Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DNP SELECT INCOME FUND INCDNP · Entity 4041 | Director | July 08, 2024 | July 09, 2024 |
| DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INCDUC · Entity 12674 | Director | March 08, 2021 | March 10, 2021 |
| Virtus Artificial Intelligence & Technology Opportunities FundAIO · Entity 5033 | Director | February 25, 2022 | March 01, 2022 |
| Virtus Convertible & Income 2024 Target Term FundCBH · Entity 90218 | Director | January 01, 2022 | January 04, 2022 |
| Virtus Convertible & Income FundNCV · Entity 8885 | Director | February 25, 2022 | March 01, 2022 |
| Virtus Convertible & Income Fund IINCZ · Entity 5978 | Director | February 01, 2021 | February 11, 2021 |
| Virtus Diversified Income & Convertible FundACV · Entity 6061 | Director | February 01, 2021 | February 11, 2021 |
| Virtus Dividend, Interest & Premium Strategy FundNFJ · Entity 4708 | Director | February 01, 2021 | February 11, 2021 |
| Virtus Equity & Convertible Income FundNIE · Entity 5206 | Director | February 25, 2022 | March 01, 2022 |
| Virtus Stone Harbor Emerging Markets Income FundEDF · Entity 6438 | Director | April 08, 2022 | April 18, 2022 |
| Virtus Stone Harbor Emerging Markets Total Income FundEDI · Entity 107987 | Director | April 08, 2022 | April 18, 2022 |
| Virtus Total Return Fund Inc.ZTR · Entity 5817 | Director | September 21, 2022 | September 23, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DNP SELECT INCOME FUND INC
Report date July 08, 2024 · Filed July 09, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 18,317.7215 |
Reported balance
After 2024-07-08 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-07-08 · Purchase · Acquired 2,500 · Balance 18,317.7215 F1: Includes 3,684.7215 shares acquired by the reporting person since the reporting person's last Form 4 filing through a dividend reinvestment plan meeting the requirements of Rule 16a-11 promulgated under the Securities Exchange Act of 1934. Total number of shares held through the plan is 3,684.7215. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 3,684.7215 shares acquired by the reporting person since the reporting person's last Form 4 filing through a dividend reinvestment plan meeting the requirements of Rule 16a-11 promulgated under the Securities Exchange Act of 1934. Total number of shares held through the plan is 3,684.7215.
DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INC
Report date March 08, 2021 · Filed March 10, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-03-08 transaction · row 1
1 source rowRow 1 · 2021-03-08 · Other · Disposed 524 · Balance 0 F1: Shares were disposed of pursuant to merger agreement between issuer and DNP Select Income Fund Inc. (DNP) in exchange for 553 shares of DNP common stock in connection with merger of the issuer into DNP. Shares of DNP common stock had a market value of $10.15 per share at the effective time of the merger. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares were disposed of pursuant to merger agreement between issuer and DNP Select Income Fund Inc. (DNP) in exchange for 553 shares of DNP common stock in connection with merger of the issuer into DNP. Shares of DNP common stock had a market value of $10.15 per share at the effective time of the merger.
Virtus Artificial Intelligence & Technology Opportunities Fund
Report date February 25, 2022 · Filed March 01, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 500 |
Reported balance
After 2022-02-25 transaction · row 1
1 source rowRow 1 · 2022-02-25 · Purchase · Acquired 500 · Balance 500 |
Virtus Convertible & Income 2024 Target Term Fund
Report date January 01, 2022 · Filed January 04, 2022 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
This filing explicitly reported no securities owned.
Virtus Convertible & Income Fund
Report date February 25, 2022 · Filed March 01, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,100 |
Reported balance
After 2022-02-25 transaction · row 1
1 source rowRow 1 · 2022-02-25 · Purchase · Acquired 2,100 · Balance 2,100 |
Virtus Convertible & Income Fund II
Report date February 01, 2021 · Filed February 11, 2021
This filing explicitly reported no securities owned.
Virtus Diversified Income & Convertible Fund
Report date February 01, 2021 · Filed February 11, 2021
This filing explicitly reported no securities owned.
Virtus Dividend, Interest & Premium Strategy Fund
Report date February 01, 2021 · Filed February 11, 2021
This filing explicitly reported no securities owned.
Virtus Equity & Convertible Income Fund
Report date February 25, 2022 · Filed March 01, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 400 |
Reported balance
After 2022-02-25 transaction · row 1
1 source rowRow 1 · 2022-02-25 · Purchase · Acquired 400 · Balance 400 |
Virtus Stone Harbor Emerging Markets Income Fund
Report date April 08, 2022 · Filed April 18, 2022
This filing explicitly reported no securities owned.
Virtus Stone Harbor Emerging Markets Total Income Fund
Report date April 08, 2022 · Filed April 18, 2022
This filing explicitly reported no securities owned.
Virtus Total Return Fund Inc.
Report date September 21, 2022 · Filed September 23, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,100 |
Reported balance
After 2022-09-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-09-21 · Purchase · Acquired 2,775 · Balance 11,100 F1: Represents the number of shares of Common Stock that the Reporting Person purchased in the Issuer's rights offering. F2: Since filing his last Form 4, Mr. McLoughlin received 9800 shares pursuant to the mergers of other funds in which Mr. McLoughlin owned shares into this Fund as well as his participation in the Fund's Dividend Reinvestment Program. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares of Common Stock that the Reporting Person purchased in the Issuer's rights offering.
F2: Since filing his last Form 4, Mr. McLoughlin received 9800 shares pursuant to the mergers of other funds in which Mr. McLoughlin owned shares into this Fund as well as his participation in the Fund's Dividend Reinvestment Program.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 08, 2024 Filed Jul 9, 2024 18:14 UTC | DNP SELECT INCOME FUND INC DNP · Entity 4041 | PurchaseCommon Stock | 2,500 | $8.33 | $20,816.50 |
DisclosureSEC source: 0001213900-24-060052 · marketforms-66526.xml · nonDerivative · entry 1 McLoughlin Philip R · CIK 0001141990 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,317.7215 F1 · balance_after: Includes 3,684.7215 shares acquired by the reporting person since the reporting person's last Form 4 filing through a dividend reinvestment plan meeting the requirements of Rule 16a-11 promulgated under the Securities Exchange Act of 1934. Total number of shares held through the plan is 3,684.7215. Read SEC document |
| September 21, 2022 Filed Sep 23, 2022 19:40 UTC | Virtus Total Return Fund Inc. ZTR · Entity 5817 | PurchaseCommon Stock | 2,775 | $6.96 | $19,314.00 |
DisclosureSEC source: 0001628280-22-025407 · wf-form4_166396204340320.xml · nonDerivative · entry 1 McLoughlin Philip R · CIK 0001141990 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,100 F1 · shares: Represents the number of shares of Common Stock that the Reporting Person purchased in the Issuer's rights offering. F2 · balance_after: Since filing his last Form 4, Mr. McLoughlin received 9800 shares pursuant to the mergers of other funds in which Mr. McLoughlin owned shares into this Fund as well as his participation in the Fund's Dividend Reinvestment Program. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 14:39 UTC | Virtus Equity & Convertible Income Fund NIE · Entity 5206 | PurchaseCommon Stock | 400 | $26.11 | $10,444.00 |
DisclosureSEC source: 0000883237-22-000063 · wf-form4_164616352470692.xml · nonDerivative · entry 1 McLoughlin Philip R · CIK 0001141990 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400 Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 14:37 UTC | Virtus Artificial Intelligence & Technology Opportunities Fund AIO · Entity 5033 | PurchaseCommon Stock | 500 | $21.60 | $10,800.00 |
DisclosureSEC source: 0000883237-22-000061 · wf-form4_164616344957360.xml · nonDerivative · entry 1 McLoughlin Philip R · CIK 0001141990 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 14:34 UTC | Virtus Convertible & Income Fund NCV · Entity 8885 | PurchaseCommon Stock | 2,100 | $4.95 | $10,384.50 |
DisclosureSEC source: 0000883237-22-000059 · wf-form4_164616324380632.xml · nonDerivative · entry 1 McLoughlin Philip R · CIK 0001141990 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,100 Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 20:32 UTC | DNP SELECT INCOME FUND INC DNP · Entity 4041 | OtherCommon stock | 553 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-019429 · doc4.xml · nonDerivative · entry 1 McLoughlin Philip R · CIK 0001141990 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,133 F1 · kind: Shares were received pursuant to merger agreement between issuer and Duff & Phelps Utilities and Corporate Bond Trust Inc. (DUC) in exchange for 524 shares of DUC common stock in connection with merger of DUC into the issuer. Shares of DUC common stock had a market value of $10.62 at the effective time of the merger. F1 · price: Shares were received pursuant to merger agreement between issuer and Duff & Phelps Utilities and Corporate Bond Trust Inc. (DUC) in exchange for 524 shares of DUC common stock in connection with merger of DUC into the issuer. Shares of DUC common stock had a market value of $10.62 at the effective time of the merger. F2 · balance_after: This amount includes shares acquired through a dividend reinvestment plan meeting the requirements of Rule 16a-11 promulgated under the Securities Exchange Act of 1934. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 14:29 UTC | DUFF & PHELPS UTILITY & CORPORATE BOND TRUST INC DUC · Entity 12674 | OtherCommon stock | 524 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-019386 · doc4.xml · nonDerivative · entry 1 McLoughlin Philip R · CIK 0001141990 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Shares were disposed of pursuant to merger agreement between issuer and DNP Select Income Fund Inc. (DNP) in exchange for 553 shares of DNP common stock in connection with merger of the issuer into DNP. Shares of DNP common stock had a market value of $10.15 per share at the effective time of the merger. F1 · price: Shares were disposed of pursuant to merger agreement between issuer and DNP Select Income Fund Inc. (DNP) in exchange for 553 shares of DNP common stock in connection with merger of the issuer into DNP. Shares of DNP common stock had a market value of $10.15 per share at the effective time of the merger. Read SEC document |
| July 09, 2019 Filed Jul 10, 2019 19:29 UTC | Virtus Total Return Fund Inc. ZTR · Entity 5817 | PurchaseCommon Stock | 1,300 | $11.85 | $15,403.70 |
DisclosureSEC source: 0000883237-19-000072 · wf-form4_156278694764412.xml · nonDerivative · entry 1 McLoughlin Philip R · CIK 0001141990 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,300 F1 · price: The reported price in Column 4 is a weighted average sale price. These shares were purchased in multiple transactions at prices ranging from $11.83 to $11.8521 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 16:57 UTC | DNP SELECT INCOME FUND INC DNP · Entity 4041 | SaleCommon Stock | 7,500 | $11.33 | $84,975.00 |
DisclosureSEC source: 0000883237-17-000091 · wf-form4_150713623519842.xml · nonDerivative · entry 1 McLoughlin Philip R · CIK 0001141990 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,971.2571 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.