MYFW

SEC source: 0001104659-20-095356 · a4.xml · nonDerivative · entry 2

Wylie Scott C · CIK 0001745087 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 812,224

SEC source: 0001104659-20-095356 · a4.xml · nonDerivative · entry 1

Wylie Scott C · CIK 0001745087 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 820,610

SEC source: 0001104659-20-087843 · a4.xml · nonDerivative · entry 2

Lawley Scott J · CIK 0001745029 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,897

SEC source: 0001104659-20-087843 · a4.xml · nonDerivative · entry 1

Lawley Scott J · CIK 0001745029 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,215

SEC source: 0001104659-20-088481 · a4.xml · nonDerivative · entry 1

SIPF ERIC D · CIK 0001219797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,501

SEC source: 0001104659-20-088482 · a4.xml · nonDerivative · entry 2

Hamill Patrick H · CIK 0001745027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,748

SEC source: 0001104659-20-088482 · a4.xml · nonDerivative · entry 1

Hamill Patrick H · CIK 0001745027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,748

SEC source: 0001104659-20-056442 · a4.xml · nonDerivative · entry 3

Wylie Scott C · CIK 0001745087 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 822,224

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on May 1, 2021, subject to the continued service of the reporting person.

SEC source: 0001104659-20-056442 · a4.xml · nonDerivative · entry 2

Wylie Scott C · CIK 0001745087 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 802,208

SEC source: 0001104659-20-056435 · a4.xml · nonDerivative · entry 3

Courkamp Julie A · CIK 0001746056 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,685

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on May 1, 2021, subject to the continued service of the reporting person.

SEC source: 0001104659-20-056435 · a4.xml · nonDerivative · entry 2

Courkamp Julie A · CIK 0001746056 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,681

SEC source: 0001104659-20-056886 · a4.xml · nonDerivative · entry 1

Duncan David R · CIK 0001744991 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,117

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on May 1, 2021, subject to the continued service of the reporting person.

SEC source: 0001104659-20-056862 · a4.xml · nonDerivative · entry 2

Lawley Scott J · CIK 0001745029 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,215

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on May 1 2021, subject to the continued service of the reporting person.

SEC source: 0001104659-20-056862 · a4.xml · nonDerivative · entry 1

Lawley Scott J · CIK 0001745029 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,260

SEC source: 0001104659-20-056885 · a4.xml · nonDerivative · entry 1

Zimlich Joseph C. · CIK 0001745088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,178

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on May 1, 2021, subject to the continued service of the reporting person.

SEC source: 0001104659-20-056876 · a4.xml · nonDerivative · entry 1

SIPF ERIC D · CIK 0001219797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,501

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on May 1, 2021, subject to the continued service of the reporting person.

SEC source: 0001104659-20-056884 · a4.xml · nonDerivative · entry 1

Caponi Julie A · CIK 0001397068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,996

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on May 1, 2021, subject to the continued service of the reporting person.

SEC source: 0001104659-20-056882 · a4.xml · nonDerivative · entry 1

Hamill Patrick H · CIK 0001745027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,748

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on May 1, 2021, subject to the continued service of the reporting person.

SEC source: 0001104659-20-056878 · a4.xml · nonDerivative · entry 1

Gart Thomas A · CIK 0001745025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,038

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on May 1, 2021, subject to the continued service of the reporting person.

SEC source: 0001104659-20-056873 · a4.xml · nonDerivative · entry 1

Smith Mark L · CIK 0001746537 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,920

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on May 1, 2021, subject to the continued service of the reporting person.

SEC source: 0001104659-20-056872 · a4.xml · nonDerivative · entry 1

Latimer Luke A · CIK 0001518457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,036

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on May 1, 2021, subject to the continued service of the reporting person.

SEC source: 0001104659-20-056868 · a4.xml · nonDerivative · entry 2

Sawyer John Emery · CIK 0001746147 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,376

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on May 1, 2021, subject to the continued service of the reporting person.

SEC source: 0001104659-20-056868 · a4.xml · nonDerivative · entry 1

Sawyer John Emery · CIK 0001746147 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,372

SEC source: 0001415889-21-001972 · form4a-04122021_030449.xml · nonDerivative · entry 1

Duncan David R · CIK 0001744991 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,909

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on May 1, 2021, subject to the continued service of the reporting person.

F2 · balance_after: Includes shares 26,792 shares received in a pro rata distribution from Rawah Partners, LLC, of which the reporting person serves as the Manager. On May 5, 2020, the reporting person filed a Form 4 reporting that such shares were indirectly owned by DKD, LLC, a limited liability company of which the reporting person is the sole member; however, such shares should have been reporting as directly owned by the reporting person.

SEC source: 0001104659-20-056442 · a4.xml · nonDerivative · entry 1

Wylie Scott C · CIK 0001745087 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 802,681

SEC source: 0001104659-20-056435 · a4.xml · nonDerivative · entry 1

Courkamp Julie A · CIK 0001746056 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,860

SEC source: 0001104659-19-026528 · a4.xml · nonDerivative · entry 2

Wylie Scott C · CIK 0001745087 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 812,321

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on May 1, 2020, subject to the continued service of the reporting person.

SEC source: 0001104659-19-026529 · a4.xml · nonDerivative · entry 2

Courkamp Julie A · CIK 0001746056 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,047

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on May 1, 2020, subject to the continued service of the reporting person.

SEC source: 0001104659-19-026826 · a4.xml · nonDerivative · entry 1

Wilson Josh M · CIK 0001746168 · Regional President, Colo./Wyo.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,319

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on May 1, 2020, subject to the continued service of the reporting person.

SEC source: 0001104659-19-026822 · a4.xml · nonDerivative · entry 1

Lawley Scott J · CIK 0001745029 · Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,427

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on May 1 2020, subject to the continued service of the reporting person.

SEC source: 0001104659-19-026824 · a4.xml · nonDerivative · entry 1

Thompson Daniel C · CIK 0001745085 · Regional Pres., Ariz./Calif.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,392

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on May 1, 2020, subject to the continued service of the reporting person.

SEC source: 0001104659-19-026823 · a4.xml · nonDerivative · entry 1

Sawyer John Emery · CIK 0001746147 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,543

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on May 1, 2020, subject to the continued service of the reporting person.

SEC source: 0001104659-19-026528 · a4.xml · nonDerivative · entry 1

Wylie Scott C · CIK 0001745087 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 804,169

SEC source: 0001104659-19-026529 · a4.xml · nonDerivative · entry 1

Courkamp Julie A · CIK 0001746056 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,877

SEC source: 0001104659-19-015997 · a4.xml · nonDerivative · entry 1

Wylie Scott C · CIK 0001745087 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 811,730

F1 · shares: These shares were previously pledged to secure a loan, and the proceeds from these sales were applied to service such loan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.45 to $13.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001104659-19-005868 · a4.xml · nonDerivative · entry 1

Redpath Cammie A · CIK 0001764189 · Chief Human Capital Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,436

F1 · shares: Represents 3,436 restricted stock units awarded pursuant to the First Western Financial, Inc. 2016 Omnibus Incentive Plan, as amended and restated, that vest in two substantially equal installments on February 1, 2022, and February 1, 2024, subject to the continued service of the reporting person.

SEC source: 0001104659-18-066105 · a4.xml · nonDerivative · entry 1

Duncan David R · CIK 0001744991 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,116

F1 · shares: Represents 1,915 restricted stock units awarded pursuant to the First Western Financial, Inc. 2016 Omnibus Incentive Plan, as amended and restated, that vest in two substantially equal installments on November 1, 2021, and November 1, 2023, subject to the continued service of the reporting person.

SEC source: 0001104659-18-066103 · a4.xml · nonDerivative · entry 1

Zimlich Joseph C. · CIK 0001745088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,177

F1 · shares: Represents 1,915 restricted stock units awarded pursuant to the First Western Financial, Inc. 2016 Omnibus Incentive Plan, as amended and restated, that vest in two substantially equal installments on November 1, 2021, and November 1, 2023, subject to the continued service of the reporting person.

SEC source: 0001104659-18-066104 · a4.xml · nonDerivative · entry 1

Caponi Julie A · CIK 0001397068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,995

F1 · shares: Represents 1,915 restricted stock units awarded pursuant to the First Western Financial, Inc. 2016 Omnibus Incentive Plan, as amended and restated, that vest in two substantially equal installments on November 1, 2021, and November 1, 2023, subject to the continued service of the reporting person.

SEC source: 0001104659-18-066099 · a4.xml · nonDerivative · entry 1

SIPF ERIC D · CIK 0001219797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,500

F1 · shares: Represents 1,915 restricted stock units awarded pursuant to the First Western Financial, Inc. 2016 Omnibus Incentive Plan, as amended and restated, that vest in two substantially equal installments on November 1, 2021, and November 1, 2023, subject to the continued service of the reporting person.

SEC source: 0001104659-18-066106 · a4.xml · nonDerivative · entry 1

Gart Thomas A · CIK 0001745025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,037

F1 · shares: Represents 1,915 restricted stock units awarded pursuant to the First Western Financial, Inc. 2016 Omnibus Incentive Plan, as amended and restated, that vest in two substantially equal installments on November 1, 2021, and November 1, 2023, subject to the continued service of the reporting person.

SEC source: 0001104659-18-066101 · a4.xml · nonDerivative · entry 1

Latimer Luke A · CIK 0001518457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,035

F1 · shares: Represents 1,915 restricted stock units awarded pursuant to the First Western Financial, Inc. 2016 Omnibus Incentive Plan, as amended and restated, that vest in two substantially equal installments on November 1, 2021, and November 1, 2023, subject to the continued service of the reporting person.

SEC source: 0001104659-18-066102 · a4.xml · nonDerivative · entry 1

Hamill Patrick H · CIK 0001745027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,747

F1 · shares: Represents 1,915 restricted stock units awarded pursuant to the First Western Financial, Inc. 2016 Omnibus Incentive Plan, as amended and restated, that vest in two substantially equal installments on November 1, 2021, and November 1, 2023, subject to the continued service of the reporting person.

SEC source: 0001104659-18-066100 · a4.xml · nonDerivative · entry 1

Smith Mark L · CIK 0001746537 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,919

F1 · shares: Represents 1,915 restricted stock units awarded pursuant to the First Western Financial, Inc. 2016 Omnibus Incentive Plan, as amended and restated, that vest in two substantially equal installments on November 1, 2021, and November 1, 2023, subject to the continued service of the reporting person.

SEC source: 0001104659-18-056493 · a4.xml · derivative · entry 5

Duncan David R · CIK 0001744991 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Electra Energy Company

Disclosed balance after: 0

Underlying: Common Stock · 4,386 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018.

F1 · reported_value: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018.

F1 · price: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018.

F1 · derivative.exercise_date: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018.

F1 · derivative.expiration_date: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018.

F1 · derivative.underlying_shares: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018.

F3 · ownership.nature: The reporting person has shared voting and investment control over the securities held by Electra Energy Company by through DKD, LLC, a limited liability company of which the reporting person is the sole member. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose.

SEC source: 0001104659-18-056493 · a4.xml · derivative · entry 4

Duncan David R · CIK 0001744991 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rawah Partners, LLC

Disclosed balance after: 0

Underlying: Common Stock · 8,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018.

F1 · reported_value: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018.

F1 · price: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018.

F1 · derivative.exercise_date: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018.

F1 · derivative.expiration_date: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018.

F1 · derivative.underlying_shares: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018.

F2 · ownership.nature: The reporting person serves as Manager of Rawah Partners, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

SEC source: 0001104659-18-056493 · a4.xml · nonDerivative · entry 2

Duncan David R · CIK 0001744991 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Electra Energy Company

Disclosed balance after: 13,158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018.

F1 · price: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018.

F3 · ownership.nature: The reporting person has shared voting and investment control over the securities held by Electra Energy Company by through DKD, LLC, a limited liability company of which the reporting person is the sole member. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose.

SEC source: 0001104659-18-056493 · a4.xml · nonDerivative · entry 1

Duncan David R · CIK 0001744991 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Rawah Partners, LLC

Disclosed balance after: 186,927

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018.

F1 · price: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018.

F2 · ownership.nature: The reporting person serves as Manager of Rawah Partners, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

SEC source: 0001104659-18-056491 · a4.xml · derivative · entry 6

Zimlich Joseph C. · CIK 0001745088 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Bohemian Investments, LLC

Disclosed balance after: 0

Underlying: Common Stock · 8,772 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018.

F1 · reported_value: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018.

F1 · price: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018.

F1 · derivative.exercise_date: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018.

F1 · derivative.expiration_date: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018.

F1 · derivative.underlying_shares: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018.

F3 · ownership.nature: The reporting person serves as Managing Member of the sole member of Bohemian Investments, LLC, and has voting and dispositive power over the shares held by Bohemian Investments, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

SEC source: 0001104659-18-056491 · a4.xml · derivative · entry 5

Zimlich Joseph C. · CIK 0001745088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018.

F1 · reported_value: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018.

F1 · price: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018.

F1 · derivative.exercise_date: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018.

F1 · derivative.expiration_date: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018.

F1 · derivative.underlying_shares: First Western Financial, Inc. (the "Company") issued such shares of the Company's common stock, no par value, pursuant to Make Whole Rights described in the prospectus filed with the SEC pursuant to Rule 424(b)(4) on July 19, 2018.