Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Duff & Phelps Select MLP & Midstream Energy Fund Inc.DSE · Entity 137850 | Director | January 15, 2019 | January 17, 2019 |
| Virtus Artificial Intelligence & Technology Opportunities FundAIO · Entity 5033 | Director | January 01, 2022 | January 04, 2022 |
| Virtus Convertible & Income 2024 Target Term FundCBH · Entity 90218 | Director | January 01, 2022 | January 04, 2022 |
| Virtus Convertible & Income FundNCV · Entity 8885 | Director | January 01, 2022 | January 04, 2022 |
| Virtus Convertible & Income Fund IINCZ · Entity 5978 | Director | March 28, 2022 | March 29, 2022 |
| Virtus Diversified Income & Convertible FundACV · Entity 6061 | Director | January 01, 2022 | January 04, 2022 |
| Virtus Dividend, Interest & Premium Strategy FundNFJ · Entity 4708 | Director | March 28, 2022 | March 29, 2022 |
| Virtus Equity & Convertible Income FundNIE · Entity 5206 | Director | January 01, 2022 | January 04, 2022 |
| Virtus Global Multi-Sector Income FundVGI · Entity 6888 | Director | January 15, 2019 | January 17, 2019 |
| Virtus Stone Harbor Emerging Markets Income FundEDF · Entity 6438 | Director | November 21, 2023 | November 22, 2023 |
| Virtus Stone Harbor Emerging Markets Total Income FundEDI · Entity 107987 | Director | November 21, 2023 | November 22, 2023 |
| Virtus Total Return Fund Inc.ZTR · Entity 5817 | Director | January 15, 2019 | January 17, 2019 |
| Virtus Total Return Fund Inc.ZF · Entity 167584 | Director | December 18, 2017 | December 19, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Duff & Phelps Select MLP & Midstream Energy Fund Inc.
Report date January 15, 2019 · Filed January 17, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,000 |
Reported balance
After 2019-01-15 transaction · row 1
1 source rowRow 1 · 2019-01-15 · Purchase · Acquired 2,000 · Balance 4,000 |
Virtus Artificial Intelligence & Technology Opportunities Fund
Report date January 01, 2022 · Filed January 04, 2022 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 800 |
Reported balance
Holding disclosure · report date 2022-01-01 · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · Balance 800 |
Virtus Convertible & Income 2024 Target Term Fund
Report date January 01, 2022 · Filed January 04, 2022 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
This filing explicitly reported no securities owned.
Virtus Convertible & Income Fund
Report date January 01, 2022 · Filed January 04, 2022 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,500 |
Reported balance
Holding disclosure · report date 2022-01-01 · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · Balance 3,500 |
Virtus Convertible & Income Fund II
Report date March 28, 2022 · Filed March 29, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,000 |
Reported balance
After 2022-03-28 transaction · row 1
1 source rowRow 1 · 2022-03-28 · Purchase · Acquired 3,000 · Balance 3,000 |
Virtus Diversified Income & Convertible Fund
Report date January 01, 2022 · Filed January 04, 2022 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 600 |
Reported balance
Holding disclosure · report date 2022-01-01 · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · Balance 600 |
Virtus Dividend, Interest & Premium Strategy Fund
Report date March 28, 2022 · Filed March 29, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 850 |
Reported balance
After 2022-03-28 transaction · row 1
1 source rowRow 1 · 2022-03-28 · Purchase · Acquired 850 · Balance 850 |
Virtus Equity & Convertible Income Fund
Report date January 01, 2022 · Filed January 04, 2022 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 650 |
Reported balance
Holding disclosure · report date 2022-01-01 · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · Balance 650 |
Virtus Global Multi-Sector Income Fund
Report date January 15, 2019 · Filed January 17, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,000 |
Reported balance
After 2019-01-15 transaction · row 1
1 source rowRow 1 · 2019-01-15 · Purchase · Acquired 1,000 · Balance 2,000 |
Virtus Stone Harbor Emerging Markets Income Fund
Report date November 21, 2023 · Filed November 22, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,500 |
Reported balance
After 2023-11-21 transaction · row 1
1 source rowRow 1 · 2023-11-21 · Purchase · Acquired 2,500 · Balance 2,500 |
Virtus Stone Harbor Emerging Markets Total Income Fund
Report date November 21, 2023 · Filed November 22, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,500 |
Reported balance
After 2023-11-21 transaction · row 1
1 source rowRow 1 · 2023-11-21 · Purchase · Acquired 2,500 · Balance 2,500 |
Virtus Total Return Fund Inc.
Report date January 15, 2019 · Filed January 17, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,000 |
Reported balance
After 2019-01-15 transaction · row 1
1 source rowRow 1 · 2019-01-15 · Purchase · Acquired 2,000 · Balance 4,000 |
Virtus Total Return Fund Inc.
Report date December 18, 2017 · Filed December 19, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,000 |
Reported balance
After 2017-12-18 transaction · row 1
1 source rowRow 1 · 2017-12-18 · Purchase · Acquired 1,900 · Balance 4,000 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 21, 2023 Filed Nov 22, 2023 11:14 UTC | Virtus Stone Harbor Emerging Markets Total Income Fund EDI · Entity 107987 | PurchaseCommon Stock | 2,500 | $5.04 | $12,593.00 |
DisclosureSEC source: 0000883237-23-000150 · wk-form4_1700669643.xml · nonDerivative · entry 1 ZINO BRIAN T · CIK 0001239059 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,500 Read SEC document |
| November 21, 2023 Filed Nov 22, 2023 11:13 UTC | Virtus Stone Harbor Emerging Markets Income Fund EDF · Entity 6438 | PurchaseCommon Stock | 2,500 | $4.20 | $10,490.00 |
DisclosureSEC source: 0000883237-23-000149 · wk-form4_1700669619.xml · nonDerivative · entry 1 ZINO BRIAN T · CIK 0001239059 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,500 Read SEC document |
| March 28, 2022 Filed Mar 29, 2022 18:12 UTC | Virtus Dividend, Interest & Premium Strategy Fund NFJ · Entity 4708 | PurchaseCommon Stock | 850 | $14.31 | $12,161.46 |
DisclosureSEC source: 0000883237-22-000113 · wf-form4_164857751812379.xml · nonDerivative · entry 1 ZINO BRIAN T · CIK 0001239059 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 850 Read SEC document |
| March 28, 2022 Filed Mar 29, 2022 14:11 UTC | Virtus Convertible & Income Fund II NCZ · Entity 5978 | PurchaseCommon Stock | 3,000 | $4.28 | $12,840.00 |
DisclosureSEC source: 0000883237-22-000112 · wf-form4_164857745561341.xml · nonDerivative · entry 1 ZINO BRIAN T · CIK 0001239059 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 17:46 UTC | Virtus Total Return Fund Inc. ZTR · Entity 5817 | PurchaseCommon Stock | 2,000 | $9.52 | $19,042.00 |
DisclosureSEC source: 0000883237-19-000005 · wf-form4_154774718877454.xml · nonDerivative · entry 1 ZINO BRIAN T · CIK 0001239059 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 12:49 UTC | Virtus Global Multi-Sector Income Fund VGI · Entity 6888 | PurchaseCommon Stock | 1,000 | $11.70 | $11,704.00 |
DisclosureSEC source: 0000883237-19-000007 · wf-form4_154774732651208.xml · nonDerivative · entry 1 ZINO BRIAN T · CIK 0001239059 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 12:47 UTC | Duff & Phelps Select MLP & Midstream Energy Fund Inc. DSE · Entity 137850 | PurchaseCommon Stock | 2,000 | $4.83 | $9,658.00 |
DisclosureSEC source: 0000883237-19-000006 · wf-form4_154774725595152.xml · nonDerivative · entry 1 ZINO BRIAN T · CIK 0001239059 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Read SEC document |
| December 18, 2017 Filed Dec 19, 2017 15:22 UTC | Virtus Total Return Fund Inc. ZF · Entity 167584 | PurchaseCommon Stock | 1,900 | $12.79 | $24,304.80 |
DisclosureSEC source: 0000883237-17-000103 · wf-form4_151371495517600.xml · nonDerivative · entry 1 ZINO BRIAN T · CIK 0001239059 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Read SEC document |
| December 18, 2017 Filed Dec 19, 2017 20:20 UTC | Virtus Total Return Fund Inc. ZTR · Entity 5817 | PurchaseCommon Stock | 425 | $13.30 | $5,652.08 |
DisclosureSEC source: 0000883237-17-000101 · wf-form4_151371482470868.xml · nonDerivative · entry 1 ZINO BRIAN T · CIK 0001239059 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| December 18, 2017 Filed Dec 19, 2017 15:21 UTC | Virtus Global Multi-Sector Income Fund VGI · Entity 6888 | PurchaseCommon Stock | 50 | $17.50 | $874.75 |
DisclosureSEC source: 0000883237-17-000102 · wf-form4_151371487079963.xml · nonDerivative · entry 1 ZINO BRIAN T · CIK 0001239059 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| December 18, 2017 Filed Dec 19, 2017 15:19 UTC | Duff & Phelps Select MLP & Midstream Energy Fund Inc. DSE · Entity 137850 | PurchaseCommon Stock | 40 | $5.81 | $232.36 |
DisclosureSEC source: 0000883237-17-000100 · wf-form4_151371477264379.xml · nonDerivative · entry 1 ZINO BRIAN T · CIK 0001239059 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.