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Nasdaq · USD

NCSM

NCS Multistage Holdings, Inc.

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6562
SEC CIK
0001692427
Parsed reports
241

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2022 Filed Apr 4, 2022 20:40 UTC
LEV ORIExecutive VP, GC and Secretary
Exercise / conversionCommon Stock 113 $0.00 $0.00
Disclosure

SEC source: 0001562762-22-000159 · certent-form4.xml · nonDerivative · entry 1

LEV ORI · CIK 0001811682 · Executive VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,469

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Equivalent stock units vested on April 1, 2022 and settled for cash.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 20:37 UTC
Cole Lori AVice President, Finance
Disposition to issuerCommon Stock 4 $48.90 $195.60
Disclosure

SEC source: 0001562762-22-000157 · certent-form4.xml · nonDerivative · entry 1

Cole Lori A · CIK 0001802517 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,130

F1 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.

F2 · balance_after: Includes 1,144 restricted stock units which vest in two equal annual installments beginning on February 28, 2023 and 1,823 restricted stock units which vest in three equal annual installments beginning on February 28, 2023.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 15:28 UTC
RALLS W MATTDirector
GrantCommon Stock 3,038 $0.00 $0.00
Disclosure

SEC source: 0001562762-22-000111 · certent-form4.xml · nonDerivative · entry 1

RALLS W MATT · CIK 0001180365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,291

F1 · balance_after: Includes 1,088 vested restricted stock units which settle within thirty days following the earliest of (i) one year following the termination of the Reporting Person's service for any reason other than cause, (ii) a change of control or (iii) the fifth anniversary of the grant date. Also, includes 8,665 vested restricted stock units and 3,038 restricted stock units which vest on February 28, 2023 and all of which settle within thirty days following the earlier of (i) the termination of the Reporting Person's service for any reason or (ii) a change of control.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 15:21 UTC
LEV ORIExecutive VP, GC and Secretary
GrantEquivalent Stock Units · Derivative 1,786 $0.00 $0.00
Disclosure

SEC source: 0001562762-22-000103 · certent-form4.xml · derivative · entry 2

LEV ORI · CIK 0001811682 · Executive VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,095

Underlying: Common Stock · 1,786 shares

Expires not disclosed

F2 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

F3 · derivative.exercise_date: Includes 113 equivalent stock units which vest on April 1, 2022, 1,000 equivalent stock units which on February 28, 2023, 1,196 equivalent stock units which vest in two equal annual installments beginning on February 28, 2023 and 1,786 equivalent stock units which vest in three equal annual installments beginning on February 28, 2023.

F3 · derivative.expiration_date: Includes 113 equivalent stock units which vest on April 1, 2022, 1,000 equivalent stock units which on February 28, 2023, 1,196 equivalent stock units which vest in two equal annual installments beginning on February 28, 2023 and 1,786 equivalent stock units which vest in three equal annual installments beginning on February 28, 2023.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 15:21 UTC
LEV ORIExecutive VP, GC and Secretary
GrantCommon Stock 1,786 $0.00 $0.00
Disclosure

SEC source: 0001562762-22-000103 · certent-form4.xml · nonDerivative · entry 1

LEV ORI · CIK 0001811682 · Executive VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,356

F1 · balance_after: Includes 113 restricted stock units which vest on April 1, 2022, 1,196 restricted stock units which vest in two equal annual installments beginning on February 28, 2023 and 1,786 restricted stock units which vest in three equal annual installments beginning on February 28, 2023.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 15:30 UTC
Willems TimChief Operations Officer
GrantEquivalent Stock Units · Derivative 2,563 $0.00 $0.00
Disclosure

SEC source: 0001562762-22-000115 · certent-form4.xml · derivative · entry 3

Willems Tim · CIK 0001699916 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,642

Underlying: Common Stock · 2,563 shares

Expires not disclosed

F3 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

F4 · derivative.exercise_date: Includes 2,521 equivalent stock units which vest on February 28, 2023, 1,558 equivalent stock units which vest in two equal annual installments beginning on February 28, 2023 and 2,563 equivalent stock units which vest in three equal annual installments beginning on February 28, 2023.

F4 · derivative.expiration_date: Includes 2,521 equivalent stock units which vest on February 28, 2023, 1,558 equivalent stock units which vest in two equal annual installments beginning on February 28, 2023 and 2,563 equivalent stock units which vest in three equal annual installments beginning on February 28, 2023.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 15:30 UTC
Willems TimChief Operations Officer
GrantCommon Stock 2,563 $0.00 $0.00
Disclosure

SEC source: 0001562762-22-000115 · certent-form4.xml · nonDerivative · entry 1

Willems Tim · CIK 0001699916 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,305

F1 · balance_after: Includes 1,558 restricted stock units which vest in two equal annual installments beginning on February 28, 2023 and 2,563 restricted stock units which vest in three equal annual installments beginning on February 28, 2023.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 10:29 UTC GrantCommon Stock 3,038 $0.00 $0.00
Disclosure

SEC source: 0001562762-22-000113 · certent-form4.xml · nonDerivative · entry 1

Stromquist Marty · CIK 0001699918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,355

F1 · balance_after: Includes 3,038 restricted stock units which vest and settle on February 28, 2023.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 15:26 UTC
Nipper RobertDirector · Chief Executive Officer
GrantEquivalent Stock Units · Derivative 5,355 $0.00 $0.00
Disclosure

SEC source: 0001562762-22-000109 · certent-form4.xml · derivative · entry 3

Nipper Robert · CIK 0001701187 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,579

Underlying: Common Stock · 5,355 shares

Expires not disclosed

F3 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

F4 · derivative.exercise_date: Includes 5,975 equivalent stock units which vest on February 28, 2023, 3,249 equivalent stock units which vest in two equal annual installments beginning on February 28, 2023 and 5,355 equivalent stock units which vest in three equal annual installments beginning on February 28, 2023.

F4 · derivative.expiration_date: Includes 5,975 equivalent stock units which vest on February 28, 2023, 3,249 equivalent stock units which vest in two equal annual installments beginning on February 28, 2023 and 5,355 equivalent stock units which vest in three equal annual installments beginning on February 28, 2023.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 15:26 UTC
Nipper RobertDirector · Chief Executive Officer
GrantCommon Stock 5,355 $0.00 $0.00
Disclosure

SEC source: 0001562762-22-000109 · certent-form4.xml · nonDerivative · entry 1

Nipper Robert · CIK 0001701187 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,902

F1 · balance_after: Includes 3,249 restricted stock units which vest in two equal annual installments beginning on February 28, 2023 and 5,355 restricted stock units which vest in three equal annual installments beginning on February 28, 2023.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 15:25 UTC GrantCommon Stock 3,038 $0.00 $0.00
Disclosure

SEC source: 0001562762-22-000107 · certent-form4.xml · nonDerivative · entry 1

Mitchell Valerie A · CIK 0001608353 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,059

F1 · balance_after: Includes 10,232 vested restricted stock units, 789 restricted stock units which vest on August 20, 2022 and 3,038 restricted stock units which vest on February 28, 2023 and all of which settle within thirty days following the earlier of (i) the termination of the Reporting Person's service for any reason or (ii) a change of control.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 15:23 UTC GrantCommon Stock 3,038 $0.00 $0.00
Disclosure

SEC source: 0001562762-22-000105 · certent-form4.xml · nonDerivative · entry 1

MCSHANE MICHAEL · CIK 0001236484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,004

F1 · balance_after: Includes 1,112 vested restricted stock units which settle within thirty days following the earliest of (i) one year following the termination of the Reporting Person's service for any reason other than cause, (ii) a change of control or (iii) the fifth anniversary of the grant date. Also, includes 3,038 restricted stock units which vest and settle on February 28, 2023.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 15:20 UTC
King James GambrellChief Strategy Officer
GrantEquivalent Stock Units · Derivative 1,914 $0.00 $0.00
Disclosure

SEC source: 0001562762-22-000101 · certent-form4.xml · derivative · entry 2

King James Gambrell · CIK 0001769120 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,754

Underlying: Common Stock · 1,914 shares

Expires not disclosed

F2 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

F3 · derivative.exercise_date: Includes 1,644 equivalent stock units which vest on February 28, 2023, 1,196 equivalent stock units which vest in two equal annual installments beginning on February 28, 2023 and 1,914 equivalent stock units which vest in three equal annual installments beginning on February 28, 2023.

F3 · derivative.expiration_date: Includes 1,644 equivalent stock units which vest on February 28, 2023, 1,196 equivalent stock units which vest in two equal annual installments beginning on February 28, 2023 and 1,914 equivalent stock units which vest in three equal annual installments beginning on February 28, 2023.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 15:20 UTC
King James GambrellChief Strategy Officer
GrantCommon Stock 1,914 $0.00 $0.00
Disclosure

SEC source: 0001562762-22-000101 · certent-form4.xml · nonDerivative · entry 1

King James Gambrell · CIK 0001769120 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,279

F1 · balance_after: Includes 1,196 restricted stock units which vest in two equal annual installments beginning on February 28, 2023 and 1,914 restricted stock units which vest in three equal annual installments beginning on February 28, 2023.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 15:18 UTC
Hummer RyanChief Financial Officer
GrantEquivalent Stock Units · Derivative 2,563 $0.00 $0.00
Disclosure

SEC source: 0001562762-22-000099 · certent-form4.xml · derivative · entry 2

Hummer Ryan · CIK 0001700226 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,642

Underlying: Common Stock · 2,563 shares

Expires not disclosed

F2 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

F3 · derivative.exercise_date: Includes 2,521 equivalent stock units which vest on February 28, 2023, 1,558 equivalent stock units which vest in two equal annual installments beginning on February 28, 2023 and 2,563 equivalent stock units which vest in three equal annual installments beginning on February 28, 2023.

F3 · derivative.expiration_date: Includes 2,521 equivalent stock units which vest on February 28, 2023, 1,558 equivalent stock units which vest in two equal annual installments beginning on February 28, 2023 and 2,563 equivalent stock units which vest in three equal annual installments beginning on February 28, 2023.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 15:18 UTC
Hummer RyanChief Financial Officer
GrantCommon Stock 2,563 $0.00 $0.00
Disclosure

SEC source: 0001562762-22-000099 · certent-form4.xml · nonDerivative · entry 1

Hummer Ryan · CIK 0001700226 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,635

F1 · balance_after: Includes 1,558 restricted stock units which vest in two equal annual installments beginning on February 28, 2023 and 2,563 restricted stock units which vest in three equal annual installments beginning on February 28, 2023.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 15:16 UTC GrantCommon Stock 3,038 $0.00 $0.00
Disclosure

SEC source: 0001562762-22-000097 · certent-form4.xml · nonDerivative · entry 1

FITZGERALD MATTHEW D · CIK 0001184451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,791

F1 · balance_after: Includes 1,088 vested restricted stock units which settle within thirty days following the earliest of (i) one year following the termination of the Reporting Person's service for any reason other than cause, (ii) a change of control or (iii) the fifth anniversary of the grant date. Also, includes 8,665 vested restricted stock units and 3,038 restricted stock units which vest on February 28, 2023 and all of which settle within thirty days following the earlier of (i) the termination of the Reporting Person's service for any reason or (ii) a change of control.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 15:14 UTC
DEANE JOHN DDirector
GrantCommon Stock 3,038 $0.00 $0.00
Disclosure

SEC source: 0001562762-22-000095 · certent-form4.xml · nonDerivative · entry 1

DEANE JOHN D · CIK 0001236472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,997

F1 · balance_after: Includes 794 vested restricted stock units which settle within thirty days following the earliest of (i) one year following the termination of the Reporting Person's service for any reason other than cause, (ii) a change of control or (iii) the fifth anniversary of the grant date. Also, includes 3,038 restricted stock units which vest and settle on February 28, 2023.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 15:12 UTC
Cole Lori AVice President, Finance
GrantEquivalent Stock Units · Derivative 1,823 $0.00 $0.00
Disclosure

SEC source: 0001562762-22-000093 · certent-form4.xml · derivative · entry 2

Cole Lori A · CIK 0001802517 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,298

Underlying: Common Stock · 1,823 shares

Expires not disclosed

F2 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

F3 · derivative.exercise_date: Includes 1,331 equivalent stock units which vest on February 28, 2023, 1,144 equivalent stock units which vest in two equal annual installments beginning on February 28, 2023 and 1,823 equivalent stock units which vest in three equal annual installments beginning on February 28, 2023.

F3 · derivative.expiration_date: Includes 1,331 equivalent stock units which vest on February 28, 2023, 1,144 equivalent stock units which vest in two equal annual installments beginning on February 28, 2023 and 1,823 equivalent stock units which vest in three equal annual installments beginning on February 28, 2023.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 15:12 UTC
Cole Lori AVice President, Finance
GrantCommon Stock 1,823 $0.00 $0.00
Disclosure

SEC source: 0001562762-22-000093 · certent-form4.xml · nonDerivative · entry 1

Cole Lori A · CIK 0001802517 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,134

F1 · balance_after: Includes 16 restricted stock units which vest on April 1, 2022, 1,144 restricted stock units which vest in two equal annual installments beginning on February 28, 2023 and 1,823 restricted stock units which vest in three equal annual installments beginning on February 28, 2023.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 20:12 UTC
LEV ORIExecutive VP, GC and Secretary
Exercise / conversionEquivalent Stock Units · Derivative 1,728 $0.00 $0.00
Disclosure

SEC source: 0001562762-22-000082 · certent-form4.xml · derivative · entry 4

LEV ORI · CIK 0001811682 · Executive VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,309

Underlying: Common Stock · 1,728 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

F1 · kind: Equivalent stock units vested on February 28, 2022 and settled for cash.

F5 · derivative.exercise_date: Includes 113 equivalent stock units which vest on April 1, 2022, 1,000 equivalent stock units which on February 28, 2023, and 1,196 equivalent stock units which vest in two equal annual installments beginning on February 28, 2023.

F5 · derivative.expiration_date: Includes 113 equivalent stock units which vest on April 1, 2022, 1,000 equivalent stock units which on February 28, 2023, and 1,196 equivalent stock units which vest in two equal annual installments beginning on February 28, 2023.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 20:12 UTC
LEV ORIExecutive VP, GC and Secretary
Disposition to issuerCommon Stock 178 $42.80 $7,618.40
Disclosure

SEC source: 0001562762-22-000082 · certent-form4.xml · nonDerivative · entry 3

LEV ORI · CIK 0001811682 · Executive VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,570

F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.

F3 · balance_after: Includes 113 restricted stock units which vest on April 1, 2022 and 1,196 restricted stock units which vest in two equal annual installments beginning on February 28, 2023.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 20:12 UTC
LEV ORIExecutive VP, GC and Secretary
Tax withholdingCommon Stock 1,728 $42.80 $73,958.40
Disclosure

SEC source: 0001562762-22-000082 · certent-form4.xml · nonDerivative · entry 2

LEV ORI · CIK 0001811682 · Executive VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,748

F1 · kind: Equivalent stock units vested on February 28, 2022 and settled for cash.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 20:12 UTC
LEV ORIExecutive VP, GC and Secretary
Exercise / conversionCommon Stock 1,728 $0.00 $0.00
Disclosure

SEC source: 0001562762-22-000082 · certent-form4.xml · nonDerivative · entry 1

LEV ORI · CIK 0001811682 · Executive VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,476

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Equivalent stock units vested on February 28, 2022 and settled for cash.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 15:10 UTC Exercise / conversionEquivalent Stock Units · Derivative 3,002 $0.00 $0.00
Disclosure

SEC source: 0001562762-22-000080 · certent-form4.xml · derivative · entry 6

Stromquist Marty · CIK 0001699918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,741

Underlying: Common Stock · 3,002 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

F1 · kind: Equivalent stock units vested on February 28, 2022 and settled for cash.

F6 · derivative.exercise_date: Includes 2,741 equivalent stock units which vest on February 28, 2023.

F6 · derivative.expiration_date: Includes 2,741 equivalent stock units which vest on February 28, 2023.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 15:10 UTC Disposition to issuerCommon Stock 1,621 $42.80 $69,378.80
Disclosure

SEC source: 0001562762-22-000080 · certent-form4.xml · nonDerivative · entry 3

Stromquist Marty · CIK 0001699918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,317

F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 15:10 UTC Tax withholdingCommon Stock 3,002 $42.80 $128,485.60
Disclosure

SEC source: 0001562762-22-000080 · certent-form4.xml · nonDerivative · entry 2

Stromquist Marty · CIK 0001699918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,938

F1 · kind: Equivalent stock units vested on February 28, 2022 and settled for cash.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 15:10 UTC Exercise / conversionCommon Stock 3,002 $0.00 $0.00
Disclosure

SEC source: 0001562762-22-000080 · certent-form4.xml · nonDerivative · entry 1

Stromquist Marty · CIK 0001699918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,940

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Equivalent stock units vested on February 28, 2022 and settled for cash.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 20:19 UTC
Willems TimChief Operations Officer
Exercise / conversionEquivalent Stock Units · Derivative 3,543 $0.00 $0.00
Disclosure

SEC source: 0001562762-22-000088 · certent-form4.xml · derivative · entry 5

Willems Tim · CIK 0001699916 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,079

Underlying: Common Stock · 3,543 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

F1 · kind: Equivalent stock units vested on February 28, 2022 and settled for cash.

F6 · derivative.exercise_date: Includes 2,521 equivalent stock units which vest on February 28, 2023 and 1,558 equivalent stock units which vest in two equal annual installments beginning on February 28, 2023.

F6 · derivative.expiration_date: Includes 2,521 equivalent stock units which vest on February 28, 2023 and 1,558 equivalent stock units which vest in two equal annual installments beginning on February 28, 2023.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 20:19 UTC
Willems TimChief Operations Officer
Disposition to issuerCommon Stock 367 $42.80 $15,707.60
Disclosure

SEC source: 0001562762-22-000088 · certent-form4.xml · nonDerivative · entry 3

Willems Tim · CIK 0001699916 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,742

F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.

F3 · balance_after: Includes 1,558 restricted stock units which vest in two equal annual installments beginning on February 28, 2023.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 20:19 UTC
Willems TimChief Operations Officer
Tax withholdingCommon Stock 3,543 $42.80 $151,640.40
Disclosure

SEC source: 0001562762-22-000088 · certent-form4.xml · nonDerivative · entry 2

Willems Tim · CIK 0001699916 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,109

F1 · kind: Equivalent stock units vested on February 28, 2022 and settled for cash.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 20:19 UTC
Willems TimChief Operations Officer
Exercise / conversionCommon Stock 3,543 $0.00 $0.00
Disclosure

SEC source: 0001562762-22-000088 · certent-form4.xml · nonDerivative · entry 1

Willems Tim · CIK 0001699916 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,652

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Equivalent stock units vested on February 28, 2022 and settled for cash.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 20:18 UTC
Hummer RyanChief Financial Officer
Exercise / conversionEquivalent Stock Units · Derivative 3,543 $0.00 $0.00
Disclosure

SEC source: 0001562762-22-000086 · certent-form4.xml · derivative · entry 4

Hummer Ryan · CIK 0001700226 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,079

Underlying: Common Stock · 3,543 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

F1 · kind: Equivalent stock units vested on February 28, 2022 and settled for cash.

F5 · derivative.exercise_date: Includes 2,521 equivalent stock units which vest on February 28, 2023 and 1,558 equivalent stock units which vest in two equal annual installments beginning on February 28, 2023.

F5 · derivative.expiration_date: Includes 2,521 equivalent stock units which vest on February 28, 2023 and 1,558 equivalent stock units which vest in two equal annual installments beginning on February 28, 2023.

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February 28, 2022 Filed Mar 2, 2022 20:18 UTC
Hummer RyanChief Financial Officer
Disposition to issuerCommon Stock 367 $42.80 $15,707.60
Disclosure

SEC source: 0001562762-22-000086 · certent-form4.xml · nonDerivative · entry 3

Hummer Ryan · CIK 0001700226 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,072

F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.

F3 · balance_after: Includes 1,558 restricted stock units which vest in two equal annual installments beginning on February 28, 2023.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 20:18 UTC
Hummer RyanChief Financial Officer
Tax withholdingCommon Stock 3,543 $42.80 $151,640.40
Disclosure

SEC source: 0001562762-22-000086 · certent-form4.xml · nonDerivative · entry 2

Hummer Ryan · CIK 0001700226 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,439

F1 · kind: Equivalent stock units vested on February 28, 2022 and settled for cash.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 20:18 UTC
Hummer RyanChief Financial Officer
Exercise / conversionCommon Stock 3,543 $0.00 $0.00
Disclosure

SEC source: 0001562762-22-000086 · certent-form4.xml · nonDerivative · entry 1

Hummer Ryan · CIK 0001700226 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,982

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Equivalent stock units vested on February 28, 2022 and settled for cash.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 20:15 UTC
Nipper RobertDirector · Chief Executive Officer
Exercise / conversionEquivalent Stock Units · Derivative 8,137 $0.00 $0.00
Disclosure

SEC source: 0001562762-22-000084 · certent-form4.xml · derivative · entry 5

Nipper Robert · CIK 0001701187 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,224

Underlying: Common Stock · 8,137 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

F1 · kind: Equivalent stock units vested on February 28, 2022 and settled for cash.

F6 · derivative.exercise_date: Includes 5,975 equivalent stock units which vest on February 28, 2023 and 3,249 equivalent stock units which vest in two equal annual installments beginning on February 28, 2023.

F6 · derivative.expiration_date: Includes 5,975 equivalent stock units which vest on February 28, 2023 and 3,249 equivalent stock units which vest in two equal annual installments beginning on February 28, 2023.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 20:15 UTC
Nipper RobertDirector · Chief Executive Officer
Disposition to issuerCommon Stock 788 $42.80 $33,726.40
Disclosure

SEC source: 0001562762-22-000084 · certent-form4.xml · nonDerivative · entry 3

Nipper Robert · CIK 0001701187 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,547

F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.

F3 · balance_after: Includes 3,249 restricted stock units which vest in two equal annual installments beginning on February 28, 2023.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 20:15 UTC
Nipper RobertDirector · Chief Executive Officer
Tax withholdingCommon Stock 8,137 $42.80 $348,263.60
Disclosure

SEC source: 0001562762-22-000084 · certent-form4.xml · nonDerivative · entry 2

Nipper Robert · CIK 0001701187 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,335

F1 · kind: Equivalent stock units vested on February 28, 2022 and settled for cash.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 20:15 UTC
Nipper RobertDirector · Chief Executive Officer
Exercise / conversionCommon Stock 8,137 $0.00 $0.00
Disclosure

SEC source: 0001562762-22-000084 · certent-form4.xml · nonDerivative · entry 1

Nipper Robert · CIK 0001701187 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,472

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Equivalent stock units vested on February 28, 2022 and settled for cash.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 20:07 UTC
Cole Lori AVice President, Finance
Exercise / conversionEquivalent Stock Units · Derivative 2,003 $0.00 $0.00
Disclosure

SEC source: 0001562762-22-000078 · certent-form4.xml · derivative · entry 4

Cole Lori A · CIK 0001802517 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,475

Underlying: Common Stock · 2,003 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

F1 · kind: Equivalent stock units vested on February 28, 2022 and settled for cash.

F5 · derivative.exercise_date: Includes 1,331 equivalent stock units which vest on February 28, 2023 and 1,144 equivalent stock units which vest in two equal annual installments beginning on February 28, 2023.

F5 · derivative.expiration_date: Includes 1,331 equivalent stock units which vest on February 28, 2023 and 1,144 equivalent stock units which vest in two equal annual installments beginning on February 28, 2023.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 20:07 UTC
Cole Lori AVice President, Finance
Disposition to issuerCommon Stock 159 $42.80 $6,805.20
Disclosure

SEC source: 0001562762-22-000078 · certent-form4.xml · nonDerivative · entry 3

Cole Lori A · CIK 0001802517 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,311

F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.

F3 · balance_after: Includes 16 restricted stock units which vest on April 1, 2022 and 1,144 restricted stock units which vest in two equal annual installments beginning on February 28, 2023.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 20:07 UTC
Cole Lori AVice President, Finance
Tax withholdingCommon Stock 2,003 $42.80 $85,728.40
Disclosure

SEC source: 0001562762-22-000078 · certent-form4.xml · nonDerivative · entry 2

Cole Lori A · CIK 0001802517 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,470

F1 · kind: Equivalent stock units vested on February 28, 2022 and settled for cash.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 20:07 UTC
Cole Lori AVice President, Finance
Exercise / conversionCommon Stock 2,003 $0.00 $0.00
Disclosure

SEC source: 0001562762-22-000078 · certent-form4.xml · nonDerivative · entry 1

Cole Lori A · CIK 0001802517 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,473

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Equivalent stock units vested on February 28, 2022 and settled for cash.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 20:04 UTC
King James GambrellChief Strategy Officer
Exercise / conversionEquivalent Stock Units · Derivative 2,655 $0.00 $0.00
Disclosure

SEC source: 0001562762-22-000076 · certent-form4.xml · derivative · entry 4

King James Gambrell · CIK 0001769120 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,840

Underlying: Common Stock · 2,655 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

F1 · kind: Equivalent stock units vested on February 28, 2022 and settled for cash.

F5 · derivative.exercise_date: Includes 1,644 equivalent stock units which vest on February 28, 2023 and 1,196 equivalent stock units which vest in two equal annual installments beginning on February 28, 2023.

F5 · derivative.expiration_date: Includes 1,644 equivalent stock units which vest on February 28, 2023 and 1,196 equivalent stock units which vest in two equal annual installments beginning on February 28, 2023.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 20:04 UTC
King James GambrellChief Strategy Officer
Disposition to issuerCommon Stock 247 $42.80 $10,571.60
Disclosure

SEC source: 0001562762-22-000076 · certent-form4.xml · nonDerivative · entry 3

King James Gambrell · CIK 0001769120 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,365

F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.

F3 · balance_after: Includes 1,196 restricted stock units which vest in two equal annual installments beginning on February 28, 2023.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 20:04 UTC
King James GambrellChief Strategy Officer
Tax withholdingCommon Stock 2,655 $42.80 $113,634.00
Disclosure

SEC source: 0001562762-22-000076 · certent-form4.xml · nonDerivative · entry 2

King James Gambrell · CIK 0001769120 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,612

F1 · kind: Equivalent stock units vested on February 28, 2022 and settled for cash.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 20:04 UTC
King James GambrellChief Strategy Officer
Exercise / conversionCommon Stock 2,655 $0.00 $0.00
Disclosure

SEC source: 0001562762-22-000076 · certent-form4.xml · nonDerivative · entry 1

King James Gambrell · CIK 0001769120 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Equivalent stock units vested on February 28, 2022 and settled for cash.

Read SEC document
June 14, 2021 Filed Jun 15, 2021 20:05 UTC
Nipper RobertDirector · Chief Executive Officer
PurchaseCommon Stock 500 $31.22 $15,610.00
Disclosure

SEC source: 0001562762-21-000247 · certent-form4.xml · nonDerivative · entry 1

Nipper Robert · CIK 0001701187 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,335

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $31.15 to $31.22. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 1,609 restricted stock units which vest on February 28, 2022 and 4,874 restricted stock units which vest in three equal annual installments beginning on February 28, 2022.

Read SEC document
June 09, 2021 Filed Jun 10, 2021 20:05 UTC
Nipper RobertDirector · Chief Executive Officer
PurchaseCommon Stock 200 $32.13 $6,426.00
Disclosure

SEC source: 0001562762-21-000244 · certent-form4.xml · nonDerivative · entry 3

Nipper Robert · CIK 0001701187 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,835

F4 · balance_after: Includes 1,609 restricted stock units which vest on February 28, 2022 and 4,874 restricted stock units which vest in three equal annual installments beginning on February 28, 2022.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.