Tapewire

Nasdaq · USD

MYFW

First Western Financial Inc

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Tapewire entity
460
SEC CIK
0001327607
Parsed reports
268

Last 12 months

Inside the activity.

0 purchase rows · 23 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202504
Jan 2026010
Feb 202604
Mar 202600
Apr 202600
May 202603
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 02, 2022 Filed May 4, 2022 18:04 UTC
Lawley Scott JCHIEF CREDIT OFFICER
Tax withholdingCommon Stock 247 $32.82 $8,106.54
Disclosure

SEC source: 0001415889-22-004631 · form4-05042022_030558.xml · nonDerivative · entry 1

Lawley Scott J · CIK 0001745029 · CHIEF CREDIT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,717

Read SEC document
May 02, 2022 Filed May 4, 2022 21:38 UTC GrantCommon Stock 754 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-004621 · form4-05042022_020544.xml · nonDerivative · entry 1

Zimlich Joseph C. · CIK 0001745088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,351

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on May 2, 2023, subject to the continued service of the reporting person.

Read SEC document
May 02, 2022 Filed May 4, 2022 17:36 UTC
SIPF ERIC DDirector
GrantCommon Stock 754 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-004620 · form4-05042022_020501.xml · nonDerivative · entry 1

SIPF ERIC D · CIK 0001219797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,108

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on May 2, 2023, subject to the continued service of the reporting person.

Read SEC document
May 02, 2022 Filed May 4, 2022 21:53 UTC GrantCommon Stock 754 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-004627 · form4-05042022_020516.xml · nonDerivative · entry 1

Mitchell Scott C · CIK 0001859548 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,727

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on May 2, 2023, subject to the continued service of the reporting person.

Read SEC document
May 02, 2022 Filed May 4, 2022 21:57 UTC
Sawyer John EmeryCHIEF INVESTMENT OFFICER
GrantCommon Stock 1,885 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-004628 · form4-05042022_020547.xml · nonDerivative · entry 2

Sawyer John Emery · CIK 0001746147 · CHIEF INVESTMENT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,420

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on May 2, 2023, subject to the continued service of the reporting person.

Read SEC document
May 02, 2022 Filed May 4, 2022 21:57 UTC
Sawyer John EmeryCHIEF INVESTMENT OFFICER
Tax withholdingCommon Stock 466 $32.82 $15,294.12
Disclosure

SEC source: 0001415889-22-004628 · form4-05042022_020547.xml · nonDerivative · entry 1

Sawyer John Emery · CIK 0001746147 · CHIEF INVESTMENT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,535

Read SEC document
May 02, 2022 Filed May 4, 2022 22:08 UTC
Sawyer John EmeryCHIEF INVESTMENT OFFICER
GrantCommon Stock 1,885 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-004632 · form4-05042022_030513.xml · nonDerivative · entry 2

Sawyer John Emery · CIK 0001746147 · CHIEF INVESTMENT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,420

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on May 2, 2023, subject to the continued service of the reporting person.

Read SEC document
May 02, 2022 Filed May 4, 2022 22:08 UTC
Sawyer John EmeryCHIEF INVESTMENT OFFICER
Tax withholdingCommon Stock 466 $32.82 $15,294.12
Disclosure

SEC source: 0001415889-22-004632 · form4-05042022_030513.xml · nonDerivative · entry 1

Sawyer John Emery · CIK 0001746147 · CHIEF INVESTMENT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,535

Read SEC document
May 02, 2022 Filed May 4, 2022 22:01 UTC
Wylie Scott CDirector · CHAIRMAN, CEO AND PRESIDENT · 10% owner
GrantCommon Stock 10,935 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-004630 · form4-05042022_030516.xml · nonDerivative · entry 2

Wylie Scott C · CIK 0001745087 · Director · CHAIRMAN, CEO AND PRESIDENT · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 791,376

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on May 2, 2023, subject to the continued service of the reporting person.

Read SEC document
May 02, 2022 Filed May 4, 2022 22:01 UTC
Wylie Scott CDirector · CHAIRMAN, CEO AND PRESIDENT · 10% owner
Tax withholdingCommon Stock 8,122 $32.82 $266,564.04
Disclosure

SEC source: 0001415889-22-004630 · form4-05042022_030516.xml · nonDerivative · entry 1

Wylie Scott C · CIK 0001745087 · Director · CHAIRMAN, CEO AND PRESIDENT · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 780,441

Read SEC document
May 02, 2022 Filed May 4, 2022 21:59 UTC
Courkamp Julie ADirector · CHIEF FINANCIAL OFFICER
GrantCommon Stock 3,016 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-004629 · form4-05042022_020545.xml · nonDerivative · entry 2

Courkamp Julie A · CIK 0001746056 · Director · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,300

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on May 2, 2023, subject to the continued service of the reporting person.

Read SEC document
May 02, 2022 Filed May 4, 2022 21:59 UTC
Courkamp Julie ADirector · CHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 710 $32.82 $23,302.20
Disclosure

SEC source: 0001415889-22-004629 · form4-05042022_020545.xml · nonDerivative · entry 1

Courkamp Julie A · CIK 0001746056 · Director · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,284

Read SEC document
May 02, 2022 Filed May 4, 2022 21:50 UTC GrantCommon Stock 754 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-004626 · form4-05042022_020507.xml · nonDerivative · entry 1

Gart Thomas A · CIK 0001745025 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,645

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on May 2, 2023, subject to the continued service of the reporting person.

Read SEC document
May 02, 2022 Filed May 4, 2022 21:48 UTC GrantCommon Stock 754 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-004625 · form4-05042022_020509.xml · nonDerivative · entry 1

Hamill Patrick H · CIK 0001745027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,381

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on May 2, 2023, subject to the continued service of the reporting person.

Read SEC document
May 02, 2022 Filed May 4, 2022 21:44 UTC GrantCommon Stock 754 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-004623 · form4-05042022_020516.xml · nonDerivative · entry 1

Latimer Luke A · CIK 0001518457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,648

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on May 2, 2023, subject to the continued service of the reporting person.

Read SEC document
May 02, 2022 Filed May 4, 2022 21:46 UTC
Smith Mark LDirector
GrantCommon Stock 754 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-004624 · form4-05042022_020533.xml · nonDerivative · entry 1

Smith Mark L · CIK 0001746537 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,847

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on May 2, 2023, subject to the continued service of the reporting person.

Read SEC document
May 02, 2022 Filed May 4, 2022 21:41 UTC GrantCommon Stock 754 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-004622 · form4-05042022_020543.xml · nonDerivative · entry 1

Caponi Julie A · CIK 0001397068 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,723

F1 · shares: Represents restricted stock units that vest in five substantially equal annual installments beginning on May 2, 2023, subject to the continued service of the reporting person.

Read SEC document
February 18, 2022 Filed Feb 22, 2022 22:38 UTC PurchaseCommon Stock 1,500 $32.98 $49,470.00
Disclosure

SEC source: 0001415889-22-001638 · form4-02222022_020232.xml · nonDerivative · entry 2

Mitchell Scott C · CIK 0001859548 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,973

Read SEC document
February 15, 2022 Filed Feb 22, 2022 22:38 UTC PurchaseCommon Stock 1,500 $33.20 $49,800.00
Disclosure

SEC source: 0001415889-22-001638 · form4-02222022_020232.xml · nonDerivative · entry 1

Mitchell Scott C · CIK 0001859548 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,473

Read SEC document
January 03, 2022 Filed Jan 5, 2022 22:25 UTC
Wylie Scott CDirector · CHAIRMAN, CEO AND PRESIDENT · 10% owner
Tax withholdingCommon Stock 1,406 $30.36 $42,686.16
Disclosure

SEC source: 0001415889-22-000395 · form4-01052022_020135.xml · nonDerivative · entry 2

Wylie Scott C · CIK 0001745087 · Director · CHAIRMAN, CEO AND PRESIDENT · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 788,563

Read SEC document
January 03, 2022 Filed Jan 5, 2022 22:25 UTC
Wylie Scott CDirector · CHAIRMAN, CEO AND PRESIDENT · 10% owner
GrantCommon Stock 4,111 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-000395 · form4-01052022_020135.xml · nonDerivative · entry 1

Wylie Scott C · CIK 0001745087 · Director · CHAIRMAN, CEO AND PRESIDENT · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 789,969

F1 · shares: Represents performance stock units granted on May 1, 2017. The performance conditions were satisfied and the performance stock units vested on January 1, 2022.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 22:24 UTC
Courkamp Julie ADirector · CHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 688 $30.36 $20,887.68
Disclosure

SEC source: 0001415889-22-000394 · form4-01052022_020157.xml · nonDerivative · entry 2

Courkamp Julie A · CIK 0001746056 · Director · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,994

Read SEC document
January 03, 2022 Filed Jan 5, 2022 22:24 UTC
Courkamp Julie ADirector · CHIEF FINANCIAL OFFICER
GrantCommon Stock 2,010 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-000394 · form4-01052022_020157.xml · nonDerivative · entry 1

Courkamp Julie A · CIK 0001746056 · Director · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,682

F1 · shares: Represents performance stock units granted on May 1, 2017. The performance conditions were satisfied and the performance stock units vested on January 1, 2022.

Read SEC document
December 13, 2021 Filed Dec 14, 2021 21:49 UTC Exercise / conversionStock Option Right to Buy · Derivative 4,087 $0.00 Strike: $25.00 $0.00
Disclosure

SEC source: 0001415889-21-005878 · form4-12142021_011257.xml · derivative · entry 2

Hamill Patrick H · CIK 0001745027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,087 shares

Expires 2022-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock options were granted on January 17, 2012. 20% of the options vested immediately and the remainder vested 20% annually for four years.

Read SEC document
December 13, 2021 Filed Dec 14, 2021 21:49 UTC Exercise / conversionCommon Stock 4,087 $25.00 $102,175.00
Disclosure

SEC source: 0001415889-21-005878 · form4-12142021_011257.xml · nonDerivative · entry 1

Hamill Patrick H · CIK 0001745027 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2021 Filed Dec 14, 2021 21:47 UTC
Wylie Scott CDirector · CHAIRMAN, CEO AND PRESIDENT · 10% owner
Exercise / conversionStock Option Right to Buy · Derivative 20,000 $0.00 Strike: $25.00 $0.00
Disclosure

SEC source: 0001415889-21-005877 · form4-12142021_011204.xml · derivative · entry 4

Wylie Scott C · CIK 0001745087 · Director · CHAIRMAN, CEO AND PRESIDENT · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2022-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Stock Options were granted on January 24, 2012 and vested 20% annually for five years.

Read SEC document
December 13, 2021 Filed Dec 14, 2021 21:47 UTC
Wylie Scott CDirector · CHAIRMAN, CEO AND PRESIDENT · 10% owner
SaleCommon Stock 18,144 $30.04 $545,045.76
Disclosure

SEC source: 0001415889-21-005877 · form4-12142021_011204.xml · nonDerivative · entry 2

Wylie Scott C · CIK 0001745087 · Director · CHAIRMAN, CEO AND PRESIDENT · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 785,858

Read SEC document
December 13, 2021 Filed Dec 14, 2021 21:47 UTC
Wylie Scott CDirector · CHAIRMAN, CEO AND PRESIDENT · 10% owner
Exercise / conversionCommon Stock 20,000 $25.00 $500,000.00
Disclosure

SEC source: 0001415889-21-005877 · form4-12142021_011204.xml · nonDerivative · entry 1

Wylie Scott C · CIK 0001745087 · Director · CHAIRMAN, CEO AND PRESIDENT · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 804,002

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2021 Filed Dec 10, 2021 21:40 UTC Exercise / conversionStock Option Right to Buy · Derivative 4,087 $0.00 Strike: $25.00 $0.00
Disclosure

SEC source: 0001415889-21-005828 · form4-12102021_011224.xml · derivative · entry 5

Duncan David R · CIK 0001744991 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,087 shares

Expires 2022-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options were granted on January 17, 2012. 20% of the options vested immediately and the remainder vested 20% annually for four years.

Read SEC document
December 09, 2021 Filed Dec 10, 2021 21:40 UTC SaleCommon Stock 3,568 $29.70 $105,969.60
Disclosure

SEC source: 0001415889-21-005828 · form4-12102021_011224.xml · nonDerivative · entry 2

Duncan David R · CIK 0001744991 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,261

Read SEC document
December 09, 2021 Filed Dec 10, 2021 21:40 UTC Exercise / conversionCommon Stock 4,087 $25.00 $102,175.00
Disclosure

SEC source: 0001415889-21-005828 · form4-12102021_011224.xml · nonDerivative · entry 1

Duncan David R · CIK 0001744991 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,829

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2021 Filed Dec 10, 2021 21:36 UTC
Courkamp Julie ADirector · CHIEF FINANCIAL OFFICER
Exercise / conversionStock Option Right to Buy · Derivative 750 $0.00 Strike: $25.00 $0.00
Disclosure

SEC source: 0001415889-21-005827 · form4-12102021_011254.xml · derivative · entry 3

Courkamp Julie A · CIK 0001746056 · Director · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 750 shares

Expires 2022-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Options were granted on January 24, 2012 and vested 20% annually for five years.

Read SEC document
December 09, 2021 Filed Dec 10, 2021 21:36 UTC
Courkamp Julie ADirector · CHIEF FINANCIAL OFFICER
SaleCommon Stock 686 $29.43 $20,188.98
Disclosure

SEC source: 0001415889-21-005827 · form4-12102021_011254.xml · nonDerivative · entry 2

Courkamp Julie A · CIK 0001746056 · Director · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,672

Read SEC document
December 09, 2021 Filed Dec 10, 2021 21:36 UTC
Courkamp Julie ADirector · CHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 750 $25.00 $18,750.00
Disclosure

SEC source: 0001415889-21-005827 · form4-12102021_011254.xml · nonDerivative · entry 1

Courkamp Julie A · CIK 0001746056 · Director · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2021 Filed Nov 30, 2021 21:57 UTC Exercise / conversionStock Option Right to Buy · Derivative 9 $0.00 Strike: $25.00 $0.00
Disclosure

SEC source: 0001415889-21-005589 · form4-11302021_011101.xml · derivative · entry 8

Zimlich Joseph C. · CIK 0001745088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9 shares

Expires 2022-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options were granted on January 17, 2012. 20% of the options vested immediately and the remainder vested 20% annually for four years.

Read SEC document
November 30, 2021 Filed Nov 30, 2021 21:57 UTC SaleCommon Stock 8 $30.91 $247.28
Disclosure

SEC source: 0001415889-21-005589 · form4-11302021_011101.xml · nonDerivative · entry 4

Zimlich Joseph C. · CIK 0001745088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,597

Read SEC document
November 30, 2021 Filed Nov 30, 2021 21:57 UTC Exercise / conversionCommon Stock 9 $25.00 $225.00
Disclosure

SEC source: 0001415889-21-005589 · form4-11302021_011101.xml · nonDerivative · entry 3

Zimlich Joseph C. · CIK 0001745088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,605

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2021 Filed Nov 30, 2021 21:57 UTC Exercise / conversionStock Option Right to Buy · Derivative 4,078 $0.00 Strike: $25.00 $0.00
Disclosure

SEC source: 0001415889-21-005589 · form4-11302021_011101.xml · derivative · entry 7

Zimlich Joseph C. · CIK 0001745088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9

Underlying: Common Stock · 4,078 shares

Expires 2022-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options were granted on January 17, 2012. 20% of the options vested immediately and the remainder vested 20% annually for four years.

Read SEC document
November 29, 2021 Filed Nov 30, 2021 21:57 UTC SaleCommon Stock 3,391 $30.09 $102,035.19
Disclosure

SEC source: 0001415889-21-005589 · form4-11302021_011101.xml · nonDerivative · entry 2

Zimlich Joseph C. · CIK 0001745088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,596

Read SEC document
November 29, 2021 Filed Nov 30, 2021 21:57 UTC Exercise / conversionCommon Stock 4,078 $25.00 $101,950.00
Disclosure

SEC source: 0001415889-21-005589 · form4-11302021_011101.xml · nonDerivative · entry 1

Zimlich Joseph C. · CIK 0001745088 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,987

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2021 Filed Nov 30, 2021 17:06 UTC
Lawley Scott JCHIEF CREDIT OFFICER
Tax withholdingCommon Stock 83 $31.48 $2,612.84
Disclosure

SEC source: 0001415889-21-005595 · form4-11302021_021141.xml · nonDerivative · entry 1

Lawley Scott J · CIK 0001745029 · CHIEF CREDIT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,964

Read SEC document
November 18, 2021 Filed Nov 30, 2021 22:03 UTC
Wylie Scott CDirector · CHAIRMAN, CEO AND PRESIDENT · 10% owner
Tax withholdingCommon Stock 662 $31.48 $20,839.76
Disclosure

SEC source: 0001415889-21-005593 · form4-11302021_021141.xml · nonDerivative · entry 1

Wylie Scott C · CIK 0001745087 · Director · CHAIRMAN, CEO AND PRESIDENT · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 784,002

Read SEC document
November 18, 2021 Filed Nov 30, 2021 21:59 UTC
Courkamp Julie ADirector · CHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 414 $31.48 $13,032.72
Disclosure

SEC source: 0001415889-21-005591 · form4-11302021_011132.xml · nonDerivative · entry 1

Courkamp Julie A · CIK 0001746056 · Director · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,608

Read SEC document
November 10, 2021 Filed Nov 10, 2021 17:23 UTC
SIPF ERIC DDirector
Exercise / conversionStock Option Right to Buy · Derivative 1,624 $0.00 Strike: $25.00 $0.00
Disclosure

SEC source: 0001415889-21-005129 · form4-11102021_021147.xml · derivative · entry 7

SIPF ERIC D · CIK 0001219797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,624 shares

Expires 2022-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options were granted on January 17, 2012. 20% of the options vested immediately and the remainder vested 20% annually for four years.

Read SEC document
November 10, 2021 Filed Nov 10, 2021 17:23 UTC
SIPF ERIC DDirector
SaleCommon Stock 1,624 $30.90 $50,181.60
Disclosure

SEC source: 0001415889-21-005129 · form4-11102021_021147.xml · nonDerivative · entry 4

SIPF ERIC D · CIK 0001219797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,354

Read SEC document
November 10, 2021 Filed Nov 10, 2021 17:23 UTC
SIPF ERIC DDirector
Exercise / conversionCommon Stock 1,624 $25.00 $40,600.00
Disclosure

SEC source: 0001415889-21-005129 · form4-11102021_021147.xml · nonDerivative · entry 3

SIPF ERIC D · CIK 0001219797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2021 Filed Nov 10, 2021 17:23 UTC
SIPF ERIC DDirector
Exercise / conversionStock Option Right to Buy · Derivative 1,101 $0.00 Strike: $25.00 $0.00
Disclosure

SEC source: 0001415889-21-005129 · form4-11102021_021147.xml · derivative · entry 6

SIPF ERIC D · CIK 0001219797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,624

Underlying: Comon Stock · 1,101 shares

Expires 2022-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options were granted on January 17, 2012. 20% of the options vested immediately and the remainder vested 20% annually for four years.

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November 09, 2021 Filed Nov 10, 2021 17:23 UTC
SIPF ERIC DDirector
SaleCommon Stock 1,101 $30.90 $34,020.90
Disclosure

SEC source: 0001415889-21-005129 · form4-11102021_021147.xml · nonDerivative · entry 2

SIPF ERIC D · CIK 0001219797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,354

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November 09, 2021 Filed Nov 10, 2021 17:23 UTC
SIPF ERIC DDirector
Exercise / conversionCommon Stock 1,101 $25.00 $27,525.00
Disclosure

SEC source: 0001415889-21-005129 · form4-11102021_021147.xml · nonDerivative · entry 1

SIPF ERIC D · CIK 0001219797 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,455

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 26, 2021 Filed Oct 26, 2021 20:38 UTC
Smith Mark LDirector
Exercise / conversionStock Option Right to Buy · Derivative 36 $0.00 Strike: $25.00 $0.00
Disclosure

SEC source: 0001415889-21-004970 · form4-10262021_011020.xml · derivative · entry 6

Smith Mark L · CIK 0001746537 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 36 shares

Expires 2022-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock options were granted on January 17, 2012. 20% of the options vested immediately and the remainder vested 20% annually for four years.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.