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Nasdaq · USD

NBTB

NBT BANCORP INC

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4320
SEC CIK
0000790359
Parsed reports
664

Last 12 months

Inside the activity.

4 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202500
Jan 202620
Feb 202601
Mar 202601
Apr 202600
May 202600
Jun 202604
Jul 202602
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 15, 2017 Filed Jan 18, 2017 21:08 UTC
DIETRICH MARTIN ADirector · Chairman, NBT Bancorp
Tax withholdingNBT Bancorp Inc. Common Stock 1,471 $41.65 $61,267.15
Disclosure

SEC source: 0001690001-17-000005 · edgardoc.xml · nonDerivative · entry 2

DIETRICH MARTIN A · CIK 0001204704 · Director · Chairman, NBT Bancorp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,381.045

Read SEC document
January 15, 2017 Filed Jan 18, 2017 21:08 UTC
DIETRICH MARTIN ADirector · Chairman, NBT Bancorp
Tax withholdingNBT Bancorp Inc. Common Stock 1,692 $41.65 $70,471.80
Disclosure

SEC source: 0001690001-17-000005 · edgardoc.xml · nonDerivative · entry 1

DIETRICH MARTIN A · CIK 0001204704 · Director · Chairman, NBT Bancorp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,852.045

Read SEC document
January 15, 2017 Filed Jan 18, 2017 20:54 UTC
CHEWENS MICHAEL JSr EVP & CFO
Tax withholdingNBT Bancorp Inc. Common Stock 512 $41.65 $21,324.80
Disclosure

SEC source: 0001690001-17-000004 · edgardoc.xml · nonDerivative · entry 5

CHEWENS MICHAEL J · CIK 0001204716 · Sr EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,583

Read SEC document
January 15, 2017 Filed Jan 18, 2017 20:54 UTC
CHEWENS MICHAEL JSr EVP & CFO
Tax withholdingNBT Bancorp Inc. Common Stock 506 $41.65 $21,074.90
Disclosure

SEC source: 0001690001-17-000004 · edgardoc.xml · nonDerivative · entry 4

CHEWENS MICHAEL J · CIK 0001204716 · Sr EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,095

Read SEC document
January 15, 2017 Filed Jan 18, 2017 20:54 UTC
CHEWENS MICHAEL JSr EVP & CFO
Tax withholdingNBT Bancorp Inc. Common Stock 2,783 $41.65 $115,911.95
Disclosure

SEC source: 0001690001-17-000004 · edgardoc.xml · nonDerivative · entry 3

CHEWENS MICHAEL J · CIK 0001204716 · Sr EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,601

Read SEC document
January 15, 2017 Filed Jan 18, 2017 20:54 UTC
CHEWENS MICHAEL JSr EVP & CFO
Tax withholdingNBT Bancorp Inc. Common Stock 464 $41.65 $19,325.60
Disclosure

SEC source: 0001690001-17-000004 · edgardoc.xml · nonDerivative · entry 2

CHEWENS MICHAEL J · CIK 0001204716 · Sr EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,384

Read SEC document
January 15, 2017 Filed Jan 18, 2017 20:54 UTC
CHEWENS MICHAEL JSr EVP & CFO
Tax withholdingNBT Bancorp Inc. Common Stock 550 $41.65 $22,907.50
Disclosure

SEC source: 0001690001-17-000004 · edgardoc.xml · nonDerivative · entry 1

CHEWENS MICHAEL J · CIK 0001204716 · Sr EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,848

Read SEC document
January 15, 2017 Filed Jan 18, 2017 20:43 UTC
WATT JOHN H JREVP,President of NBT Bank, N.A
Tax withholdingNBT Bancorp Inc. Common Stock 231 $41.65 $9,621.15
Disclosure

SEC source: 0001690001-17-000003 · edgardoc.xml · nonDerivative · entry 3

WATT JOHN H JR · CIK 0001265126 · EVP,President of NBT Bank, N.A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,963

Read SEC document
January 15, 2017 Filed Jan 18, 2017 20:43 UTC
WATT JOHN H JREVP,President of NBT Bank, N.A
Tax withholdingNBT Bancorp Inc. Common Stock 60 $41.65 $2,499.00
Disclosure

SEC source: 0001690001-17-000003 · edgardoc.xml · nonDerivative · entry 2

WATT JOHN H JR · CIK 0001265126 · EVP,President of NBT Bank, N.A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,194

Read SEC document
January 15, 2017 Filed Jan 18, 2017 20:27 UTC
PRENTICE F SHELDONEVP,General Counsel,Secretary
Tax withholdingNBT Bancorp Inc. Common Stock 209 $41.65 $8,704.85
Disclosure

SEC source: 0001690001-17-000002 · edgardoc.xml · nonDerivative · entry 5

PRENTICE F SHELDON · CIK 0001250514 · EVP,General Counsel,Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,269

Read SEC document
January 15, 2017 Filed Jan 18, 2017 20:27 UTC
PRENTICE F SHELDONEVP,General Counsel,Secretary
Tax withholdingNBT Bancorp Inc. Common Stock 206 $41.65 $8,579.90
Disclosure

SEC source: 0001690001-17-000002 · edgardoc.xml · nonDerivative · entry 4

PRENTICE F SHELDON · CIK 0001250514 · EVP,General Counsel,Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,478

Read SEC document
January 15, 2017 Filed Jan 18, 2017 20:27 UTC
PRENTICE F SHELDONEVP,General Counsel,Secretary
Tax withholdingNBT Bancorp Inc. Common Stock 1,134 $41.65 $47,231.10
Disclosure

SEC source: 0001690001-17-000002 · edgardoc.xml · nonDerivative · entry 3

PRENTICE F SHELDON · CIK 0001250514 · EVP,General Counsel,Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,684

Read SEC document
January 15, 2017 Filed Jan 18, 2017 20:27 UTC
PRENTICE F SHELDONEVP,General Counsel,Secretary
Tax withholdingNBT Bancorp Inc. Common Stock 189 $41.65 $7,871.85
Disclosure

SEC source: 0001690001-17-000002 · edgardoc.xml · nonDerivative · entry 2

PRENTICE F SHELDON · CIK 0001250514 · EVP,General Counsel,Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,818

Read SEC document
January 15, 2017 Filed Jan 18, 2017 20:27 UTC
PRENTICE F SHELDONEVP,General Counsel,Secretary
Tax withholdingNBT Bancorp Inc. Common Stock 227 $41.65 $9,454.55
Disclosure

SEC source: 0001690001-17-000002 · edgardoc.xml · nonDerivative · entry 1

PRENTICE F SHELDON · CIK 0001250514 · EVP,General Counsel,Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,007

Read SEC document
January 15, 2017 Filed Jan 18, 2017 19:58 UTC
Brenner TimothyEVP & President Wealth Mgmt
Tax withholdingNBT Bancorp Inc. Common Stock 281 $41.65 $11,703.65
Disclosure

SEC source: 0001690001-17-000001 · edgardoc.xml · nonDerivative · entry 5

Brenner Timothy · CIK 0001544808 · EVP & President Wealth Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,531

Read SEC document
January 15, 2017 Filed Jan 18, 2017 19:58 UTC
Brenner TimothyEVP & President Wealth Mgmt
Tax withholdingNBT Bancorp Inc. Common Stock 277 $41.65 $11,537.05
Disclosure

SEC source: 0001690001-17-000001 · edgardoc.xml · nonDerivative · entry 4

Brenner Timothy · CIK 0001544808 · EVP & President Wealth Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,812

Read SEC document
January 15, 2017 Filed Jan 18, 2017 19:58 UTC
Brenner TimothyEVP & President Wealth Mgmt
Tax withholdingNBT Bancorp Inc. Common Stock 1,561 $41.65 $65,015.65
Disclosure

SEC source: 0001690001-17-000001 · edgardoc.xml · nonDerivative · entry 3

Brenner Timothy · CIK 0001544808 · EVP & President Wealth Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,089

Read SEC document
January 15, 2017 Filed Jan 18, 2017 19:58 UTC
Brenner TimothyEVP & President Wealth Mgmt
Tax withholdingNBT Bancorp Inc. Common Stock 289 $41.65 $12,036.85
Disclosure

SEC source: 0001690001-17-000001 · edgardoc.xml · nonDerivative · entry 2

Brenner Timothy · CIK 0001544808 · EVP & President Wealth Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,650

Read SEC document
January 15, 2017 Filed Jan 18, 2017 19:58 UTC
Brenner TimothyEVP & President Wealth Mgmt
Tax withholdingNBT Bancorp Inc. Common Stock 345 $41.65 $14,369.25
Disclosure

SEC source: 0001690001-17-000001 · edgardoc.xml · nonDerivative · entry 1

Brenner Timothy · CIK 0001544808 · EVP & President Wealth Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,939

Read SEC document
January 03, 2017 Filed Jan 4, 2017 17:57 UTC GrantNBT Bancorp Inc. Common Stock 162 $0.00 $0.00
Disclosure

SEC source: 0001611953-17-000006 · edgardoc.xml · nonDerivative · entry 1

Salanger Matthew J · CIK 0001693221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,074

F1 · shares: Acquired pursuant to the NBT Bancorp Inc. 2008 Omnibus Incentive Plan. Each outside director is entitled to receive an annual retainer for Board service in the form of restricted stock units of the Company's common stock that vests in three annual installments.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 17:48 UTC GrantNBT Bancorp Inc. Common Stock 162 $0.00 $0.00
Disclosure

SEC source: 0001611953-17-000005 · edgardoc.xml · nonDerivative · entry 1

Robinson V Daniel II · CIK 0001693219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,834.186

F1 · shares: Acquired pursuant to the NBT Bancorp Inc. 2008 Omnibus Incentive Plan. Each outside director is entitled to receive an annual retainer for Board service in the form of restricted stock units of the Company's common stock that vests in three annual installments.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 17:43 UTC GrantNBT Bancorp Inc. Common Stock 162 $0.00 $0.00
Disclosure

SEC source: 0001611953-17-000004 · edgardoc.xml · nonDerivative · entry 1

Kowalczyk Andrew S III · CIK 0001693218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,752.622

F1 · shares: Acquired pursuant to the NBT Bancorp Inc. 2008 Omnibus Incentive Plan. Each outside director is entitled to receive an annual retainer for Board service in the form of restricted stock units of the Company's common stock that vests in three annual installments.

Read SEC document
January 01, 2017 Filed Jan 3, 2017 19:20 UTC
DIETRICH MARTIN ADirector · Chairman, NBT Bancorp
Tax withholdingNBT Bancorp Inc. Common Stock 9,801 $41.88 $410,465.88
Disclosure

SEC source: 0001611953-17-000003 · edgardoc.xml · nonDerivative · entry 1

DIETRICH MARTIN A · CIK 0001204704 · Director · Chairman, NBT Bancorp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,544.045

Read SEC document
January 01, 2017 Filed Jan 3, 2017 19:07 UTC
CHEWENS MICHAEL JSr EVP & CFO
Tax withholdingNBT Bancorp Inc. Common Stock 562 $41.88 $23,536.56
Disclosure

SEC source: 0001611953-17-000002 · edgardoc.xml · nonDerivative · entry 1

CHEWENS MICHAEL J · CIK 0001204716 · Sr EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,398

Read SEC document
January 01, 2017 Filed Jan 3, 2017 19:03 UTC
PRENTICE F SHELDONEVP,General Counsel,Secretary
Tax withholdingNBT Bancorp Inc. Common Stock 1,848 $41.88 $77,394.24
Disclosure

SEC source: 0001611953-17-000001 · edgardoc.xml · nonDerivative · entry 1

PRENTICE F SHELDON · CIK 0001250514 · EVP,General Counsel,Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,234

Read SEC document
December 31, 2016 Filed Feb 13, 2017 20:33 UTC OtherNBT Bancorp Inc. Common Stock 486.118 $0.00 $0.00
Disclosure

SEC source: 0001690001-17-000016 · edgardoc.xml · nonDerivative · entry 1

CIVIL PATRICIA T · CIK 0001237956 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,154.451

F1 · price: Shares acquired under NBT Bancorp Dividend Reinvestment Plan during period of 1/1/2016 to 12/31/2016.

Read SEC document
December 31, 2016 Filed Feb 13, 2017 22:05 UTC OtherNBT Bancorp Inc. Common Stock 8.075 $0.00 $0.00
Disclosure

SEC source: 0001611953-17-000013 · edgardoc.xml · nonDerivative · entry 3

DELANEY TIMOTHY E · CIK 0001202671 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse as custodian

Disclosed balance after: 287.871

F1 · price: Shares acquired under NBT Bancorp Dividend Reinvestment Plan during period of 1/1/2016 to 12/31/2016.

Read SEC document
December 31, 2016 Filed Feb 13, 2017 22:05 UTC OtherNBT Bancorp Inc. Common Stock 69.148 $0.00 $0.00
Disclosure

SEC source: 0001611953-17-000013 · edgardoc.xml · nonDerivative · entry 2

DELANEY TIMOTHY E · CIK 0001202671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,580.891

F1 · price: Shares acquired under NBT Bancorp Dividend Reinvestment Plan during period of 1/1/2016 to 12/31/2016.

Read SEC document
December 31, 2016 Filed Feb 13, 2017 20:57 UTC OtherNBT Bancorp Inc. Common Stock 110.398 $0.00 $0.00
Disclosure

SEC source: 0001690001-17-000017 · edgardoc.xml · nonDerivative · entry 1

Douglas James H · CIK 0001511170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,115.157

F1 · price: Shares acquired under NBT Bancorp Dividend Reinvestment Plan during period of 1/1/2016 to 12/31/2016.

Read SEC document
December 31, 2016 Filed Feb 13, 2017 20:23 UTC OtherNBT Bancorp Inc. Common Stock 259.167 $0.00 $0.00
Disclosure

SEC source: 0001611953-17-000012 · edgardoc.xml · nonDerivative · entry 1

Wadsworth Robert A · CIK 0001380360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,886.704

F1 · price: Shares acquired under NBT Bancorp Dividend Reinvestment Plan during period of 1/1/2016 to 12/31/2016.

Read SEC document
December 31, 2016 Filed Feb 13, 2017 20:20 UTC OtherNBT Bancorp Inc. Common Stock 354.992 $0.00 $0.00
Disclosure

SEC source: 0001611953-17-000011 · edgardoc.xml · nonDerivative · entry 2

SEIFTER LOWELL A · CIK 0001244578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,748.215

F2 · price: Shares acquired under Dividend Reinvestment Plan at a broker during period of 1/1/2016 to 12/31/2016.

Read SEC document
December 31, 2016 Filed Feb 13, 2017 20:20 UTC OtherNBT Bancorp Inc. Common Stock 740.102 $0.00 $0.00
Disclosure

SEC source: 0001611953-17-000011 · edgardoc.xml · nonDerivative · entry 1

SEIFTER LOWELL A · CIK 0001244578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,393.223

F1 · price: Shares acquired under NBT Bancorp Dividend Reinvestment Plan during period of 1/1/2016 to 12/31/2016.

Read SEC document
December 31, 2016 Filed Feb 13, 2017 20:16 UTC OtherNBT Bancorp Inc. Common Stock 1,962.651 $0.00 $0.00
Disclosure

SEC source: 0001611953-17-000010 · edgardoc.xml · nonDerivative · entry 1

SANTANGELO JOSEPH A · CIK 0001204712 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Corporation

Disclosed balance after: 69,961.622

F1 · price: Shares acquired under NBT Bancorp Dividend Reinvestment Plan during period of 1/1/2016 to 12/31/2016.

Read SEC document
December 23, 2016 Filed Feb 13, 2017 22:05 UTC GiftNBT Bancorp Inc. Common Stock 12,020 $0.00 $0.00
Disclosure

SEC source: 0001611953-17-000013 · edgardoc.xml · nonDerivative · entry 1

DELANEY TIMOTHY E · CIK 0001202671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,511.743

Read SEC document
December 19, 2016 Filed Feb 8, 2018 19:56 UTC Amendment
WEBB JACK HDirector
GiftNBT Bancorp Inc. Common Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001123292-18-000274 · edgar.xml · nonDerivative · entry 1

WEBB JACK H · CIK 0001242572 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,340

F1 · shares: This amendment is being filed to report a gift of shares.

Read SEC document
November 23, 2016 Filed Nov 28, 2016 15:29 UTC SaleNBT Bancorp Inc. Common Stock 1,800 $39.00 $70,200.00
Disclosure

SEC source: 0001611953-16-000131 · edgardoc.xml · nonDerivative · entry 1

MITCHELL JOHN C · CIK 0001204717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,107

Read SEC document
November 17, 2016 Filed Nov 18, 2016 19:57 UTC SaleNBT Bancorp Inc. Common Stock 10,000 $38.59 $385,900.00
Disclosure

SEC source: 0001690001-16-000004 · edgardoc.xml · nonDerivative · entry 1

DELANEY TIMOTHY E · CIK 0001202671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,531.743

Read SEC document
November 16, 2016 Filed Nov 17, 2016 21:48 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,750 $38.74 Strike: $22.55 $67,788.88
Disclosure

SEC source: 0001690001-16-000003 · edgardoc.xml · derivative · entry 6

CIVIL PATRICIA T · CIK 0001237956 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: NBT Bancorp Inc. Common Stock · 1,750 shares

Expires 2018-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Pursuant to NBT Non-Employee Director, Divisional Director and Subsidiary Director Stock Option Plan grant vests 40% for first year, 20% annually for following years.

Read SEC document
November 16, 2016 Filed Nov 17, 2016 21:48 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,500 $38.74 Strike: $22.48 $58,104.75
Disclosure

SEC source: 0001690001-16-000003 · edgardoc.xml · derivative · entry 5

CIVIL PATRICIA T · CIK 0001237956 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: NBT Bancorp Inc. Common Stock · 1,500 shares

Expires 2017-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Pursuant to NBT Non-Employee Director, Divisional Director and Subsidiary Director Stock Option Plan grant vests 40% for first year, 20% annually for following years.

Read SEC document
November 16, 2016 Filed Nov 17, 2016 21:48 UTC SaleNBT Bancorp Inc. Common Stock 1,750 $38.74 $67,788.88
Disclosure

SEC source: 0001690001-16-000003 · edgardoc.xml · nonDerivative · entry 4

CIVIL PATRICIA T · CIK 0001237956 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,668.333

Read SEC document
November 16, 2016 Filed Nov 17, 2016 21:48 UTC Exercise / conversionNBT Bancorp Inc. Common Stock 1,750 $22.55 $39,463.90
Disclosure

SEC source: 0001690001-16-000003 · edgardoc.xml · nonDerivative · entry 3

CIVIL PATRICIA T · CIK 0001237956 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,418.333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2016 Filed Nov 17, 2016 21:48 UTC SaleNBT Bancorp Inc. Common Stock 1,500 $38.74 $58,104.75
Disclosure

SEC source: 0001690001-16-000003 · edgardoc.xml · nonDerivative · entry 2

CIVIL PATRICIA T · CIK 0001237956 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,668.333

Read SEC document
November 16, 2016 Filed Nov 17, 2016 21:48 UTC Exercise / conversionNBT Bancorp Inc. Common Stock 1,500 $22.48 $33,726.30
Disclosure

SEC source: 0001690001-16-000003 · edgardoc.xml · nonDerivative · entry 1

CIVIL PATRICIA T · CIK 0001237956 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,168.333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2016 Filed Nov 17, 2016 21:39 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,500 $38.90 Strike: $22.55 $58,350.00
Disclosure

SEC source: 0001690001-16-000002 · edgardoc.xml · derivative · entry 7

SANTANGELO JOSEPH A · CIK 0001204712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: NBT Bancorp Inc. Common Stock · 1,500 shares

Expires 2018-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Pursuant to NBT Non-Employee Director, Divisional Director and Subsidiary Director Stock Option Plan grant vests 40% for first year, 20% annually for following years.

Read SEC document
November 16, 2016 Filed Nov 17, 2016 21:39 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,500 $38.90 Strike: $22.48 $58,350.00
Disclosure

SEC source: 0001690001-16-000002 · edgardoc.xml · derivative · entry 6

SANTANGELO JOSEPH A · CIK 0001204712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: NBT Bancorp Inc. Common Stock · 1,500 shares

Expires 2017-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Pursuant to NBT Non-Employee Director, Divisional Director and Subsidiary Director Stock Option Plan grant vests 40% for first year, 20% annually for following years.

Read SEC document
November 16, 2016 Filed Nov 17, 2016 21:39 UTC SaleNBT Bancorp Inc. Common Stock 1,500 $38.90 $58,350.00
Disclosure

SEC source: 0001690001-16-000002 · edgardoc.xml · nonDerivative · entry 4

SANTANGELO JOSEPH A · CIK 0001204712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,570

Read SEC document
November 16, 2016 Filed Nov 17, 2016 21:39 UTC Exercise / conversionNBT Bancorp Inc. Common Stock 1,500 $22.55 $33,826.20
Disclosure

SEC source: 0001690001-16-000002 · edgardoc.xml · nonDerivative · entry 3

SANTANGELO JOSEPH A · CIK 0001204712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,070

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2016 Filed Nov 17, 2016 21:39 UTC SaleNBT Bancorp Inc. Common Stock 1,500 $38.90 $58,350.00
Disclosure

SEC source: 0001690001-16-000002 · edgardoc.xml · nonDerivative · entry 2

SANTANGELO JOSEPH A · CIK 0001204712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,570

Read SEC document
November 16, 2016 Filed Nov 17, 2016 21:39 UTC Exercise / conversionNBT Bancorp Inc. Common Stock 1,500 $22.48 $33,726.30
Disclosure

SEC source: 0001690001-16-000002 · edgardoc.xml · nonDerivative · entry 1

SANTANGELO JOSEPH A · CIK 0001204712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,070

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2016 Filed Nov 17, 2016 21:29 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,375 $38.74 Strike: $22.48 $53,270.25
Disclosure

SEC source: 0001690001-16-000001 · edgardoc.xml · derivative · entry 4

Wadsworth Robert A · CIK 0001380360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: NBT Bancorp Inc. Common Stock · 1,375 shares

Expires 2017-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Pursuant to NBT Non-Employee Director, Divisional Director and Subsidiary Director Stock Option Plan grant vests 40% for first year, 20% annually for following years.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.