Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MAXLINEAR, INCMXL · Entity 3882 | Director | May 25, 2018 | May 30, 2018 |
| SEACHANGE INTERNATIONAL INCSEAC · Entity 109346 | Director · Chairman of the Board | July 13, 2017 | July 17, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MAXLINEAR, INC
Report date May 25, 2018 · Filed May 30, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 8,748 |
Reported balance
After 2018-05-25 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-05-25 · Grant · Acquired 8,748 · Balance 8,748 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2019 or the date immediately preceding the 2019 annual meeting of stockholders. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.
F2: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2019 or the date immediately preceding the 2019 annual meeting of stockholders.
SEACHANGE INTERNATIONAL INC
Report date July 13, 2017 · Filed July 17, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 149,926 |
Reported balance
After 2017-07-13 transaction · row 1
1 source rowRow 1 · 2017-07-13 · Grant · Acquired 35,842 · Balance 149,926 F1: The securities awarded on July 13, 2017 are in the form of restricted stock units (RSUs) issued pursuant to the SeaChange International, Inc. Second Amended and Restated 2011 Compensation and Incentive Plan (the "2011 Plan") that entitle the reporting person to receive one (1) share of common stock per RSU. The RSUs will vest on the earlier of (i) July 13, 2018, (ii) the business day before the Issuer's 2018 Annual Meeting of Stockholders or (iii) a change in control of the Issuer. The reporting person has elected to defer issuance of the shares underlying the RSU award until the earlier of the reporting person's departure from the Issuer's board of directors or a change in control of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities awarded on July 13, 2017 are in the form of restricted stock units (RSUs) issued pursuant to the SeaChange International, Inc. Second Amended and Restated 2011 Compensation and Incentive Plan (the "2011 Plan") that entitle the reporting person to receive one (1) share of common stock per RSU. The RSUs will vest on the earlier of (i) July 13, 2018, (ii) the business day before the Issuer's 2018 Annual Meeting of Stockholders or (iii) a change in control of the Issuer. The reporting person has elected to defer issuance of the shares underlying the RSU award until the earlier of the reporting person's departure from the Issuer's board of directors or a change in control of the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 25, 2018 Filed May 30, 2018 21:46 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantRestricted Stock Units · Derivative | 8,748 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-034222 · doc4.xml · derivative · entry 1 CRADDOCK STEVEN · CIK 0001228807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,748 Underlying: Common Stock · 8,748 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2019 or the date immediately preceding the 2019 annual meeting of stockholders. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2019 or the date immediately preceding the 2019 annual meeting of stockholders. Read SEC document |
| July 13, 2017 Filed Jul 17, 2017 17:34 UTC | SEACHANGE INTERNATIONAL INC SEAC · Entity 109346 | GrantCommon Stock | 35,842 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-045362 · doc4.xml · nonDerivative · entry 1 CRADDOCK STEVEN · CIK 0001228807 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,926 F1 · shares: The securities awarded on July 13, 2017 are in the form of restricted stock units (RSUs) issued pursuant to the SeaChange International, Inc. Second Amended and Restated 2011 Compensation and Incentive Plan (the "2011 Plan") that entitle the reporting person to receive one (1) share of common stock per RSU. The RSUs will vest on the earlier of (i) July 13, 2018, (ii) the business day before the Issuer's 2018 Annual Meeting of Stockholders or (iii) a change in control of the Issuer. The reporting person has elected to defer issuance of the shares underlying the RSU award until the earlier of the reporting person's departure from the Issuer's board of directors or a change in control of the Issuer. Read SEC document |
| May 26, 2017 Filed May 30, 2017 23:24 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $9.10 | $0.00 |
DisclosureSEC source: 0001209191-17-036287 · doc4.xml · derivative · entry 3 CRADDOCK STEVEN · CIK 0001228807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2018-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-third (1/3rd) of the shares subject to the option vested and became exercisable on each anniversary of May 6, 2011, such that one hundred percent (100%) of the shares subject to the option were vested and exercisable on the third (3rd) anniversary of May 6, 2011. Read SEC document |
| May 26, 2017 Filed May 30, 2017 23:24 UTC | MAXLINEAR, INC MXL · Entity 3882 | SaleCommon Stock | 20,000 | $30.86 | $617,282.00 |
DisclosureSEC source: 0001209191-17-036287 · doc4.xml · nonDerivative · entry 2 CRADDOCK STEVEN · CIK 0001228807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,752 F1 · price: Represents the weighted average share price of an aggregate total of 20,000 shares sold in the price range of $30.77 to $31.00 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 26, 2017 Filed May 30, 2017 23:24 UTC | MAXLINEAR, INC MXL · Entity 3882 | Exercise / conversionCommon Stock | 20,000 | $9.10 | $182,000.00 |
DisclosureSEC source: 0001209191-17-036287 · doc4.xml · nonDerivative · entry 1 CRADDOCK STEVEN · CIK 0001228807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,752 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 24, 2017 Filed May 26, 2017 00:28 UTC | MAXLINEAR, INC MXL · Entity 3882 | GrantRestricted Stock Units · Derivative | 4,138 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-035619 · doc4.xml · derivative · entry 1 CRADDOCK STEVEN · CIK 0001228807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,138 Underlying: Common Stock · 4,138 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2018 or the date immediately preceding the 2018 annual meeting of stockholders. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2018 or the date immediately preceding the 2018 annual meeting of stockholders. Read SEC document |
| March 29, 2017 Filed Mar 30, 2017 23:48 UTC | MAXLINEAR, INC MXL · Entity 3882 | OtherStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $9.10 | $0.00 |
DisclosureSEC source: 0001209191-17-023747 · doc4.xml · derivative · entry 6 CRADDOCK STEVEN · CIK 0001228807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2018-05-06 F6 · kind: In connection with the conversion described in footnote (1), outstanding options denominated by Class A Common Stock issued under the Issuer's 2010 Equity Incentive Plan remain unchanged, except that they now represent a right to receive one share of the Issuer's Common Stock. F7 · derivative.exercise_date: 38,770 options were originally granted on May 6, 2011. Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-third (1/3rd) of the shares subject to the option vested and became exercisable on each anniversary of May 6, 2011, such that one hundred percent (100%) of the shares subject to the option were vested and exercisable on the third (3rd) anniversary of May 6, 2011. Read SEC document |
| March 29, 2017 Filed Mar 30, 2017 23:48 UTC | MAXLINEAR, INC MXL · Entity 3882 | OtherStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $9.10 | $0.00 |
DisclosureSEC source: 0001209191-17-023747 · doc4.xml · derivative · entry 5 CRADDOCK STEVEN · CIK 0001228807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 20,000 shares Expires 2018-05-06 F6 · kind: In connection with the conversion described in footnote (1), outstanding options denominated by Class A Common Stock issued under the Issuer's 2010 Equity Incentive Plan remain unchanged, except that they now represent a right to receive one share of the Issuer's Common Stock. F7 · derivative.exercise_date: 38,770 options were originally granted on May 6, 2011. Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-third (1/3rd) of the shares subject to the option vested and became exercisable on each anniversary of May 6, 2011, such that one hundred percent (100%) of the shares subject to the option were vested and exercisable on the third (3rd) anniversary of May 6, 2011. Read SEC document |
| March 29, 2017 Filed Mar 30, 2017 23:48 UTC | MAXLINEAR, INC MXL · Entity 3882 | OtherRestricted Stock Units · Derivative | 6,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023747 · doc4.xml · derivative · entry 4 CRADDOCK STEVEN · CIK 0001228807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,217 Underlying: Common Stock · 6,217 shares Expires not disclosed F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. F3 · kind: In connection with the conversion described in footnote (1), outstanding RSUs denominated by Class A Common Stock issued under the Issuer's 2010 Equity Incentive Plan remain unchanged, except that they now represent a contingent right to receive one share of the Issuer's Common Stock. F4 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2017 or the date immediately preceding the 2017 annual meeting of stockholders. F4 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2017 or the date immediately preceding the 2017 annual meeting of stockholders. Read SEC document |
| March 29, 2017 Filed Mar 30, 2017 23:48 UTC | MAXLINEAR, INC MXL · Entity 3882 | OtherRestricted Stock Units · Derivative | 6,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023747 · doc4.xml · derivative · entry 3 CRADDOCK STEVEN · CIK 0001228807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 6,217 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. F3 · kind: In connection with the conversion described in footnote (1), outstanding RSUs denominated by Class A Common Stock issued under the Issuer's 2010 Equity Incentive Plan remain unchanged, except that they now represent a contingent right to receive one share of the Issuer's Common Stock. F4 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2017 or the date immediately preceding the 2017 annual meeting of stockholders. F4 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2017 or the date immediately preceding the 2017 annual meeting of stockholders. Read SEC document |
| March 29, 2017 Filed Mar 30, 2017 23:48 UTC | MAXLINEAR, INC MXL · Entity 3882 | ConversionCommon Stock | 53,752 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023747 · doc4.xml · nonDerivative · entry 2 CRADDOCK STEVEN · CIK 0001228807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,752 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On March 29, 2017, each share of the Issuer's outstanding Class A Common Stock and Class B Common Stock automatically converted into one share of outstanding Common Stock pursuant to the Issuer's Amended and Restated Certificate of Incorporation. Read SEC document |
| March 29, 2017 Filed Mar 30, 2017 23:48 UTC | MAXLINEAR, INC MXL · Entity 3882 | ConversionClass A Common Stock | 53,752 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023747 · doc4.xml · nonDerivative · entry 1 CRADDOCK STEVEN · CIK 0001228807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On March 29, 2017, each share of the Issuer's outstanding Class A Common Stock and Class B Common Stock automatically converted into one share of outstanding Common Stock pursuant to the Issuer's Amended and Restated Certificate of Incorporation. Read SEC document |
| February 16, 2017 Filed Feb 22, 2017 00:34 UTC | MAXLINEAR, INC MXL · Entity 3882 | Disposition to issuerClass A Common Stock (par value $0.0001) | 12,500 | $26.76 | $334,500.00 |
DisclosureSEC source: 0001209191-17-012940 · doc4.xml · nonDerivative · entry 1 CRADDOCK STEVEN · CIK 0001228807 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,752 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.