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August 10, 2026 Filed Aug 12, 2026 20:05 UTC
Griggs PC NelsonPres. Capital Access Platforms
SaleCommon Stock, par value $0.01 per share 3,226 $96.16 $310,212.16
Disclosure

SEC source: 0001193125-26-346807 · ownership.xml · nonDerivative · entry 1

Griggs PC Nelson · CIK 0001622632 · Pres. Capital Access Platforms

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 201,775

F1 · balance_after: Represents (i) 52,724 shares or units of restricted stock, of which 17,520 are vested and (ii) 149,051 shares of Common Stock underlying PSUs, 136,209 of which are vested.

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August 07, 2026 Filed Aug 11, 2026 20:05 UTC SaleCommon Stock, par value $0.01 pershare 6,000 $95.55 $573,300.00
Disclosure

SEC source: 0001193125-26-344576 · ownership.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · EVP, CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,293

F1 · balance_after: Represents (i) 64,377 shares or units of restricted stock, 38,372 of which are vested, (ii) 52,618 shares of Common Stock underlying PSUs, 42,986 of which are vested, and (iii) 5,298 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.

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August 03, 2026 Filed Aug 5, 2026 20:05 UTC SaleCommon Stock, par value $0.01 per share 1,556 $95.07 $147,928.92
Disclosure

SEC source: 0001193125-26-335033 · ownership.xml · nonDerivative · entry 1

Smith Bryan Everard · CIK 0001799366 · EVP, CPO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 67,647

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1(c) trading plan adopted on March 12, 2026.

F2 · balance_after: Represents (i) 22,563 shares or units of restricted stock, of which 1,465 are vested, (ii) 40,202 shares of Common Stock underlying PSUs, 32,176 of which are vested, and (iii) 4,882 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.

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July 29, 2026 Filed Jul 31, 2026 20:05 UTC
Griggs PC NelsonPres. Capital Access Platforms
SaleCommon Stock, par value $0.01 per share 11,010 $96.35 $1,060,813.50
Disclosure

SEC source: 0001193125-26-328462 · ownership.xml · nonDerivative · entry 1

Griggs PC Nelson · CIK 0001622632 · Pres. Capital Access Platforms

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 205,001

F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.17 to $96.43, inclusive. The reporting person undertakes to provide to the Issuer, any of its security holders, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Represents (i) 55,950 shares or units of restricted stock, of which 20,746 are vested and (ii) 149,051 shares of Common Stock underlying PSUs, 136,209 of which are vested.

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July 27, 2026 Filed Jul 28, 2026 20:05 UTC
Griggs PC NelsonPres. Capital Access Platforms
SaleCommon Stock, par value $0.01 per share 11,010 $93.96 $1,034,499.60
Disclosure

SEC source: 0001193125-26-320976 · ownership.xml · nonDerivative · entry 2

Griggs PC Nelson · CIK 0001622632 · Pres. Capital Access Platforms

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216,011

F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.83 to $94.10, inclusive. The reporting person undertakes to provide to the Issuer, any of its security holders, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Represents (i) 66,960 shares or units of restricted stock, of which 31,756 are vested and (ii) 149,051 shares of Common Stock underlying PSUs, 136,209 of which are vested.

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July 24, 2026 Filed Jul 28, 2026 20:05 UTC SaleCommon Stock, par value $0.01 pershare 13,000 $92.61 $1,203,930.00
Disclosure

SEC source: 0001193125-26-320978 · ownership.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · EVP, CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,293

F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.58 to $92.66, inclusive. The reporting person undertakes to provide to the Issuer, any of its security holders, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Represents (i) 64,377 shares or units of restricted stock, 38,372 of which are vested, (ii) 58,618 shares of Common Stock underlying PSUs, 48,986 of which are vested, and (iii) 5,298 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.

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July 24, 2026 Filed Jul 28, 2026 20:05 UTC
Griggs PC NelsonPres. Capital Access Platforms
SaleCommon Stock, par value $0.01 per share 6,777 $92.53 $627,075.81
Disclosure

SEC source: 0001193125-26-320976 · ownership.xml · nonDerivative · entry 1

Griggs PC Nelson · CIK 0001622632 · Pres. Capital Access Platforms

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 227,021

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July 01, 2026 Filed Jul 2, 2026 20:05 UTC SaleCommon Stock, par value $0.01 per share 3,000 $80.00 $240,000.00
Disclosure

SEC source: 0001193125-26-294475 · ownership.xml · nonDerivative · entry 1

Smith Bryan Everard · CIK 0001799366 · EVP, CPO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 69,203

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1(c) trading plan adopted on March 12, 2026.

F2 · balance_after: Represents (i) 22,563 shares or units of restricted stock, of which 1,465 are vested, (ii) 41,758 shares of Common Stock underlying PSUs, 33,732 of which are vested, and (iii) 4,882 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.

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June 11, 2026 Filed Jun 12, 2026 20:08 UTC Tax withholdingCommon Stock, par value $0.01 per share 300 $86.72 $26,016.00
Disclosure

SEC source: 0001193125-26-269412 · ownership.xml · nonDerivative · entry 2

Torgeby Johan · CIK 0001940145 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,495

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under Nasdaq's Equity Incentive Plan.

F3 · balance_after: Represents (i) 17,495 RSUs granted pursuant to Nasdaq's Equity Incentive Plan, of which 14,497 are vested as of the filing date of this Form 4 and, (ii) 26,000 shares of common stock acquired through open market purchases.

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June 11, 2026 Filed Jun 12, 2026 20:07 UTC
Kazim EssaDirector
Tax withholdingCommon Stock, par value $0.01 per share 622 $86.72 $53,939.84
Disclosure

SEC source: 0001193125-26-269403 · ownership.xml · nonDerivative · entry 2

Kazim Essa · CIK 0001428856 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,917

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under Nasdaq's Equity Incentive Plan.

F3 · balance_after: Represents 146,917 RSUs granted pursuant to Nasdaq's Equity Incentive Plan, of which 142,766 are vested as of the filing date of this Form 4.

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June 11, 2026 Filed Jun 15, 2026 20:30 UTC
INVESTOR AB10% owner
Innax AB10% owner
PurchaseCommon Stock 56,782 $85.98 $4,882,116.36
Disclosure

SEC source: 0001193125-26-271162 · ownership.xml · nonDerivative · entry 1

INVESTOR AB · CIK 0000889232 · 10% owner

Innax AB · CIK 0001513454 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 58,439,208

F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock, par value $0.01 per share (the "Shares") were purchased in multiple transactions at prices ranging from $85.81 to $86.00 per Share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of Shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Reflects Shares of the Issuer held directly by Innax AB (formerly known as Patricia Holding AB). Investor AB is the sole shareholder of Innax AB.

F3 · ownership.nature: Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

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June 11, 2026 Filed Jun 15, 2026 20:08 UTC SaleCommon Stock, par value $0.01 per share 3,000 $86.91 $260,730.00
Disclosure

SEC source: 0001193125-26-271080 · ownership.xml · nonDerivative · entry 1

Smith Bryan Everard · CIK 0001799366 · EVP, CPO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 71,944

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1(c) trading plan adopted on March 12, 2026.

F2 · balance_after: Represents (i) 22,563 shares or units of restricted stock, of which 1,465 are vested, (ii) 44,758 shares of Common Stock underlying PSUs, 36,732 of which are vested, and (iii) 4,623 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.

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June 10, 2026 Filed Jun 12, 2026 20:26 UTC GrantCommon Stock, par value $0.01 per share 2,998 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-269534 · ownership.xml · nonDerivative · entry 1

SPAHT PAUL HOLDEN JR. · CIK 0001862654 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,399

F1 · kind: Represents an award of Restricted Stock Units (RSUs) granted pursuant to the Issuer's Equity Incentive Plan. Each unit represents a contingent right to receive one share of the Issuer's Common Stock. The entirety of the RSUs vest on June 10, 2027.

F2 · balance_after: Represents 13,399 RSUs granted pursuant to Nasdaq's Equity Incentive Plan, of which 10,401 are vested as of the filing date of this Form 4.

F3 · ownership.direct: Because such restricted stock are held by the reporting person for the benefit of Thoma Bravo, L.P., the reporting person disclaims beneficial ownership of and all right, title, and interest in the restricted stock reported or referenced herein and the filing of this statement shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of the reported securities.

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June 10, 2026 Filed Jun 12, 2026 20:24 UTC GrantCommon Stock, par value $0.01 per share 4,612 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-269519 · ownership.xml · nonDerivative · entry 1

YABUKI JEFFERY W · CIK 0001207371 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,959

F1 · kind: Represents an award of Restricted Stock Units (RSUs) granted pursuant to the Issuer's Equity Incentive Plan. Each unit represents a contingent right to receive one share of the Issuer's Common Stock. The entirety of the RSUs vest on June 10, 2027.

F2 · balance_after: Represents 22,959 RSUs granted pursuant to Nasdaq's Equity Incentive Plan, of which 18,347 are vested as of the filing date of this Form 4.

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June 10, 2026 Filed Jun 12, 2026 20:22 UTC GrantCommon Stock, par value $0.01 per share 2,998 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-269508 · ownership.xml · nonDerivative · entry 1

BEGLEY CHARLENE T · CIK 0001233150 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,999

F1 · kind: Represents an award of Restricted Stock Units (RSUs) granted pursuant to the Issuer's Equity Incentive Plan. Each unit represents a contingent right to receive one share of the Issuer's Common Stock. The entirety of the RSUs vest on June 10, 2027.

F2 · balance_after: Represents 48,999 RSUs granted pursuant to Nasdaq's Equity Incentive Plan, of which 46,001 shares are vested as of the filing date of this Form 4.

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June 10, 2026 Filed Jun 12, 2026 20:21 UTC GrantCommon Stock, par value $0.01 per share 3,171 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-269502 · ownership.xml · nonDerivative · entry 1

Koch Kathryn A. · CIK 0002026063 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,743

F1 · kind: Represents an award of Restricted Stock Units (RSUs) granted pursuant to the Issuer's Equity Incentive Plan. Each unit represents a contingent right to receive one share of the Issuer's Common Stock. The entirety of the RSUs vest on June 10, 2027.

F2 · balance_after: Represents 10,743 RSUs granted pursuant to Nasdaq's Equity Incentive Plan, of which 7,572 are vested as of the filing date of this Form 4.

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June 10, 2026 Filed Jun 12, 2026 20:19 UTC GrantCommon Stock, par value $0.01 per share 4,497 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-269496 · ownership.xml · nonDerivative · entry 1

ZOLLAR ALFRED W · CIK 0001196985 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,281

F1 · kind: Represents an award of Restricted Stock Units (RSUs) granted pursuant to the Issuer's Equity Incentive Plan. Each unit represents a contingent right to receive one share of the Issuer's Common Stock. The entirety of the RSUs vest on June 10, 2027.

F2 · balance_after: Represents 55,739 RSUs granted pursuant to Nasdaq's Equity Incentive Plan, of which 51,242 are vested as of the filing date of this Form 4 and, (ii) 2,542 shares of common stock acquired through open market purchases.

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June 10, 2026 Filed Jun 12, 2026 20:17 UTC GrantCommon Stock, par value $0.01 per share 4,554 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-269487 · ownership.xml · nonDerivative · entry 1

KLOET THOMAS A · CIK 0001635673 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,559

F1 · kind: Represents an award of Restricted Stock Units (RSUs) granted pursuant to the Issuer's Equity Incentive Plan. Each unit represents a contingent right to receive one share of the Issuer's Common Stock. The entirety of the RSUs vest on June 10, 2027.

F2 · balance_after: Represents (i) 30,559 granted pursuant to Nasdaq's Equity Incentive Plan, of which 26,005 are vested as of the filing date of this Form 4 and, (ii) 6,000 shares of common stock acquired through open market purchases.

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June 10, 2026 Filed Jun 12, 2026 20:15 UTC GrantCommon Stock, par value $0.01 per share 2,998 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-269475 · ownership.xml · nonDerivative · entry 1

Townes-Whitley Toni · CIK 0001764528 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,469

F1 · kind: Represents an award of Restricted Stock Units (RSUs) granted pursuant to the Issuer's Equity Incentive Plan. Each unit represents a contingent right to receive one share of the Issuer's Common Stock. The entirety of the RSUs vest on June 10, 2027.

F2 · balance_after: Represents 23,469 RSUs granted pursuant to Nasdaq's Equity Incentive Plan, of which 20,471 are vested as of the filing date of this Form 4.

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June 10, 2026 Filed Jun 12, 2026 20:14 UTC GrantCommon Stock, par value $0.01 per share 4,324 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-269448 · ownership.xml · nonDerivative · entry 1

ARNOLDI MELISSA · CIK 0001706528 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,515

F1 · kind: Represents an award of Restricted Stock Units (RSUs) granted pursuant to the Issuer's Equity Incentive Plan. Each unit represents a contingent right to receive one share of the Issuer's Common Stock. The entirety of the RSUs vest on June 10, 2027.

F2 · balance_after: Represents 55,515 RSUs granted pursuant to Nasdaq's Equity Incentive Plan, of which 51,191 are vested as of the filing date of this Form 4.

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June 10, 2026 Filed Jun 12, 2026 20:12 UTC GrantCommon Stock, par value $0.01 per share 5,246 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-269436 · ownership.xml · nonDerivative · entry 1

SPLINTER MICHAEL R · CIK 0001188935 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 217,988

F1 · kind: Represents an award of Restricted Stock Units (RSUs) granted pursuant to the Issuer's Equity Incentive Plan. Each unit represents a contingent right to receive one share of the Issuer's Common Stock. The entirety of the RSUs vest on June 10, 2027.

F2 · balance_after: Represents 217,988 RSUs granted pursuant to Nasdaq's Equity Incentive Plan, of which 212,742 are vested as of the filing date of this Form 4.

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June 10, 2026 Filed Jun 12, 2026 20:08 UTC GrantCommon Stock, par value $0.01 per share 2,998 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-269412 · ownership.xml · nonDerivative · entry 1

Torgeby Johan · CIK 0001940145 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,795

F1 · kind: Represents an award of Restricted Stock Units (RSUs) granted pursuant to the Issuer's Equity Incentive Plan. Each unit represents a contingent right to receive one share of the Issuer's Common Stock. The entirety of the RSUs vest on June 10, 2027.

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June 10, 2026 Filed Jun 12, 2026 20:07 UTC
Kazim EssaDirector
GrantCommon Stock, par value $0.01 per share 4,151 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-269403 · ownership.xml · nonDerivative · entry 1

Kazim Essa · CIK 0001428856 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,539

F1 · kind: Represents an award of Restricted Stock Units (RSUs) granted pursuant to the Issuer's Equity Incentive Plan. Each unit represents a contingent right to receive one share of the Issuer's Common Stock. The entirety of the RSUs vest on June 10, 2027.

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May 18, 2026 Filed May 20, 2026 20:05 UTC
Griggs PC NelsonPres. Capital Access Platforms
SaleCommon Stock, par value $0.01 per share 5,093 $92.62 $471,713.66
Disclosure

SEC source: 0001193125-26-232545 · ownership.xml · nonDerivative · entry 1

Griggs PC Nelson · CIK 0001622632 · Pres. Capital Access Platforms

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 233,798

F1 · balance_after: Represents (i) 77,970 shares or units of restricted stock, of which 42,766 are vested and (ii) 155,828 shares of Common Stock underlying PSUs, 142,986 of which are vested.

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April 28, 2026 Filed Apr 30, 2026 20:00 UTC SaleCommon Stock, par value $0.01 pershare 7,710 $90.82 $700,222.20
Disclosure

SEC source: 0001193125-26-197102 · ownership.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · EVP, CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,035

F1 · balance_after: Represents (i) 64,377 shares or units of restricted stock, 38,372 of which are vested, (ii) 71,618 shares of Common Stock underlying PSUs, 61,986 of which are vested, and (iii) 5,040 shares ofCommon Stock purchased under the Issuer's Employee Stock Purchase Plan.

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April 27, 2026 Filed Apr 29, 2026 20:00 UTC
Tal CohenPres. Market Platforms
SaleCommon Stock, par value $0.01 pershare 15,518 $90.75 $1,408,258.50
Disclosure

SEC source: 0001193125-26-191425 · ownership.xml · nonDerivative · entry 1

Tal Cohen · CIK 0001781714 · Pres. Market Platforms

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 215,208

F1 · shares: Represents (i) 126,563 shares or units of restricted stock, of which 53,203 are vested, (ii) 87,017 shares of Common Stock underlying PSUs, 74,175 of which are vested, and (iii) 1,628 shares ofCommon Stock purchased under the Issuer's Employee Stock Purchase Plan.

F2 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.51 to $91.09, inclusive. The reporting person undertakes toprovide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at eachseparate price within the range set forth in this footnote (1) to this Form 4.

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April 24, 2026 Filed Apr 28, 2026 20:00 UTC
Daly Michelle LynnSVP, Controller & PAO
SaleCommon Stock, par value $0.01 per share 129 $88.85 $11,461.65
Disclosure

SEC source: 0001193125-26-186881 · ownership.xml · nonDerivative · entry 2

Daly Michelle Lynn · CIK 0001860776 · SVP, Controller & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,089

F1 · balance_after: Represents (i) 6,787 shares or units of restricted stock, none of which are vested, (ii) 1,764 shares of Common Stock underlying PSUs, none of which are vested, and (iii) 1,538 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.

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April 24, 2026 Filed Apr 28, 2026 20:00 UTC
Daly Michelle LynnSVP, Controller & PAO
SaleCommon Stock, par value $0.01 per share 1,194 $88.82 $106,051.08
Disclosure

SEC source: 0001193125-26-186881 · ownership.xml · nonDerivative · entry 1

Daly Michelle Lynn · CIK 0001860776 · SVP, Controller & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,218

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April 03, 2026 Filed Apr 7, 2026 20:06 UTC
Zecca JohnEVP, Global CLO
Tax withholdingCommon Stock, par value $0.01 per share 780 $86.65 $67,587.00
Disclosure

SEC source: 0001193125-26-145529 · ownership.xml · nonDerivative · entry 1

Zecca John · CIK 0001789709 · EVP, Global CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,334

F1 · kind: Represents shares of Common Stock withheld for taxes in connection with the settlement of an equity award previously granted under the Issuer's Equity Incentive Plan.

F2 · balance_after: Represents (i) 26,733 shares or units of restricted stock, of which 5,094 are vested and (ii) 126,601 shares of Common Stock underlying PSUs, 118,575 of which are vested.

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April 03, 2026 Filed Apr 7, 2026 20:24 UTC
Daly Michelle LynnSVP, Controller & PAO
Tax withholdingCommon Stock, par value $0.01 per share 424 $86.65 $36,739.60
Disclosure

SEC source: 0001193125-26-145592 · ownership.xml · nonDerivative · entry 1

Daly Michelle Lynn · CIK 0001860776 · SVP, Controller & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,412

F1 · kind: Represents shares of Common Stock withheld for taxes in connection with the settlement of an equity award previously granted under the Issuer's Equity Incentive Plan.

F2 · balance_after: Represents (i) 7,981 shares or units of restricted stock, of which 1,194 are vested, (ii) 1,764 shares of Common Stock underlying PSUs, none of which are vested, and (iii) 1,667 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.

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April 03, 2026 Filed Apr 7, 2026 20:22 UTC
FRIEDMAN ADENA TDirector · Chair and CEO
Tax withholdingCommon Stock, par value $0.01 per share 8,075 $86.65 $699,698.75
Disclosure

SEC source: 0001193125-26-145586 · ownership.xml · nonDerivative · entry 1

FRIEDMAN ADENA T · CIK 0001240169 · Director · Chair and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,983,866

F1 · kind: Represents shares of Common Stock withheld for taxes in connection with the settlement of an equity award previously granted under the Issuer's Equity Incentive Plan.

F2 · balance_after: Represents (i) 458,565 shares or units of restricted stock, of which 335,425 are vested, (ii) 1,411,948 shares of Common Stock underlying PSUs, 1,370,208 of which are vested, (iii) 10,000 shares of Common Stock acquired through open market purchases, and (iv) 103,353 shares granted under the Issuer's Equity Incentive Plan or the Issuer's Employee Stock Purchase Plan when the reporting person was an employee of the Issuer prior to returning as President in 2014.

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April 03, 2026 Filed Apr 7, 2026 20:17 UTC
SKULE JEREMYEVP, CSO
Tax withholdingCommon Stock, par value $0.01 per share 1,017 $86.65 $88,123.05
Disclosure

SEC source: 0001193125-26-145571 · ownership.xml · nonDerivative · entry 1

SKULE JEREMY · CIK 0001736565 · EVP, CSO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,573

F1 · kind: Represents shares of Common Stock withheld for taxes in connection with the settlement of an equity award previously granted under the Issuer's Equity Incentive Plan.

F2 · balance_after: Represents (i) 37,779 shares or units of restricted stock, of which 11,819 are vested, (ii) 63,075 shares of Common Stock underlying PSUs, 55,049 of which are vested, and (iii) 3,719 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.

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April 03, 2026 Filed Apr 7, 2026 20:19 UTC Tax withholdingCommon Stock, par value $0.01 per share 1,499 $86.65 $129,888.35
Disclosure

SEC source: 0001193125-26-145580 · ownership.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · EVP, CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,745

F1 · kind: Represents shares of Common Stock withheld for taxes in connection with the settlement of an equity award previously granted under the Issuer's Equity Incentive Plan.

F2 · balance_after: Represents (i) 68,587 shares or units of restricted stock, of which 42,582 are vested, (ii) 75,118 shares of Common Stock underlying PSUs, 65,486 of which are vested, and (iii) 5,040 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.

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April 03, 2026 Filed Apr 7, 2026 20:14 UTC Tax withholdingCommon Stock, par value $0.01 per share 813 $86.65 $70,446.45
Disclosure

SEC source: 0001193125-26-145561 · ownership.xml · nonDerivative · entry 1

Smith Bryan Everard · CIK 0001799366 · EVP, CPO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,944

F1 · kind: Represents shares of Common Stock withheld for taxes in connection with the settlement of an equity award previously granted under the Issuer's Equity Incentive Plan.

F2 · balance_after: Represents (i) 24,955 shares or units of restricted stock, of which 3,857 are vested, (ii) 45,366 shares of Common Stock underlying PSUs, 37,340 of which are vested, and (iii) 4,623 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.

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April 03, 2026 Filed Apr 7, 2026 20:12 UTC
Tal CohenPres. Market Platforms
Tax withholdingCommon Stock, par value $0.01 per share 1,565 $86.65 $135,607.25
Disclosure

SEC source: 0001193125-26-145555 · ownership.xml · nonDerivative · entry 1

Tal Cohen · CIK 0001781714 · Pres. Market Platforms

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 230,726

F1 · kind: Represents shares of Common Stock withheld for taxes in connection with the settlement of an equity award previously granted under the Issuer's Equity Incentive Plan.

F2 · balance_after: Represents (i) 126,563 shares or units of restricted stock, of which 53,203 are vested, (ii) 102,535 shares of Common Stock underlying PSUs, 89,693 of which are vested, and (iii) 1,628 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.

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April 03, 2026 Filed Apr 7, 2026 20:09 UTC
Griggs PC NelsonPres. Capital Access Platforms
Tax withholdingCommon Stock, par value $0.01 per share 1,565 $86.65 $135,607.25
Disclosure

SEC source: 0001193125-26-145542 · ownership.xml · nonDerivative · entry 1

Griggs PC Nelson · CIK 0001622632 · Pres. Capital Access Platforms

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 238,891

F1 · kind: Represents shares of Common Stock withheld for taxes in connection with the settlement of an equity award previously granted under the Issuer's Equity Incentive Plan.

F2 · balance_after: Represents (i) 83,063 shares or units of restricted stock, of which 47,859 are vested and (ii) 155,828 shares of Common Stock underlying PSUs, 142,986 of which are vested.

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April 01, 2026 Filed Apr 2, 2026 20:46 UTC
Zecca JohnEVP, Global CLO
Tax withholdingCommon Stock, par value $0.01 per share 2,097 $84.89 $178,014.33
Disclosure

SEC source: 0001193125-26-140359 · ownership.xml · nonDerivative · entry 2

Zecca John · CIK 0001789709 · EVP, Global CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,114

F2 · kind: Represents shares of Common Stock withheld for taxes in connection with the settlement of an equity award previously granted under the Issuer's Equity Incentive Plan.

F3 · balance_after: Represents (i) 27,513 shares or units of restricted stock, of which 4,158 are vested and (ii) 126,601 shares of Common Stock underlying PSUs, 118,575 of which are vested.

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April 01, 2026 Filed Apr 2, 2026 20:46 UTC
Zecca JohnEVP, Global CLO
GrantCommon Stock, par value $0.01 per share 7,339 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-140359 · ownership.xml · nonDerivative · entry 1

Zecca John · CIK 0001789709 · EVP, Global CLO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,211

F1 · kind: Represents an award of Restricted Stock Units (RSUs) granted pursuant to the Issuer's Equity Incentive Plan. Each unit represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest with respect to 33% of the RSUs on April 1, 2028, 33% on April 1, 2029, and the remainder on April 1, 2030.

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April 01, 2026 Filed Apr 2, 2026 21:00 UTC
FRIEDMAN ADENA TDirector · Chair and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 113,611 $0.00 Strike: $22.22 $0.00
Disclosure

SEC source: 0001193125-26-140439 · ownership.xml · derivative · entry 7

FRIEDMAN ADENA T · CIK 0001240169 · Director · Chair and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 113,611 shares

Expires 2027-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option is currently exercisable.

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April 01, 2026 Filed Apr 2, 2026 21:00 UTC
FRIEDMAN ADENA TDirector · Chair and CEO
Tax withholdingCommon Stock, par value $0.01 per share 13,739 $84.89 $1,166,303.71
Disclosure

SEC source: 0001193125-26-140439 · ownership.xml · nonDerivative · entry 4

FRIEDMAN ADENA T · CIK 0001240169 · Director · Chair and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,991,941

F4 · kind: Represents shares of Common Stock withheld for taxes in connection with the settlement of an equity award previously granted under the Issuer's Equity Incentive Plan.

F5 · balance_after: Represents (i) 466,640 shares or units of restricted stock, of which 327,569 are vested, (ii) 1,411,948 shares of Common Stock underlying PSUs, 1,370,208 of which are vested, (iii) 10,000 shares of Common Stock acquired through open market purchases, and (iv) 103,353 shares granted under the Issuer's Equity Incentive Plan or the Issuer's Employee Stock Purchase Plan when the reporting person was an employee of the Issuer prior to returning as President in 2014.

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April 01, 2026 Filed Apr 2, 2026 21:00 UTC
FRIEDMAN ADENA TDirector · Chair and CEO
GrantCommon Stock, par value $0.01 per share 39,929 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-140439 · ownership.xml · nonDerivative · entry 3

FRIEDMAN ADENA T · CIK 0001240169 · Director · Chair and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,005,680

F3 · kind: Represents an award of Restricted Stock Units (RSUs) granted pursuant to the Issuer's Equity Incentive Plan. Each unit represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest with respect to 33% of the RSUs on April 1, 2028, 33% on April 1, 2029, and the remainder on April 1, 2030.

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April 01, 2026 Filed Apr 2, 2026 21:00 UTC
FRIEDMAN ADENA TDirector · Chair and CEO
SaleCommon Stock, par value $0.01 per share 113,611 $85.44 $9,706,923.84
Disclosure

SEC source: 0001193125-26-140439 · ownership.xml · nonDerivative · entry 2

FRIEDMAN ADENA T · CIK 0001240169 · Director · Chair and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,965,751

F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1(c) trading plan adopted on September 11, 2025.

F2 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.00 to $85.88, inclusive. The reporting person undertakes to provide to the Issuer, any of its security holders, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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April 01, 2026 Filed Apr 2, 2026 21:00 UTC
FRIEDMAN ADENA TDirector · Chair and CEO
Exercise / conversionCommon Stock, par value $0.01 per share 113,611 $22.22 $2,524,436.42
Disclosure

SEC source: 0001193125-26-140439 · ownership.xml · nonDerivative · entry 1

FRIEDMAN ADENA T · CIK 0001240169 · Director · Chair and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,079,362

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 01, 2026 Filed Apr 2, 2026 20:58 UTC GrantCommon Stock, par value $0.01 per share 15,267 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-140429 · ownership.xml · nonDerivative · entry 1

Youngwood Sarah · CIK 0002002407 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,558

F1 · kind: Represents an award of Restricted Stock Units (RSUs) granted pursuant to the Issuer's Equity Incentive Plan. Each unit represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest with respect to 33% of the RSUs on April 1, 2028, 33% on April 1, 2029, and the remainder on April 1, 2030.

F2 · balance_after: Represents (i) 74,236 shares or units of restricted stock, 13,341 of which are vested and (ii) 322 shares purchased under the Employee Stock Purchase Plan.

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April 01, 2026 Filed Apr 2, 2026 20:54 UTC
Daly Michelle LynnSVP, Controller & PAO
Tax withholdingCommon Stock, par value $0.01 per share 832 $84.89 $70,628.48
Disclosure

SEC source: 0001193125-26-140410 · ownership.xml · nonDerivative · entry 2

Daly Michelle Lynn · CIK 0001860776 · SVP, Controller & PAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,836

F2 · kind: Represents shares of Common Stock withheld for taxes in connection with the settlement of an equity award previously granted under the Issuer's Equity Incentive Plan.

F3 · balance_after: Represents (i) 8,405 shares or units of restricted stock, of which 791 are vested, (ii) 1,764 shares of Common Stock underlying PSUs, none of which are vested and, (iii) 1,667 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.