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Nasdaq · USD

MXL

MAXLINEAR, INC

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3882
SEC CIK
0001288469
Parsed reports
721

Last 12 months

Inside the activity.

0 purchase rows · 30 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202603
Apr 202602
May 202609
Jun 202600
Jul 202600
Aug 2026016
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 29, 2017 Filed Mar 30, 2017 23:52 UTC OtherRestricted Stock Units · Derivative 6,217 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-023750 · doc4.xml · derivative · entry 3

SCHROCK DONALD E · CIK 0001191317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,217 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · kind: In connection with the conversion described in footnote (1), outstanding RSUs denominated by Class A Common Stock issued under the Issuer's 2010 Equity Incentive Plan remain unchanged, except that they now represent a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2017 or the date immediately preceding the 2017 annual meeting of stockholders.

F4 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2017 or the date immediately preceding the 2017 annual meeting of stockholders.

Read SEC document
March 29, 2017 Filed Mar 30, 2017 23:52 UTC ConversionCommon Stock 66,252 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-023750 · doc4.xml · nonDerivative · entry 2

SCHROCK DONALD E · CIK 0001191317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,252

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On March 29, 2017, each share of the Issuer's outstanding Class A Common Stock and Class B Common Stock automatically converted into one share of outstanding Common Stock pursuant to the Issuer's Amended and Restated Certificate of Incorporation.

Read SEC document
March 29, 2017 Filed Mar 30, 2017 23:52 UTC ConversionClass A Common Stock 66,252 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-023750 · doc4.xml · nonDerivative · entry 1

SCHROCK DONALD E · CIK 0001191317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On March 29, 2017, each share of the Issuer's outstanding Class A Common Stock and Class B Common Stock automatically converted into one share of outstanding Common Stock pursuant to the Issuer's Amended and Restated Certificate of Incorporation.

Read SEC document
March 29, 2017 Filed Mar 30, 2017 23:53 UTC OtherStock Option (Right to Buy) · Derivative 3,582 $0.00 Strike: $8.74 $0.00
Disclosure

SEC source: 0001209191-17-023751 · doc4.xml · derivative · entry 18

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,582

Underlying: Common Stock · 3,582 shares

Expires 2024-05-14

F7 · kind: In connection with the conversion described in footnote (1), outstanding options denominated by Class A Common Stock issued under the Issuer's 2010 Equity Incentive Plan remain unchanged, except that they now represent a right to receive one share of the Issuer's Common Stock.

Read SEC document
March 29, 2017 Filed Mar 30, 2017 23:53 UTC OtherStock Option (Right to Buy) · Derivative 3,582 $0.00 Strike: $8.74 $0.00
Disclosure

SEC source: 0001209191-17-023751 · doc4.xml · derivative · entry 17

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,582 shares

Expires 2024-05-14

F7 · kind: In connection with the conversion described in footnote (1), outstanding options denominated by Class A Common Stock issued under the Issuer's 2010 Equity Incentive Plan remain unchanged, except that they now represent a right to receive one share of the Issuer's Common Stock.

Read SEC document
March 29, 2017 Filed Mar 30, 2017 23:53 UTC OtherStock Option (Right to Buy) · Derivative 3,582 $0.00 Strike: $11.76 $0.00
Disclosure

SEC source: 0001209191-17-023751 · doc4.xml · derivative · entry 16

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,582

Underlying: Common Stock · 3,582 shares

Expires 2023-05-14

F7 · kind: In connection with the conversion described in footnote (1), outstanding options denominated by Class A Common Stock issued under the Issuer's 2010 Equity Incentive Plan remain unchanged, except that they now represent a right to receive one share of the Issuer's Common Stock.

Read SEC document
March 29, 2017 Filed Mar 30, 2017 23:53 UTC OtherStock Option (Right to Buy) · Derivative 3,582 $0.00 Strike: $11.76 $0.00
Disclosure

SEC source: 0001209191-17-023751 · doc4.xml · derivative · entry 15

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,582 shares

Expires 2023-05-14

F7 · kind: In connection with the conversion described in footnote (1), outstanding options denominated by Class A Common Stock issued under the Issuer's 2010 Equity Incentive Plan remain unchanged, except that they now represent a right to receive one share of the Issuer's Common Stock.

Read SEC document
March 29, 2017 Filed Mar 30, 2017 23:53 UTC OtherStock Option (Right to Buy) · Derivative 3,582 $0.00 Strike: $11.09 $0.00
Disclosure

SEC source: 0001209191-17-023751 · doc4.xml · derivative · entry 14

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,582

Underlying: Common Stock · 3,582 shares

Expires 2022-05-15

F7 · kind: In connection with the conversion described in footnote (1), outstanding options denominated by Class A Common Stock issued under the Issuer's 2010 Equity Incentive Plan remain unchanged, except that they now represent a right to receive one share of the Issuer's Common Stock.

Read SEC document
March 29, 2017 Filed Mar 30, 2017 23:53 UTC OtherStock Option (Right to Buy) · Derivative 3,582 $0.00 Strike: $11.09 $0.00
Disclosure

SEC source: 0001209191-17-023751 · doc4.xml · derivative · entry 13

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,582 shares

Expires 2022-05-15

F7 · kind: In connection with the conversion described in footnote (1), outstanding options denominated by Class A Common Stock issued under the Issuer's 2010 Equity Incentive Plan remain unchanged, except that they now represent a right to receive one share of the Issuer's Common Stock.

Read SEC document
March 29, 2017 Filed Mar 30, 2017 23:53 UTC OtherStock Option (Right to Buy) · Derivative 3,582 $0.00 Strike: $23.97 $0.00
Disclosure

SEC source: 0001209191-17-023751 · doc4.xml · derivative · entry 12

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,582

Underlying: Common Stock · 3,582 shares

Expires 2021-05-19

F7 · kind: In connection with the conversion described in footnote (1), outstanding options denominated by Class A Common Stock issued under the Issuer's 2010 Equity Incentive Plan remain unchanged, except that they now represent a right to receive one share of the Issuer's Common Stock.

Read SEC document
March 29, 2017 Filed Mar 30, 2017 23:53 UTC OtherStock Option (Right to Buy) · Derivative 3,582 $0.00 Strike: $23.97 $0.00
Disclosure

SEC source: 0001209191-17-023751 · doc4.xml · derivative · entry 11

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,582 shares

Expires 2021-05-19

F7 · kind: In connection with the conversion described in footnote (1), outstanding options denominated by Class A Common Stock issued under the Issuer's 2010 Equity Incentive Plan remain unchanged, except that they now represent a right to receive one share of the Issuer's Common Stock.

Read SEC document
March 29, 2017 Filed Mar 30, 2017 23:53 UTC OtherStock Option (Right to Buy) · Derivative 18,296 $0.00 Strike: $23.17 $0.00
Disclosure

SEC source: 0001209191-17-023751 · doc4.xml · derivative · entry 10

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,296

Underlying: Common Stock · 18,296 shares

Expires 2020-09-07

F7 · kind: In connection with the conversion described in footnote (1), outstanding options denominated by Class A Common Stock issued under the Issuer's 2010 Equity Incentive Plan remain unchanged, except that they now represent a right to receive one share of the Issuer's Common Stock.

Read SEC document
March 29, 2017 Filed Mar 30, 2017 23:53 UTC OtherStock Option (Right to Buy) · Derivative 18,296 $0.00 Strike: $23.17 $0.00
Disclosure

SEC source: 0001209191-17-023751 · doc4.xml · derivative · entry 9

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 18,296 shares

Expires 2020-09-07

F7 · kind: In connection with the conversion described in footnote (1), outstanding options denominated by Class A Common Stock issued under the Issuer's 2010 Equity Incentive Plan remain unchanged, except that they now represent a right to receive one share of the Issuer's Common Stock.

Read SEC document
March 29, 2017 Filed Mar 30, 2017 23:53 UTC OtherStock Option (Right to Buy) · Derivative 35,822 $0.00 Strike: $7.57 $0.00
Disclosure

SEC source: 0001209191-17-023751 · doc4.xml · derivative · entry 8

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,822

Underlying: Common Stock · 35,822 shares

Expires 2024-11-20

F7 · kind: In connection with the conversion described in footnote (1), outstanding options denominated by Class A Common Stock issued under the Issuer's 2010 Equity Incentive Plan remain unchanged, except that they now represent a right to receive one share of the Issuer's Common Stock.

Read SEC document
March 29, 2017 Filed Mar 30, 2017 23:53 UTC OtherStock Option (Right to Buy) · Derivative 35,822 $0.00 Strike: $7.57 $0.00
Disclosure

SEC source: 0001209191-17-023751 · doc4.xml · derivative · entry 7

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 35,822 shares

Expires 2024-11-20

F7 · kind: In connection with the conversion described in footnote (1), outstanding options denominated by Class A Common Stock issued under the Issuer's 2010 Equity Incentive Plan remain unchanged, except that they now represent a right to receive one share of the Issuer's Common Stock.

Read SEC document
March 29, 2017 Filed Mar 30, 2017 23:53 UTC OtherRestricted Stock Units · Derivative 6,217 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-023751 · doc4.xml · derivative · entry 6

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,217

Underlying: Common Stock · 6,217 shares

Expires not disclosed

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · kind: In connection with the conversion described in footnote (1), outstanding RSUs denominated by Class A Common Stock issued under the Issuer's 2010 Equity Incentive Plan remain unchanged, except that they now represent a contingent right to receive one share of the Issuer's Common Stock.

F6 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2017 or the date immediately preceding the 2017 annual meeting of stockholders.

F6 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2017 or the date immediately preceding the 2017 annual meeting of stockholders.

Read SEC document
March 29, 2017 Filed Mar 30, 2017 23:53 UTC OtherRestricted Stock Units · Derivative 6,217 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-023751 · doc4.xml · derivative · entry 5

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,217 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · kind: In connection with the conversion described in footnote (1), outstanding RSUs denominated by Class A Common Stock issued under the Issuer's 2010 Equity Incentive Plan remain unchanged, except that they now represent a contingent right to receive one share of the Issuer's Common Stock.

F6 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2017 or the date immediately preceding the 2017 annual meeting of stockholders.

F6 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2017 or the date immediately preceding the 2017 annual meeting of stockholders.

Read SEC document
March 29, 2017 Filed Mar 30, 2017 23:53 UTC OtherRestricted Stock Units · Derivative 5,722 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-023751 · doc4.xml · derivative · entry 4

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,722

Underlying: Common Stock · 5,722 shares

Expires not disclosed

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · kind: In connection with the conversion described in footnote (1), outstanding RSUs denominated by Class A Common Stock issued under the Issuer's 2010 Equity Incentive Plan remain unchanged, except that they now represent a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: The RSU became fully vested on May 8, 2015.

F4 · derivative.expiration_date: The RSU became fully vested on May 8, 2015.

Read SEC document
March 29, 2017 Filed Mar 30, 2017 23:53 UTC OtherRestricted Stock Units · Derivative 5,722 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-023751 · doc4.xml · derivative · entry 3

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,722 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · kind: In connection with the conversion described in footnote (1), outstanding RSUs denominated by Class A Common Stock issued under the Issuer's 2010 Equity Incentive Plan remain unchanged, except that they now represent a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: The RSU became fully vested on May 8, 2015.

F4 · derivative.expiration_date: The RSU became fully vested on May 8, 2015.

Read SEC document
March 29, 2017 Filed Mar 30, 2017 23:53 UTC ConversionCommon Stock 30,454 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-023751 · doc4.xml · nonDerivative · entry 2

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,454

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On March 29, 2017, each share of the Issuer's outstanding Class A Common Stock and Class B Common Stock automatically converted into one share of outstanding Common Stock pursuant to the Issuer's Amended and Restated Certificate of Incorporation.

Read SEC document
March 29, 2017 Filed Mar 30, 2017 23:53 UTC ConversionClass A Common Stock 30,454 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-023751 · doc4.xml · nonDerivative · entry 1

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On March 29, 2017, each share of the Issuer's outstanding Class A Common Stock and Class B Common Stock automatically converted into one share of outstanding Common Stock pursuant to the Issuer's Amended and Restated Certificate of Incorporation.

Read SEC document
March 29, 2017 Filed Mar 30, 2017 23:48 UTC OtherStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $9.10 $0.00
Disclosure

SEC source: 0001209191-17-023747 · doc4.xml · derivative · entry 6

CRADDOCK STEVEN · CIK 0001228807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2018-05-06

F6 · kind: In connection with the conversion described in footnote (1), outstanding options denominated by Class A Common Stock issued under the Issuer's 2010 Equity Incentive Plan remain unchanged, except that they now represent a right to receive one share of the Issuer's Common Stock.

F7 · derivative.exercise_date: 38,770 options were originally granted on May 6, 2011. Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-third (1/3rd) of the shares subject to the option vested and became exercisable on each anniversary of May 6, 2011, such that one hundred percent (100%) of the shares subject to the option were vested and exercisable on the third (3rd) anniversary of May 6, 2011.

Read SEC document
March 29, 2017 Filed Mar 30, 2017 23:48 UTC OtherStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $9.10 $0.00
Disclosure

SEC source: 0001209191-17-023747 · doc4.xml · derivative · entry 5

CRADDOCK STEVEN · CIK 0001228807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 20,000 shares

Expires 2018-05-06

F6 · kind: In connection with the conversion described in footnote (1), outstanding options denominated by Class A Common Stock issued under the Issuer's 2010 Equity Incentive Plan remain unchanged, except that they now represent a right to receive one share of the Issuer's Common Stock.

F7 · derivative.exercise_date: 38,770 options were originally granted on May 6, 2011. Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-third (1/3rd) of the shares subject to the option vested and became exercisable on each anniversary of May 6, 2011, such that one hundred percent (100%) of the shares subject to the option were vested and exercisable on the third (3rd) anniversary of May 6, 2011.

Read SEC document
March 29, 2017 Filed Mar 30, 2017 23:48 UTC OtherRestricted Stock Units · Derivative 6,217 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-023747 · doc4.xml · derivative · entry 4

CRADDOCK STEVEN · CIK 0001228807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,217

Underlying: Common Stock · 6,217 shares

Expires not disclosed

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · kind: In connection with the conversion described in footnote (1), outstanding RSUs denominated by Class A Common Stock issued under the Issuer's 2010 Equity Incentive Plan remain unchanged, except that they now represent a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2017 or the date immediately preceding the 2017 annual meeting of stockholders.

F4 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2017 or the date immediately preceding the 2017 annual meeting of stockholders.

Read SEC document
March 29, 2017 Filed Mar 30, 2017 23:48 UTC OtherRestricted Stock Units · Derivative 6,217 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-023747 · doc4.xml · derivative · entry 3

CRADDOCK STEVEN · CIK 0001228807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,217 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · kind: In connection with the conversion described in footnote (1), outstanding RSUs denominated by Class A Common Stock issued under the Issuer's 2010 Equity Incentive Plan remain unchanged, except that they now represent a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2017 or the date immediately preceding the 2017 annual meeting of stockholders.

F4 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2017 or the date immediately preceding the 2017 annual meeting of stockholders.

Read SEC document
March 29, 2017 Filed Mar 30, 2017 23:48 UTC ConversionCommon Stock 53,752 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-023747 · doc4.xml · nonDerivative · entry 2

CRADDOCK STEVEN · CIK 0001228807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,752

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On March 29, 2017, each share of the Issuer's outstanding Class A Common Stock and Class B Common Stock automatically converted into one share of outstanding Common Stock pursuant to the Issuer's Amended and Restated Certificate of Incorporation.

Read SEC document
March 29, 2017 Filed Mar 30, 2017 23:48 UTC ConversionClass A Common Stock 53,752 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-023747 · doc4.xml · nonDerivative · entry 1

CRADDOCK STEVEN · CIK 0001228807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On March 29, 2017, each share of the Issuer's outstanding Class A Common Stock and Class B Common Stock automatically converted into one share of outstanding Common Stock pursuant to the Issuer's Amended and Restated Certificate of Incorporation.

Read SEC document
March 29, 2017 Filed Mar 30, 2017 23:40 UTC
Torgerson WilliamVP/GM, Broadband Group
OtherStock Option (Right to Buy) · Derivative 25,051 $0.00 Strike: $9.23 $0.00
Disclosure

SEC source: 0001209191-17-023745 · doc4.xml · derivative · entry 16

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,051

Underlying: Common Stock · 25,051 shares

Expires 2021-06-02

F10 · kind: In connection with the conversion described in footnote (1), outstanding options denominated by Class A Common Stock issued under the Issuer's 2010 Equity Incentive Plan remain unchanged, except that they now represent a right to receive one share of the Issuer's Common Stock.

F11 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 25,051 shares subject to the option vested and became exercisable on August 20, 2014, and an additional one-sixteenth (1/16th) of the shares subject to the option shall vest and become exercisable on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested and exercisable on May 20, 2018.

Read SEC document
March 29, 2017 Filed Mar 30, 2017 23:40 UTC
Torgerson WilliamVP/GM, Broadband Group
OtherStock Option (Right to Buy) · Derivative 25,051 $0.00 Strike: $9.23 $0.00
Disclosure

SEC source: 0001209191-17-023745 · doc4.xml · derivative · entry 15

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 25,051 shares

Expires 2021-06-02

F10 · kind: In connection with the conversion described in footnote (1), outstanding options denominated by Class A Common Stock issued under the Issuer's 2010 Equity Incentive Plan remain unchanged, except that they now represent a right to receive one share of the Issuer's Common Stock.

F11 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 25,051 shares subject to the option vested and became exercisable on August 20, 2014, and an additional one-sixteenth (1/16th) of the shares subject to the option shall vest and become exercisable on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested and exercisable on May 20, 2018.

Read SEC document
March 29, 2017 Filed Mar 30, 2017 23:40 UTC
Torgerson WilliamVP/GM, Broadband Group
OtherRestricted Stock Units · Derivative 26,178 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-023745 · doc4.xml · derivative · entry 14

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,178

Underlying: Common Stock · 26,178 shares

Expires not disclosed

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · kind: In connection with the conversion described in footnote (1), outstanding RSUs denominated by Class A Common Stock issued under the Issuer's 2010 Equity Incentive Plan remain unchanged, except that they now represent a contingent right to receive one share of the Issuer's Common Stock.

F9 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,178 RSUs subject to the award shall vest on May 20, 2017, and one-sixteenth (1/16th) of the RSUs subject shall vest on each August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021.

F9 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,178 RSUs subject to the award shall vest on May 20, 2017, and one-sixteenth (1/16th) of the RSUs subject shall vest on each August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021.

Read SEC document
March 29, 2017 Filed Mar 30, 2017 23:40 UTC
Torgerson WilliamVP/GM, Broadband Group
OtherRestricted Stock Units · Derivative 26,178 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-023745 · doc4.xml · derivative · entry 13

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 26,178 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · kind: In connection with the conversion described in footnote (1), outstanding RSUs denominated by Class A Common Stock issued under the Issuer's 2010 Equity Incentive Plan remain unchanged, except that they now represent a contingent right to receive one share of the Issuer's Common Stock.

F9 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,178 RSUs subject to the award shall vest on May 20, 2017, and one-sixteenth (1/16th) of the RSUs subject shall vest on each August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021.

F9 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,178 RSUs subject to the award shall vest on May 20, 2017, and one-sixteenth (1/16th) of the RSUs subject shall vest on each August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021.

Read SEC document
March 29, 2017 Filed Mar 30, 2017 23:40 UTC
Torgerson WilliamVP/GM, Broadband Group
OtherRestricted Stock Units · Derivative 47,824 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-023745 · doc4.xml · derivative · entry 12

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,824

Underlying: Common Stock · 47,824 shares

Expires not disclosed

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · kind: In connection with the conversion described in footnote (1), outstanding RSUs denominated by Class A Common Stock issued under the Issuer's 2010 Equity Incentive Plan remain unchanged, except that they now represent a contingent right to receive one share of the Issuer's Common Stock.

F8 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 47,824 RSUs subject to the award shall vest on August 20, 2017; twenty percent (20%) of the RSUs subject to the award shall vest on August 20, 2018; thirty (30%) of the RSUs subject to the award shall vest on August 20, 2019; and forty (40%) of the RSUs subject to the award shall vest on August 20, 2020.

F8 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 47,824 RSUs subject to the award shall vest on August 20, 2017; twenty percent (20%) of the RSUs subject to the award shall vest on August 20, 2018; thirty (30%) of the RSUs subject to the award shall vest on August 20, 2019; and forty (40%) of the RSUs subject to the award shall vest on August 20, 2020.

Read SEC document
March 29, 2017 Filed Mar 30, 2017 23:40 UTC
Torgerson WilliamVP/GM, Broadband Group
OtherRestricted Stock Units · Derivative 47,824 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-023745 · doc4.xml · derivative · entry 11

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 47,824 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · kind: In connection with the conversion described in footnote (1), outstanding RSUs denominated by Class A Common Stock issued under the Issuer's 2010 Equity Incentive Plan remain unchanged, except that they now represent a contingent right to receive one share of the Issuer's Common Stock.

F8 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 47,824 RSUs subject to the award shall vest on August 20, 2017; twenty percent (20%) of the RSUs subject to the award shall vest on August 20, 2018; thirty (30%) of the RSUs subject to the award shall vest on August 20, 2019; and forty (40%) of the RSUs subject to the award shall vest on August 20, 2020.

F8 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 47,824 RSUs subject to the award shall vest on August 20, 2017; twenty percent (20%) of the RSUs subject to the award shall vest on August 20, 2018; thirty (30%) of the RSUs subject to the award shall vest on August 20, 2019; and forty (40%) of the RSUs subject to the award shall vest on August 20, 2020.

Read SEC document
March 29, 2017 Filed Mar 30, 2017 23:40 UTC
Torgerson WilliamVP/GM, Broadband Group
OtherRestricted Stock Units · Derivative 32,453 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-023745 · doc4.xml · derivative · entry 10

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,453

Underlying: Common Stock · 32,453 shares

Expires not disclosed

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · kind: In connection with the conversion described in footnote (1), outstanding RSUs denominated by Class A Common Stock issued under the Issuer's 2010 Equity Incentive Plan remain unchanged, except that they now represent a contingent right to receive one share of the Issuer's Common Stock.

F7 · derivative.exercise_date: 47,204 RSUs were originally granted on February 11, 2016. Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 47,204 RSUs subject to the award vested on February 20, 2016, and one-sixteenth (1/16th) of the RSUs shall vest on each successive, May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019.

F7 · derivative.expiration_date: 47,204 RSUs were originally granted on February 11, 2016. Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 47,204 RSUs subject to the award vested on February 20, 2016, and one-sixteenth (1/16th) of the RSUs shall vest on each successive, May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019.

Read SEC document
March 29, 2017 Filed Mar 30, 2017 23:40 UTC
Torgerson WilliamVP/GM, Broadband Group
OtherRestricted Stock Units · Derivative 32,453 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-023745 · doc4.xml · derivative · entry 9

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 32,453 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · kind: In connection with the conversion described in footnote (1), outstanding RSUs denominated by Class A Common Stock issued under the Issuer's 2010 Equity Incentive Plan remain unchanged, except that they now represent a contingent right to receive one share of the Issuer's Common Stock.

F7 · derivative.exercise_date: 47,204 RSUs were originally granted on February 11, 2016. Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 47,204 RSUs subject to the award vested on February 20, 2016, and one-sixteenth (1/16th) of the RSUs shall vest on each successive, May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019.

F7 · derivative.expiration_date: 47,204 RSUs were originally granted on February 11, 2016. Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 47,204 RSUs subject to the award vested on February 20, 2016, and one-sixteenth (1/16th) of the RSUs shall vest on each successive, May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019.

Read SEC document
March 29, 2017 Filed Mar 30, 2017 23:40 UTC
Torgerson WilliamVP/GM, Broadband Group
OtherRestricted Stock Units · Derivative 24,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-023745 · doc4.xml · derivative · entry 8

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,750

Underlying: Common Stock · 24,750 shares

Expires not disclosed

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · kind: In connection with the conversion described in footnote (1), outstanding RSUs denominated by Class A Common Stock issued under the Issuer's 2010 Equity Incentive Plan remain unchanged, except that they now represent a contingent right to receive one share of the Issuer's Common Stock.

F6 · derivative.exercise_date: 44,000 RSUs were originally granted on May 19, 2015. Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 44,000 RSUs subject to the award vested on August 20, 2015, and an additional one-sixteenth of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019.

F6 · derivative.expiration_date: 44,000 RSUs were originally granted on May 19, 2015. Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 44,000 RSUs subject to the award vested on August 20, 2015, and an additional one-sixteenth of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019.

Read SEC document
March 29, 2017 Filed Mar 30, 2017 23:40 UTC
Torgerson WilliamVP/GM, Broadband Group
OtherRestricted Stock Units · Derivative 24,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-023745 · doc4.xml · derivative · entry 7

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 24,750 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · kind: In connection with the conversion described in footnote (1), outstanding RSUs denominated by Class A Common Stock issued under the Issuer's 2010 Equity Incentive Plan remain unchanged, except that they now represent a contingent right to receive one share of the Issuer's Common Stock.

F6 · derivative.exercise_date: 44,000 RSUs were originally granted on May 19, 2015. Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 44,000 RSUs subject to the award vested on August 20, 2015, and an additional one-sixteenth of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019.

F6 · derivative.expiration_date: 44,000 RSUs were originally granted on May 19, 2015. Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 44,000 RSUs subject to the award vested on August 20, 2015, and an additional one-sixteenth of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019.

Read SEC document
March 29, 2017 Filed Mar 30, 2017 23:40 UTC
Torgerson WilliamVP/GM, Broadband Group
OtherRestricted Stock Units · Derivative 6,637 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-023745 · doc4.xml · derivative · entry 6

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,637

Underlying: Common Stock · 6,637 shares

Expires not disclosed

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · kind: In connection with the conversion described in footnote (1), outstanding RSUs denominated by Class A Common Stock issued under the Issuer's 2010 Equity Incentive Plan remain unchanged, except that they now represent a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: 21,237 RSUs were originally granted on June 2, 2014. Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 21,237 RSUs subject to the award vested on August 20, 2014, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2018.

F4 · derivative.expiration_date: 21,237 RSUs were originally granted on June 2, 2014. Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 21,237 RSUs subject to the award vested on August 20, 2014, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2018.

Read SEC document
March 29, 2017 Filed Mar 30, 2017 23:40 UTC
Torgerson WilliamVP/GM, Broadband Group
OtherRestricted Stock Units · Derivative 6,637 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-023745 · doc4.xml · derivative · entry 5

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,637 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · kind: In connection with the conversion described in footnote (1), outstanding RSUs denominated by Class A Common Stock issued under the Issuer's 2010 Equity Incentive Plan remain unchanged, except that they now represent a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: 21,237 RSUs were originally granted on June 2, 2014. Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 21,237 RSUs subject to the award vested on August 20, 2014, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2018.

F4 · derivative.expiration_date: 21,237 RSUs were originally granted on June 2, 2014. Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 21,237 RSUs subject to the award vested on August 20, 2014, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2018.

Read SEC document
March 29, 2017 Filed Mar 30, 2017 23:40 UTC
Torgerson WilliamVP/GM, Broadband Group
ConversionCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-023745 · doc4.xml · nonDerivative · entry 4

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On March 29, 2017, each share of the Issuer's outstanding Class A Common Stock and Class B Common Stock automatically converted into one share of outstanding Common Stock pursuant to the Issuer's Amended and Restated Certificate of Incorporation.

Read SEC document
March 29, 2017 Filed Mar 30, 2017 23:40 UTC
Torgerson WilliamVP/GM, Broadband Group
ConversionClass A Common Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-023745 · doc4.xml · nonDerivative · entry 3

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On March 29, 2017, each share of the Issuer's outstanding Class A Common Stock and Class B Common Stock automatically converted into one share of outstanding Common Stock pursuant to the Issuer's Amended and Restated Certificate of Incorporation.

Read SEC document
March 29, 2017 Filed Mar 30, 2017 23:40 UTC
Torgerson WilliamVP/GM, Broadband Group
ConversionCommon Stock 70,292 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-023745 · doc4.xml · nonDerivative · entry 2

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,292

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On March 29, 2017, each share of the Issuer's outstanding Class A Common Stock and Class B Common Stock automatically converted into one share of outstanding Common Stock pursuant to the Issuer's Amended and Restated Certificate of Incorporation.

Read SEC document
March 29, 2017 Filed Mar 30, 2017 23:40 UTC
Torgerson WilliamVP/GM, Broadband Group
ConversionClass A Common Stock 70,292 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-023745 · doc4.xml · nonDerivative · entry 1

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On March 29, 2017, each share of the Issuer's outstanding Class A Common Stock and Class B Common Stock automatically converted into one share of outstanding Common Stock pursuant to the Issuer's Amended and Restated Certificate of Incorporation.

Read SEC document
March 29, 2017 Filed Mar 30, 2017 23:39 UTC
Spice Adam C.VP, Chief Financial Officer
OtherStock Option (Right to Buy) · Derivative 40,083 $0.00 Strike: $9.23 $0.00
Disclosure

SEC source: 0001209191-17-023744 · doc4.xml · derivative · entry 22

Spice Adam C. · CIK 0001509421 · VP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,083

Underlying: Common Stock · 40,083 shares

Expires 2021-06-02

F11 · kind: In connection with the conversion described in footnote (1), outstanding options denominated by Class A Common Stock issued under the Issuer's 2010 Equity Incentive Plan remain unchanged, except that they now represent a right to receive one share of the Issuer's Common Stock.

F15 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 40,083 shares subject to the option vested and became exercisable on August 20, 2014, and an additional one-sixteenth (1/16th) of the shares subject to the option shall vest and become exercisable on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2018.

Read SEC document
March 29, 2017 Filed Mar 30, 2017 23:39 UTC
Spice Adam C.VP, Chief Financial Officer
OtherStock Option (Right to Buy) · Derivative 40,083 $0.00 Strike: $9.23 $0.00
Disclosure

SEC source: 0001209191-17-023744 · doc4.xml · derivative · entry 21

Spice Adam C. · CIK 0001509421 · VP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 40,083 shares

Expires 2021-06-02

F11 · kind: In connection with the conversion described in footnote (1), outstanding options denominated by Class A Common Stock issued under the Issuer's 2010 Equity Incentive Plan remain unchanged, except that they now represent a right to receive one share of the Issuer's Common Stock.

F15 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 40,083 shares subject to the option vested and became exercisable on August 20, 2014, and an additional one-sixteenth (1/16th) of the shares subject to the option shall vest and become exercisable on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2018.

Read SEC document
March 29, 2017 Filed Mar 30, 2017 23:39 UTC
Spice Adam C.VP, Chief Financial Officer
OtherStock Option (Right to Buy) · Derivative 78,732 $0.00 Strike: $6.93 $0.00
Disclosure

SEC source: 0001209191-17-023744 · doc4.xml · derivative · entry 20

Spice Adam C. · CIK 0001509421 · VP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,732

Underlying: Common Stock · 78,732 shares

Expires 2020-05-14

F11 · kind: In connection with the conversion described in footnote (1), outstanding options denominated by Class A Common Stock issued under the Issuer's 2010 Equity Incentive Plan remain unchanged, except that they now represent a right to receive one share of the Issuer's Common Stock.

F14 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 78,732 shares subject to the option vested and became exercisable on May 14, 2014, and an additional twenty five percent (25%) of the shares subject to the option shall vest and become exercisable on each successive anniversary thereafter, such that the option shall be fully vested and exercisable on May 14, 2017.

Read SEC document
March 29, 2017 Filed Mar 30, 2017 23:39 UTC
Spice Adam C.VP, Chief Financial Officer
OtherStock Option (Right to Buy) · Derivative 78,732 $0.00 Strike: $6.93 $0.00
Disclosure

SEC source: 0001209191-17-023744 · doc4.xml · derivative · entry 19

Spice Adam C. · CIK 0001509421 · VP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 78,732 shares

Expires 2020-05-14

F11 · kind: In connection with the conversion described in footnote (1), outstanding options denominated by Class A Common Stock issued under the Issuer's 2010 Equity Incentive Plan remain unchanged, except that they now represent a right to receive one share of the Issuer's Common Stock.

F14 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 78,732 shares subject to the option vested and became exercisable on May 14, 2014, and an additional twenty five percent (25%) of the shares subject to the option shall vest and become exercisable on each successive anniversary thereafter, such that the option shall be fully vested and exercisable on May 14, 2017.

Read SEC document
March 29, 2017 Filed Mar 30, 2017 23:39 UTC
Spice Adam C.VP, Chief Financial Officer
OtherStock Option (Right to Buy) · Derivative 40,000 $0.00 Strike: $5.64 $0.00
Disclosure

SEC source: 0001209191-17-023744 · doc4.xml · derivative · entry 18

Spice Adam C. · CIK 0001509421 · VP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2019-08-09

F11 · kind: In connection with the conversion described in footnote (1), outstanding options denominated by Class A Common Stock issued under the Issuer's 2010 Equity Incentive Plan remain unchanged, except that they now represent a right to receive one share of the Issuer's Common Stock.

F13 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one forty-eighth (1/48th) of the 40,000 shares subject to the option vested and became exercisable on each one month anniversary of the vesting commencement date, such that the option became fully vested and exercisable on August 9, 2016.

Read SEC document
March 29, 2017 Filed Mar 30, 2017 23:39 UTC
Spice Adam C.VP, Chief Financial Officer
OtherStock Option (Right to Buy) · Derivative 40,000 $0.00 Strike: $5.64 $0.00
Disclosure

SEC source: 0001209191-17-023744 · doc4.xml · derivative · entry 17

Spice Adam C. · CIK 0001509421 · VP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 40,000 shares

Expires 2019-08-09

F11 · kind: In connection with the conversion described in footnote (1), outstanding options denominated by Class A Common Stock issued under the Issuer's 2010 Equity Incentive Plan remain unchanged, except that they now represent a right to receive one share of the Issuer's Common Stock.

F13 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one forty-eighth (1/48th) of the 40,000 shares subject to the option vested and became exercisable on each one month anniversary of the vesting commencement date, such that the option became fully vested and exercisable on August 9, 2016.

Read SEC document
March 29, 2017 Filed Mar 30, 2017 23:39 UTC
Spice Adam C.VP, Chief Financial Officer
OtherStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $4.81 $0.00
Disclosure

SEC source: 0001209191-17-023744 · doc4.xml · derivative · entry 16

Spice Adam C. · CIK 0001509421 · VP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2019-05-10

F11 · kind: In connection with the conversion described in footnote (1), outstanding options denominated by Class A Common Stock issued under the Issuer's 2010 Equity Incentive Plan remain unchanged, except that they now represent a right to receive one share of the Issuer's Common Stock.

F12 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 100,000 shares subject to the option vested and became exercisable on May 10, 2013, and an additional twenty five percent (25%) of the shares subject to the option vested and became exercisable on each successive anniversary thereafter, such that the option became fully vested and exercisable on May 10, 2016.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.