Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| First Western Financial IncMYFW · Entity 460 | Director | June 03, 2026 | June 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
First Western Financial Inc
Report date June 03, 2026 · Filed June 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 53,626 |
Reported balance
After 2026-06-03 transaction · row 1
1 source rowRow 1 · 2026-06-03 · Grant · Acquired 974 · Balance 53,626 F1: Represents restricted stock units that vest in five substantially equal annual installments beginning on June 3, 2027, subject to the continued service of the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units that vest in five substantially equal annual installments beginning on June 3, 2027, subject to the continued service of the reporting person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 03, 2026 Filed Jun 5, 2026 20:17 UTC | First Western Financial Inc MYFW · Entity 460 | GrantCommon Stock | 974 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-041226 · wk-form4_1780690624.xml · nonDerivative · entry 1 Smith Mark L · CIK 0001746537 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,626 F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on June 3, 2027, subject to the continued service of the reporting person. Read SEC document |
| December 11, 2025 Filed Dec 12, 2025 21:19 UTC | First Western Financial Inc MYFW · Entity 460 | Exercise / conversionStock Option Right to Buy · Derivative | 1,697 | $0.00 Strike: $25.00 | $0.00 |
DisclosureSEC source: 0001628280-25-056772 · wk-form4_1765574343.xml · derivative · entry 3 Smith Mark L · CIK 0001746537 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,697 shares Expires 2025-12-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Stock Options were granted on December 23, 2015 and vested 20% annually for five years. Read SEC document |
| December 11, 2025 Filed Dec 12, 2025 21:19 UTC | First Western Financial Inc MYFW · Entity 460 | SaleCommon Stock | 1,646 | $25.79 | $42,450.34 |
DisclosureSEC source: 0001628280-25-056772 · wk-form4_1765574343.xml · nonDerivative · entry 2 Smith Mark L · CIK 0001746537 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,652 Read SEC document |
| December 11, 2025 Filed Dec 12, 2025 21:19 UTC | First Western Financial Inc MYFW · Entity 460 | Exercise / conversionCommon Stock | 1,697 | $25.00 | $42,425.00 |
DisclosureSEC source: 0001628280-25-056772 · wk-form4_1765574343.xml · nonDerivative · entry 1 Smith Mark L · CIK 0001746537 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,298 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 04, 2025 Filed Jun 6, 2025 20:19 UTC | First Western Financial Inc MYFW · Entity 460 | GrantCommon Stock | 1,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001327607-25-000081 · wk-form4_1749241130.xml · nonDerivative · entry 1 Smith Mark L · CIK 0001746537 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,601 F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on June 4, 2026, subject to the continued service of the reporting person. Read SEC document |
| June 05, 2024 Filed Jun 7, 2024 20:10 UTC | First Western Financial Inc MYFW · Entity 460 | GrantCommon Stock | 1,466 | $0.00 | $0.00 |
DisclosureSEC source: 0001327607-24-000127 · wk-form4_1717791025.xml · nonDerivative · entry 1 Smith Mark L · CIK 0001746537 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,401 F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on June 5, 2025, subject to the continued service of the reporting person. Read SEC document |
| August 01, 2023 Filed Aug 3, 2023 20:22 UTC | First Western Financial Inc MYFW · Entity 460 | GrantCommon Stock | 1,208 | $0.00 | $0.00 |
DisclosureSEC source: 0001327607-23-000122 · wk-form4_1691094109.xml · nonDerivative · entry 1 Smith Mark L · CIK 0001746537 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,935 F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on August 1, 2024, subject to the continued service of the reporting person. Read SEC document |
| February 07, 2023 Filed Feb 9, 2023 22:00 UTC | First Western Financial Inc MYFW · Entity 460 | Exercise / conversionStock Option Right to Buy · Derivative | 2,880 | $0.00 Strike: $20.00 | $0.00 |
DisclosureSEC source: 0001327607-23-000005 · wf-form4_167597998671982.xml · derivative · entry 2 Smith Mark L · CIK 0001746537 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,880 shares Expires 2023-04-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock options were granted on April 17, 2013. Stock options vested 20% annually for five years. Read SEC document |
| February 07, 2023 Filed Feb 9, 2023 22:00 UTC | First Western Financial Inc MYFW · Entity 460 | Exercise / conversionCommon Stock | 2,880 | $20.00 | $57,600.00 |
DisclosureSEC source: 0001327607-23-000005 · wf-form4_167597998671982.xml · nonDerivative · entry 1 Smith Mark L · CIK 0001746537 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,727 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2022 Filed May 4, 2022 21:46 UTC | First Western Financial Inc MYFW · Entity 460 | GrantCommon Stock | 754 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-004624 · form4-05042022_020533.xml · nonDerivative · entry 1 Smith Mark L · CIK 0001746537 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,847 F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on May 2, 2023, subject to the continued service of the reporting person. Read SEC document |
| October 26, 2021 Filed Oct 26, 2021 20:38 UTC | First Western Financial Inc MYFW · Entity 460 | Exercise / conversionStock Option Right to Buy · Derivative | 36 | $0.00 Strike: $25.00 | $0.00 |
DisclosureSEC source: 0001415889-21-004970 · form4-10262021_011020.xml · derivative · entry 6 Smith Mark L · CIK 0001746537 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 36 shares Expires 2022-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock options were granted on January 17, 2012. 20% of the options vested immediately and the remainder vested 20% annually for four years. Read SEC document |
| October 26, 2021 Filed Oct 26, 2021 20:38 UTC | First Western Financial Inc MYFW · Entity 460 | SaleCommon Stock | 34 | $28.76 | $977.84 |
DisclosureSEC source: 0001415889-21-004970 · form4-10262021_011020.xml · nonDerivative · entry 4 Smith Mark L · CIK 0001746537 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,093 Read SEC document |
| October 26, 2021 Filed Oct 26, 2021 20:38 UTC | First Western Financial Inc MYFW · Entity 460 | Exercise / conversionCommon Stock | 36 | $25.00 | $900.00 |
DisclosureSEC source: 0001415889-21-004970 · form4-10262021_011020.xml · nonDerivative · entry 3 Smith Mark L · CIK 0001746537 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,127 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 22, 2021 Filed Oct 26, 2021 20:38 UTC | First Western Financial Inc MYFW · Entity 460 | Exercise / conversionStock Option Right to Buy · Derivative | 4,051 | $0.00 Strike: $25.00 | $0.00 |
DisclosureSEC source: 0001415889-21-004970 · form4-10262021_011020.xml · derivative · entry 5 Smith Mark L · CIK 0001746537 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36 Underlying: Common Stock · 4,051 shares Expires 2022-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock options were granted on January 17, 2012. 20% of the options vested immediately and the remainder vested 20% annually for four years. Read SEC document |
| October 22, 2021 Filed Oct 26, 2021 20:38 UTC | First Western Financial Inc MYFW · Entity 460 | SaleCommon Stock | 3,672 | $27.61 | $101,383.92 |
DisclosureSEC source: 0001415889-21-004970 · form4-10262021_011020.xml · nonDerivative · entry 2 Smith Mark L · CIK 0001746537 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,091 Read SEC document |
| October 22, 2021 Filed Oct 26, 2021 20:38 UTC | First Western Financial Inc MYFW · Entity 460 | Exercise / conversionCommon Stock | 4,051 | $25.00 | $101,275.00 |
DisclosureSEC source: 0001415889-21-004970 · form4-10262021_011020.xml · nonDerivative · entry 1 Smith Mark L · CIK 0001746537 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,763 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2021 Filed May 4, 2021 23:11 UTC | First Western Financial Inc MYFW · Entity 460 | GrantCommon Stock | 973 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-002274 · form4-05042021_040518.xml · nonDerivative · entry 1 Smith Mark L · CIK 0001746537 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,712 F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on May 3, 2022, subject to the continued service of the reporting person. Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 23:10 UTC | First Western Financial Inc MYFW · Entity 460 | Tax withholdingCommon Stock | 181 | $19.57 | $3,542.17 |
DisclosureSEC source: 0001415889-21-000151 · form4-01052021_030130.xml · nonDerivative · entry 1 Smith Mark L · CIK 0001746537 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,739 Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:14 UTC | First Western Financial Inc MYFW · Entity 460 | GrantCommon Stock | 2,001 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-056873 · a4.xml · nonDerivative · entry 1 Smith Mark L · CIK 0001746537 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,920 F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on May 1, 2021, subject to the continued service of the reporting person. Read SEC document |
| November 01, 2018 Filed Nov 6, 2018 02:03 UTC | First Western Financial Inc MYFW · Entity 460 | GrantCommon Stock | 1,915 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-066100 · a4.xml · nonDerivative · entry 1 Smith Mark L · CIK 0001746537 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,919 F1 · shares: Represents 1,915 restricted stock units awarded pursuant to the First Western Financial, Inc. 2016 Omnibus Incentive Plan, as amended and restated, that vest in two substantially equal installments on November 1, 2021, and November 1, 2023, subject to the continued service of the reporting person. Read SEC document |
| September 10, 2018 Filed Sep 13, 2018 00:04 UTC | First Western Financial Inc MYFW · Entity 460 | Exercise / conversionMake Whole Right · Derivative | Not disclosed | Not disclosed Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-056488 · a4.xml · derivative · entry 2 Smith Mark L · CIK 0001746537 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. F1 · reported_value: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. F1 · price: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. F1 · derivative.exercise_date: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. F1 · derivative.expiration_date: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. F1 · derivative.underlying_shares: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. Read SEC document |
| September 10, 2018 Filed Sep 13, 2018 00:04 UTC | First Western Financial Inc MYFW · Entity 460 | Exercise / conversionCommon Stock | 1,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-056488 · a4.xml · nonDerivative · entry 1 Smith Mark L · CIK 0001746537 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,004 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. F1 · price: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. F2 · balance_after: Includes 1,052 restricted stock units that vest in two equal installments on January 1, 2021, and January 1, 2023, subject to the continued service of the reporting person. Read SEC document |
| July 18, 2018 Filed Jul 20, 2018 23:11 UTC | First Western Financial Inc MYFW · Entity 460 | GrantCommon Stock | 5,000 | $19.00 | $95,000.00 |
DisclosureSEC source: 0001104659-18-046331 · a4.xml · nonDerivative · entry 1 Smith Mark L · CIK 0001746537 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,504 F1 · shares: Represents shares of common stock, no par value ("Common Stock") of the issuer purchased through a directed share program in connection with the initial public offering of the Common Stock. F2 · balance_after: Includes 1,052 restricted stock units that vest in two equal installments on January 1, 2021, and January 1, 2023, subject to the continued service of the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.