Last 12 months
Inside the activity.
0 purchase rows · 23 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 4 |
| Jan 2026 | 0 | 10 |
| Feb 2026 | 0 | 4 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 10, 2018 Filed Sep 13, 2018 00:06 UTC |
Zimlich Joseph C.Director
|
Exercise / conversionCommon Stock | 8,772 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-056491 · a4.xml · nonDerivative · entry 2 Zimlich Joseph C. · CIK 0001745088 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Bohemian Investments, LLC Disclosed balance after: 90,146 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. F1 · price: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. F3 · ownership.nature: The reporting person serves as Managing Member of the sole member of Bohemian Investments, LLC, and has voting and dispositive power over the shares held by Bohemian Investments, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| September 10, 2018 Filed Sep 13, 2018 00:06 UTC |
Zimlich Joseph C.Director
|
Exercise / conversionCommon Stock | 875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-056491 · a4.xml · nonDerivative · entry 1 Zimlich Joseph C. · CIK 0001745088 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,262 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. F1 · price: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. F2 · balance_after: Includes 701 restricted stock units that vest in two substantially equal installments on January 1, 2021, and January 1, 2023, subject to the continued service of the reporting person. Read SEC document |
| September 10, 2018 Filed Sep 12, 2018 20:03 UTC |
SIPF ERIC DDirector
|
Exercise / conversionMake Whole Right · Derivative | Not disclosed | Not disclosed Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-056487 · a4.xml · derivative · entry 3 SIPF ERIC D · CIK 0001219797 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. F1 · reported_value: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. F1 · price: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. F1 · derivative.exercise_date: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. F1 · derivative.expiration_date: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. F1 · derivative.underlying_shares: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. Read SEC document |
| September 10, 2018 Filed Sep 12, 2018 20:03 UTC |
SIPF ERIC DDirector
|
Exercise / conversionCommon Stock | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-056487 · a4.xml · nonDerivative · entry 1 SIPF ERIC D · CIK 0001219797 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,585 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. F1 · price: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. F2 · balance_after: Includes 701 restricted stock units that vest in two substantially equal installments on January 1, 2021, and January 1, 2023, subject to the continued service of the reporting person. Read SEC document |
| September 10, 2018 Filed Sep 13, 2018 00:08 UTC |
Gart Thomas ADirector
|
Exercise / conversionMake Whole Right · Derivative | Not disclosed | Not disclosed Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-056494 · a4.xml · derivative · entry 3 Gart Thomas A · CIK 0001745025 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Gart Investments Disclosed balance after: 0 Underlying: Common Stock · 8,772 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. F1 · reported_value: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. F1 · price: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. F1 · derivative.exercise_date: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. F1 · derivative.expiration_date: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. F1 · derivative.underlying_shares: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. F2 · ownership.nature: The reporting person serves as Managing Partner of Gart Investments. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 10, 2018 Filed Sep 13, 2018 00:08 UTC |
Gart Thomas ADirector
|
Exercise / conversionCommon Stock | 8,772 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-056494 · a4.xml · nonDerivative · entry 1 Gart Thomas A · CIK 0001745025 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Gart Investments Disclosed balance after: 72,909 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. F1 · price: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. F2 · ownership.nature: The reporting person serves as Managing Partner of Gart Investments. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 10, 2018 Filed Sep 13, 2018 00:06 UTC |
Caponi Julie ADirector
|
Exercise / conversionMake Whole Right · Derivative | Not disclosed | Not disclosed Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-056492 · a4.xml · derivative · entry 2 Caponi Julie A · CIK 0001397068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,860 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. F1 · reported_value: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. F1 · price: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. F1 · derivative.exercise_date: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. F1 · derivative.expiration_date: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. F1 · derivative.underlying_shares: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. Read SEC document |
| September 10, 2018 Filed Sep 13, 2018 00:06 UTC |
Caponi Julie ADirector
|
Exercise / conversionCommon Stock | 3,860 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-056492 · a4.xml · nonDerivative · entry 1 Caponi Julie A · CIK 0001397068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,080 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. F1 · price: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. Read SEC document |
| September 10, 2018 Filed Sep 13, 2018 00:05 UTC |
Hamill Patrick HDirector
|
Exercise / conversionMake Whole Right · Derivative | Not disclosed | Not disclosed Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-056490 · a4.xml · derivative · entry 2 Hamill Patrick H · CIK 0001745027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,772 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. F1 · reported_value: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. F1 · price: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. F1 · derivative.exercise_date: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. F1 · derivative.expiration_date: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. F1 · derivative.underlying_shares: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. Read SEC document |
| September 10, 2018 Filed Sep 13, 2018 00:05 UTC |
Hamill Patrick HDirector
|
Exercise / conversionCommon Stock | 8,772 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-056490 · a4.xml · nonDerivative · entry 1 Hamill Patrick H · CIK 0001745027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,832 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. F1 · price: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. F2 · balance_after: Includes 1,052 restricted stock units that vest in two equal installments on January 1, 2021, and January 1, 2023, subject to the continued service of the reporting person. Read SEC document |
| September 10, 2018 Filed Sep 13, 2018 00:04 UTC |
Latimer Luke ADirector
|
Exercise / conversionMake Whole Right · Derivative | Not disclosed | Not disclosed Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-056489 · a4.xml · derivative · entry 2 Latimer Luke A · CIK 0001518457 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,197 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. F1 · reported_value: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. F1 · price: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. F1 · derivative.exercise_date: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. F1 · derivative.expiration_date: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. F1 · derivative.underlying_shares: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. Read SEC document |
| September 10, 2018 Filed Sep 13, 2018 00:04 UTC |
Latimer Luke ADirector
|
Exercise / conversionCommon Stock | 1,197 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-056489 · a4.xml · nonDerivative · entry 1 Latimer Luke A · CIK 0001518457 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,120 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. F1 · price: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. F2 · balance_after: Includes 701 restricted stock units that vest in two substantially equal installments on January 1, 2021, and January 1, 2023, subject to the continued service of the reporting person. Read SEC document |
| September 10, 2018 Filed Sep 13, 2018 00:04 UTC |
Smith Mark LDirector
|
Exercise / conversionMake Whole Right · Derivative | Not disclosed | Not disclosed Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-056488 · a4.xml · derivative · entry 2 Smith Mark L · CIK 0001746537 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. F1 · reported_value: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. F1 · price: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. F1 · derivative.exercise_date: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. F1 · derivative.expiration_date: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. F1 · derivative.underlying_shares: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. Read SEC document |
| September 10, 2018 Filed Sep 13, 2018 00:04 UTC |
Smith Mark LDirector
|
Exercise / conversionCommon Stock | 1,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-056488 · a4.xml · nonDerivative · entry 1 Smith Mark L · CIK 0001746537 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,004 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. F1 · price: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. F2 · balance_after: Includes 1,052 restricted stock units that vest in two equal installments on January 1, 2021, and January 1, 2023, subject to the continued service of the reporting person. Read SEC document |
| September 10, 2018 Filed Sep 13, 2018 00:02 UTC |
Sawyer John EmeryChief Investment Officer
|
Exercise / conversionMake Whole Right · Derivative | Not disclosed | Not disclosed Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-056486 · a4.xml · derivative · entry 2 Sawyer John Emery · CIK 0001746147 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. F1 · reported_value: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. F1 · price: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. F1 · derivative.exercise_date: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. F1 · derivative.expiration_date: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. F1 · derivative.underlying_shares: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. Read SEC document |
| September 10, 2018 Filed Sep 13, 2018 00:02 UTC |
Sawyer John EmeryChief Investment Officer
|
Exercise / conversionCommon Stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-056486 · a4.xml · nonDerivative · entry 1 Sawyer John Emery · CIK 0001746147 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. F1 · price: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. F2 · balance_after: Includes 2,000 restricted stock units that vest in two equal installments on January 1, 2021, and January 1, 2023, subject to the continued service of the reporting person. Read SEC document |
| July 18, 2018 Filed Jul 20, 2018 19:11 UTC |
Lawley Scott JChief Credit Officer
|
GrantCommon Stock | 1,000 | $19.00 | $19,000.00 |
DisclosureSEC source: 0001104659-18-046332 · a4.xml · nonDerivative · entry 1 Lawley Scott J · CIK 0001745029 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 F1 · shares: Represents shares of common stock, no par value ("Common Stock") of the issuer purchased through a directed share program in connection with the initial public offering of the Common Stock. F2 · balance_after: Includes 3,000 restricted stock units that vest in two equal installments on June 30, 2020, and June 30, 2022, subject to the continued service of the reporting person. Read SEC document |
| July 18, 2018 Filed Jul 20, 2018 23:13 UTC |
Duncan David RDirector
|
GrantCommon Stock | 25,000 | $19.00 | $475,000.00 |
DisclosureSEC source: 0001104659-18-046335 · a4.xml · nonDerivative · entry 1 Duncan David R · CIK 0001744991 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Rawah Partners , LLC Disclosed balance after: 178,177 F1 · shares: Represents shares of common stock, no par value ("Common Stock") of the issuer purchased through a directed share program in connection with the initial public offering of the Common Stock. F2 · ownership.nature: The reporting person serves as Manager of Rawah Partners, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| July 18, 2018 Filed Jul 20, 2018 23:14 UTC |
Caponi Julie ADirector
|
GrantCommon Stock | 1,500 | $19.00 | $28,500.00 |
DisclosureSEC source: 0001104659-18-046336 · a4.xml · nonDerivative · entry 1 Caponi Julie A · CIK 0001397068 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,220 F1 · shares: Represents shares of common stock, no par value ("Common Stock") of the issuer purchased through a directed share program in connection with the initial public offering of the Common Stock. Read SEC document |
| July 18, 2018 Filed Jul 20, 2018 23:13 UTC |
Hamill Patrick HDirector
|
GrantCommon Stock | 22,500 | $19.00 | $427,500.00 |
DisclosureSEC source: 0001104659-18-046334 · a4.xml · nonDerivative · entry 1 Hamill Patrick H · CIK 0001745027 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,060 F1 · shares: Represents shares of common stock, no par value ("Common Stock") of the issuer purchased through a directed share program in connection with the initial public offering of the Common Stock. F2 · balance_after: Includes 1,052 restricted stock units that vest in two equal installments on January 1, 2021, and January 1, 2023, subject to the continued service of the reporting person. Read SEC document |
| July 18, 2018 Filed Jul 20, 2018 23:12 UTC |
Latimer Luke ADirector
|
GrantCommon Stock | 5,000 | $19.00 | $95,000.00 |
DisclosureSEC source: 0001104659-18-046333 · a4.xml · nonDerivative · entry 1 Latimer Luke A · CIK 0001518457 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,923 F1 · shares: Represents shares of common stock, no par value ("Common Stock") of the issuer purchased through a directed share program in connection with the initial public offering of the Common Stock. F2 · balance_after: Includes 701 restricted stock units that vest in two equal installments on January 1, 2021, and January 1, 2023, subject to the continued service of the reporting person. Read SEC document |
| July 18, 2018 Filed Jul 20, 2018 23:11 UTC |
Smith Mark LDirector
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GrantCommon Stock | 5,000 | $19.00 | $95,000.00 |
DisclosureSEC source: 0001104659-18-046331 · a4.xml · nonDerivative · entry 1 Smith Mark L · CIK 0001746537 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,504 F1 · shares: Represents shares of common stock, no par value ("Common Stock") of the issuer purchased through a directed share program in connection with the initial public offering of the Common Stock. F2 · balance_after: Includes 1,052 restricted stock units that vest in two equal installments on January 1, 2021, and January 1, 2023, subject to the continued service of the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.