Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| First Western Financial IncMYFW · Entity 460 | CHIEF INVESTMENT OFFICER | January 02, 2024 | January 04, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
First Western Financial Inc
Report date January 02, 2024 · Filed January 04, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 25,924 |
Ending reported balance
After 2024-01-02 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-01-02 · Grant · Acquired 4,564 · Balance 27,478 F1: Represents performance stock units granted on May 1, 2019. The performance conditions were satisfied and the performance stock units vested on January 1, 2024. Row 2 · 2024-01-02 · Tax withholding · Disposed 1,554 · Balance 25,924 |
| Common StockSEC Table I · non-derivative | IndirectMary R. Sawyer Trust | 4,700 |
Reported balance
Holding disclosure · report date 2024-01-02 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 4,700 F2: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interesttherein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents performance stock units granted on May 1, 2019. The performance conditions were satisfied and the performance stock units vested on January 1, 2024.
F2: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interesttherein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 02, 2024 Filed Jan 4, 2024 21:24 UTC | First Western Financial Inc MYFW · Entity 460 | Tax withholdingCommon Stock | 1,554 | $19.62 | $30,489.48 |
DisclosureSEC source: 0001327607-24-000002 · wk-form4_1704403445.xml · nonDerivative · entry 2 Sawyer John Emery · CIK 0001746147 · CHIEF INVESTMENT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,924 Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 21:24 UTC | First Western Financial Inc MYFW · Entity 460 | GrantCommon Stock | 4,564 | $0.00 | $0.00 |
DisclosureSEC source: 0001327607-24-000002 · wk-form4_1704403445.xml · nonDerivative · entry 1 Sawyer John Emery · CIK 0001746147 · CHIEF INVESTMENT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,478 F1 · shares: Represents performance stock units granted on May 1, 2019. The performance conditions were satisfied and the performance stock units vested on January 1, 2024. Read SEC document |
| May 03, 2023 Filed May 5, 2023 20:34 UTC | First Western Financial Inc MYFW · Entity 460 | Tax withholdingCommon Stock | 141 | $14.69 | $2,071.29 |
DisclosureSEC source: 0001327607-23-000065 · wf-form4_168331883999622.xml · nonDerivative · entry 1 Sawyer John Emery · CIK 0001746147 · CHIEF INVESTMENT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,914 Read SEC document |
| May 02, 2023 Filed May 3, 2023 20:33 UTC | First Western Financial Inc MYFW · Entity 460 | Tax withholdingCommon Stock | 109 | $14.98 | $1,632.82 |
DisclosureSEC source: 0001327607-23-000050 · wf-form4_168314597286903.xml · nonDerivative · entry 3 Sawyer John Emery · CIK 0001746147 · CHIEF INVESTMENT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,055 Read SEC document |
| May 01, 2023 Filed May 3, 2023 20:33 UTC | First Western Financial Inc MYFW · Entity 460 | Tax withholdingCommon Stock | 464 | $16.91 | $7,846.24 |
DisclosureSEC source: 0001327607-23-000050 · wf-form4_168314597286903.xml · nonDerivative · entry 2 Sawyer John Emery · CIK 0001746147 · CHIEF INVESTMENT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,164 Read SEC document |
| May 01, 2023 Filed May 3, 2023 20:33 UTC | First Western Financial Inc MYFW · Entity 460 | GrantCommon Stock | 3,696 | $0.00 | $0.00 |
DisclosureSEC source: 0001327607-23-000050 · wf-form4_168314597286903.xml · nonDerivative · entry 1 Sawyer John Emery · CIK 0001746147 · CHIEF INVESTMENT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,628 F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on May 1, 2024, subject to the continued service of the reporting person. Read SEC document |
| January 03, 2023 Filed Jan 3, 2023 21:14 UTC | First Western Financial Inc MYFW · Entity 460 | Tax withholdingCommon Stock | 347 | $28.15 | $9,768.05 |
DisclosureSEC source: 0001415889-23-000052 · form4-01032023_090118.xml · nonDerivative · entry 1 Sawyer John Emery · CIK 0001746147 · CHIEF INVESTMENT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,932 Read SEC document |
| August 03, 2022 Filed Aug 4, 2022 21:08 UTC | First Western Financial Inc MYFW · Entity 460 | PurchaseCommon Stock | 925 | $27.29 | $25,243.25 |
DisclosureSEC source: 0001415889-22-008271 · form4-08042022_020809.xml · nonDerivative · entry 1 Sawyer John Emery · CIK 0001746147 · CHIEF INVESTMENT OFFICER 10b5-1 filing: Not disclosed Ownership: Indirect · Mary R. Sawyer Trust Disclosed balance after: 4,700 F1 · ownership.nature: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| May 03, 2022 Filed May 4, 2022 21:57 UTC | First Western Financial Inc MYFW · Entity 460 | Tax withholdingCommon Stock | 141 | $33.22 | $4,684.02 |
DisclosureSEC source: 0001415889-22-004628 · form4-05042022_020547.xml · nonDerivative · entry 3 Sawyer John Emery · CIK 0001746147 · CHIEF INVESTMENT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,279 Read SEC document |
| May 03, 2022 Filed May 4, 2022 22:08 UTC | First Western Financial Inc MYFW · Entity 460 | Tax withholdingCommon Stock | 141 | $33.22 | $4,684.02 |
DisclosureSEC source: 0001415889-22-004632 · form4-05042022_030513.xml · nonDerivative · entry 3 Sawyer John Emery · CIK 0001746147 · CHIEF INVESTMENT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,279 Read SEC document |
| May 02, 2022 Filed May 4, 2022 21:57 UTC | First Western Financial Inc MYFW · Entity 460 | GrantCommon Stock | 1,885 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-004628 · form4-05042022_020547.xml · nonDerivative · entry 2 Sawyer John Emery · CIK 0001746147 · CHIEF INVESTMENT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,420 F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on May 2, 2023, subject to the continued service of the reporting person. Read SEC document |
| May 02, 2022 Filed May 4, 2022 21:57 UTC | First Western Financial Inc MYFW · Entity 460 | Tax withholdingCommon Stock | 466 | $32.82 | $15,294.12 |
DisclosureSEC source: 0001415889-22-004628 · form4-05042022_020547.xml · nonDerivative · entry 1 Sawyer John Emery · CIK 0001746147 · CHIEF INVESTMENT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,535 Read SEC document |
| May 02, 2022 Filed May 4, 2022 22:08 UTC | First Western Financial Inc MYFW · Entity 460 | GrantCommon Stock | 1,885 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-004632 · form4-05042022_030513.xml · nonDerivative · entry 2 Sawyer John Emery · CIK 0001746147 · CHIEF INVESTMENT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,420 F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on May 2, 2023, subject to the continued service of the reporting person. Read SEC document |
| May 02, 2022 Filed May 4, 2022 22:08 UTC | First Western Financial Inc MYFW · Entity 460 | Tax withholdingCommon Stock | 466 | $32.82 | $15,294.12 |
DisclosureSEC source: 0001415889-22-004632 · form4-05042022_030513.xml · nonDerivative · entry 1 Sawyer John Emery · CIK 0001746147 · CHIEF INVESTMENT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,535 Read SEC document |
| September 14, 2021 Filed Sep 15, 2021 21:56 UTC | First Western Financial Inc MYFW · Entity 460 | PurchaseCommon Stock | 3,575 | $26.50 | $94,737.50 |
DisclosureSEC source: 0001415889-21-004406 · form4-09152021_020951.xml · nonDerivative · entry 2 Sawyer John Emery · CIK 0001746147 · CHIEF INVESTMENT OFFICER 10b5-1 filing: Not disclosed Ownership: Indirect · Mary R. Sawyer Trust Disclosed balance after: 3,775 F1 · ownership.nature: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| September 01, 2021 Filed Sep 15, 2021 21:56 UTC | First Western Financial Inc MYFW · Entity 460 | PurchaseCommon Stock | 200 | $26.50 | $5,300.00 |
DisclosureSEC source: 0001415889-21-004406 · form4-09152021_020951.xml · nonDerivative · entry 1 Sawyer John Emery · CIK 0001746147 · CHIEF INVESTMENT OFFICER 10b5-1 filing: Not disclosed Ownership: Indirect · Mary R. Sawyer Trust Disclosed balance after: 200 F1 · ownership.nature: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. Read SEC document |
| May 03, 2021 Filed May 4, 2021 23:16 UTC | First Western Financial Inc MYFW · Entity 460 | GrantCommon Stock | 2,434 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-002281 · form4-05042021_040539.xml · nonDerivative · entry 2 Sawyer John Emery · CIK 0001746147 · CHIEF INVESTMENT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,001 F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on May 3, 2022, subject to the continued service of the reporting person. Read SEC document |
| May 01, 2021 Filed May 4, 2021 23:16 UTC | First Western Financial Inc MYFW · Entity 460 | Tax withholdingCommon Stock | 466 | $25.67 | $11,962.22 |
DisclosureSEC source: 0001415889-21-002281 · form4-05042021_040539.xml · nonDerivative · entry 1 Sawyer John Emery · CIK 0001746147 · CHIEF INVESTMENT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,567 Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 23:09 UTC | First Western Financial Inc MYFW · Entity 460 | Tax withholdingCommon Stock | 343 | $19.57 | $6,712.51 |
DisclosureSEC source: 0001415889-21-000148 · form4-01052021_030155.xml · nonDerivative · entry 1 Sawyer John Emery · CIK 0001746147 · CHIEF INVESTMENT OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,033 Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:12 UTC | First Western Financial Inc MYFW · Entity 460 | GrantCommon Stock | 5,004 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-056868 · a4.xml · nonDerivative · entry 2 Sawyer John Emery · CIK 0001746147 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,376 F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on May 1, 2021, subject to the continued service of the reporting person. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:12 UTC | First Western Financial Inc MYFW · Entity 460 | Tax withholdingCommon Stock | 171 | $12.49 | $2,135.79 |
DisclosureSEC source: 0001104659-20-056868 · a4.xml · nonDerivative · entry 1 Sawyer John Emery · CIK 0001746147 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,372 Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:08 UTC | First Western Financial Inc MYFW · Entity 460 | GrantCommon Stock | 3,043 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-026823 · a4.xml · nonDerivative · entry 1 Sawyer John Emery · CIK 0001746147 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,543 F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on May 1, 2020, subject to the continued service of the reporting person. Read SEC document |
| September 10, 2018 Filed Sep 13, 2018 00:02 UTC | First Western Financial Inc MYFW · Entity 460 | Exercise / conversionMake Whole Right · Derivative | Not disclosed | Not disclosed Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-056486 · a4.xml · derivative · entry 2 Sawyer John Emery · CIK 0001746147 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. F1 · reported_value: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. F1 · price: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. F1 · derivative.exercise_date: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. F1 · derivative.expiration_date: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. F1 · derivative.underlying_shares: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. Read SEC document |
| September 10, 2018 Filed Sep 13, 2018 00:02 UTC | First Western Financial Inc MYFW · Entity 460 | Exercise / conversionCommon Stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-056486 · a4.xml · nonDerivative · entry 1 Sawyer John Emery · CIK 0001746147 · Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. F1 · price: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018. F2 · balance_after: Includes 2,000 restricted stock units that vest in two equal installments on January 1, 2021, and January 1, 2023, subject to the continued service of the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.