Tapewire

Nasdaq · USD

NCSM

NCS Multistage Holdings, Inc.

Export transactions ↓
Tapewire entity
6562
SEC CIK
0001692427
Parsed reports
241

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 08, 2021 Filed Jun 10, 2021 20:05 UTC
Nipper RobertDirector · Chief Executive Officer
PurchaseCommon Stock 400 $32.14 $12,856.00
Disclosure

SEC source: 0001562762-21-000244 · certent-form4.xml · nonDerivative · entry 2

Nipper Robert · CIK 0001701187 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,635

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $32.00 to $32.20.

Read SEC document
June 08, 2021 Filed Jun 10, 2021 20:05 UTC
Nipper RobertDirector · Chief Executive Officer
PurchaseCommon Stock 300 $31.70 $9,510.00
Disclosure

SEC source: 0001562762-21-000244 · certent-form4.xml · nonDerivative · entry 1

Nipper Robert · CIK 0001701187 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,235

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $31.18 to $31.98. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (2).

Read SEC document
April 01, 2021 Filed Apr 5, 2021 22:32 UTC
LEV ORIExecutive VP, GC and Secretary
Exercise / conversionEquivalent Stock Units · Derivative 113 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-014913 · doc4.xml · derivative · entry 4

LEV ORI · CIK 0001811682 · Executive VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,037

Underlying: Common Stock · 113 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

F1 · kind: Equivalent stock units vested on April 1, 2021 and settled for cash.

F5 · derivative.exercise_date: Includes 129 equivalent stock units which vest on February 28, 2022, 113 equivalent stock units which vest on April 1, 2022, 2,000 equivalent stock units which vest in two equal annual installments beginning on February 28, 2022 and 1,795 equivalent stock units which vest in three equal annual installments beginning on February 28, 2022.

F5 · derivative.expiration_date: Includes 129 equivalent stock units which vest on February 28, 2022, 113 equivalent stock units which vest on April 1, 2022, 2,000 equivalent stock units which vest in two equal annual installments beginning on February 28, 2022 and 1,795 equivalent stock units which vest in three equal annual installments beginning on February 28, 2022.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 22:32 UTC
LEV ORIExecutive VP, GC and Secretary
Disposition to issuerCommon Stock 34 $26.16 $889.44
Disclosure

SEC source: 0000899243-21-014913 · doc4.xml · nonDerivative · entry 3

LEV ORI · CIK 0001811682 · Executive VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,748

F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.

F3 · balance_after: Includes 129 restricted stock units which vest on February 28, 2022, 113 restricted stock units which vest on April 1, 2022 and 1,795 restricted stock units which vest in three equal annual installments beginning on February 28, 2022.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 22:32 UTC
LEV ORIExecutive VP, GC and Secretary
Tax withholdingCommon Stock 113 $26.16 $2,956.08
Disclosure

SEC source: 0000899243-21-014913 · doc4.xml · nonDerivative · entry 2

LEV ORI · CIK 0001811682 · Executive VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,782

F1 · kind: Equivalent stock units vested on April 1, 2021 and settled for cash.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 22:32 UTC
LEV ORIExecutive VP, GC and Secretary
Exercise / conversionCommon Stock 113 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-014913 · doc4.xml · nonDerivative · entry 1

LEV ORI · CIK 0001811682 · Executive VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Equivalent stock units vested on April 1, 2021 and settled for cash.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 22:07 UTC
Cole Lori AVice President, Finance
Disposition to issuerCommon Stock 6 $26.16 $156.96
Disclosure

SEC source: 0000899243-21-014901 · doc4.xml · nonDerivative · entry 1

Cole Lori A · CIK 0001802517 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,470

F1 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.

F2 · balance_after: Includes 100 restricted stock units which vest on February 28, 2022, 16 restricted stock units which vest on April 1, 2022 and 1,716 restricted stock units which vest in three equal annual installments beginning on February 28, 2022.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:11 UTC
LEV ORIExecutive VP, GC and Secretary
Disposition to issuerCommon Stock 30 $36.31 $1,089.30
Disclosure

SEC source: 0001562762-21-000089 · certent-form4.xml · nonDerivative · entry 5

LEV ORI · CIK 0001811682 · Executive VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,782

F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.

F3 · balance_after: Includes 129 restricted stock units which vest on February 28, 2022, 226 restricted stock units which vest in two equal annual installments beginning on April 1, 2021 and 1,795 restricted stock units which vest in three equal annual installments beginning on February 28, 2022.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:21 UTC
Willems TimChief Operations Officer
Disposition to issuerCommon Stock 89 $36.31 $3,231.59
Disclosure

SEC source: 0001562762-21-000095 · certent-form4.xml · nonDerivative · entry 5

Willems Tim · CIK 0001699916 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,109

F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.

F3 · balance_after: Includes 726 restricted stock units which vest on February 28, 2022 and 2,337 restricted stock units which vest in three equal annual installments beginning on February 28, 2022.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 16:08 UTC Disposition to issuerCommon Stock 195 $36.31 $7,080.45
Disclosure

SEC source: 0001562762-21-000087 · certent-form4.xml · nonDerivative · entry 5

Stromquist Marty · CIK 0001699918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,938

F4 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.

F5 · balance_after: Includes 785 restricted stock units which vest and settle on February 28, 2022. Also, includes 2,591 restricted stock units which vest on February 28, 2022 and which settle within thirty days of the vesting date.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:17 UTC
Hummer RyanChief Financial Officer
Disposition to issuerCommon Stock 89 $36.31 $3,231.59
Disclosure

SEC source: 0001562762-21-000093 · certent-form4.xml · nonDerivative · entry 5

Hummer Ryan · CIK 0001700226 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,439

F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.

F3 · balance_after: Includes 726 restricted stock units which vest on February 28, 2022 and 2,337 restricted stock units which vest in three equal annual installments beginning on February 28, 2022.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:15 UTC
Nipper RobertDirector · Chief Executive Officer
Disposition to issuerCommon Stock 203 $36.31 $7,370.93
Disclosure

SEC source: 0001562762-21-000091 · certent-form4.xml · nonDerivative · entry 5

Nipper Robert · CIK 0001701187 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,935

F3 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.

F4 · balance_after: Includes 1,609 restricted stock units which vest on February 28, 2022 and 4,874 restricted stock units which vest in three equal annual installments beginning on February 28, 2022.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:04 UTC
Cole Lori AVice President, Finance
Disposition to issuerCommon Stock 23 $36.31 $835.13
Disclosure

SEC source: 0001562762-21-000085 · certent-form4.xml · nonDerivative · entry 5

Cole Lori A · CIK 0001802517 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,476

F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.

F3 · balance_after: Includes 100 restricted stock units which vest on February 28, 2022, 33 restricted stock units which vest in two equal annual installments beginning on April 1, 2021 and 1,716 restricted stock units which vest in three equal annual installments beginning on February 28, 2022.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 21:02 UTC
King James GambrellChief Strategy Officer
Disposition to issuerCommon Stock 83 $36.31 $3,013.73
Disclosure

SEC source: 0001562762-21-000083 · certent-form4.xml · nonDerivative · entry 5

King James Gambrell · CIK 0001769120 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,612

F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.

F3 · balance_after: Includes 411 restricted stock units which vest on February 28, 2022 and 1,795 restricted stock units which vest in three equal annual installments beginning on February 28, 2022.

Read SEC document
February 28, 2021 Filed Mar 1, 2021 18:43 UTC
RALLS W MATTDirector
GrantCommon Stock 3,454 $0.00 $0.00
Disclosure

SEC source: 0001562762-21-000075 · certent-form4.xml · nonDerivative · entry 1

RALLS W MATT · CIK 0001180365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,253

F1 · balance_after: Includes 1,088 vested restricted stock units which settle within thirty days following the earliest of (i) one year following the termination of the Reporting Person's service for any reason other than cause, (ii) a change of control or (iii) the fifth anniversary of the grant date. Also, includes 5,211 vested restricted stock units and 3,454 restricted stock units which vest on February 28, 2022 and all of which settle within thirty days following the earlier of (i) the termination of the Reporting Person's service for any reason or (ii) a change of control.

Read SEC document
February 28, 2021 Filed Mar 1, 2021 18:40 UTC GrantCommon Stock 3,454 $0.00 $0.00
Disclosure

SEC source: 0001562762-21-000073 · certent-form4.xml · nonDerivative · entry 1

Mitchell Valerie A · CIK 0001608353 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,021

F1 · balance_after: Includes 5,988 vested restricted stock units, 1,579 restricted stock units which vest in two equal annual installments beginning on August 20, 2021 and 3,454 restricted stock units which vest on February 28, 2022 and all of which settle within thirty days following the earlier of (i) the termination of the Reporting Person's service for any reason or (ii) a change of control.

Read SEC document
February 28, 2021 Filed Mar 1, 2021 18:37 UTC GrantCommon Stock 3,454 $0.00 $0.00
Disclosure

SEC source: 0001562762-21-000071 · certent-form4.xml · nonDerivative · entry 1

MCSHANE MICHAEL · CIK 0001236484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,966

F1 · balance_after: Includes 1,112 vested restricted stock units which settle within thirty days following the earliest of (i) one year following the termination of the Reporting Person's service for any reason other than cause, (ii) a change of control or (iii) the fifth anniversary of the grant date. Also, includes 3,454 restricted stock units which vest on February 28, 2022 and which settle within thirty days of the vesting date.

Read SEC document
February 28, 2021 Filed Mar 1, 2021 18:33 UTC GrantCommon Stock 3,454 $0.00 $0.00
Disclosure

SEC source: 0001562762-21-000069 · certent-form4.xml · nonDerivative · entry 1

FITZGERALD MATTHEW D · CIK 0001184451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,753

F1 · balance_after: Includes 1,088 vested restricted stock units which settle within thirty days following the earliest of (i) one year following the termination of the Reporting Person's service for any reason other than cause, (ii) a change of control or (iii) the fifth anniversary of the grant date. Also, includes 5,211 vested restricted stock units and 3,454 restricted stock units which vest on February 28, 2022 and all of which settle within thirty days following the earlier of (i) the termination of the Reporting Person's service for any reason or (ii) a change of control.

Read SEC document
February 28, 2021 Filed Mar 1, 2021 18:26 UTC
DEANE JOHN DDirector
GrantCommon Stock 3,454 $0.00 $0.00
Disclosure

SEC source: 0001562762-21-000067 · certent-form4.xml · nonDerivative · entry 1

DEANE JOHN D · CIK 0001236472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,959

F1 · balance_after: Includes 794 vested restricted stock units which settle within thirty days following the earliest of (i) one year following the termination of the Reporting Person's service for any reason other than cause, (ii) a change of control or (iii) the fifth anniversary of the grant date. Also, includes 3,454 restricted stock units which vest on February 28, 2022 and settle within thirty days of the vesting date.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:11 UTC
LEV ORIExecutive VP, GC and Secretary
Exercise / conversionEquivalent Stock Units · Derivative 1,131 $0.00 $0.00
Disclosure

SEC source: 0001562762-21-000089 · certent-form4.xml · derivative · entry 7

LEV ORI · CIK 0001811682 · Executive VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,150

Underlying: Common Stock · 1,131 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

F1 · kind: Equivalent stock units vested on February 28, 2021 and settled for cash.

F5 · derivative.exercise_date: Includes 129 equivalent stock units which vest on February 28, 2022, 226 equivalent stock units which vest in two equal annual installments beginning on April 1, 2021, 2,000 equivalent stock units which vest in two equal annual installments beginning on February 28, 2022 and 1,795 equivalent stock units which vest in three equal annual installments beginning on February 28, 2022.

F5 · derivative.expiration_date: Includes 129 equivalent stock units which vest on February 28, 2022, 226 equivalent stock units which vest in two equal annual installments beginning on April 1, 2021, 2,000 equivalent stock units which vest in two equal annual installments beginning on February 28, 2022 and 1,795 equivalent stock units which vest in three equal annual installments beginning on February 28, 2022.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:11 UTC
LEV ORIExecutive VP, GC and Secretary
GrantEquivalent Stock Units · Derivative 1,795 $0.00 $0.00
Disclosure

SEC source: 0001562762-21-000089 · certent-form4.xml · derivative · entry 6

LEV ORI · CIK 0001811682 · Executive VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,281

Underlying: Common Stock · 1,795 shares

Expires not disclosed

F4 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

F5 · derivative.exercise_date: Includes 129 equivalent stock units which vest on February 28, 2022, 226 equivalent stock units which vest in two equal annual installments beginning on April 1, 2021, 2,000 equivalent stock units which vest in two equal annual installments beginning on February 28, 2022 and 1,795 equivalent stock units which vest in three equal annual installments beginning on February 28, 2022.

F5 · derivative.expiration_date: Includes 129 equivalent stock units which vest on February 28, 2022, 226 equivalent stock units which vest in two equal annual installments beginning on April 1, 2021, 2,000 equivalent stock units which vest in two equal annual installments beginning on February 28, 2022 and 1,795 equivalent stock units which vest in three equal annual installments beginning on February 28, 2022.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:11 UTC
LEV ORIExecutive VP, GC and Secretary
Disposition to issuerCommon Stock 39 $38.50 $1,501.50
Disclosure

SEC source: 0001562762-21-000089 · certent-form4.xml · nonDerivative · entry 4

LEV ORI · CIK 0001811682 · Executive VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,812

F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:11 UTC
LEV ORIExecutive VP, GC and Secretary
GrantCommon Stock 1,795 $0.00 $0.00
Disclosure

SEC source: 0001562762-21-000089 · certent-form4.xml · nonDerivative · entry 3

LEV ORI · CIK 0001811682 · Executive VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,851

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:11 UTC
LEV ORIExecutive VP, GC and Secretary
Tax withholdingCommon Stock 1,131 $38.50 $43,543.50
Disclosure

SEC source: 0001562762-21-000089 · certent-form4.xml · nonDerivative · entry 2

LEV ORI · CIK 0001811682 · Executive VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,056

F1 · kind: Equivalent stock units vested on February 28, 2021 and settled for cash.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:11 UTC
LEV ORIExecutive VP, GC and Secretary
Exercise / conversionCommon Stock 1,131 $0.00 $0.00
Disclosure

SEC source: 0001562762-21-000089 · certent-form4.xml · nonDerivative · entry 1

LEV ORI · CIK 0001811682 · Executive VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Equivalent stock units vested on February 28, 2021 and settled for cash.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:21 UTC
Willems TimChief Operations Officer
Exercise / conversionEquivalent Stock Units · Derivative 2,764 $0.00 $0.00
Disclosure

SEC source: 0001562762-21-000095 · certent-form4.xml · derivative · entry 8

Willems Tim · CIK 0001699916 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,622

Underlying: Common Stock · 2,764 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

F1 · kind: Equivalent stock units vested on February 28, 2021 and settled for cash.

F6 · derivative.exercise_date: Includes 242 equivalent stock units which vest on February 28, 2022, 5,043 equivalent stock units which vest in two equal annual installments beginning on February 28, 2022 and 2,337 equivalent stock units which vest in three equal annual installments beginning on February 28, 2022.

F6 · derivative.expiration_date: Includes 242 equivalent stock units which vest on February 28, 2022, 5,043 equivalent stock units which vest in two equal annual installments beginning on February 28, 2022 and 2,337 equivalent stock units which vest in three equal annual installments beginning on February 28, 2022.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:21 UTC
Willems TimChief Operations Officer
GrantEquivalent Stock Units · Derivative 2,337 $0.00 $0.00
Disclosure

SEC source: 0001562762-21-000095 · certent-form4.xml · derivative · entry 7

Willems Tim · CIK 0001699916 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,386

Underlying: Common Stock · 2,337 shares

Expires not disclosed

F5 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

F6 · derivative.exercise_date: Includes 242 equivalent stock units which vest on February 28, 2022, 5,043 equivalent stock units which vest in two equal annual installments beginning on February 28, 2022 and 2,337 equivalent stock units which vest in three equal annual installments beginning on February 28, 2022.

F6 · derivative.expiration_date: Includes 242 equivalent stock units which vest on February 28, 2022, 5,043 equivalent stock units which vest in two equal annual installments beginning on February 28, 2022 and 2,337 equivalent stock units which vest in three equal annual installments beginning on February 28, 2022.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:21 UTC
Willems TimChief Operations Officer
Disposition to issuerCommon Stock 171 $38.50 $6,583.50
Disclosure

SEC source: 0001562762-21-000095 · certent-form4.xml · nonDerivative · entry 4

Willems Tim · CIK 0001699916 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,198

F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:21 UTC
Willems TimChief Operations Officer
GrantCommon Stock 2,337 $0.00 $0.00
Disclosure

SEC source: 0001562762-21-000095 · certent-form4.xml · nonDerivative · entry 3

Willems Tim · CIK 0001699916 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,369

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:21 UTC
Willems TimChief Operations Officer
Tax withholdingCommon Stock 2,764 $38.50 $106,414.00
Disclosure

SEC source: 0001562762-21-000095 · certent-form4.xml · nonDerivative · entry 2

Willems Tim · CIK 0001699916 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,032

F1 · kind: Equivalent stock units vested on February 28, 2021 and settled for cash.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:21 UTC
Willems TimChief Operations Officer
Exercise / conversionCommon Stock 2,764 $0.00 $0.00
Disclosure

SEC source: 0001562762-21-000095 · certent-form4.xml · nonDerivative · entry 1

Willems Tim · CIK 0001699916 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,796

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Equivalent stock units vested on February 28, 2021 and settled for cash.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 16:08 UTC Exercise / conversionEquivalent Stock Units · Derivative 3,003 $0.00 $0.00
Disclosure

SEC source: 0001562762-21-000087 · certent-form4.xml · derivative · entry 8

Stromquist Marty · CIK 0001699918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,743

Underlying: Common Stock · 3,003 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

F1 · kind: Equivalent stock units vested on February 28, 2021 and settled for cash.

F7 · derivative.exercise_date: Includes 261 equivalent stock units which vest on February 28, 2022 and 5,482 equivalent stock units which vest in two equal annual installments beginning on February 28, 2022.

F7 · derivative.expiration_date: Includes 261 equivalent stock units which vest on February 28, 2022 and 5,482 equivalent stock units which vest in two equal annual installments beginning on February 28, 2022.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 16:08 UTC Disposition to issuerCommon Stock 377 $38.50 $14,514.50
Disclosure

SEC source: 0001562762-21-000087 · certent-form4.xml · nonDerivative · entry 4

Stromquist Marty · CIK 0001699918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,133

F4 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 16:08 UTC GrantCommon Stock 2,591 $0.00 $0.00
Disclosure

SEC source: 0001562762-21-000087 · certent-form4.xml · nonDerivative · entry 3

Stromquist Marty · CIK 0001699918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,510

Read SEC document
February 28, 2021 Filed Mar 2, 2021 16:08 UTC Tax withholdingCommon Stock 3,003 $38.50 $115,615.50
Disclosure

SEC source: 0001562762-21-000087 · certent-form4.xml · nonDerivative · entry 2

Stromquist Marty · CIK 0001699918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,919

F1 · kind: Equivalent stock units vested on February 28, 2021 and settled for cash.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 16:08 UTC Exercise / conversionCommon Stock 3,003 $0.00 $0.00
Disclosure

SEC source: 0001562762-21-000087 · certent-form4.xml · nonDerivative · entry 1

Stromquist Marty · CIK 0001699918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Equivalent stock units vested on February 28, 2021 and settled for cash.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:17 UTC
Hummer RyanChief Financial Officer
Exercise / conversionEquivalent Stock Units · Derivative 2,764 $0.00 $0.00
Disclosure

SEC source: 0001562762-21-000093 · certent-form4.xml · derivative · entry 7

Hummer Ryan · CIK 0001700226 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,622

Underlying: Common Stock · 2,764 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

F1 · kind: Equivalent stock units vested on February 28, 2021 and settled for cash.

F5 · derivative.exercise_date: Includes 242 equivalent stock units which vest on February 28, 2022, 5,043 equivalent stock units which vest in two equal annual installments beginning on February 28, 2022 and 2,337 equivalent stock units which vest in three equal annual installments beginning on February 28, 2022.

F5 · derivative.expiration_date: Includes 242 equivalent stock units which vest on February 28, 2022, 5,043 equivalent stock units which vest in two equal annual installments beginning on February 28, 2022 and 2,337 equivalent stock units which vest in three equal annual installments beginning on February 28, 2022.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:17 UTC
Hummer RyanChief Financial Officer
GrantEquivalent Stock Units · Derivative 2,337 $0.00 $0.00
Disclosure

SEC source: 0001562762-21-000093 · certent-form4.xml · derivative · entry 6

Hummer Ryan · CIK 0001700226 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,386

Underlying: Common Stock · 2,337 shares

Expires not disclosed

F4 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

F5 · derivative.exercise_date: Includes 242 equivalent stock units which vest on February 28, 2022, 5,043 equivalent stock units which vest in two equal annual installments beginning on February 28, 2022 and 2,337 equivalent stock units which vest in three equal annual installments beginning on February 28, 2022.

F5 · derivative.expiration_date: Includes 242 equivalent stock units which vest on February 28, 2022, 5,043 equivalent stock units which vest in two equal annual installments beginning on February 28, 2022 and 2,337 equivalent stock units which vest in three equal annual installments beginning on February 28, 2022.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:17 UTC
Hummer RyanChief Financial Officer
Disposition to issuerCommon Stock 171 $38.50 $6,583.50
Disclosure

SEC source: 0001562762-21-000093 · certent-form4.xml · nonDerivative · entry 4

Hummer Ryan · CIK 0001700226 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,528

F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:17 UTC
Hummer RyanChief Financial Officer
GrantCommon Stock 2,337 $0.00 $0.00
Disclosure

SEC source: 0001562762-21-000093 · certent-form4.xml · nonDerivative · entry 3

Hummer Ryan · CIK 0001700226 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,699

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:17 UTC
Hummer RyanChief Financial Officer
Tax withholdingCommon Stock 2,764 $38.50 $106,414.00
Disclosure

SEC source: 0001562762-21-000093 · certent-form4.xml · nonDerivative · entry 2

Hummer Ryan · CIK 0001700226 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,362

F1 · kind: Equivalent stock units vested on February 28, 2021 and settled for cash.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:17 UTC
Hummer RyanChief Financial Officer
Exercise / conversionCommon Stock 2,764 $0.00 $0.00
Disclosure

SEC source: 0001562762-21-000093 · certent-form4.xml · nonDerivative · entry 1

Hummer Ryan · CIK 0001700226 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,126

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Equivalent stock units vested on February 28, 2021 and settled for cash.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:15 UTC
Nipper RobertDirector · Chief Executive Officer
Exercise / conversionEquivalent Stock Units · Derivative 6,512 $0.00 $0.00
Disclosure

SEC source: 0001562762-21-000091 · certent-form4.xml · derivative · entry 8

Nipper Robert · CIK 0001701187 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,361

Underlying: Common Stock · 6,512 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

F1 · kind: Equivalent stock units vested on February 28, 2021 and settled for cash.

F7 · derivative.exercise_date: Includes 536 equivalent stock units which vest on February 28, 2022, 11,951 equivalent stock units which vest in two equal annual installments beginning on February 28, 2022 and 4,874 equivalent stock units which vest in three equal annual installments beginning on February 28, 2022.

F7 · derivative.expiration_date: Includes 536 equivalent stock units which vest on February 28, 2022, 11,951 equivalent stock units which vest in two equal annual installments beginning on February 28, 2022 and 4,874 equivalent stock units which vest in three equal annual installments beginning on February 28, 2022.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:15 UTC
Nipper RobertDirector · Chief Executive Officer
GrantEquivalent Stock Units · Derivative 4,874 $0.00 $0.00
Disclosure

SEC source: 0001562762-21-000091 · certent-form4.xml · derivative · entry 7

Nipper Robert · CIK 0001701187 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,873

Underlying: Common Stock · 4,874 shares

Expires not disclosed

F6 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

F7 · derivative.exercise_date: Includes 536 equivalent stock units which vest on February 28, 2022, 11,951 equivalent stock units which vest in two equal annual installments beginning on February 28, 2022 and 4,874 equivalent stock units which vest in three equal annual installments beginning on February 28, 2022.

F7 · derivative.expiration_date: Includes 536 equivalent stock units which vest on February 28, 2022, 11,951 equivalent stock units which vest in two equal annual installments beginning on February 28, 2022 and 4,874 equivalent stock units which vest in three equal annual installments beginning on February 28, 2022.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:15 UTC
Nipper RobertDirector · Chief Executive Officer
Disposition to issuerCommon Stock 393 $38.50 $15,130.50
Disclosure

SEC source: 0001562762-21-000091 · certent-form4.xml · nonDerivative · entry 4

Nipper Robert · CIK 0001701187 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,138

F3 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:15 UTC
Nipper RobertDirector · Chief Executive Officer
GrantCommon Stock 4,874 $0.00 $0.00
Disclosure

SEC source: 0001562762-21-000091 · certent-form4.xml · nonDerivative · entry 3

Nipper Robert · CIK 0001701187 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,531

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:15 UTC
Nipper RobertDirector · Chief Executive Officer
Tax withholdingCommon Stock 6,512 $38.50 $250,712.00
Disclosure

SEC source: 0001562762-21-000091 · certent-form4.xml · nonDerivative · entry 2

Nipper Robert · CIK 0001701187 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,657

F1 · kind: Equivalent stock units vested on February 28, 2021 and settled for cash.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:15 UTC
Nipper RobertDirector · Chief Executive Officer
OtherCommon Stock 6,512 $0.00 $0.00
Disclosure

SEC source: 0001562762-21-000091 · certent-form4.xml · nonDerivative · entry 1

Nipper Robert · CIK 0001701187 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,169

F1 · kind: Equivalent stock units vested on February 28, 2021 and settled for cash.

F2 · balance_after: The total has been corrected from the previous Form 4 to exclude 32 shares which were inadvertently included due to an administrative error.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:04 UTC
Cole Lori AVice President, Finance
Exercise / conversionEquivalent Stock Units · Derivative 1,432 $0.00 $0.00
Disclosure

SEC source: 0001562762-21-000085 · certent-form4.xml · derivative · entry 7

Cole Lori A · CIK 0001802517 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,478

Underlying: Common Stock · 1,432 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

F1 · kind: Equivalent stock units vested on February 28, 2021 and settled for cash.

F5 · derivative.exercise_date: Includes 100 equivalent stock units which vest on February 28, 2022, 2,662 equivalent stock units which vest in two equal annual installments beginning on February 28, 2022 and 1,716 equivalent stock units which vest in three equal annual installments beginning on February 28, 2022.

F5 · derivative.expiration_date: Includes 100 equivalent stock units which vest on February 28, 2022, 2,662 equivalent stock units which vest in two equal annual installments beginning on February 28, 2022 and 1,716 equivalent stock units which vest in three equal annual installments beginning on February 28, 2022.

Read SEC document
February 28, 2021 Filed Mar 2, 2021 21:04 UTC
Cole Lori AVice President, Finance
GrantEquivalent Stock Units · Derivative 1,716 $0.00 $0.00
Disclosure

SEC source: 0001562762-21-000085 · certent-form4.xml · derivative · entry 6

Cole Lori A · CIK 0001802517 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,910

Underlying: Common Stock · 1,716 shares

Expires not disclosed

F4 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

F5 · derivative.exercise_date: Includes 100 equivalent stock units which vest on February 28, 2022, 2,662 equivalent stock units which vest in two equal annual installments beginning on February 28, 2022 and 1,716 equivalent stock units which vest in three equal annual installments beginning on February 28, 2022.

F5 · derivative.expiration_date: Includes 100 equivalent stock units which vest on February 28, 2022, 2,662 equivalent stock units which vest in two equal annual installments beginning on February 28, 2022 and 1,716 equivalent stock units which vest in three equal annual installments beginning on February 28, 2022.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.