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NBTB

NBT BANCORP INC

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4320
SEC CIK
0000790359
Parsed reports
664

Last 12 months

Inside the activity.

4 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202500
Jan 202620
Feb 202601
Mar 202601
Apr 202600
May 202600
Jun 202604
Jul 202602
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2019 Filed Feb 13, 2020 19:46 UTC
Burns Annette LSVP, Chief Accounting Officer
OtherNBT Bancorp Inc. Common Stock 14.39 $0.00 $0.00
Disclosure

SEC source: 0001690001-20-000003 · edgardoc.xml · nonDerivative · entry 1

Burns Annette L · CIK 0001793848 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,122.988

F1 · price: Shares were purchased through a Dividend Reinvestment Plan from 1/1/2019 to 12/31/2019.

Read SEC document
December 31, 2019 Filed Feb 13, 2020 19:47 UTC OtherNBT Bancorp Inc. Common Stock 8.378 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-003113 · form5.xml · nonDerivative · entry 2

DELANEY TIMOTHY E · CIK 0001202671 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse as custodian

Disclosed balance after: 311.109

F1 · price: Shares were purchased through a Dividend Reinvestment Plan from 1/1/2019 to 12/31/2019.

Read SEC document
December 31, 2019 Filed Feb 13, 2020 19:47 UTC OtherNBT Bancorp Inc. Common Stock 71.735 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-003113 · form5.xml · nonDerivative · entry 1

DELANEY TIMOTHY E · CIK 0001202671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,167.853

F1 · price: Shares were purchased through a Dividend Reinvestment Plan from 1/1/2019 to 12/31/2019.

Read SEC document
December 31, 2019 Filed Feb 13, 2020 19:44 UTC OtherNBT Bancorp Inc. Common Stock 586.604 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-003111 · form5.xml · nonDerivative · entry 1

CIVIL PATRICIA T · CIK 0001237956 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,114.548

F1 · price: Shares were purchased through a Dividend Reinvestment Plan from 1/1/2019 to 12/31/2019.

Read SEC document
December 31, 2019 Filed Feb 13, 2020 19:39 UTC
Brenner TimothyEVP & President Wealth Mgmt
OtherNBT Bancorp Inc. Common Stock 8.903 $0.00 $0.00
Disclosure

SEC source: 0001690001-20-000002 · edgardoc.xml · nonDerivative · entry 1

Brenner Timothy · CIK 0001544808 · EVP & President Wealth Mgmt

10b5-1 filing: Not disclosed

Ownership: Indirect · 401k

Disclosed balance after: 330.421

F1 · price: Shares were purchased through payroll deferral and/or dividend reinvestment from 1/1/2019 to 12/31/2019 through NBT Bancorp Inc. 401k Plan.

Read SEC document
December 27, 2019 Filed Dec 30, 2019 19:00 UTC GrantPhantom Stock · Derivative 39 $41.30 $1,610.80
Disclosure

SEC source: 0001140361-19-023421 · form4.xml · derivative · entry 2

Kowalczyk Andrew S III · CIK 0001693218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,430

Underlying: NBT Bancorp Inc. · 39 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.

F1 · derivative.exercise_date: Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.

F1 · derivative.expiration_date: Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.

Read SEC document
November 15, 2019 Filed Feb 13, 2020 20:10 UTC
WEBB JACK HDirector
GiftNBT Bancorp Inc. Common Stock 350 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-003128 · form5.xml · nonDerivative · entry 1

WEBB JACK H · CIK 0001242572 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,696

Read SEC document
November 06, 2019 Filed Feb 13, 2020 19:51 UTC
DIETRICH MARTIN ADirector · Chairman, NBT Bancorp
GiftNBT Bancorp Inc. Common Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-003115 · form5.xml · nonDerivative · entry 1

DIETRICH MARTIN A · CIK 0001204704 · Director · Chairman, NBT Bancorp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,846

Read SEC document
October 30, 2019 Filed Oct 31, 2019 20:23 UTC SaleNBT Bancorp Inc. Common Stock 4,131 $39.46 $163,014.63
Disclosure

SEC source: 0001690001-19-000046 · edgardoc.xml · nonDerivative · entry 1

SEIFTER LOWELL A · CIK 0001244578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,014.033

F1 · price: The sale price is an average of 4,131 shares sold at prices between $39.34 and $39.615.

Read SEC document
September 30, 2019 Filed Sep 30, 2019 19:26 UTC GrantPhantom Stock · Derivative 62 $37.44 $2,321.45
Disclosure

SEC source: 0001690001-19-000045 · edgardoc.xml · derivative · entry 2

Kowalczyk Andrew S III · CIK 0001693218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,391

Underlying: NBT Bancorp Inc. Common Stock · 62 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.

F1 · derivative.exercise_date: Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.

F1 · derivative.expiration_date: Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.

Read SEC document
July 01, 2019 Filed Jul 1, 2019 20:10 UTC GrantPhantom Stock · Derivative 51 $37.61 $1,918.02
Disclosure

SEC source: 0001690001-19-000044 · edgardoc.xml · derivative · entry 2

Kowalczyk Andrew S III · CIK 0001693218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,329

Underlying: NBT Bancorp Inc. Common Stock · 51 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.

F1 · derivative.exercise_date: Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.

F1 · derivative.expiration_date: Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.

Read SEC document
May 29, 2019 Filed May 29, 2019 18:19 UTC GrantPhantom Stock · Derivative 320 $37.45 $11,983.42
Disclosure

SEC source: 0001690001-19-000043 · edgardoc.xml · derivative · entry 2

Kowalczyk Andrew S III · CIK 0001693218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,278

Underlying: NBT Bancorp Inc. Common Stock · 320 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.

F1 · derivative.exercise_date: Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.

F1 · derivative.expiration_date: Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.

Read SEC document
May 21, 2019 Filed May 22, 2019 18:42 UTC
WEBB JACK HDirector
GrantNBT Bancorp Inc. Common Stock 928 $0.00 $0.00
Disclosure

SEC source: 0001690001-19-000041 · edgardoc.xml · nonDerivative · entry 1

WEBB JACK H · CIK 0001242572 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,046

F1 · shares: Acquired pursuant to the NBT Bancorp Inc. 2018 Omnibus Incentive Plan. Each outside director is entitled to receive an annual retainer for Board service in the form of restricted stock units of the Company's common stock that vests in three annual installments.

Read SEC document
May 21, 2019 Filed May 22, 2019 18:48 UTC GrantNBT Bancorp Inc. Common Stock 928 $0.00 $0.00
Disclosure

SEC source: 0001690001-19-000042 · edgardoc.xml · nonDerivative · entry 1

Wadsworth Robert A · CIK 0001380360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,834.066

F1 · shares: Acquired pursuant to the NBT Bancorp Inc. 2018 Omnibus Incentive Plan. Each outside director is entitled to receive an annual retainer for Board service in the form of restricted stock units of the Company's common stock that vests in three annual installments.

Read SEC document
May 21, 2019 Filed May 22, 2019 18:33 UTC GrantNBT Bancorp Inc. Common Stock 928 $0.00 $0.00
Disclosure

SEC source: 0001690001-19-000039 · edgardoc.xml · nonDerivative · entry 1

SANTANGELO JOSEPH A · CIK 0001204712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,510

F1 · shares: Acquired pursuant to the NBT Bancorp Inc. 2018 Omnibus Incentive Plan. Each outside director is entitled to receive an annual retainer for Board service in the form of restricted stock units of the Company's common stock that vests in three annual installments.

Read SEC document
May 21, 2019 Filed May 22, 2019 18:38 UTC GrantNBT Bancorp Inc. Common Stock 928 $0.00 $0.00
Disclosure

SEC source: 0001690001-19-000040 · edgardoc.xml · nonDerivative · entry 1

SEIFTER LOWELL A · CIK 0001244578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,145.033

F1 · shares: Acquired pursuant to the NBT Bancorp Inc. 2018 Omnibus Incentive Plan. Each outside director is entitled to receive an annual retainer for Board service in the form of restricted stock units of the Company's common stock that vests in three annual installments.

Read SEC document
May 21, 2019 Filed May 22, 2019 18:22 UTC GrantNBT Bancorp Inc. Common Stock 928 $0.00 $0.00
Disclosure

SEC source: 0001690001-19-000037 · edgardoc.xml · nonDerivative · entry 1

Salanger Matthew J · CIK 0001693221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,462

F1 · shares: Acquired pursuant to the NBT Bancorp Inc. 2018 Omnibus Incentive Plan. Each outside director is entitled to receive an annual retainer for Board service in the form of restricted stock units of the Company's common stock that vests in three annual installments.

Read SEC document
May 21, 2019 Filed May 22, 2019 18:28 UTC GrantNBT Bancorp Inc. Common Stock 928 $0.00 $0.00
Disclosure

SEC source: 0001690001-19-000038 · edgardoc.xml · nonDerivative · entry 1

Robinson V Daniel II · CIK 0001693219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,200.48

F1 · shares: Acquired pursuant to the NBT Bancorp Inc. 2018 Omnibus Incentive Plan. Each outside director is entitled to receive an annual retainer for Board service in the form of restricted stock units of the Company's common stock that vests in three annual installments.

Read SEC document
May 21, 2019 Filed May 22, 2019 18:15 UTC GrantNBT Bancorp Inc. Common Stock 928 $0.00 $0.00
Disclosure

SEC source: 0001690001-19-000036 · edgardoc.xml · nonDerivative · entry 1

MITCHELL JOHN C · CIK 0001204717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,487

F1 · shares: Acquired pursuant to the NBT Bancorp Inc. 2018 Omnibus Incentive Plan. Each outside director is entitled to receive an annual retainer for Board service in the form of restricted stock units of the Company's common stock that vests in three annual installments.

Read SEC document
May 21, 2019 Filed May 22, 2019 18:09 UTC GrantNBT Bancorp Inc. Common Stock 928 $0.00 $0.00
Disclosure

SEC source: 0001690001-19-000035 · edgardoc.xml · nonDerivative · entry 1

Kowalczyk Andrew S III · CIK 0001693218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,275.757

F1 · shares: Acquired pursuant to the NBT Bancorp Inc. 2018 Omnibus Incentive Plan. Each outside director is entitled to receive an annual retainer for Board service in the form of restricted stock units of the Company's common stock that vests in three annual installments.

Read SEC document
May 21, 2019 Filed May 22, 2019 17:53 UTC GrantNBT Bancorp Inc. Common Stock 928 $0.00 $0.00
Disclosure

SEC source: 0001690001-19-000033 · edgardoc.xml · nonDerivative · entry 1

DIETRICH MARTIN A · CIK 0001204704 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,846

F1 · shares: Acquired pursuant to the NBT Bancorp Inc. 2018 Omnibus Incentive Plan. Each outside director is entitled to receive an annual retainer for Board service in the form of restricted stock units of the Company's common stock that vests in three annual installments.

Read SEC document
May 21, 2019 Filed May 22, 2019 18:04 UTC GrantNBT Bancorp Inc. Common Stock 928 $0.00 $0.00
Disclosure

SEC source: 0001690001-19-000034 · edgardoc.xml · nonDerivative · entry 1

Douglas James H · CIK 0001511170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,788.308

F1 · shares: Acquired pursuant to the NBT Bancorp Inc. 2018 Omnibus Incentive Plan. Each outside director is entitled to receive an annual retainer for Board service in the form of restricted stock units of the Company's common stock that vests in three annual installments.

Read SEC document
May 21, 2019 Filed May 22, 2019 17:44 UTC GrantNBT Bancorp Inc. Common Stock 928 $0.00 $0.00
Disclosure

SEC source: 0001690001-19-000032 · edgardoc.xml · nonDerivative · entry 1

DELANEY TIMOTHY E · CIK 0001202671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,096.118

F1 · shares: Acquired pursuant to the NBT Bancorp Inc. 2018 Omnibus Incentive Plan. Each outside director is entitled to receive an annual retainer for Board service in the form of restricted stock units of the Company's common stock that vests in three annual installments.

Read SEC document
May 21, 2019 Filed May 22, 2019 17:37 UTC GrantNBT Bancorp Inc. Common Stock 928 $0.00 $0.00
Disclosure

SEC source: 0001690001-19-000031 · edgardoc.xml · nonDerivative · entry 1

CIVIL PATRICIA T · CIK 0001237956 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,527.944

F1 · shares: Acquired pursuant to the NBT Bancorp Inc. 2018 Omnibus Incentive Plan. Each outside director is entitled to receive an annual retainer for Board service in the form of restricted stock units of the Company's common stock that vests in three annual installments.

Read SEC document
May 16, 2019 Filed May 16, 2019 20:56 UTC
CHEWENS MICHAEL JSr EVP & CFO
SaleNBT Bancorp Inc. Common Stock 5,103 $37.69 $192,333.60
Disclosure

SEC source: 0001690001-19-000030 · edgardoc.xml · nonDerivative · entry 2

CHEWENS MICHAEL J · CIK 0001204716 · Sr EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,601

F1 · price: The sale price is an average of 5,103 shares sold at prices between $37.17 and $37.90.

Read SEC document
May 15, 2019 Filed May 16, 2019 20:56 UTC
CHEWENS MICHAEL JSr EVP & CFO
Tax withholdingNBT Bancorp Inc. Common Stock 4,897 $37.36 $182,951.92
Disclosure

SEC source: 0001690001-19-000030 · edgardoc.xml · nonDerivative · entry 1

CHEWENS MICHAEL J · CIK 0001204716 · Sr EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,704

Read SEC document
May 07, 2019 Filed May 9, 2019 18:34 UTC
Scarlett CatherineEVP, Chief HR & Ethics Officer
OtherPhantom Stock · Derivative 7,671.514 $38.66 $296,593.01
Disclosure

SEC source: 0001690001-19-000029 · edgardoc.xml · derivative · entry 4

Scarlett Catherine · CIK 0001741417 · EVP, Chief HR & Ethics Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: NBT Bancorp Inc. Common Stock · 7,671.514 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.

F2 · shares: Sale includes 51.95 shares purchased through dividend reinvestment in 2019 from the NBT Bancorp Inc. Deferred Compensation Plan.

F1 · derivative.exercise_date: Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.

F1 · derivative.expiration_date: Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.

Read SEC document
May 07, 2019 Filed May 9, 2019 18:34 UTC
Scarlett CatherineEVP, Chief HR & Ethics Officer
OtherNBT Bancorp Inc. Common Stock 8.014 $38.67 $309.88
Disclosure

SEC source: 0001690001-19-000029 · edgardoc.xml · nonDerivative · entry 2

Scarlett Catherine · CIK 0001741417 · EVP, Chief HR & Ethics Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · NBT Bancorp ESOP

Disclosed balance after: 0

Read SEC document
May 07, 2019 Filed May 9, 2019 18:34 UTC
Scarlett CatherineEVP, Chief HR & Ethics Officer
OtherNBT Bancorp Inc. Common Stock 26.182 $38.67 $1,012.39
Disclosure

SEC source: 0001690001-19-000029 · edgardoc.xml · nonDerivative · entry 1

Scarlett Catherine · CIK 0001741417 · EVP, Chief HR & Ethics Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · 401k

Disclosed balance after: 0

Read SEC document
April 01, 2019 Filed Apr 1, 2019 20:53 UTC GrantPhantom Stock · Derivative 45 $36.14 $1,626.33
Disclosure

SEC source: 0001690001-19-000028 · edgardoc.xml · derivative · entry 2

Kowalczyk Andrew S III · CIK 0001693218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 958

Underlying: NBT Bancorp Inc. Common Stock · 45 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.

F1 · derivative.exercise_date: Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.

F1 · derivative.expiration_date: Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.

Read SEC document
March 25, 2019 Filed Mar 27, 2019 15:16 UTC
Wiles AmyEVP, Chief Risk and Credit
GrantNBT Bancorp Inc. Common Stock 2,027 $0.00 $0.00
Disclosure

SEC source: 0001690001-19-000027 · edgardoc.xml · nonDerivative · entry 1

Wiles Amy · CIK 0001741446 · EVP, Chief Risk and Credit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,547

F1 · shares: Pursuant to NBT Bancorp Inc. Omnibus Restricted Stock Unit Agreement the grant vests 20% annually.

Read SEC document
March 25, 2019 Filed Mar 27, 2019 15:05 UTC
WATT JOHN H JRPresident & CEO NBT Bancorp
GrantNBT Bancorp Inc. Common Stock 8,158 $0.00 $0.00
Disclosure

SEC source: 0001690001-19-000026 · edgardoc.xml · nonDerivative · entry 2

WATT JOHN H JR · CIK 0001265126 · President & CEO NBT Bancorp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,285

F2 · shares: Pursuant to NBT Bancorp Inc. Omnibus Restricted Stock Unit Agreement the grant vests 20% annually.

Read SEC document
March 25, 2019 Filed Mar 27, 2019 15:05 UTC
WATT JOHN H JRPresident & CEO NBT Bancorp
GrantNBT Bancorp Inc. Common Stock 5,949 $0.00 $0.00
Disclosure

SEC source: 0001690001-19-000026 · edgardoc.xml · nonDerivative · entry 1

WATT JOHN H JR · CIK 0001265126 · President & CEO NBT Bancorp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,127

F1 · shares: Pursuant to NBT Bancorp Inc. Omnibus Performance Unit Agreement, each member of a select group of Management is entitled to receive an award based on Company performance goals in the form of restricted stock units that vest one year following the end of a performance period.

Read SEC document
March 25, 2019 Filed Mar 27, 2019 14:57 UTC
Stagliano Joseph REVP President Retail Banking
GrantNBT Bancorp Inc. Common Stock 3,192 $0.00 $0.00
Disclosure

SEC source: 0001690001-19-000025 · edgardoc.xml · nonDerivative · entry 2

Stagliano Joseph R · CIK 0001707851 · EVP President Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,217

F2 · shares: Pursuant to NBT Bancorp Inc. Omnibus Restricted Stock Unit Agreement the grant vests 20% annually.

Read SEC document
March 25, 2019 Filed Mar 27, 2019 14:57 UTC
Stagliano Joseph REVP President Retail Banking
GrantNBT Bancorp Inc. Common Stock 2,977 $0.00 $0.00
Disclosure

SEC source: 0001690001-19-000025 · edgardoc.xml · nonDerivative · entry 1

Stagliano Joseph R · CIK 0001707851 · EVP President Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,025

F1 · shares: Pursuant to NBT Bancorp Inc. Omnibus Performance Unit Agreement, each member of a select group of Management is entitled to receive an award based on Company performance goals in the form of restricted stock units that vest one year following the end of a performance period.

Read SEC document
March 25, 2019 Filed Mar 27, 2019 14:46 UTC
Scarlett CatherineEVP, Chief HR & Ethics Officer
GrantNBT Bancorp Inc. Common Stock 2,174 $0.00 $0.00
Disclosure

SEC source: 0001690001-19-000024 · edgardoc.xml · nonDerivative · entry 2

Scarlett Catherine · CIK 0001741417 · EVP, Chief HR & Ethics Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,238

F2 · shares: Pursuant to NBT Bancorp Inc. Omnibus Restricted Stock Unit Agreement the grant vests 20% annually.

Read SEC document
March 25, 2019 Filed Mar 27, 2019 14:46 UTC
Scarlett CatherineEVP, Chief HR & Ethics Officer
GrantNBT Bancorp Inc. Common Stock 2,105 $0.00 $0.00
Disclosure

SEC source: 0001690001-19-000024 · edgardoc.xml · nonDerivative · entry 1

Scarlett Catherine · CIK 0001741417 · EVP, Chief HR & Ethics Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,064

F1 · shares: Pursuant to NBT Bancorp Inc. Omnibus Performance Unit Agreement, each member of a select group of Management is entitled to receive an award based on Company performance goals in the form of restricted stock units that vest one year following the end of a performance period.

Read SEC document
March 25, 2019 Filed Mar 27, 2019 14:36 UTC Tax withholdingNBT Bancorp Inc. Common Stock 442 $34.98 $15,461.16
Disclosure

SEC source: 0001690001-19-000023 · edgardoc.xml · nonDerivative · entry 2

DIETRICH MARTIN A · CIK 0001204704 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,918

Read SEC document
March 25, 2019 Filed Mar 27, 2019 14:36 UTC GrantNBT Bancorp Inc. Common Stock 814 $0.00 $0.00
Disclosure

SEC source: 0001690001-19-000023 · edgardoc.xml · nonDerivative · entry 1

DIETRICH MARTIN A · CIK 0001204704 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,360

F1 · shares: Pursuant to NBT Bancorp Inc. Omnibus Performance Unit Agreement, each member of a select group of Management is entitled to receive an award based on Company performance goals in the form of restricted stock units that vest one year following the end of a performance period.

Read SEC document
March 25, 2019 Filed Mar 27, 2019 14:22 UTC
Halliday Sarah AEVP/President Comm Banking
GrantNBT Bancorp Inc. Common Stock 2,304 $0.00 $0.00
Disclosure

SEC source: 0001690001-19-000022 · edgardoc.xml · nonDerivative · entry 2

Halliday Sarah A · CIK 0001707868 · EVP/President Comm Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,168

F2 · shares: Pursuant to NBT Bancorp Inc. Omnibus Restricted Stock Unit Agreement the grant vests 20% annually.

Read SEC document
March 25, 2019 Filed Mar 27, 2019 14:22 UTC
Halliday Sarah AEVP/President Comm Banking
GrantNBT Bancorp Inc. Common Stock 2,727 $0.00 $0.00
Disclosure

SEC source: 0001690001-19-000022 · edgardoc.xml · nonDerivative · entry 1

Halliday Sarah A · CIK 0001707868 · EVP/President Comm Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,864

F1 · shares: Pursuant to NBT Bancorp Inc. Omnibus Performance Unit Agreement, each member of a select group of Management is entitled to receive an award based on Company performance goals in the form of restricted stock units that vest one year following the end of a performance period.

Read SEC document
March 25, 2019 Filed Mar 27, 2019 14:17 UTC
Durkee Matthew KEVP / President of New England
GrantNBT Bancorp Inc. Common Stock 1,395 $0.00 $0.00
Disclosure

SEC source: 0001690001-19-000021 · edgardoc.xml · nonDerivative · entry 2

Durkee Matthew K · CIK 0001707871 · EVP / President of New England

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,098

F2 · shares: Pursuant to NBT Bancorp Inc. Omnibus Restricted Stock Unit Agreement the grant vests 20% annually.

Read SEC document
March 25, 2019 Filed Mar 27, 2019 14:17 UTC
Durkee Matthew KEVP / President of New England
GrantNBT Bancorp Inc. Common Stock 2,863 $0.00 $0.00
Disclosure

SEC source: 0001690001-19-000021 · edgardoc.xml · nonDerivative · entry 1

Durkee Matthew K · CIK 0001707871 · EVP / President of New England

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,703

F1 · shares: Pursuant to NBT Bancorp Inc. Omnibus Performance Unit Agreement, each member of a select group of Management is entitled to receive an award based on Company performance goals in the form of restricted stock units that vest one year following the end of a performance period.

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March 25, 2019 Filed Mar 27, 2019 14:11 UTC
CHEWENS MICHAEL JSr EVP & CFO
GrantNBT Bancorp Inc. Common Stock 3,952 $0.00 $0.00
Disclosure

SEC source: 0001690001-19-000020 · edgardoc.xml · nonDerivative · entry 2

CHEWENS MICHAEL J · CIK 0001204716 · Sr EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,601

F2 · shares: Pursuant to NBT Bancorp Inc. Omnibus Restricted Stock Unit Agreement the grant vests 20% annually.

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March 25, 2019 Filed Mar 27, 2019 14:11 UTC
CHEWENS MICHAEL JSr EVP & CFO
GrantNBT Bancorp Inc. Common Stock 3,975 $0.00 $0.00
Disclosure

SEC source: 0001690001-19-000020 · edgardoc.xml · nonDerivative · entry 1

CHEWENS MICHAEL J · CIK 0001204716 · Sr EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,649

F1 · shares: Pursuant to NBT Bancorp Inc. Omnibus Performance Unit Agreement, each member of a select group of Management is entitled to receive an award based on Company performance goals in the form of restricted stock units that vest one year following the end of a performance period.

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March 25, 2019 Filed Mar 27, 2019 14:06 UTC
Brenner TimothyEVP & President Wealth Mgmt
GrantNBT Bancorp Inc. Common Stock 3,192 $0.00 $0.00
Disclosure

SEC source: 0001690001-19-000019 · edgardoc.xml · nonDerivative · entry 2

Brenner Timothy · CIK 0001544808 · EVP & President Wealth Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,418

F2 · shares: Pursuant to NBT Bancorp Inc. Omnibus Restricted Stock Unit Agreement the grant vests 20% annually.

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March 25, 2019 Filed Mar 27, 2019 14:06 UTC
Brenner TimothyEVP & President Wealth Mgmt
GrantNBT Bancorp Inc. Common Stock 3,154 $0.00 $0.00
Disclosure

SEC source: 0001690001-19-000019 · edgardoc.xml · nonDerivative · entry 1

Brenner Timothy · CIK 0001544808 · EVP & President Wealth Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,226

F1 · shares: Pursuant to NBT Bancorp Inc. Omnibus Performance Unit Agreement, each member of a select group of Management is entitled to receive an award based on Company performance goals in the form of restricted stock units that vest one year following the end of a performance period.

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March 05, 2019 Filed Mar 6, 2019 15:52 UTC
Brenner TimothyEVP & President Wealth Mgmt
Tax withholdingNBT Bancorp Inc. Common Stock 850 $38.50 $32,725.00
Disclosure

SEC source: 0001690001-19-000017 · edgardoc.xml · nonDerivative · entry 1

Brenner Timothy · CIK 0001544808 · EVP & President Wealth Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,072

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February 20, 2019 Filed Mar 6, 2019 19:23 UTC
Stagliano Joseph REVP President Retail Banking
GrantPhantom Stock · Derivative 1,270 $38.35 $48,699.67
Disclosure

SEC source: 0001690001-19-000018 · edgardoc.xml · derivative · entry 4

Stagliano Joseph R · CIK 0001707851 · EVP President Retail Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,432.598

Underlying: NBT Bancorp Inc. Common Stock · 1,270 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.

F1 · derivative.exercise_date: Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.

F1 · derivative.expiration_date: Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.

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February 15, 2019 Filed Feb 19, 2019 18:46 UTC
Wiles AmyEVP, Chief Risk and Credit
GrantNBT Bancorp Inc. Common Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001690001-19-000016 · edgardoc.xml · nonDerivative · entry 1

Wiles Amy · CIK 0001741446 · EVP, Chief Risk and Credit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,520

F1 · shares: The award is in the form of restricted stock units which represents a contingent right to receive one share of NBT Bancorp Inc. common stock for each stock unit awarded. The restricted stock units vest in full as of the fifth anniversary of the Grant Date and may not be settled in cash.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.