Tapewire

Nasdaq · USD

NCSM

NCS Multistage Holdings, Inc.

Export transactions ↓
Tapewire entity
6562
SEC CIK
0001692427
Parsed reports
241

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2023 Filed Mar 3, 2023 22:47 UTC GrantCommon Stock 5,153 $0.00 $0.00
Disclosure

SEC source: 0001562762-23-000098 · certent-form4.xml · nonDerivative · entry 1

Mitchell Valerie A · CIK 0001608353 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,212

F1 · balance_after: Includes 14,059 vested restricted stock units and 5,153 restricted stock units which vest on February 28, 2024 and all of which settle within thirty days following the earlier of (i) the termination of the Reporting Person's service for any reason or (ii) a change of control.

Read SEC document
March 02, 2023 Filed Mar 3, 2023 22:46 UTC GrantCommon Stock 5,153 $0.00 $0.00
Disclosure

SEC source: 0001562762-23-000096 · certent-form4.xml · nonDerivative · entry 1

MCSHANE MICHAEL · CIK 0001236484 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,157

F1 · balance_after: Includes 5,153 restricted stock units which vest and settle on February 28, 2024.

Read SEC document
March 02, 2023 Filed Mar 3, 2023 22:42 UTC
King James GambrellChief Technology Officer
GrantEquivalent Stock Units · Derivative 4,124 $0.00 $0.00
Disclosure

SEC source: 0001562762-23-000092 · certent-form4.xml · derivative · entry 2

King James Gambrell · CIK 0001769120 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,998

Underlying: Common Stock · 4,124 shares

Expires not disclosed

F2 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

F3 · derivative.exercise_date: Includes 598 equivalent stock units which vest on February 28, 2024, 1,276 equivalent stock units which vest in two equal annual installments beginning on February 28, 2024 and 4,124 equivalent stock units which vest in three equal annual installments beginning on February 28, 2024.

F3 · derivative.expiration_date: Includes 598 equivalent stock units which vest on February 28, 2024, 1,276 equivalent stock units which vest in two equal annual installments beginning on February 28, 2024 and 4,124 equivalent stock units which vest in three equal annual installments beginning on February 28, 2024.

Read SEC document
March 02, 2023 Filed Mar 3, 2023 22:42 UTC
King James GambrellChief Technology Officer
GrantCommon Stock 2,059 $0.00 $0.00
Disclosure

SEC source: 0001562762-23-000092 · certent-form4.xml · nonDerivative · entry 1

King James Gambrell · CIK 0001769120 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,970

F1 · balance_after: Includes 598 restricted stock units which vest on February 28, 2024, 1,276 restricted stock units which vest in two equal annual installments beginning on February 28, 2024 and 2,059 restricted stock units which vest in three equal annual installments beginning on February 28, 2024.

Read SEC document
March 02, 2023 Filed Mar 3, 2023 22:39 UTC GrantCommon Stock 5,153 $0.00 $0.00
Disclosure

SEC source: 0001562762-23-000088 · certent-form4.xml · nonDerivative · entry 1

FITZGERALD MATTHEW D · CIK 0001184451 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,944

F1 · balance_after: Includes 11,703 vested restricted stock units and 5,153 restricted stock units which vest on February 28, 2024 and all of which settle within thirty days following the earlier of (i) the termination of the Reporting Person's service for any reason or (ii) a change of control.

Read SEC document
March 02, 2023 Filed Mar 3, 2023 22:37 UTC
DEANE JOHN DDirector
GrantCommon Stock 5,153 $0.00 $0.00
Disclosure

SEC source: 0001562762-23-000086 · certent-form4.xml · nonDerivative · entry 1

DEANE JOHN D · CIK 0001236472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,150

F1 · balance_after: Includes 5,153 restricted stock units which vest and settle on February 28, 2024.

Read SEC document
March 02, 2023 Filed Mar 3, 2023 22:36 UTC
Cole Lori AVice President, Finance
GrantEquivalent Stock Units · Derivative 4,289 $0.00 $0.00
Disclosure

SEC source: 0001562762-23-000084 · certent-form4.xml · derivative · entry 2

Cole Lori A · CIK 0001802517 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,076

Underlying: Common Stock · 4,289 shares

Expires not disclosed

F2 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

F3 · derivative.exercise_date: Includes 572 equivalent stock units which vest on February 28, 2024, 1,215 equivalent stock units which vest in two equal annual installments beginning on February 28, 2024 and 4,289 equivalent stock units which vest in three equal annual installments beginning on February 28, 2024.

F3 · derivative.expiration_date: Includes 572 equivalent stock units which vest on February 28, 2024, 1,215 equivalent stock units which vest in two equal annual installments beginning on February 28, 2024 and 4,289 equivalent stock units which vest in three equal annual installments beginning on February 28, 2024.

Read SEC document
March 02, 2023 Filed Mar 3, 2023 22:36 UTC
Cole Lori AVice President, Finance
GrantCommon Stock 2,141 $0.00 $0.00
Disclosure

SEC source: 0001562762-23-000084 · certent-form4.xml · nonDerivative · entry 1

Cole Lori A · CIK 0001802517 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,920

F1 · balance_after: Includes 572 restricted stock units which vest on February 28, 2024, 1,215 restricted stock units which vest in two equal annual installments beginning on February 28, 2024 and 2,141 restricted stock units which vest in three equal annual installments beginning on February 28, 2024.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 22:06 UTC
LEV ORIExecutive VP, GC and Secretary
Exercise / conversionEquivalent Stock Units · Derivative 2,194 $0.00 $0.00
Disclosure

SEC source: 0001562762-23-000076 · certent-form4.xml · derivative · entry 4

LEV ORI · CIK 0001811682 · Executive VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,788

Underlying: Common Stock · 2,194 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

F1 · kind: Equivalent stock units vested on February 28, 2023 and settled for cash.

F5 · derivative.exercise_date: Includes 598 equivalent stock units which vest on February 28, 2024 and 1,190 equivalent stock units which vest in two equal annual installments beginning on February 28, 2024.

F5 · derivative.expiration_date: Includes 598 equivalent stock units which vest on February 28, 2024 and 1,190 equivalent stock units which vest in two equal annual installments beginning on February 28, 2024.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 22:06 UTC
LEV ORIExecutive VP, GC and Secretary
Disposition to issuerCommon Stock 355 $23.84 $8,463.20
Disclosure

SEC source: 0001562762-23-000076 · certent-form4.xml · nonDerivative · entry 3

LEV ORI · CIK 0001811682 · Executive VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,973

F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.

F3 · balance_after: Includes 598 restricted stock units which vest on February 28, 2024 and 1,190 restricted stock units which vest in two equal annual installments beginning on February 28, 2024.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 22:06 UTC
LEV ORIExecutive VP, GC and Secretary
Tax withholdingCommon Stock 2,194 $23.84 $52,304.96
Disclosure

SEC source: 0001562762-23-000076 · certent-form4.xml · nonDerivative · entry 2

LEV ORI · CIK 0001811682 · Executive VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,328

F1 · kind: Equivalent stock units vested on February 28, 2023 and settled for cash.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 22:06 UTC
LEV ORIExecutive VP, GC and Secretary
Exercise / conversionCommon Stock 2,194 $0.00 $0.00
Disclosure

SEC source: 0001562762-23-000076 · certent-form4.xml · nonDerivative · entry 1

LEV ORI · CIK 0001811682 · Executive VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,522

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Equivalent stock units vested on February 28, 2023 and settled for cash.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 21:59 UTC
Willems TimChief Operations Officer
Exercise / conversionEquivalent Stock Units · Derivative 2,423 $0.00 $0.00
Disclosure

SEC source: 0001562762-23-000070 · certent-form4.xml · derivative · entry 4

Willems Tim · CIK 0001699916 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,033

Underlying: Common Stock · 2,423 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

F1 · kind: Equivalent stock units vested on February 28, 2023 and settled for cash.

F5 · derivative.exercise_date: Includes 562 equivalent stock units which vest on February 28, 2024 and 1,471 equivalent stock units which vest in two equal annual installments beginning on February 28, 2024.

F5 · derivative.expiration_date: Includes 562 equivalent stock units which vest on February 28, 2024 and 1,471 equivalent stock units which vest in two equal annual installments beginning on February 28, 2024.

F5 · balance_after: Includes 562 equivalent stock units which vest on February 28, 2024 and 1,471 equivalent stock units which vest in two equal annual installments beginning on February 28, 2024.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 21:59 UTC
Willems TimChief Operations Officer
Disposition to issuerCommon Stock 240 $23.84 $5,721.60
Disclosure

SEC source: 0001562762-23-000070 · certent-form4.xml · nonDerivative · entry 3

Willems Tim · CIK 0001699916 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,089

F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.

F3 · balance_after: Includes 562 restricted stock units which vest on February 28, 2024 and 1,471 restricted stock units which vest in two equal annual installments beginning on February 28, 2024. Since the date of Mr. Willem's last ownership report, he dissolved the Willems Family Limited Partnership and transferred 15,274 shares of NCSM common stock, 2,190 equivalent stock units, of which 1,735 vested on February 28, 2023, and 1,067 restricted stock units, of which 612 vested on February 28, 2023, to his ex-wife pursuant to a domestic relations order (as defined in the Internal Revenue Code). The Reporting Person no longer reports as beneficially owned any securities owned by his ex-wife.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 21:59 UTC
Willems TimChief Operations Officer
Tax withholdingCommon Stock 2,423 $23.84 $57,764.32
Disclosure

SEC source: 0001562762-23-000070 · certent-form4.xml · nonDerivative · entry 2

Willems Tim · CIK 0001699916 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,329

F1 · kind: Equivalent stock units vested on February 28, 2023 and settled for cash.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 21:59 UTC
Willems TimChief Operations Officer
Exercise / conversionCommon Stock 2,423 $0.00 $0.00
Disclosure

SEC source: 0001562762-23-000070 · certent-form4.xml · nonDerivative · entry 1

Willems Tim · CIK 0001699916 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,752

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Equivalent stock units vested on February 28, 2023 and settled for cash.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 17:10 UTC Exercise / conversionEquivalent Stock Units · Derivative 2,741 $0.00 $0.00
Disclosure

SEC source: 0001562762-23-000080 · certent-form4.xml · derivative · entry 6

Stromquist Marty · CIK 0001699918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,741 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

F1 · kind: Equivalent stock units vested on February 28, 2023 and settled for cash.

F5 · derivative.exercise_date: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

F5 · derivative.expiration_date: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 17:10 UTC Disposition to issuerCommon Stock 1,459 $23.84 $34,782.56
Disclosure

SEC source: 0001562762-23-000080 · certent-form4.xml · nonDerivative · entry 3

Stromquist Marty · CIK 0001699918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,896

F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 17:10 UTC Tax withholdingCommon Stock 2,741 $23.84 $65,345.44
Disclosure

SEC source: 0001562762-23-000080 · certent-form4.xml · nonDerivative · entry 2

Stromquist Marty · CIK 0001699918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,355

F1 · kind: Equivalent stock units vested on February 28, 2023 and settled for cash.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 17:10 UTC Exercise / conversionCommon Stock 2,741 $0.00 $0.00
Disclosure

SEC source: 0001562762-23-000080 · certent-form4.xml · nonDerivative · entry 1

Stromquist Marty · CIK 0001699918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,096

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Equivalent stock units vested on February 28, 2023 and settled for cash.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 22:09 UTC Exercise / conversionEquivalent Stock Units · Derivative 9,385 $0.00 $0.00
Disclosure

SEC source: 0001562762-23-000078 · certent-form4.xml · derivative · entry 5

Nipper Robert · CIK 0001701187 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,194

Underlying: Common Stock · 9,385 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

F1 · kind: Equivalent stock units vested on February 28, 2023 and settled for cash.

F6 · derivative.exercise_date: Includes 1,624 equivalent stock units which vest on February 28, 2024 and 3,570 equivalent stock units which vest in two equal annual installments beginning on February 28, 2024.

F6 · derivative.expiration_date: Includes 1,624 equivalent stock units which vest on February 28, 2024 and 3,570 equivalent stock units which vest in two equal annual installments beginning on February 28, 2024.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 22:09 UTC Disposition to issuerCommon Stock 831 $23.84 $19,811.04
Disclosure

SEC source: 0001562762-23-000078 · certent-form4.xml · nonDerivative · entry 3

Nipper Robert · CIK 0001701187 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,071

F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.

F3 · balance_after: Includes 1,624 restricted stock units which vest on February 28, 2024 and 3,570 restricted stock units which vest in two equal annual installments beginning on February 28, 2024.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 22:09 UTC Tax withholdingCommon Stock 9,385 $23.84 $223,738.40
Disclosure

SEC source: 0001562762-23-000078 · certent-form4.xml · nonDerivative · entry 2

Nipper Robert · CIK 0001701187 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,902

F1 · kind: Equivalent stock units vested on February 28, 2023 and settled for cash.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 22:09 UTC Exercise / conversionCommon Stock 9,385 $0.00 $0.00
Disclosure

SEC source: 0001562762-23-000078 · certent-form4.xml · nonDerivative · entry 1

Nipper Robert · CIK 0001701187 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Equivalent stock units vested on February 28, 2023 and settled for cash.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 22:04 UTC
King James GambrellChief Technology Officer
Exercise / conversionEquivalent Stock Units · Derivative 2,880 $0.00 $0.00
Disclosure

SEC source: 0001562762-23-000074 · certent-form4.xml · derivative · entry 4

King James Gambrell · CIK 0001769120 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,874

Underlying: Common Stock · 2,880 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

F1 · kind: Equivalent stock units vested on February 28, 2023 and settled for cash.

F5 · derivative.exercise_date: Includes 598 equivalent stock units which vest on February 28, 2024 and 1,276 equivalent stock units which vest in two equal annual installments beginning on February 28, 2024.

F5 · derivative.expiration_date: Includes 598 equivalent stock units which vest on February 28, 2024 and 1,276 equivalent stock units which vest in two equal annual installments beginning on February 28, 2024.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 22:04 UTC
King James GambrellChief Technology Officer
Disposition to issuerCommon Stock 368 $23.84 $8,773.12
Disclosure

SEC source: 0001562762-23-000074 · certent-form4.xml · nonDerivative · entry 3

King James Gambrell · CIK 0001769120 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,911

F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.

F3 · balance_after: Includes 598 restricted stock units which vest on February 28, 2024 and 1,276 restricted stock units which vest in two equal annual installments beginning on February 28, 2024.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 22:04 UTC
King James GambrellChief Technology Officer
Tax withholdingCommon Stock 2,880 $23.84 $68,659.20
Disclosure

SEC source: 0001562762-23-000074 · certent-form4.xml · nonDerivative · entry 2

King James Gambrell · CIK 0001769120 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,279

F1 · kind: Equivalent stock units vested on February 28, 2023 and settled for cash.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 22:04 UTC
King James GambrellChief Technology Officer
Exercise / conversionCommon Stock 2,880 $0.00 $0.00
Disclosure

SEC source: 0001562762-23-000074 · certent-form4.xml · nonDerivative · entry 1

King James Gambrell · CIK 0001769120 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,159

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Equivalent stock units vested on February 28, 2023 and settled for cash.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 22:02 UTC
Hummer RyanDirector · Chief Executive Officer
Exercise / conversionEquivalent Stock Units · Derivative 4,155 $0.00 $0.00
Disclosure

SEC source: 0001562762-23-000072 · certent-form4.xml · derivative · entry 4

Hummer Ryan · CIK 0001700226 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,167

Underlying: Common Stock · 4,155 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

F1 · kind: Equivalent stock units vested on February 28, 2023 and settled for cash.

F5 · derivative.exercise_date: Includes 779 equivalent stock units which vest on February 28, 2024, 1,708 equivalent stock units which vest in two equal annual installments beginning on February 28, 2024 and 12,680 equivalent stock units which vest in three equal annual installments beginning on November 1, 2023.

F5 · derivative.expiration_date: Includes 779 equivalent stock units which vest on February 28, 2024, 1,708 equivalent stock units which vest in two equal annual installments beginning on February 28, 2024 and 12,680 equivalent stock units which vest in three equal annual installments beginning on November 1, 2023.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 22:02 UTC
Hummer RyanDirector · Chief Executive Officer
Disposition to issuerCommon Stock 389 $23.84 $9,273.76
Disclosure

SEC source: 0001562762-23-000072 · certent-form4.xml · nonDerivative · entry 3

Hummer Ryan · CIK 0001700226 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,926

F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.

F3 · balance_after: Includes 779 restricted stock units which vest on February 28, 2024, 1,708 restricted stock units which vest in two equal annual installments beginning on February 28, 2024 and 12,680 restricted stock units which vest in three equal annual installments beginning on November 1, 2023.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 22:02 UTC
Hummer RyanDirector · Chief Executive Officer
Tax withholdingCommon Stock 4,155 $23.84 $99,055.20
Disclosure

SEC source: 0001562762-23-000072 · certent-form4.xml · nonDerivative · entry 2

Hummer Ryan · CIK 0001700226 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,315

F1 · kind: Equivalent stock units vested on February 28, 2023 and settled for cash.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 22:02 UTC
Hummer RyanDirector · Chief Executive Officer
Exercise / conversionCommon Stock 4,155 $0.00 $0.00
Disclosure

SEC source: 0001562762-23-000072 · certent-form4.xml · nonDerivative · entry 1

Hummer Ryan · CIK 0001700226 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,470

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Equivalent stock units vested on February 28, 2023 and settled for cash.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 21:57 UTC
Cole Lori AVice President, Finance
Exercise / conversionEquivalent Stock Units · Derivative 2,511 $0.00 $0.00
Disclosure

SEC source: 0001562762-23-000068 · certent-form4.xml · derivative · entry 4

Cole Lori A · CIK 0001802517 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,787

Underlying: Common Stock · 2,511 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

F1 · kind: Equivalent stock units vested on February 28, 2023 and settled for cash.

F5 · derivative.exercise_date: Includes 572 equivalent stock units which vest on February 28, 2024 and 1,215 equivalent stock units which vest in two equal annual installments beginning on February 28, 2024.

F5 · derivative.expiration_date: Includes 572 equivalent stock units which vest on February 28, 2024 and 1,215 equivalent stock units which vest in two equal annual installments beginning on February 28, 2024.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 21:57 UTC
Cole Lori AVice President, Finance
Disposition to issuerCommon Stock 351 $23.84 $8,367.84
Disclosure

SEC source: 0001562762-23-000068 · certent-form4.xml · nonDerivative · entry 3

Cole Lori A · CIK 0001802517 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,779

F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.

F3 · balance_after: Includes 572 restricted stock units which vest on February 28, 2024 and 1,215 restricted stock units which vest in two equal annual installments beginning on February 28, 2024.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 21:57 UTC
Cole Lori AVice President, Finance
Tax withholdingCommon Stock 2,511 $23.84 $59,862.24
Disclosure

SEC source: 0001562762-23-000068 · certent-form4.xml · nonDerivative · entry 2

Cole Lori A · CIK 0001802517 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,130

F1 · kind: Equivalent stock units vested on February 28, 2023 and settled for cash.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 21:57 UTC
Cole Lori AVice President, Finance
Exercise / conversionCommon Stock 2,511 $0.00 $0.00
Disclosure

SEC source: 0001562762-23-000068 · certent-form4.xml · nonDerivative · entry 1

Cole Lori A · CIK 0001802517 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,641

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Equivalent stock units vested on February 28, 2023 and settled for cash.

Read SEC document
December 01, 2022 Filed Dec 1, 2022 16:20 UTC SaleCommon Stock 57 $27.05 $1,541.85
Disclosure

SEC source: 0001562762-22-000489 · certent-form4.xml · nonDerivative · entry 2

Stromquist Marty · CIK 0001699918 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 30,173

F2 · balance_after: Held by Stromquist Technologies Inc., a corporation of which the Reporting Person is a controlling shareholder. The Reporting Person disclaims beneficial ownership of the Issuer's securities held by Stromquist Technologies Inc. except to the extent of his pecuniary interest therein.

F2 · ownership.nature: Held by Stromquist Technologies Inc., a corporation of which the Reporting Person is a controlling shareholder. The Reporting Person disclaims beneficial ownership of the Issuer's securities held by Stromquist Technologies Inc. except to the extent of his pecuniary interest therein.

Read SEC document
December 01, 2022 Filed Dec 1, 2022 16:20 UTC SaleCommon Stock 585 $26.55 $15,531.75
Disclosure

SEC source: 0001562762-22-000489 · certent-form4.xml · nonDerivative · entry 1

Stromquist Marty · CIK 0001699918 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 30,230

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.03 to $27.02. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Held by Stromquist Technologies Inc., a corporation of which the Reporting Person is a controlling shareholder. The Reporting Person disclaims beneficial ownership of the Issuer's securities held by Stromquist Technologies Inc. except to the extent of his pecuniary interest therein.

F2 · ownership.nature: Held by Stromquist Technologies Inc., a corporation of which the Reporting Person is a controlling shareholder. The Reporting Person disclaims beneficial ownership of the Issuer's securities held by Stromquist Technologies Inc. except to the extent of his pecuniary interest therein.

Read SEC document
November 30, 2022 Filed Nov 30, 2022 18:28 UTC SaleCommon Stock 119 $27.36 $3,255.84
Disclosure

SEC source: 0001562762-22-000487 · certent-form4.xml · nonDerivative · entry 3

Stromquist Marty · CIK 0001699918 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 30,815

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.34 to $27.41.

F1 · balance_after: Held by Stromquist Technologies Inc., a corporation of which the Reporting Person is a controlling shareholder. The Reporting Person disclaims beneficial ownership of the Issuer's securities held by Stromquist Technologies Inc. except to the extent of his pecuniary interest therein.

F1 · ownership.nature: Held by Stromquist Technologies Inc., a corporation of which the Reporting Person is a controlling shareholder. The Reporting Person disclaims beneficial ownership of the Issuer's securities held by Stromquist Technologies Inc. except to the extent of his pecuniary interest therein.

Read SEC document
November 30, 2022 Filed Nov 30, 2022 18:28 UTC SaleCommon Stock 576 $26.27 $15,131.52
Disclosure

SEC source: 0001562762-22-000487 · certent-form4.xml · nonDerivative · entry 2

Stromquist Marty · CIK 0001699918 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 30,934

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.00 to $26.75. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.

F1 · balance_after: Held by Stromquist Technologies Inc., a corporation of which the Reporting Person is a controlling shareholder. The Reporting Person disclaims beneficial ownership of the Issuer's securities held by Stromquist Technologies Inc. except to the extent of his pecuniary interest therein.

F1 · ownership.nature: Held by Stromquist Technologies Inc., a corporation of which the Reporting Person is a controlling shareholder. The Reporting Person disclaims beneficial ownership of the Issuer's securities held by Stromquist Technologies Inc. except to the extent of his pecuniary interest therein.

Read SEC document
November 29, 2022 Filed Nov 30, 2022 18:28 UTC SaleCommon Stock 348 $26.00 $9,048.00
Disclosure

SEC source: 0001562762-22-000487 · certent-form4.xml · nonDerivative · entry 1

Stromquist Marty · CIK 0001699918 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 31,510

F1 · balance_after: Held by Stromquist Technologies Inc., a corporation of which the Reporting Person is a controlling shareholder. The Reporting Person disclaims beneficial ownership of the Issuer's securities held by Stromquist Technologies Inc. except to the extent of his pecuniary interest therein.

F1 · ownership.nature: Held by Stromquist Technologies Inc., a corporation of which the Reporting Person is a controlling shareholder. The Reporting Person disclaims beneficial ownership of the Issuer's securities held by Stromquist Technologies Inc. except to the extent of his pecuniary interest therein.

Read SEC document
November 23, 2022 Filed Nov 28, 2022 12:05 UTC SaleCommon Stock 700 $26.79 $18,753.00
Disclosure

SEC source: 0001562762-22-000485 · certent-form4.xml · nonDerivative · entry 1

Stromquist Marty · CIK 0001699918 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 31,858

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.50 to $27.10. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Held by Stromquist Technologies Inc., a corporation of which the Reporting Person is a controlling shareholder. The Reporting Person disclaims beneficial ownership of the Issuer's securities held by Stromquist Technologies Inc. except to the extent of his pecuniary interest therein.

F2 · ownership.nature: Held by Stromquist Technologies Inc., a corporation of which the Reporting Person is a controlling shareholder. The Reporting Person disclaims beneficial ownership of the Issuer's securities held by Stromquist Technologies Inc. except to the extent of his pecuniary interest therein.

Read SEC document
November 22, 2022 Filed Nov 22, 2022 18:41 UTC SaleCommon Stock 100 $27.60 $2,760.00
Disclosure

SEC source: 0001562762-22-000481 · certent-form4.xml · nonDerivative · entry 2

Stromquist Marty · CIK 0001699918 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 32,558

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.50 to $27.67.

F2 · balance_after: Held by Stromquist Technologies Inc., a corporation of which the Reporting Person is a controlling shareholder. The Reporting Person disclaims beneficial ownership of the Issuer's securities held by Stromquist Technologies Inc. except to the extent of his pecuniary interest therein.

F2 · ownership.nature: Held by Stromquist Technologies Inc., a corporation of which the Reporting Person is a controlling shareholder. The Reporting Person disclaims beneficial ownership of the Issuer's securities held by Stromquist Technologies Inc. except to the extent of his pecuniary interest therein.

Read SEC document
November 22, 2022 Filed Nov 22, 2022 18:41 UTC SaleCommon Stock 515 $26.69 $13,745.35
Disclosure

SEC source: 0001562762-22-000481 · certent-form4.xml · nonDerivative · entry 1

Stromquist Marty · CIK 0001699918 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 32,658

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.50 to $27.20. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (3) to this Form 4.

F2 · balance_after: Held by Stromquist Technologies Inc., a corporation of which the Reporting Person is a controlling shareholder. The Reporting Person disclaims beneficial ownership of the Issuer's securities held by Stromquist Technologies Inc. except to the extent of his pecuniary interest therein.

F2 · ownership.nature: Held by Stromquist Technologies Inc., a corporation of which the Reporting Person is a controlling shareholder. The Reporting Person disclaims beneficial ownership of the Issuer's securities held by Stromquist Technologies Inc. except to the extent of his pecuniary interest therein.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 13:12 UTC
Hummer RyanDirector · Chief Executive Officer
GrantEquivalent Stock Units · Derivative 12,680 $0.00 $0.00
Disclosure

SEC source: 0001562762-22-000419 · certent-form4.xml · derivative · entry 2

Hummer Ryan · CIK 0001700226 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,322

Underlying: Common Stock · 12,680 shares

Expires not disclosed

F1 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

F2 · derivative.exercise_date: Includes 2,521 equivalent stock units which vest on February 28, 2023, 1,558 equivalent stock units which vest in two equal annual installments beginning on February 28, 2023, 2,563 equivalent stock units which vest in three equal annual installments beginning on February 28, 2023 and 12,680 equivalent stock units which vest in three equal annual installments beginning on November 1, 2023.

F2 · derivative.expiration_date: Includes 2,521 equivalent stock units which vest on February 28, 2023, 1,558 equivalent stock units which vest in two equal annual installments beginning on February 28, 2023, 2,563 equivalent stock units which vest in three equal annual installments beginning on February 28, 2023 and 12,680 equivalent stock units which vest in three equal annual installments beginning on November 1, 2023.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 13:12 UTC
Hummer RyanDirector · Chief Executive Officer
GrantCommon Stock 12,680 $0.00 $0.00
Disclosure

SEC source: 0001562762-22-000419 · certent-form4.xml · nonDerivative · entry 1

Hummer Ryan · CIK 0001700226 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,315

Read SEC document
July 27, 2022 Filed Jul 28, 2022 22:13 UTC GrantCommon Stock 4,145 $0.00 $0.00
Disclosure

SEC source: 0001562762-22-000306 · primary_doc.xml · nonDerivative · entry 1

Grewal Gurinder · CIK 0001695567 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,145

F1 · balance_after: Includes 4,145 restricted stock units which vest on July 27, 2023 and all of which settle within thirty days following the earlier of (i) the termination of the Reporting Person's service for any reason or (ii) a change of control.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 20:40 UTC
LEV ORIExecutive VP, GC and Secretary
Exercise / conversionEquivalent Stock Units · Derivative 113 $0.00 $0.00
Disclosure

SEC source: 0001562762-22-000159 · certent-form4.xml · derivative · entry 4

LEV ORI · CIK 0001811682 · Executive VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,982

Underlying: Common Stock · 113 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee.

F1 · kind: Equivalent stock units vested on April 1, 2022 and settled for cash.

F5 · derivative.exercise_date: Includes 1,000 equivalent stock units which on February 28, 2023, 1,196 equivalent stock units which vest in two equal annual installments beginning on February 28, 2023 and 1,786 equivalent stock units which vest in three equal annual installments beginning on February 28, 2023.

F5 · derivative.expiration_date: Includes 1,000 equivalent stock units which on February 28, 2023, 1,196 equivalent stock units which vest in two equal annual installments beginning on February 28, 2023 and 1,786 equivalent stock units which vest in three equal annual installments beginning on February 28, 2023.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 20:40 UTC
LEV ORIExecutive VP, GC and Secretary
Disposition to issuerCommon Stock 28 $48.90 $1,369.20
Disclosure

SEC source: 0001562762-22-000159 · certent-form4.xml · nonDerivative · entry 3

LEV ORI · CIK 0001811682 · Executive VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,328

F2 · shares: These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units.

F3 · balance_after: Includes 1,196 restricted stock units which vest in two equal annual installments beginning on February 28, 2023 and 1,786 restricted stock units which vest in three equal annual installments beginning on February 28, 2023.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 20:40 UTC
LEV ORIExecutive VP, GC and Secretary
Tax withholdingCommon Stock 113 $48.90 $5,525.70
Disclosure

SEC source: 0001562762-22-000159 · certent-form4.xml · nonDerivative · entry 2

LEV ORI · CIK 0001811682 · Executive VP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,356

F1 · kind: Equivalent stock units vested on April 1, 2022 and settled for cash.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.