Last 12 months
Inside the activity.
0 purchase rows · 22 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 3 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 3 |
| Jul 2026 | 0 | 3 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 3 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 22, 2018 Filed Mar 23, 2018 20:20 UTC |
Standard General L.P.10% owner
Kim SoohyungDirector · See Footnote 3 · 10% owner
|
PurchaseCommon Stock | 75,000 | $5.47 | $410,250.00 |
DisclosureSEC source: 0001140361-18-014805 · doc1.xml · nonDerivative · entry 5 Standard General L.P. · CIK 0001409888 · 10% owner Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 14,387,113 F1 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein. F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Read SEC document |
| March 22, 2018 Filed Mar 23, 2018 20:20 UTC |
Standard General L.P.10% owner
Kim SoohyungDirector · See Footnote 3 · 10% owner
|
PurchaseCommon Stock | 65,000 | $5.48 | $356,200.00 |
DisclosureSEC source: 0001140361-18-014805 · doc1.xml · nonDerivative · entry 4 Standard General L.P. · CIK 0001409888 · 10% owner Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 14,312,113 F1 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein. F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Read SEC document |
| March 22, 2018 Filed Mar 23, 2018 20:20 UTC |
Standard General L.P.10% owner
Kim SoohyungDirector · See Footnote 3 · 10% owner
|
PurchaseCommon Stock | 10,900 | $5.47 | $59,623.00 |
DisclosureSEC source: 0001140361-18-014805 · doc1.xml · nonDerivative · entry 3 Standard General L.P. · CIK 0001409888 · 10% owner Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 14,247,113 F1 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein. F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Read SEC document |
| March 22, 2018 Filed Mar 23, 2018 20:20 UTC |
Standard General L.P.10% owner
Kim SoohyungDirector · See Footnote 3 · 10% owner
|
PurchaseCommon Stock | 6,900 | $5.47 | $37,743.00 |
DisclosureSEC source: 0001140361-18-014805 · doc1.xml · nonDerivative · entry 2 Standard General L.P. · CIK 0001409888 · 10% owner Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 14,236,213 F1 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein. F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 20:20 UTC |
Standard General L.P.10% owner
Kim SoohyungDirector · See Footnote 3 · 10% owner
|
PurchaseCommon Stock, par value $0.01 ("Common Stock") | 91,600 | $5.57 | $510,212.00 |
DisclosureSEC source: 0001140361-18-014805 · doc1.xml · nonDerivative · entry 1 Standard General L.P. · CIK 0001409888 · 10% owner Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 14,229,313 F1 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein. F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Read SEC document |
| March 20, 2018 Filed Mar 20, 2018 21:41 UTC |
Standard General L.P.10% owner
Kim SoohyungDirector · See Footnote 3 · 10% owner
|
PurchaseCommon Stock | 75,000 | $5.62 | $421,500.00 |
DisclosureSEC source: 0001140361-18-014339 · doc1.xml · nonDerivative · entry 8 Standard General L.P. · CIK 0001409888 · 10% owner Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 14,137,713 F1 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein. F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Read SEC document |
| March 20, 2018 Filed Mar 20, 2018 21:41 UTC |
Standard General L.P.10% owner
Kim SoohyungDirector · See Footnote 3 · 10% owner
|
PurchaseCommon Stock | 55,000 | $5.66 | $311,300.00 |
DisclosureSEC source: 0001140361-18-014339 · doc1.xml · nonDerivative · entry 7 Standard General L.P. · CIK 0001409888 · 10% owner Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 14,062,713 F1 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein. F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Read SEC document |
| March 20, 2018 Filed Mar 20, 2018 21:41 UTC |
Standard General L.P.10% owner
Kim SoohyungDirector · See Footnote 3 · 10% owner
|
PurchaseCommon Stock | 300,000 | $5.68 | $1,704,000.00 |
DisclosureSEC source: 0001140361-18-014339 · doc1.xml · nonDerivative · entry 6 Standard General L.P. · CIK 0001409888 · 10% owner Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 14,007,713 F1 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein. F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Read SEC document |
| March 20, 2018 Filed Mar 22, 2018 20:38 UTC Amendment |
Standard General L.P.10% owner
Kim SoohyungDirector · See Footnote 3 · 10% owner
|
PurchaseCommon Stock | 300,000 | $5.69 | $1,707,000.00 |
DisclosureSEC source: 0001140361-18-014666 · doc1.xml · nonDerivative · entry 1 Standard General L.P. · CIK 0001409888 · 10% owner Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 14,007,713 F1 · price: This amendment is being filed solely to correct the previously reported purchase price. F2 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Read SEC document |
| March 19, 2018 Filed Mar 20, 2018 21:41 UTC |
Standard General L.P.10% owner
Kim SoohyungDirector · See Footnote 3 · 10% owner
|
PurchaseCommon Stock | 8,913 | $5.76 | $51,338.88 |
DisclosureSEC source: 0001140361-18-014339 · doc1.xml · nonDerivative · entry 5 Standard General L.P. · CIK 0001409888 · 10% owner Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 13,707,713 F1 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein. F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Read SEC document |
| March 19, 2018 Filed Mar 20, 2018 21:41 UTC |
Standard General L.P.10% owner
Kim SoohyungDirector · See Footnote 3 · 10% owner
|
PurchaseCommon Stock | 200,000 | $5.81 | $1,162,000.00 |
DisclosureSEC source: 0001140361-18-014339 · doc1.xml · nonDerivative · entry 4 Standard General L.P. · CIK 0001409888 · 10% owner Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 13,698,800 F1 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein. F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 21:41 UTC |
Standard General L.P.10% owner
Kim SoohyungDirector · See Footnote 3 · 10% owner
|
PurchaseCommon Stock | 13,900 | $5.75 | $79,925.00 |
DisclosureSEC source: 0001140361-18-014339 · doc1.xml · nonDerivative · entry 3 Standard General L.P. · CIK 0001409888 · 10% owner Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 13,498,800 F1 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein. F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 21:41 UTC |
Standard General L.P.10% owner
Kim SoohyungDirector · See Footnote 3 · 10% owner
|
PurchaseCommon Stock | 200,000 | $5.74 | $1,148,000.00 |
DisclosureSEC source: 0001140361-18-014339 · doc1.xml · nonDerivative · entry 2 Standard General L.P. · CIK 0001409888 · 10% owner Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 13,484,900 F1 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein. F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 21:41 UTC |
Standard General L.P.10% owner
Kim SoohyungDirector · See Footnote 3 · 10% owner
|
PurchaseCommon Stock, par value $0.01 ("Common Stock") | 35,700 | $5.72 | $204,204.00 |
DisclosureSEC source: 0001140361-18-014339 · doc1.xml · nonDerivative · entry 1 Standard General L.P. · CIK 0001409888 · 10% owner Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 13,284,900 F1 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein. F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 17:40 UTC |
AMC STARPLEX, LLC10% owner
AMERICAN MULTI-CINEMA, INC.10% owner
AMC ENTERTAINMENT HOLDINGS, INC.10% owner
|
OtherCommon Units of National Cinemedia, LLC · Derivative | 915,150 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001661466-18-000001 · primary_doc.xml · derivative · entry 1 AMC STARPLEX, LLC · CIK 0001661466 · 10% owner AMERICAN MULTI-CINEMA, INC. · CIK 0000780392 · 10% owner AMC ENTERTAINMENT HOLDINGS, INC. · CIK 0001411579 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,477,480 Underlying: National Cinemedia, Inc. Common Stock · 915,150 shares Expires not disclosed F2 · kind: Common Units were returned to NCM LLC pursuant to the Common Unit Adjustment Agreement, dated as of February 13, 2007, by and among NCM LLC, the Issuer, American Multi-Cinema, Inc. ("AMCI") and other parties thereto (the "CUAA"). The adjustment was triggered by the annual adjustment mechanism in the CUAA. AMC Starplex, LLC ("AMCS") was designated by AMCI to return the Common Units. F2 · price: Common Units were returned to NCM LLC pursuant to the Common Unit Adjustment Agreement, dated as of February 13, 2007, by and among NCM LLC, the Issuer, American Multi-Cinema, Inc. ("AMCI") and other parties thereto (the "CUAA"). The adjustment was triggered by the annual adjustment mechanism in the CUAA. AMC Starplex, LLC ("AMCS") was designated by AMCI to return the Common Units. F1 · derivative.exercise_date: Common Units of National Cinemedia, LLC ("NCM LLC") may be converted at any time into shares of the Issuer on a one-for-one basis and have no expiration date. F1 · derivative.expiration_date: Common Units of National Cinemedia, LLC ("NCM LLC") may be converted at any time into shares of the Issuer on a one-for-one basis and have no expiration date. F3 · ownership.direct: Of the final reported securities in this Form 4, 8,309,597 Common Units are held directly by AMCS. 13,167,883 Common Units are held directly by AMCI and 8,309,597 Common Units are held indirectly by AMCI through AMCS, a wholly-owned subsidiary. All of the reported Common Units are held indirectly by AMC Entertainment Holdings, Inc. ("AMCEH"), the parent of AMCI. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 22:05 UTC |
Cinemark Holdings, Inc.Director · 10% owner
CINEMARK USA INC /TXDirector · 10% owner
Cinemark Media, Inc.Director · 10% owner
|
GrantCommon Units of National CineMedia, LLC · Derivative | 908,042 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000899243-18-007999 · doc4.xml · derivative · entry 1 Cinemark Holdings, Inc. · CIK 0001385280 · Director · 10% owner CINEMARK USA INC /TX · CIK 0000885975 · Director · 10% owner Cinemark Media, Inc. · CIK 0001388693 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 28,779,904 Underlying: Common Stock of National CineMedia, Inc. · 908,042 shares Expires not disclosed F1 · derivative.exercise_price: Common Units of National CineMedia, LLC may be converted at any time into common stock of National CineMedia, Inc.on a one-for-one basis and have no expiration date. F2 · shares: Common Units were transferred effective March 15, 2018, pursuant to the Common Unit Adjustment Agreement, dated February 13, 2007 between National CineMedia, LLC and Cinemark Media, Inc. F1 · price: Common Units of National CineMedia, LLC may be converted at any time into common stock of National CineMedia, Inc.on a one-for-one basis and have no expiration date. F1 · derivative.exercise_date: Common Units of National CineMedia, LLC may be converted at any time into common stock of National CineMedia, Inc.on a one-for-one basis and have no expiration date. F1 · derivative.expiration_date: Common Units of National CineMedia, LLC may be converted at any time into common stock of National CineMedia, Inc.on a one-for-one basis and have no expiration date. F2 · derivative.underlying_shares: Common Units were transferred effective March 15, 2018, pursuant to the Common Unit Adjustment Agreement, dated February 13, 2007 between National CineMedia, LLC and Cinemark Media, Inc. F3 · ownership.nature: The reported securities are owned directly by Cinemark Media, Inc. and indirectly by Cinemark USA, Inc. and Cinemark Holdings, Inc. Cinemark Media, Inc. is a wholly-owned subsidiary of Cinemark USA, Inc. and Cinemark USA, Inc. is a wholly-owned subsidiary of Cinemark Holdings, Inc. which is the ultimate parent company of each joint filer of this report. Read SEC document |
| March 13, 2018 Filed Mar 14, 2018 17:37 UTC |
SCHNEIDER SCOTT NDirector
|
GrantRestricted Stock Units · Derivative | 16,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001600781-18-000058 · edgar.xml · derivative · entry 1 SCHNEIDER SCOTT N · CIK 0001180231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,667 Underlying: Common Stock · 16,667 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The Restricted Stock Units are scheduled to vest on February 24, 2019, provided the reporting person continues to be a director of the Issuer on that date, except that if he dies prior to the vesting date the Restricted Stock Units will vest in full on the date of death. The Restricted Stock Units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date, unless the reporting person has elected to defer receipt of the shares for a period not to exceed five years. F2 · derivative.expiration_date: The Restricted Stock Units are scheduled to vest on February 24, 2019, provided the reporting person continues to be a director of the Issuer on that date, except that if he dies prior to the vesting date the Restricted Stock Units will vest in full on the date of death. The Restricted Stock Units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date, unless the reporting person has elected to defer receipt of the shares for a period not to exceed five years. Read SEC document |
| March 13, 2018 Filed Mar 15, 2018 19:00 UTC |
SEGALL MARK BDirector
|
GrantRestricted Stock Units · Derivative | 17,628 | $0.00 | $0.00 |
DisclosureSEC source: 0001600781-18-000066 · edgar.xml · derivative · entry 1 SEGALL MARK B · CIK 0001116572 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,628 Underlying: Common Stock · 17,628 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The Restricted Stock Units are scheduled to vest on April 13, 2019, provided the reporting person continues to be a director of the Issuer on that date, except that if he dies prior to the vesting date the Restricted Stock Units will vest in full on the date of death. The Restricted Stock Units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date, unless the reporting person has elected to defer receipt of the shares for a period not to exceed five years. F2 · derivative.expiration_date: The Restricted Stock Units are scheduled to vest on April 13, 2019, provided the reporting person continues to be a director of the Issuer on that date, except that if he dies prior to the vesting date the Restricted Stock Units will vest in full on the date of death. The Restricted Stock Units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date, unless the reporting person has elected to defer receipt of the shares for a period not to exceed five years. Read SEC document |
| March 12, 2018 Filed Mar 15, 2018 01:47 UTC |
Marks Clifford EPresident
|
Disposition to issuerCommon Stock | 556 | $0.00 | $0.00 |
DisclosureSEC source: 0001600781-18-000060 · edgar.xml · nonDerivative · entry 3 Marks Clifford E · CIK 0001388840 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 558,220 F3 · shares: On April 10, 2015, the reporting person received a grant of 9,422 shares of restricted stock that would vest based upon achievement of specified performance targets at the end of a three-year measurement period. On March 12, 2018, the Issuer determined that the performance conditions were 94.1% satisfied and, as a result, a portion of the original grant was forfeited. Read SEC document |
| March 12, 2018 Filed Mar 15, 2018 01:47 UTC |
Marks Clifford EPresident
|
Disposition to issuerCommon Stock | 4,143 | $0.00 | $0.00 |
DisclosureSEC source: 0001600781-18-000060 · edgar.xml · nonDerivative · entry 2 Marks Clifford E · CIK 0001388840 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 558,776 F2 · shares: On January 21, 2015, the reporting person received a grant of 78,168 shares of restricted stock that would vest based upon achievement of specified performance targets at the end of a three-year measurement period. On March 12, 2018, the Issuer determined that the performance conditions were 94.7% satisfied and, as a result, a portion of the original grant was forfeited. Read SEC document |
| March 12, 2018 Filed Mar 15, 2018 01:47 UTC |
Marks Clifford EPresident
|
Tax withholdingCommon Stock | 34,164 | $7.71 | $263,404.44 |
DisclosureSEC source: 0001600781-18-000060 · edgar.xml · nonDerivative · entry 1 Marks Clifford E · CIK 0001388840 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 562,919 F1 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 01:36 UTC |
Madison Paula WilliamsDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 7,432 | $0.00 | $0.00 |
DisclosureSEC source: 0001600781-18-000038 · edgar.xml · derivative · entry 2 Madison Paula Williams · CIK 0001601579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,432 shares Expires 2018-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of the Issuer's common stock. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 01:36 UTC |
Madison Paula WilliamsDirector
|
Exercise / conversionCommon Stock | 7,432 | $0.00 | $0.00 |
DisclosureSEC source: 0001600781-18-000038 · edgar.xml · nonDerivative · entry 1 Madison Paula Williams · CIK 0001601579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,760 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents acquisition of common stock upon vesting of Restricted Stock Units. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 01:35 UTC |
Lesinski Thomas F.Director
|
Exercise / conversionRestricted Stock Units · Derivative | 7,432 | $0.00 | $0.00 |
DisclosureSEC source: 0001600781-18-000036 · edgar.xml · derivative · entry 2 Lesinski Thomas F. · CIK 0001629303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,432 shares Expires 2018-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of the Issuer's common stock. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 01:35 UTC |
Lesinski Thomas F.Director
|
Exercise / conversionCommon Stock | 7,432 | $0.00 | $0.00 |
DisclosureSEC source: 0001600781-18-000036 · edgar.xml · nonDerivative · entry 1 Lesinski Thomas F. · CIK 0001629303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,228 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents acquisition of common stock upon vesting of Restricted Stock Units. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 01:33 UTC |
Lanning Stephen LDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 7,432 | $0.00 | $0.00 |
DisclosureSEC source: 0001600781-18-000034 · edgar.xml · derivative · entry 2 Lanning Stephen L · CIK 0001388843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,432 shares Expires 2018-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of the Issuer's common stock. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 01:33 UTC |
Lanning Stephen LDirector
|
Exercise / conversionCommon Stock | 7,432 | $0.00 | $0.00 |
DisclosureSEC source: 0001600781-18-000034 · edgar.xml · nonDerivative · entry 1 Lanning Stephen L · CIK 0001388843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,548 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents acquisition of common stock upon vesting of Restricted Stock Units. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 01:31 UTC |
HAAS DAVID RDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 7,432 | $0.00 | $0.00 |
DisclosureSEC source: 0001600781-18-000032 · edgar.xml · derivative · entry 2 HAAS DAVID R · CIK 0001282689 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,432 shares Expires 2018-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of the Issuer's common stock. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 01:31 UTC |
HAAS DAVID RDirector
|
Exercise / conversionCommon Stock | 7,432 | $0.00 | $0.00 |
DisclosureSEC source: 0001600781-18-000032 · edgar.xml · nonDerivative · entry 1 HAAS DAVID R · CIK 0001282689 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,245 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents aquisition of common stock upon vesting of Restricted Stock Units. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 01:30 UTC |
Goodman Lawrence ADirector
|
Exercise / conversionRestricted Stock Units · Derivative | 7,432 | $0.00 | $0.00 |
DisclosureSEC source: 0001600781-18-000030 · edgar.xml · derivative · entry 2 Goodman Lawrence A · CIK 0001388844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,432 shares Expires 2018-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of the Issuer's common stock. Read SEC document |
| February 19, 2018 Filed Feb 21, 2018 01:30 UTC |
Goodman Lawrence ADirector
|
Exercise / conversionCommon Stock | 7,432 | $0.00 | $0.00 |
DisclosureSEC source: 0001600781-18-000030 · edgar.xml · nonDerivative · entry 1 Goodman Lawrence A · CIK 0001388844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,665 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents acquisition of common stock upon vesting of Restricted Stock Units. Read SEC document |
| February 12, 2018 Filed Feb 12, 2018 21:49 UTC |
Hilty Sarah KinnickSVP & General Counsel
|
GrantCommon Stock | 40,760 | $0.00 | $0.00 |
DisclosureSEC source: 0001600781-18-000028 · edgar.xml · nonDerivative · entry 1 Hilty Sarah Kinnick · CIK 0001730308 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,760 F1 · shares: Represents shares of restricted stock that will vest as follows: 33,334 shares will vest in three equal installments beginning on February 12, 2019, 5,569 shares will vest upon achievement of specified performance targets at the end of a three-year measuring period ending on March 1, 2021, and 1,857 shares will vest upon achievement of specified performance targets at the end of a one-year measuring period ending on March 1, 2021. Read SEC document |
| January 24, 2018 Filed Jan 27, 2018 00:01 UTC |
Madison Paula WilliamsDirector
|
GrantRestricted Stock Units · Derivative | 16,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001600781-18-000022 · edgar.xml · derivative · entry 1 Madison Paula Williams · CIK 0001601579 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,667 Underlying: Common Stock · 16,667 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The Restricted Stock Units are scheduled to vest on February 24, 2019, provided the reporting person continues to be a director of the Issuer on that date, except that if she dies prior to the vesting date the Restricted Stock Units will vest in full on the date of death. The Restricted Stock Units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date, unless the reporting person has elected to defer receipt of the shares for a period not to exceed five years. F2 · derivative.expiration_date: The Restricted Stock Units are scheduled to vest on February 24, 2019, provided the reporting person continues to be a director of the Issuer on that date, except that if she dies prior to the vesting date the Restricted Stock Units will vest in full on the date of death. The Restricted Stock Units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date, unless the reporting person has elected to defer receipt of the shares for a period not to exceed five years. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 23:59 UTC |
Lesinski Thomas F.Director
|
GrantRestricted Stock Units · Derivative | 16,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001600781-18-000020 · edgar.xml · derivative · entry 1 Lesinski Thomas F. · CIK 0001629303 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,667 Underlying: Common Stock · 16,667 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The Restricted Stock Units are scheduled to vest on February 24, 2019, provided the reporting person continues to be a director of the Issuer on that date, except that if he dies prior to the vesting date the Restricted Stock Units will vest in full on the date of death. The Restricted Stock Units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date, unless the reporting person has elected to defer receipt of the shares for a period not to exceed five years. F2 · derivative.expiration_date: The Restricted Stock Units are scheduled to vest on February 24, 2019, provided the reporting person continues to be a director of the Issuer on that date, except that if he dies prior to the vesting date the Restricted Stock Units will vest in full on the date of death. The Restricted Stock Units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date, unless the reporting person has elected to defer receipt of the shares for a period not to exceed five years. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 23:57 UTC |
Lanning Stephen LDirector
|
GrantRestricted Stock Units · Derivative | 16,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001600781-18-000018 · edgar.xml · derivative · entry 1 Lanning Stephen L · CIK 0001388843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,667 Underlying: Common Stock · 16,667 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The Restricted Stock Units are scheduled to vest on February 24, 2019, provided the reporting person continues to be a director of the Issuer on that date, except that if he dies prior to the vesting date the Restricted Stock Units will vest in full on the date of death. The Restricted Stock Units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date, unless the reporting person has elected to defer receipt of the shares for a period not to exceed five years. F2 · derivative.expiration_date: The Restricted Stock Units are scheduled to vest on February 24, 2019, provided the reporting person continues to be a director of the Issuer on that date, except that if he dies prior to the vesting date the Restricted Stock Units will vest in full on the date of death. The Restricted Stock Units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date, unless the reporting person has elected to defer receipt of the shares for a period not to exceed five years. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 23:56 UTC |
HAAS DAVID RDirector
|
GrantRestricted Stock Units · Derivative | 16,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001600781-18-000016 · edgar.xml · derivative · entry 1 HAAS DAVID R · CIK 0001282689 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,667 Underlying: Common Stock · 16,667 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The Restricted Stock Units are scheduled to vest on February 24, 2019, provided the reporting person continues to be a director of the Issuer on that date, except that if he dies prior to the vesting date the Restricted Stock Units will vest in full on the date of death. The Restricted Stock Units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date, unless the reporting person has elected to defer receipt of the shares for a period not to exceed five years. F2 · derivative.expiration_date: The Restricted Stock Units are scheduled to vest on February 24, 2019, provided the reporting person continues to be a director of the Issuer on that date, except that if he dies prior to the vesting date the Restricted Stock Units will vest in full on the date of death. The Restricted Stock Units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date, unless the reporting person has elected to defer receipt of the shares for a period not to exceed five years. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 23:54 UTC |
Goodman Lawrence ADirector
|
GrantRestricted Stock Units · Derivative | 16,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001600781-18-000014 · edgar.xml · derivative · entry 1 Goodman Lawrence A · CIK 0001388844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,667 Underlying: Common Stock · 16,667 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The Restricted Stock Units are scheduled to vest on February 24, 2019, provided the reporting person continues to be a director of the Issuer on that date, except that if he dies prior to the vesting date the Restricted Stock Units will vest in full on the date of death. The Restricted Stock Units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date, unless the reporting person has elected to defer receipt of the shares for a period not to exceed five years. F2 · derivative.expiration_date: The Restricted Stock Units are scheduled to vest on February 24, 2019, provided the reporting person continues to be a director of the Issuer on that date, except that if he dies prior to the vesting date the Restricted Stock Units will vest in full on the date of death. The Restricted Stock Units will convert to shares of the Issuer's common stock and the shares will be delivered to the reporting person as soon as practicable following the vesting date, unless the reporting person has elected to defer receipt of the shares for a period not to exceed five years. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 23:52 UTC |
Scherping Katherine LeeChief Financial Officer
|
GrantCommon Stock | 48,243 | $0.00 | $0.00 |
DisclosureSEC source: 0001600781-18-000012 · edgar.xml · nonDerivative · entry 1 Scherping Katherine Lee · CIK 0001330786 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,941 F1 · shares: Represents shares of restricted stock that will vest as follows: 19,297 shares will vest in three equal annual installments beginning on January 24, 2019, 21,709 shares will vest upon achievement of specified performance targets at the end of a three-year measuring period ending on December 31, 2020, and 7,237 shares will vest upon achievement of specified performance targets at the end of a one-year measuring period ending on December 31, 2020. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 23:49 UTC |
England Andrew J.Director · CEO
|
GrantCommon Stock | 227,273 | $0.00 | $0.00 |
DisclosureSEC source: 0001600781-18-000008 · edgar.xml · nonDerivative · entry 1 England Andrew J. · CIK 0001663150 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 468,961 F1 · shares: Represents shares of restricted stock that will vest as follows: 56,818 shares will vest in three equal annual installments beginning on January 24, 2019, 127,841 shares will vest upon achievement of specified performance targets at the end of a three-year measuring period ending on December 31, 2020, and 42,614 shares will vest upon achievement of specified performance targets at the end of a one-year measuring period ending on December 31, 2020. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 23:51 UTC |
Marks Clifford EPresident
|
GrantCommon Stock | 159,487 | $0.00 | $0.00 |
DisclosureSEC source: 0001600781-18-000010 · edgar.xml · nonDerivative · entry 1 Marks Clifford E · CIK 0001388840 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 597,083 F1 · shares: Represents shares of restricted stock that will vest as follows: 63,795 shares will vest in three equal annual installments beginning on January 24, 2019, 71,769 shares will vest upon achievement of specified performance targets at the end of a three-year measuring period ending on December 31, 2020, and 23,923 shares will vest upon achievement of specified performance targets at the end of a one-year measuring period ending on December 31, 2020. Read SEC document |
| January 21, 2018 Filed Jan 23, 2018 23:19 UTC |
Marks Clifford EPresident
|
Tax withholdingCommon Stock | 6,640 | $6.56 | $43,558.40 |
DisclosureSEC source: 0001600781-18-000004 · edgar.xml · nonDerivative · entry 3 Marks Clifford E · CIK 0001388840 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 437,596 F1 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock. Read SEC document |
| January 21, 2018 Filed Jan 23, 2018 23:17 UTC |
Hardy Ralph EEVP, Gen. Counsel & Secretary
|
Tax withholdingCommon Stock | 1,851 | $6.56 | $12,142.56 |
DisclosureSEC source: 0001600781-18-000003 · edgar.xml · nonDerivative · entry 3 Hardy Ralph E · CIK 0001388841 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,254 F1 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock. Read SEC document |
| January 20, 2018 Filed Jan 23, 2018 23:19 UTC |
Marks Clifford EPresident
|
Tax withholdingCommon Stock | 7,857 | $6.56 | $51,541.92 |
DisclosureSEC source: 0001600781-18-000004 · edgar.xml · nonDerivative · entry 2 Marks Clifford E · CIK 0001388840 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 444,236 F1 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock. Read SEC document |
| January 20, 2018 Filed Jan 23, 2018 23:17 UTC |
Hardy Ralph EEVP, Gen. Counsel & Secretary
|
Tax withholdingCommon Stock | 1,622 | $6.56 | $10,640.32 |
DisclosureSEC source: 0001600781-18-000003 · edgar.xml · nonDerivative · entry 2 Hardy Ralph E · CIK 0001388841 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,105 F1 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock. Read SEC document |
| January 19, 2018 Filed Jan 23, 2018 23:19 UTC |
Marks Clifford EPresident
|
Tax withholdingCommon Stock | 8,539 | $6.56 | $56,015.84 |
DisclosureSEC source: 0001600781-18-000004 · edgar.xml · nonDerivative · entry 1 Marks Clifford E · CIK 0001388840 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 452,093 F1 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock. Read SEC document |
| January 19, 2018 Filed Jan 23, 2018 23:17 UTC |
Hardy Ralph EEVP, Gen. Counsel & Secretary
|
Tax withholdingCommon Stock | 1,678 | $6.56 | $11,007.68 |
DisclosureSEC source: 0001600781-18-000003 · edgar.xml · nonDerivative · entry 1 Hardy Ralph E · CIK 0001388841 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,727 F1 · shares: Represents withholding of shares to satisfy tax obligations upon the vesting of restricted stock. Read SEC document |
| January 19, 2018 Filed Jan 24, 2018 21:26 UTC |
SCHNEIDER SCOTT NDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 18,243 | $0.00 | $0.00 |
DisclosureSEC source: 0001600781-18-000006 · edgar.xml · derivative · entry 2 SCHNEIDER SCOTT N · CIK 0001180231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,243 shares Expires 2018-01-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive one share of the Issuer's common stock. Read SEC document |
| January 19, 2018 Filed Jan 24, 2018 21:26 UTC |
SCHNEIDER SCOTT NDirector
|
Exercise / conversionCommon Stock | 18,243 | $0.00 | $0.00 |
DisclosureSEC source: 0001600781-18-000006 · edgar.xml · nonDerivative · entry 1 SCHNEIDER SCOTT N · CIK 0001180231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,864 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents acquisition of common stock upon vesting of Restricted Stock Units. Read SEC document |
| December 22, 2017 Filed Dec 27, 2017 21:35 UTC |
Standard General L.P.10% owner
Kim SoohyungDirector · See Footnote 3 · 10% owner
|
PurchaseCommon Stock, par value $0.01 ("Common Stock") | 15,000 | $6.94 | $104,050.50 |
DisclosureSEC source: 0001140361-17-047489 · doc1.xml · nonDerivative · entry 1 Standard General L.P. · CIK 0001409888 · 10% owner Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 13,249,200 F1 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein. F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Read SEC document |
| December 18, 2017 Filed Dec 20, 2017 22:01 UTC |
Standard General L.P.10% owner
Kim SoohyungDirector · See Footnote 3 · 10% owner
|
PurchaseCommon Stock | 50,000 | $6.96 | $347,975.00 |
DisclosureSEC source: 0001140361-17-046901 · doc1.xml · nonDerivative · entry 2 Standard General L.P. · CIK 0001409888 · 10% owner Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 13,234,200 F1 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein. F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.