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Gart Thomas A

Disclosed activity across 1 company

Tapewire entity
40852
SEC CIK
0001745025

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
First Western Financial IncMYFW · Entity 460DirectorJune 03, 2026June 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

First Western Financial Inc

Report date June 03, 2026 · Filed June 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect25,493 Reported balance After 2026-06-03 transaction · row 1
1 source row

Row 1 · 2026-06-03 · Grant · Acquired 974 · Balance 25,493

F1: Represents restricted stock units that vest in five substantially equal annual installments beginning on June 3, 2027, subject to the continued service of the reporting person.

Common StockSEC Table I · non-derivativeIndirectBy Gart Investments72,909 Reported balance Holding disclosure · report date 2026-06-03 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 72,909

F2: The reporting person serves as Managing Partner of Gart Investments. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units that vest in five substantially equal annual installments beginning on June 3, 2027, subject to the continued service of the reporting person.

F2: The reporting person serves as Managing Partner of Gart Investments. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 03, 2026 Filed Jun 5, 2026 20:19 UTC First Western Financial Inc MYFW · Entity 460 GrantCommon Stock 974 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-041242 · wk-form4_1780690740.xml · nonDerivative · entry 1

Gart Thomas A · CIK 0001745025 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,493

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on June 3, 2027, subject to the continued service of the reporting person.

Read SEC document
June 04, 2025 Filed Jun 6, 2025 20:18 UTC First Western Financial Inc MYFW · Entity 460 GrantCommon Stock 1,200 $0.00 $0.00
Disclosure

SEC source: 0001327607-25-000080 · wk-form4_1749241113.xml · nonDerivative · entry 1

Gart Thomas A · CIK 0001745025 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,519

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on June 4, 2026, subject to the continued service of the reporting person.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 20:15 UTC First Western Financial Inc MYFW · Entity 460 GrantCommon Stock 1,466 $0.00 $0.00
Disclosure

SEC source: 0001327607-24-000131 · wk-form4_1717791309.xml · nonDerivative · entry 1

Gart Thomas A · CIK 0001745025 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,319

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on June 5, 2025, subject to the continued service of the reporting person.

Read SEC document
August 01, 2023 Filed Aug 3, 2023 20:24 UTC First Western Financial Inc MYFW · Entity 460 GrantCommon Stock 1,208 $0.00 $0.00
Disclosure

SEC source: 0001327607-23-000124 · wk-form4_1691094253.xml · nonDerivative · entry 1

Gart Thomas A · CIK 0001745025 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,853

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on August 1, 2024, subject to the continued service of the reporting person.

Read SEC document
May 02, 2022 Filed May 4, 2022 21:50 UTC First Western Financial Inc MYFW · Entity 460 GrantCommon Stock 754 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-004626 · form4-05042022_020507.xml · nonDerivative · entry 1

Gart Thomas A · CIK 0001745025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,645

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on May 2, 2023, subject to the continued service of the reporting person.

Read SEC document
May 03, 2021 Filed May 4, 2021 23:14 UTC First Western Financial Inc MYFW · Entity 460 GrantCommon Stock 973 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-002278 · form4-05042021_040513.xml · nonDerivative · entry 1

Gart Thomas A · CIK 0001745025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,891

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on May 3, 2022, subject to the continued service of the reporting person.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 23:09 UTC First Western Financial Inc MYFW · Entity 460 Tax withholdingCommon Stock 120 $19.57 $2,348.40
Disclosure

SEC source: 0001415889-21-000149 · form4-01052021_030145.xml · nonDerivative · entry 1

Gart Thomas A · CIK 0001745025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,918

Read SEC document
May 01, 2020 Filed May 5, 2020 20:15 UTC First Western Financial Inc MYFW · Entity 460 GrantCommon Stock 2,001 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-056878 · a4.xml · nonDerivative · entry 1

Gart Thomas A · CIK 0001745025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,038

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on May 1, 2021, subject to the continued service of the reporting person.

Read SEC document
November 01, 2018 Filed Nov 6, 2018 02:06 UTC First Western Financial Inc MYFW · Entity 460 GrantCommon Stock 1,915 $0.00 $0.00
Disclosure

SEC source: 0001104659-18-066106 · a4.xml · nonDerivative · entry 1

Gart Thomas A · CIK 0001745025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,037

F1 · shares: Represents 1,915 restricted stock units awarded pursuant to the First Western Financial, Inc. 2016 Omnibus Incentive Plan, as amended and restated, that vest in two substantially equal installments on November 1, 2021, and November 1, 2023, subject to the continued service of the reporting person.

Read SEC document
September 10, 2018 Filed Sep 13, 2018 00:08 UTC First Western Financial Inc MYFW · Entity 460 Exercise / conversionMake Whole Right · Derivative Not disclosed Not disclosed Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-18-056494 · a4.xml · derivative · entry 3

Gart Thomas A · CIK 0001745025 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gart Investments

Disclosed balance after: 0

Underlying: Common Stock · 8,772 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018.

F1 · reported_value: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018.

F1 · price: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018.

F1 · derivative.exercise_date: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018.

F1 · derivative.expiration_date: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018.

F1 · derivative.underlying_shares: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018.

F2 · ownership.nature: The reporting person serves as Managing Partner of Gart Investments. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
September 10, 2018 Filed Sep 13, 2018 00:08 UTC First Western Financial Inc MYFW · Entity 460 Exercise / conversionCommon Stock 8,772 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-056494 · a4.xml · nonDerivative · entry 1

Gart Thomas A · CIK 0001745025 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gart Investments

Disclosed balance after: 72,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018.

F1 · price: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018.

F2 · ownership.nature: The reporting person serves as Managing Partner of Gart Investments. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.