Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NCS Multistage Holdings, Inc.NCSM · Entity 6562 | Vice President, Finance | March 02, 2023 | March 03, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NCS Multistage Holdings, Inc.
Report date March 02, 2023 · Filed March 03, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,920 |
Reported balance
After 2023-03-02 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-03-02 · Grant · Acquired 2,141 · Balance 5,920 F1: Includes 572 restricted stock units which vest on February 28, 2024, 1,215 restricted stock units which vest in two equal annual installments beginning on February 28, 2024 and 2,141 restricted stock units which vest in three equal annual installments beginning on February 28, 2024. |
| Equivalent Stock UnitsSEC Table II · derivative / convertible security | Direct | 6,076 |
Reported balance
After 2023-03-02 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-03-02 · Grant · Acquired 4,289 · Balance 6,076 F2: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee. F3: Includes 572 equivalent stock units which vest on February 28, 2024, 1,215 equivalent stock units which vest in two equal annual installments beginning on February 28, 2024 and 4,289 equivalent stock units which vest in three equal annual installments beginning on February 28, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 572 restricted stock units which vest on February 28, 2024, 1,215 restricted stock units which vest in two equal annual installments beginning on February 28, 2024 and 2,141 restricted stock units which vest in three equal annual installments beginning on February 28, 2024.
F2: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.
F3: Includes 572 equivalent stock units which vest on February 28, 2024, 1,215 equivalent stock units which vest in two equal annual installments beginning on February 28, 2024 and 4,289 equivalent stock units which vest in three equal annual installments beginning on February 28, 2024.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 02, 2023 Filed Mar 3, 2023 22:36 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | GrantEquivalent Stock Units · Derivative | 4,289 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-23-000084 · certent-form4.xml · derivative · entry 2 Cole Lori A · CIK 0001802517 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,076 Underlying: Common Stock · 4,289 shares Expires not disclosed F2 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee. F3 · derivative.exercise_date: Includes 572 equivalent stock units which vest on February 28, 2024, 1,215 equivalent stock units which vest in two equal annual installments beginning on February 28, 2024 and 4,289 equivalent stock units which vest in three equal annual installments beginning on February 28, 2024. F3 · derivative.expiration_date: Includes 572 equivalent stock units which vest on February 28, 2024, 1,215 equivalent stock units which vest in two equal annual installments beginning on February 28, 2024 and 4,289 equivalent stock units which vest in three equal annual installments beginning on February 28, 2024. Read SEC document |
| March 02, 2023 Filed Mar 3, 2023 22:36 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | GrantCommon Stock | 2,141 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-23-000084 · certent-form4.xml · nonDerivative · entry 1 Cole Lori A · CIK 0001802517 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,920 F1 · balance_after: Includes 572 restricted stock units which vest on February 28, 2024, 1,215 restricted stock units which vest in two equal annual installments beginning on February 28, 2024 and 2,141 restricted stock units which vest in three equal annual installments beginning on February 28, 2024. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 21:57 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | Exercise / conversionEquivalent Stock Units · Derivative | 2,511 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-23-000068 · certent-form4.xml · derivative · entry 4 Cole Lori A · CIK 0001802517 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,787 Underlying: Common Stock · 2,511 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee. F1 · kind: Equivalent stock units vested on February 28, 2023 and settled for cash. F5 · derivative.exercise_date: Includes 572 equivalent stock units which vest on February 28, 2024 and 1,215 equivalent stock units which vest in two equal annual installments beginning on February 28, 2024. F5 · derivative.expiration_date: Includes 572 equivalent stock units which vest on February 28, 2024 and 1,215 equivalent stock units which vest in two equal annual installments beginning on February 28, 2024. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 21:57 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | Disposition to issuerCommon Stock | 351 | $23.84 | $8,367.84 |
DisclosureSEC source: 0001562762-23-000068 · certent-form4.xml · nonDerivative · entry 3 Cole Lori A · CIK 0001802517 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,779 F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units. F3 · balance_after: Includes 572 restricted stock units which vest on February 28, 2024 and 1,215 restricted stock units which vest in two equal annual installments beginning on February 28, 2024. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 21:57 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | Tax withholdingCommon Stock | 2,511 | $23.84 | $59,862.24 |
DisclosureSEC source: 0001562762-23-000068 · certent-form4.xml · nonDerivative · entry 2 Cole Lori A · CIK 0001802517 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,130 F1 · kind: Equivalent stock units vested on February 28, 2023 and settled for cash. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 21:57 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | Exercise / conversionCommon Stock | 2,511 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-23-000068 · certent-form4.xml · nonDerivative · entry 1 Cole Lori A · CIK 0001802517 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,641 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Equivalent stock units vested on February 28, 2023 and settled for cash. Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 20:37 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | Disposition to issuerCommon Stock | 4 | $48.90 | $195.60 |
DisclosureSEC source: 0001562762-22-000157 · certent-form4.xml · nonDerivative · entry 1 Cole Lori A · CIK 0001802517 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,130 F1 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units. F2 · balance_after: Includes 1,144 restricted stock units which vest in two equal annual installments beginning on February 28, 2023 and 1,823 restricted stock units which vest in three equal annual installments beginning on February 28, 2023. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 15:12 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | GrantEquivalent Stock Units · Derivative | 1,823 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-22-000093 · certent-form4.xml · derivative · entry 2 Cole Lori A · CIK 0001802517 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,298 Underlying: Common Stock · 1,823 shares Expires not disclosed F2 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee. F3 · derivative.exercise_date: Includes 1,331 equivalent stock units which vest on February 28, 2023, 1,144 equivalent stock units which vest in two equal annual installments beginning on February 28, 2023 and 1,823 equivalent stock units which vest in three equal annual installments beginning on February 28, 2023. F3 · derivative.expiration_date: Includes 1,331 equivalent stock units which vest on February 28, 2023, 1,144 equivalent stock units which vest in two equal annual installments beginning on February 28, 2023 and 1,823 equivalent stock units which vest in three equal annual installments beginning on February 28, 2023. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 15:12 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | GrantCommon Stock | 1,823 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-22-000093 · certent-form4.xml · nonDerivative · entry 1 Cole Lori A · CIK 0001802517 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,134 F1 · balance_after: Includes 16 restricted stock units which vest on April 1, 2022, 1,144 restricted stock units which vest in two equal annual installments beginning on February 28, 2023 and 1,823 restricted stock units which vest in three equal annual installments beginning on February 28, 2023. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 20:07 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | Exercise / conversionEquivalent Stock Units · Derivative | 2,003 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-22-000078 · certent-form4.xml · derivative · entry 4 Cole Lori A · CIK 0001802517 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,475 Underlying: Common Stock · 2,003 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee. F1 · kind: Equivalent stock units vested on February 28, 2022 and settled for cash. F5 · derivative.exercise_date: Includes 1,331 equivalent stock units which vest on February 28, 2023 and 1,144 equivalent stock units which vest in two equal annual installments beginning on February 28, 2023. F5 · derivative.expiration_date: Includes 1,331 equivalent stock units which vest on February 28, 2023 and 1,144 equivalent stock units which vest in two equal annual installments beginning on February 28, 2023. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 20:07 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | Disposition to issuerCommon Stock | 159 | $42.80 | $6,805.20 |
DisclosureSEC source: 0001562762-22-000078 · certent-form4.xml · nonDerivative · entry 3 Cole Lori A · CIK 0001802517 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,311 F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units. F3 · balance_after: Includes 16 restricted stock units which vest on April 1, 2022 and 1,144 restricted stock units which vest in two equal annual installments beginning on February 28, 2023. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 20:07 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | Tax withholdingCommon Stock | 2,003 | $42.80 | $85,728.40 |
DisclosureSEC source: 0001562762-22-000078 · certent-form4.xml · nonDerivative · entry 2 Cole Lori A · CIK 0001802517 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,470 F1 · kind: Equivalent stock units vested on February 28, 2022 and settled for cash. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 20:07 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | Exercise / conversionCommon Stock | 2,003 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-22-000078 · certent-form4.xml · nonDerivative · entry 1 Cole Lori A · CIK 0001802517 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,473 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Equivalent stock units vested on February 28, 2022 and settled for cash. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 22:07 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | Disposition to issuerCommon Stock | 6 | $26.16 | $156.96 |
DisclosureSEC source: 0000899243-21-014901 · doc4.xml · nonDerivative · entry 1 Cole Lori A · CIK 0001802517 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,470 F1 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units. F2 · balance_after: Includes 100 restricted stock units which vest on February 28, 2022, 16 restricted stock units which vest on April 1, 2022 and 1,716 restricted stock units which vest in three equal annual installments beginning on February 28, 2022. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 21:04 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | Disposition to issuerCommon Stock | 23 | $36.31 | $835.13 |
DisclosureSEC source: 0001562762-21-000085 · certent-form4.xml · nonDerivative · entry 5 Cole Lori A · CIK 0001802517 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,476 F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units. F3 · balance_after: Includes 100 restricted stock units which vest on February 28, 2022, 33 restricted stock units which vest in two equal annual installments beginning on April 1, 2021 and 1,716 restricted stock units which vest in three equal annual installments beginning on February 28, 2022. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 21:04 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | Exercise / conversionEquivalent Stock Units · Derivative | 1,432 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-21-000085 · certent-form4.xml · derivative · entry 7 Cole Lori A · CIK 0001802517 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,478 Underlying: Common Stock · 1,432 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee. F1 · kind: Equivalent stock units vested on February 28, 2021 and settled for cash. F5 · derivative.exercise_date: Includes 100 equivalent stock units which vest on February 28, 2022, 2,662 equivalent stock units which vest in two equal annual installments beginning on February 28, 2022 and 1,716 equivalent stock units which vest in three equal annual installments beginning on February 28, 2022. F5 · derivative.expiration_date: Includes 100 equivalent stock units which vest on February 28, 2022, 2,662 equivalent stock units which vest in two equal annual installments beginning on February 28, 2022 and 1,716 equivalent stock units which vest in three equal annual installments beginning on February 28, 2022. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 21:04 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | GrantEquivalent Stock Units · Derivative | 1,716 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-21-000085 · certent-form4.xml · derivative · entry 6 Cole Lori A · CIK 0001802517 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,910 Underlying: Common Stock · 1,716 shares Expires not disclosed F4 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee. F5 · derivative.exercise_date: Includes 100 equivalent stock units which vest on February 28, 2022, 2,662 equivalent stock units which vest in two equal annual installments beginning on February 28, 2022 and 1,716 equivalent stock units which vest in three equal annual installments beginning on February 28, 2022. F5 · derivative.expiration_date: Includes 100 equivalent stock units which vest on February 28, 2022, 2,662 equivalent stock units which vest in two equal annual installments beginning on February 28, 2022 and 1,716 equivalent stock units which vest in three equal annual installments beginning on February 28, 2022. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 21:04 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | Disposition to issuerCommon Stock | 30 | $38.50 | $1,155.00 |
DisclosureSEC source: 0001562762-21-000085 · certent-form4.xml · nonDerivative · entry 4 Cole Lori A · CIK 0001802517 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,499 F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 21:04 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | GrantCommon Stock | 1,716 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-21-000085 · certent-form4.xml · nonDerivative · entry 3 Cole Lori A · CIK 0001802517 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,529 Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 21:04 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | Tax withholdingCommon Stock | 1,432 | $38.50 | $55,132.00 |
DisclosureSEC source: 0001562762-21-000085 · certent-form4.xml · nonDerivative · entry 2 Cole Lori A · CIK 0001802517 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 813 F1 · kind: Equivalent stock units vested on February 28, 2021 and settled for cash. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 21:04 UTC | NCS Multistage Holdings, Inc. NCSM · Entity 6562 | Exercise / conversionCommon Stock | 1,432 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-21-000085 · certent-form4.xml · nonDerivative · entry 1 Cole Lori A · CIK 0001802517 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,245 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Equivalent stock units vested on February 28, 2021 and settled for cash. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.