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Nasdaq · USD

MYFW

First Western Financial Inc

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460
SEC CIK
0001327607
Parsed reports
268

Last 12 months

Inside the activity.

0 purchase rows · 23 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202504
Jan 2026010
Feb 202604
Mar 202600
Apr 202600
May 202603
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 26, 2021 Filed Oct 26, 2021 20:38 UTC
Smith Mark LDirector
SaleCommon Stock 34 $28.76 $977.84
Disclosure

SEC source: 0001415889-21-004970 · form4-10262021_011020.xml · nonDerivative · entry 4

Smith Mark L · CIK 0001746537 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,093

Read SEC document
October 26, 2021 Filed Oct 26, 2021 20:38 UTC
Smith Mark LDirector
Exercise / conversionCommon Stock 36 $25.00 $900.00
Disclosure

SEC source: 0001415889-21-004970 · form4-10262021_011020.xml · nonDerivative · entry 3

Smith Mark L · CIK 0001746537 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 22, 2021 Filed Oct 26, 2021 20:38 UTC
Smith Mark LDirector
Exercise / conversionStock Option Right to Buy · Derivative 4,051 $0.00 Strike: $25.00 $0.00
Disclosure

SEC source: 0001415889-21-004970 · form4-10262021_011020.xml · derivative · entry 5

Smith Mark L · CIK 0001746537 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36

Underlying: Common Stock · 4,051 shares

Expires 2022-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock options were granted on January 17, 2012. 20% of the options vested immediately and the remainder vested 20% annually for four years.

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October 22, 2021 Filed Oct 26, 2021 20:38 UTC
Smith Mark LDirector
SaleCommon Stock 3,672 $27.61 $101,383.92
Disclosure

SEC source: 0001415889-21-004970 · form4-10262021_011020.xml · nonDerivative · entry 2

Smith Mark L · CIK 0001746537 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,091

Read SEC document
October 22, 2021 Filed Oct 26, 2021 20:38 UTC
Smith Mark LDirector
Exercise / conversionCommon Stock 4,051 $25.00 $101,275.00
Disclosure

SEC source: 0001415889-21-004970 · form4-10262021_011020.xml · nonDerivative · entry 1

Smith Mark L · CIK 0001746537 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 05, 2021 Filed Apr 7, 2022 18:09 UTC OtherCommon Stock 3,289 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-003931 · form4-04072022_110408.xml · nonDerivative · entry 2

Duncan David R · CIK 0001744991 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,550

F1 · kind: The transaction represents a pro rata distribution of 13,158 shares of Common Stock, for no consideration, by Electra Energy Company to its members on October 5, 2021. The reporting person received 3,289 shares of Common Stock from such distribution.

F2 · balance_after: Reflects number of shares beneficially owned by the reporting person as of the filing date of this report.

Read SEC document
October 05, 2021 Filed Apr 7, 2022 18:09 UTC OtherCommon Stock 13,158 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-003931 · form4-04072022_110408.xml · nonDerivative · entry 1

Duncan David R · CIK 0001744991 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Electra Energy Company

Disclosed balance after: 0

F1 · kind: The transaction represents a pro rata distribution of 13,158 shares of Common Stock, for no consideration, by Electra Energy Company to its members on October 5, 2021. The reporting person received 3,289 shares of Common Stock from such distribution.

Read SEC document
September 14, 2021 Filed Sep 15, 2021 21:56 UTC
Sawyer John EmeryCHIEF INVESTMENT OFFICER
PurchaseCommon Stock 3,575 $26.50 $94,737.50
Disclosure

SEC source: 0001415889-21-004406 · form4-09152021_020951.xml · nonDerivative · entry 2

Sawyer John Emery · CIK 0001746147 · CHIEF INVESTMENT OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · Mary R. Sawyer Trust

Disclosed balance after: 3,775

F1 · ownership.nature: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

Read SEC document
September 01, 2021 Filed Sep 15, 2021 21:56 UTC
Sawyer John EmeryCHIEF INVESTMENT OFFICER
PurchaseCommon Stock 200 $26.50 $5,300.00
Disclosure

SEC source: 0001415889-21-004406 · form4-09152021_020951.xml · nonDerivative · entry 1

Sawyer John Emery · CIK 0001746147 · CHIEF INVESTMENT OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · Mary R. Sawyer Trust

Disclosed balance after: 200

F1 · ownership.nature: The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

Read SEC document
August 18, 2021 Filed Aug 19, 2021 20:52 UTC
Wylie Scott CDirector · CHAIRMAN, CEO AND PRESIDENT · 10% owner
SaleCommon Stock 25,000 $26.25 $656,250.00
Disclosure

SEC source: 0001415889-21-004013 · form4-08192021_010821.xml · nonDerivative · entry 1

Wylie Scott C · CIK 0001745087 · Director · CHAIRMAN, CEO AND PRESIDENT · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 784,664

F1 · shares: The sale of shares was made in connection with the scheduled repayment of certain outstanding debt obligations.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 15:03 UTC
Lawley Scott JCHIEF CREDIT OFFICER
Tax withholdingCommon Stock 434 $26.15 $11,349.10
Disclosure

SEC source: 0001415889-21-003373 · form4-07022021_120705.xml · nonDerivative · entry 1

Lawley Scott J · CIK 0001745029 · CHIEF CREDIT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,047

Read SEC document
May 03, 2021 Filed May 4, 2021 23:07 UTC GrantCommon Stock 973 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-002267 · form4-05042021_040512.xml · nonDerivative · entry 1

Duncan David R · CIK 0001744991 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,742

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on May 3, 2022, subject to the continued service of the reporting person.

Read SEC document
May 03, 2021 Filed May 4, 2021 19:18 UTC
Lawley Scott JCHIEF CREDIT OFFICER
GrantCommon Stock 1,400 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-002283 · form4-05042021_040517.xml · nonDerivative · entry 2

Lawley Scott J · CIK 0001745029 · CHIEF CREDIT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,481

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on May 3, 2022, subject to the continued service of the reporting person.

Read SEC document
May 03, 2021 Filed May 4, 2021 23:06 UTC GrantCommon Stock 973 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-002265 · form4-05042021_040547.xml · nonDerivative · entry 1

Zimlich Joseph C. · CIK 0001745088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,909

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on May 3, 2022, subject to the continued service of the reporting person.

Read SEC document
May 03, 2021 Filed May 4, 2021 19:04 UTC
SIPF ERIC DDirector
GrantCommon Stock 973 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-002263 · form4-05042021_040509.xml · nonDerivative · entry 1

SIPF ERIC D · CIK 0001219797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,354

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on May 3, 2022, subject to the continued service of the reporting person.

Read SEC document
May 03, 2021 Filed May 4, 2021 23:19 UTC
Courkamp Julie ADirector · CHIEF FINANCIAL OFFICER
GrantCommon Stock 3,895 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-002285 · form4-05042021_040538.xml · nonDerivative · entry 3

Courkamp Julie A · CIK 0001746056 · Director · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,022

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on May 3, 2022, subject to the continued service of the reporting person.

Read SEC document
May 03, 2021 Filed May 4, 2021 23:16 UTC
Sawyer John EmeryCHIEF INVESTMENT OFFICER
GrantCommon Stock 2,434 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-002281 · form4-05042021_040539.xml · nonDerivative · entry 2

Sawyer John Emery · CIK 0001746147 · CHIEF INVESTMENT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,001

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on May 3, 2022, subject to the continued service of the reporting person.

Read SEC document
May 03, 2021 Filed May 4, 2021 23:21 UTC
Wylie Scott CDirector · CHAIRMAN, CEO AND PRESIDENT · 10% owner
GrantCommon Stock 14,121 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-002287 · form4-05042021_040548.xml · nonDerivative · entry 3

Wylie Scott C · CIK 0001745087 · Director · CHAIRMAN, CEO AND PRESIDENT · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 809,664

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on May 3, 2022, subject to the continued service of the reporting person.

Read SEC document
May 03, 2021 Filed May 4, 2021 23:15 UTC GrantCommon Stock 973 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-002279 · form4-05042021_040510.xml · nonDerivative · entry 1

Mitchell Scott C · CIK 0001859548 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 973

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on May 3, 2022, subject to the continued service of the reporting person.

Read SEC document
May 03, 2021 Filed May 4, 2021 23:14 UTC GrantCommon Stock 973 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-002278 · form4-05042021_040513.xml · nonDerivative · entry 1

Gart Thomas A · CIK 0001745025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,891

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on May 3, 2022, subject to the continued service of the reporting person.

Read SEC document
May 03, 2021 Filed May 4, 2021 23:13 UTC GrantCommon Stock 973 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-002276 · form4-05042021_040556.xml · nonDerivative · entry 1

Hamill Patrick H · CIK 0001745027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,540

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on May 3, 2022, subject to the continued service of the reporting person.

Read SEC document
May 03, 2021 Filed May 4, 2021 23:11 UTC
Smith Mark LDirector
GrantCommon Stock 973 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-002274 · form4-05042021_040518.xml · nonDerivative · entry 1

Smith Mark L · CIK 0001746537 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,712

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on May 3, 2022, subject to the continued service of the reporting person.

Read SEC document
May 03, 2021 Filed May 4, 2021 23:08 UTC GrantCommon Stock 973 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-002270 · form4-05042021_040538.xml · nonDerivative · entry 1

Caponi Julie A · CIK 0001397068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,969

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on May 3, 2022, subject to the continued service of the reporting person.

Read SEC document
May 03, 2021 Filed May 4, 2021 23:10 UTC GrantCommon Stock 973 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-002272 · form4-05042021_040557.xml · nonDerivative · entry 1

Latimer Luke A · CIK 0001518457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,894

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on May 3, 2022, subject to the continued service of the reporting person.

Read SEC document
May 01, 2021 Filed May 4, 2021 19:18 UTC
Lawley Scott JCHIEF CREDIT OFFICER
Tax withholdingCommon Stock 246 $25.67 $6,314.82
Disclosure

SEC source: 0001415889-21-002283 · form4-05042021_040517.xml · nonDerivative · entry 1

Lawley Scott J · CIK 0001745029 · CHIEF CREDIT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,081

Read SEC document
May 01, 2021 Filed May 4, 2021 23:19 UTC
Courkamp Julie ADirector · CHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 473 $25.67 $12,141.91
Disclosure

SEC source: 0001415889-21-002285 · form4-05042021_040538.xml · nonDerivative · entry 2

Courkamp Julie A · CIK 0001746056 · Director · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,127

Read SEC document
May 01, 2021 Filed May 4, 2021 23:16 UTC
Sawyer John EmeryCHIEF INVESTMENT OFFICER
Tax withholdingCommon Stock 466 $25.67 $11,962.22
Disclosure

SEC source: 0001415889-21-002281 · form4-05042021_040539.xml · nonDerivative · entry 1

Sawyer John Emery · CIK 0001746147 · CHIEF INVESTMENT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,567

Read SEC document
May 01, 2021 Filed May 4, 2021 23:21 UTC
Wylie Scott CDirector · CHAIRMAN, CEO AND PRESIDENT · 10% owner
Tax withholdingCommon Stock 1,629 $25.67 $41,816.43
Disclosure

SEC source: 0001415889-21-002287 · form4-05042021_040548.xml · nonDerivative · entry 2

Wylie Scott C · CIK 0001745087 · Director · CHAIRMAN, CEO AND PRESIDENT · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 795,543

Read SEC document
April 30, 2021 Filed May 4, 2021 23:19 UTC
Courkamp Julie ADirector · CHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 236 $25.67 $6,058.12
Disclosure

SEC source: 0001415889-21-002285 · form4-05042021_040538.xml · nonDerivative · entry 1

Courkamp Julie A · CIK 0001746056 · Director · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,600

Read SEC document
April 30, 2021 Filed May 4, 2021 23:21 UTC
Wylie Scott CDirector · CHAIRMAN, CEO AND PRESIDENT · 10% owner
Tax withholdingCommon Stock 6,493 $25.67 $166,675.31
Disclosure

SEC source: 0001415889-21-002287 · form4-05042021_040548.xml · nonDerivative · entry 1

Wylie Scott C · CIK 0001745087 · Director · CHAIRMAN, CEO AND PRESIDENT · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 797,172

Read SEC document
January 01, 2021 Filed Jan 5, 2021 23:07 UTC Tax withholdingCommon Stock 140 $19.57 $2,739.80
Disclosure

SEC source: 0001415889-21-000146 · form4-01052021_030108.xml · nonDerivative · entry 1

Duncan David R · CIK 0001744991 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,977

Read SEC document
January 01, 2021 Filed Jan 5, 2021 23:07 UTC Tax withholdingCommon Stock 120 $19.57 $2,348.40
Disclosure

SEC source: 0001415889-21-000147 · form4-01052021_030146.xml · nonDerivative · entry 1

Zimlich Joseph C. · CIK 0001745088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,936

Read SEC document
January 01, 2021 Filed Jan 5, 2021 18:05 UTC
SIPF ERIC DDirector
Tax withholdingCommon Stock 120 $19.57 $2,348.40
Disclosure

SEC source: 0001415889-21-000144 · form4-01052021_030102.xml · nonDerivative · entry 1

SIPF ERIC D · CIK 0001219797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,381

Read SEC document
January 01, 2021 Filed Jan 5, 2021 23:10 UTC
Smith Mark LDirector
Tax withholdingCommon Stock 181 $19.57 $3,542.17
Disclosure

SEC source: 0001415889-21-000151 · form4-01052021_030130.xml · nonDerivative · entry 1

Smith Mark L · CIK 0001746537 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,739

Read SEC document
January 01, 2021 Filed Jan 5, 2021 23:09 UTC Tax withholdingCommon Stock 120 $19.57 $2,348.40
Disclosure

SEC source: 0001415889-21-000149 · form4-01052021_030145.xml · nonDerivative · entry 1

Gart Thomas A · CIK 0001745025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,918

Read SEC document
January 01, 2021 Filed Jan 5, 2021 23:09 UTC
Sawyer John EmeryCHIEF INVESTMENT OFFICER
Tax withholdingCommon Stock 343 $19.57 $6,712.51
Disclosure

SEC source: 0001415889-21-000148 · form4-01052021_030155.xml · nonDerivative · entry 1

Sawyer John Emery · CIK 0001746147 · CHIEF INVESTMENT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,033

Read SEC document
January 01, 2021 Filed Jan 5, 2021 23:06 UTC Tax withholdingCommon Stock 181 $19.57 $3,542.17
Disclosure

SEC source: 0001415889-21-000145 · form4-01052021_030107.xml · nonDerivative · entry 1

Hamill Patrick H · CIK 0001745027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,567

Read SEC document
January 01, 2021 Filed Jan 5, 2021 23:03 UTC Tax withholdingCommon Stock 115 $19.57 $2,250.55
Disclosure

SEC source: 0001415889-21-000143 · form4-01052021_030146.xml · nonDerivative · entry 1

Latimer Luke A · CIK 0001518457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,921

Read SEC document
November 18, 2020 Filed Feb 10, 2021 17:52 UTC
Lawley Scott JCHIEF CREDIT OFFICER
GrantCommon Stock 1,430 $17.48 $24,996.40
Disclosure

SEC source: 0001415889-21-000629 · form4-02102021_020225.xml · nonDerivative · entry 1

Lawley Scott J · CIK 0001745029 · CHIEF CREDIT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,327

Read SEC document
November 18, 2020 Filed Feb 10, 2021 22:51 UTC
Wylie Scott CDirector · CHAIRMAN, CEO AND PRESIDENT · 10% owner
GrantCommon Stock 11,441 $17.48 $199,988.68
Disclosure

SEC source: 0001415889-21-000627 · form4-02102021_020258.xml · nonDerivative · entry 1

Wylie Scott C · CIK 0001745087 · Director · CHAIRMAN, CEO AND PRESIDENT · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 803,665

Read SEC document
November 18, 2020 Filed Feb 10, 2021 22:49 UTC
Courkamp Julie ADirector · CHIEF FINANCIAL OFFICER
GrantCommon Stock 7,151 $17.48 $124,999.48
Disclosure

SEC source: 0001415889-21-000625 · form4-02102021_020215.xml · nonDerivative · entry 1

Courkamp Julie A · CIK 0001746056 · Director · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,836

Read SEC document
November 02, 2020 Filed Nov 3, 2020 23:11 UTC PurchaseCommon Stock 2,878 $14.49 $41,702.22
Disclosure

SEC source: 0001415889-20-002534 · form4-11032020_031103.xml · nonDerivative · entry 1

Zimlich Joseph C. · CIK 0001745088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,056

Read SEC document
October 28, 2020 Filed Oct 28, 2020 22:27 UTC OtherCommon Stock 36,522 $0.00 $0.00
Disclosure

SEC source: 0001415889-20-002496 · form4-10282020_031058.xml · nonDerivative · entry 2

Duncan David R · CIK 0001744991 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Sara C. Duncan GST Exempt Marital Trust

Disclosed balance after: 36,522

F1 · kind: Represents distribution of shares from the Raymond T. Duncan Estate Trust to the Sara C. Duncan GST Exempt Marital Trust. The reporting person is the trustee of each of these trusts.

F3 · ownership.nature: The reporting person is the trustee of this trust. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the

Read SEC document
October 28, 2020 Filed Oct 28, 2020 22:27 UTC OtherCommon Stock 36,522 $0.00 $0.00
Disclosure

SEC source: 0001415889-20-002496 · form4-10282020_031058.xml · nonDerivative · entry 1

Duncan David R · CIK 0001744991 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Raymond T. Duncan Estate Trust

Disclosed balance after: 0

F1 · kind: Represents distribution of shares from the Raymond T. Duncan Estate Trust to the Sara C. Duncan GST Exempt Marital Trust. The reporting person is the trustee of each of these trusts.

F2 · balance_after: In prior reports, the reporting person reported beneficial ownership of 42,160 shares held by Raymond T. Duncan Estate Trust, which inadvertently over reported the number of share owned by the Raymond T. Duncan Estate Trust by 5,638 shares.

F3 · ownership.nature: The reporting person is the trustee of this trust. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the

Read SEC document
October 28, 2020 Filed Apr 12, 2021 22:19 UTC Amendment OtherCommon Stock 42,160 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-001974 · form4a-04122021_030438.xml · nonDerivative · entry 2

Duncan David R · CIK 0001744991 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Sara C. Duncan GST Exempt Marital Trust

Disclosed balance after: 42,160

F1 · kind: Represents distribution of shares from the Raymond T. Duncan Estate Trust to the Sara C. Duncan GST Exempt Marital Trust. The reporting person is the trustee of each of these trusts.

F2 · shares: On October 28, 2020, the reporting person inadvertently reported that 36,522 shares were distributed from the Raymond T. Duncan Estate Trust to the Sara C. Duncan GST Exempt Marital Trust; however, 42,160 shares were actually distributed as reported in this amendment.

F3 · ownership.nature: The reporting person is the trustee of this trust. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

Read SEC document
October 28, 2020 Filed Apr 12, 2021 22:19 UTC Amendment OtherCommon Stock 42,160 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-001974 · form4a-04122021_030438.xml · nonDerivative · entry 1

Duncan David R · CIK 0001744991 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Raymond T. Duncan Estate Trust

Disclosed balance after: 0

F1 · kind: Represents distribution of shares from the Raymond T. Duncan Estate Trust to the Sara C. Duncan GST Exempt Marital Trust. The reporting person is the trustee of each of these trusts.

F2 · shares: On October 28, 2020, the reporting person inadvertently reported that 36,522 shares were distributed from the Raymond T. Duncan Estate Trust to the Sara C. Duncan GST Exempt Marital Trust; however, 42,160 shares were actually distributed as reported in this amendment.

F3 · ownership.nature: The reporting person is the trustee of this trust. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

Read SEC document
August 14, 2020 Filed Aug 17, 2020 20:38 UTC
Wylie Scott CDirector · Chairman, CEO and President · 10% owner
SaleCommon Stock 8,451 $14.30 $120,849.30
Disclosure

SEC source: 0001104659-20-096130 · a4.xml · nonDerivative · entry 2

Wylie Scott C · CIK 0001745087 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 792,224

Read SEC document
August 14, 2020 Filed Aug 17, 2020 20:38 UTC
Wylie Scott CDirector · Chairman, CEO and President · 10% owner
SaleCommon Stock 1,549 $14.30 $22,150.70
Disclosure

SEC source: 0001104659-20-096130 · a4.xml · nonDerivative · entry 1

Wylie Scott C · CIK 0001745087 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800,675

Read SEC document
August 13, 2020 Filed Aug 14, 2020 17:34 UTC
Wylie Scott CDirector · Chairman, CEO and President · 10% owner
SaleCommon Stock 3,686 $14.30 $52,709.80
Disclosure

SEC source: 0001104659-20-095356 · a4.xml · nonDerivative · entry 4

Wylie Scott C · CIK 0001745087 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 802,224

Read SEC document
August 13, 2020 Filed Aug 14, 2020 17:34 UTC
Wylie Scott CDirector · Chairman, CEO and President · 10% owner
SaleCommon Stock 6,314 $14.32 $90,416.48
Disclosure

SEC source: 0001104659-20-095356 · a4.xml · nonDerivative · entry 3

Wylie Scott C · CIK 0001745087 · Director · Chairman, CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 805.91

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.