Last 12 months
Inside the activity.
0 purchase rows · 30 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 3 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 9 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 16 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 22, 2017 Filed May 24, 2017 20:20 UTC |
SEENDRIPU KISHOREDirector · President and CEO · 10% owner
|
Exercise / conversionCommon Stock | 26,721 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034929 · doc4.xml · nonDerivative · entry 1 SEENDRIPU KISHORE · CIK 0001478340 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,908 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| May 22, 2017 Filed May 24, 2017 16:19 UTC |
REDDY MADHUKARVP, Central Engineering
|
Exercise / conversionRestricted Stock Units · Derivative | 702 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034925 · doc4.xml · derivative · entry 12 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,047 Underlying: Common Stock · 702 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F10 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 29,917 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. F10 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 29,917 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Read SEC document |
| May 22, 2017 Filed May 24, 2017 16:19 UTC |
REDDY MADHUKARVP, Central Engineering
|
Exercise / conversionRestricted Stock Units · Derivative | 1,194 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034925 · doc4.xml · derivative · entry 11 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,772 Underlying: Common Stock · 1,194 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F9 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 50,835 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019. F9 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 50,835 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019. Read SEC document |
| May 22, 2017 Filed May 24, 2017 16:19 UTC |
REDDY MADHUKARVP, Central Engineering
|
Exercise / conversionRestricted Stock Units · Derivative | 1,338 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034925 · doc4.xml · derivative · entry 10 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,500 Underlying: Common Stock · 1,338 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F8 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 57,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019. F8 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 57,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019. Read SEC document |
| May 22, 2017 Filed May 24, 2017 16:19 UTC |
REDDY MADHUKARVP, Central Engineering
|
Exercise / conversionRestricted Stock Units · Derivative | 665 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034925 · doc4.xml · derivative · entry 9 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,079 Underlying: Common Stock · 665 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F7 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 28,316 RSUs subject to the award shall vest on August 20, 2014, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2018. F7 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 28,316 RSUs subject to the award shall vest on August 20, 2014, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2018. Read SEC document |
| May 22, 2017 Filed May 24, 2017 16:19 UTC |
REDDY MADHUKARVP, Central Engineering
|
Exercise / conversionRestricted Stock Units · Derivative | 2,630 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034925 · doc4.xml · derivative · entry 8 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,630 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F6 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 28,000 RSUs subject to the award shall vest on May 20, 2014, and an additional twenty five percent (25%) of the RSUs subject to the award shall vest on each successive anniversary thereafter, such that the award shall be fully vested on May 20, 2017. F6 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 28,000 RSUs subject to the award shall vest on May 20, 2014, and an additional twenty five percent (25%) of the RSUs subject to the award shall vest on each successive anniversary thereafter, such that the award shall be fully vested on May 20, 2017. Read SEC document |
| May 22, 2017 Filed May 24, 2017 16:19 UTC |
REDDY MADHUKARVP, Central Engineering
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 60,000 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001209191-17-034925 · doc4.xml · derivative · entry 7 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,979 Underlying: Common Stock · 60,000 shares Expires 2017-08-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2004 Stock Plan) through each applicable vesting date, twenty five (25%) of the 154,998 shares subject to the option vested and became exercisable on August 7, 2008, and 2.08% of the shares vested and became exercisable at the end of each monthly period thereafter. Read SEC document |
| May 22, 2017 Filed May 24, 2017 16:19 UTC |
REDDY MADHUKARVP, Central Engineering
|
Tax withholdingCommon Stock | 6,529 | $31.73 | $207,165.17 |
DisclosureSEC source: 0001209191-17-034925 · doc4.xml · nonDerivative · entry 4 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,671 Read SEC document |
| May 22, 2017 Filed May 24, 2017 16:19 UTC |
REDDY MADHUKARVP, Central Engineering
|
Exercise / conversionCommon Stock | 6,529 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034925 · doc4.xml · nonDerivative · entry 3 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| May 22, 2017 Filed May 24, 2017 16:19 UTC |
REDDY MADHUKARVP, Central Engineering
|
SaleCommon Stock | 60,000 | $31.68 | $1,900,578.00 |
DisclosureSEC source: 0001209191-17-034925 · doc4.xml · nonDerivative · entry 2 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,819 F1 · price: Represents the weighted average share price of an aggregate total of 60,000 shares sold in the price range of $31.46 to $31.85 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 22, 2017 Filed May 24, 2017 16:19 UTC |
REDDY MADHUKARVP, Central Engineering
|
Exercise / conversionCommon Stock | 60,000 | $1.16 | $69,678.00 |
DisclosureSEC source: 0001209191-17-034925 · doc4.xml · nonDerivative · entry 1 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,819 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2017 Filed May 24, 2017 16:17 UTC |
LING CURTISDirector · Chief Technical Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 592 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034918 · doc4.xml · derivative · entry 7 LING CURTIS · CIK 0001478341 · Director · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,666 Underlying: Common Stock · 592 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F7 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 25,243 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. F7 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 25,243 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Read SEC document |
| May 22, 2017 Filed May 24, 2017 16:17 UTC |
LING CURTISDirector · Chief Technical Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,066 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034918 · doc4.xml · derivative · entry 6 LING CURTIS · CIK 0001478341 · Director · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,368 Underlying: Common Stock · 1,066 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F6 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 45,388 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019. F6 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 45,388 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019. Read SEC document |
| May 22, 2017 Filed May 24, 2017 16:17 UTC |
LING CURTISDirector · Chief Technical Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,268 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034918 · doc4.xml · derivative · entry 5 LING CURTIS · CIK 0001478341 · Director · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,000 Underlying: Common Stock · 1,268 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F5 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 54,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019. F5 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 54,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019. Read SEC document |
| May 22, 2017 Filed May 24, 2017 16:17 UTC |
LING CURTISDirector · Chief Technical Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 665 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034918 · doc4.xml · derivative · entry 4 LING CURTIS · CIK 0001478341 · Director · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,079 Underlying: Common Stock · 665 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F4 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 28,316 RSUs subject to the award shall vest on August 20, 2014, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2018. F4 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 28,316 RSUs subject to the award shall vest on August 20, 2014, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2018. Read SEC document |
| May 22, 2017 Filed May 24, 2017 16:17 UTC |
LING CURTISDirector · Chief Technical Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 2,630 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034918 · doc4.xml · derivative · entry 3 LING CURTIS · CIK 0001478341 · Director · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,630 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 28,000 RSUs subject to the award shall vest on May 20, 2014, and an additional twenty five percent (25%) of the RSUs subject to the award shall vest on each successive anniversary thereafter, such that the award shall be fully vested on May 20, 2017. F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 28,000 RSUs subject to the award shall vest on May 20, 2014, and an additional twenty five percent (25%) of the RSUs subject to the award shall vest on each successive anniversary thereafter, such that the award shall be fully vested on May 20, 2017. Read SEC document |
| May 22, 2017 Filed May 24, 2017 16:17 UTC |
LING CURTISDirector · Chief Technical Officer
|
Tax withholdingCommon Stock | 6,221 | $31.73 | $197,392.33 |
DisclosureSEC source: 0001209191-17-034918 · doc4.xml · nonDerivative · entry 2 LING CURTIS · CIK 0001478341 · Director · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 844,686 Read SEC document |
| May 22, 2017 Filed May 24, 2017 16:17 UTC |
LING CURTISDirector · Chief Technical Officer
|
Exercise / conversionCommon Stock | 6,221 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034918 · doc4.xml · nonDerivative · entry 1 LING CURTIS · CIK 0001478341 · Director · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 850,907 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · balance_after: Includes 762 shares of Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on May 15, 2017. Read SEC document |
| May 22, 2017 Filed May 24, 2017 20:22 UTC |
Torgerson WilliamVP/GM, Broadband Group
|
Exercise / conversionRestricted Stock Units · Derivative | 614 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034933 · doc4.xml · derivative · entry 7 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,542 Underlying: Common Stock · 614 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F5 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,178 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. F5 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,178 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Read SEC document |
| May 22, 2017 Filed May 24, 2017 20:22 UTC |
Torgerson WilliamVP/GM, Broadband Group
|
Exercise / conversionRestricted Stock Units · Derivative | 1,108 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034933 · doc4.xml · derivative · entry 6 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,503 Underlying: Common Stock · 1,108 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F4 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 47,204 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019. F4 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 47,204 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019. Read SEC document |
| May 22, 2017 Filed May 24, 2017 20:22 UTC |
Torgerson WilliamVP/GM, Broadband Group
|
Exercise / conversionRestricted Stock Units · Derivative | 1,033 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034933 · doc4.xml · derivative · entry 5 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,000 Underlying: Common Stock · 1,033 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 44,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019. F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 44,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019. Read SEC document |
| May 22, 2017 Filed May 24, 2017 20:22 UTC |
Torgerson WilliamVP/GM, Broadband Group
|
Exercise / conversionRestricted Stock Units · Derivative | 499 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034933 · doc4.xml · derivative · entry 4 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,309 Underlying: Common Stock · 499 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 21,237 RSUs subject to the award shall vest on August 20, 2014, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2018. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 21,237 RSUs subject to the award shall vest on August 20, 2014, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2018. Read SEC document |
| May 22, 2017 Filed May 24, 2017 20:22 UTC |
Torgerson WilliamVP/GM, Broadband Group
|
Tax withholdingCommon Stock | 3,254 | $31.73 | $103,249.42 |
DisclosureSEC source: 0001209191-17-034933 · doc4.xml · nonDerivative · entry 2 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,702 Read SEC document |
| May 22, 2017 Filed May 24, 2017 20:22 UTC |
Torgerson WilliamVP/GM, Broadband Group
|
Exercise / conversionCommon Stock | 3,254 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034933 · doc4.xml · nonDerivative · entry 1 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,956 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| May 22, 2017 Filed May 24, 2017 20:21 UTC |
Spice Adam C.VP, Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 878 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034930 · doc4.xml · derivative · entry 7 Spice Adam C. · CIK 0001509421 · VP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,060 Underlying: Common Stock · 878 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F7 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 37,397 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. F7 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 37,397 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Read SEC document |
| May 22, 2017 Filed May 24, 2017 20:21 UTC |
Spice Adam C.VP, Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,924 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034930 · doc4.xml · derivative · entry 6 Spice Adam C. · CIK 0001509421 · VP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,715 Underlying: Common Stock · 1,924 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F6 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 63,543 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019. F6 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 63,543 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019. Read SEC document |
| May 22, 2017 Filed May 24, 2017 20:21 UTC |
Spice Adam C.VP, Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,644 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034930 · doc4.xml · derivative · entry 5 Spice Adam C. · CIK 0001509421 · VP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 1,644 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F5 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 70,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019. F5 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 70,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019. Read SEC document |
| May 22, 2017 Filed May 24, 2017 20:21 UTC |
Spice Adam C.VP, Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 798 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034930 · doc4.xml · derivative · entry 4 Spice Adam C. · CIK 0001509421 · VP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,494 Underlying: Common Stock · 798 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F4 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 33,979 RSUs subject to the award shall vest on August 20, 2014, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2018. F4 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 33,979 RSUs subject to the award shall vest on August 20, 2014, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2018. Read SEC document |
| May 22, 2017 Filed May 24, 2017 20:21 UTC |
Spice Adam C.VP, Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 3,452 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034930 · doc4.xml · derivative · entry 3 Spice Adam C. · CIK 0001509421 · VP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,452 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 36,750 RSUs subject to the award shall vest on May 20, 2014, and an additional twenty five percent (25%) of the RSUs subject to the award shall vest on each successive anniversary thereafter, such that the award shall be fully vested on May 20, 2017. F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 36,750 RSUs subject to the award shall vest on May 20, 2014, and an additional twenty five percent (25%) of the RSUs subject to the award shall vest on each successive anniversary thereafter, such that the award shall be fully vested on May 20, 2017. Read SEC document |
| May 22, 2017 Filed May 24, 2017 20:21 UTC |
Spice Adam C.VP, Chief Financial Officer
|
Tax withholdingCommon Stock | 8,696 | $31.73 | $275,924.08 |
DisclosureSEC source: 0001209191-17-034930 · doc4.xml · nonDerivative · entry 2 Spice Adam C. · CIK 0001509421 · VP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,657 Read SEC document |
| May 22, 2017 Filed May 24, 2017 20:21 UTC |
Spice Adam C.VP, Chief Financial Officer
|
Exercise / conversionCommon Stock | 8,696 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034930 · doc4.xml · nonDerivative · entry 1 Spice Adam C. · CIK 0001509421 · VP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,353 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · balance_after: Includes 917 shares of Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on May 15, 2017. Read SEC document |
| May 22, 2017 Filed May 24, 2017 20:15 UTC |
LaChance Michael J.Vice President, Operations
|
Exercise / conversionRestricted Stock Units · Derivative | 549 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034915 · doc4.xml · derivative · entry 7 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,912 Underlying: Common Stock · 549 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F7 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 23,373 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. F7 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 23,373 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Read SEC document |
| May 22, 2017 Filed May 24, 2017 20:15 UTC |
LaChance Michael J.Vice President, Operations
|
Exercise / conversionRestricted Stock Units · Derivative | 980 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034915 · doc4.xml · derivative · entry 6 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,099 Underlying: Common Stock · 980 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F6 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, the one-sixteenth (1/16th) of the 41,757 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019. F6 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, the one-sixteenth (1/16th) of the 41,757 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019. Read SEC document |
| May 22, 2017 Filed May 24, 2017 20:15 UTC |
LaChance Michael J.Vice President, Operations
|
Exercise / conversionRestricted Stock Units · Derivative | 822 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034915 · doc4.xml · derivative · entry 5 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,500 Underlying: Common Stock · 822 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F5 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 35,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019. F5 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 35,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019. Read SEC document |
| May 22, 2017 Filed May 24, 2017 20:15 UTC |
LaChance Michael J.Vice President, Operations
|
Exercise / conversionRestricted Stock Units · Derivative | 499 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034915 · doc4.xml · derivative · entry 4 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,309 Underlying: Common Stock · 499 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F4 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 21,237 RSUs subject to the award shall vest on August 20, 2014, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2018. F4 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 21,237 RSUs subject to the award shall vest on August 20, 2014, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2018. Read SEC document |
| May 22, 2017 Filed May 24, 2017 20:15 UTC |
LaChance Michael J.Vice President, Operations
|
Exercise / conversionRestricted Stock Units · Derivative | 1,996 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034915 · doc4.xml · derivative · entry 3 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,966 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 20,125 RSUs subject to the award shall vest on May 20, 2014, and an additional twenty five percent (25%) of the RSUs subject to the award shall vest on each successive anniversary thereafter, such that the award shall be fully vested on May 20, 2017. F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 20,125 RSUs subject to the award shall vest on May 20, 2014, and an additional twenty five percent (25%) of the RSUs subject to the award shall vest on each successive anniversary thereafter, such that the award shall be fully vested on May 20, 2017. Read SEC document |
| May 22, 2017 Filed May 24, 2017 20:15 UTC |
LaChance Michael J.Vice President, Operations
|
Tax withholdingCommon Stock | 4,846 | $31.73 | $153,763.58 |
DisclosureSEC source: 0001209191-17-034915 · doc4.xml · nonDerivative · entry 2 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,679 Read SEC document |
| May 22, 2017 Filed May 24, 2017 20:15 UTC |
LaChance Michael J.Vice President, Operations
|
Exercise / conversionCommon Stock | 4,846 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034915 · doc4.xml · nonDerivative · entry 1 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,525 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · balance_after: Includes 1,174 shares of Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on May 15, 2017. Read SEC document |
| May 19, 2017 Filed May 19, 2017 18:57 UTC |
REDDY MADHUKARVP, Central Engineering
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001209191-17-034075 · doc4.xml · derivative · entry 8 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,979 Underlying: Common Stock · 25,000 shares Expires 2017-08-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2004 Stock Plan) through each applicable vesting date, twenty five (25%) of the 154,998 shares subject to the option vested and became exercisable on August 7, 2008, and 2.08% of the shares vested and became exercisable at the end of each monthly period thereafter. Read SEC document |
| May 19, 2017 Filed May 19, 2017 18:57 UTC |
REDDY MADHUKARVP, Central Engineering
|
SaleCommon Stock | 25,000 | $31.11 | $777,695.00 |
DisclosureSEC source: 0001209191-17-034075 · doc4.xml · nonDerivative · entry 4 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,819 F3 · price: Represents the weighted average share price of an aggregate total of 25,000 shares sold in the price range of $30.99 to $31.24 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 19, 2017 Filed May 19, 2017 18:57 UTC |
REDDY MADHUKARVP, Central Engineering
|
Exercise / conversionCommon Stock | 25,000 | $1.16 | $29,032.50 |
DisclosureSEC source: 0001209191-17-034075 · doc4.xml · nonDerivative · entry 3 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,819 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2017 Filed May 19, 2017 22:59 UTC |
Torgerson WilliamVP/GM, Broadband Group
|
SaleCommon Stock | 10,000 | $31.12 | $311,213.00 |
DisclosureSEC source: 0001209191-17-034078 · doc4.xml · nonDerivative · entry 1 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,292 F1 · price: Represents the weighted average share price of an aggregate total of 10,000 shares sold in the price range of $31.00 to $31.29 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 18, 2017 Filed May 19, 2017 20:05 UTC |
SCHROCK DONALD EDirector
|
SaleCommon Stock | 30,766 | $30.92 | $951,337.02 |
DisclosureSEC source: 0001209191-17-033913 · doc4.xml · nonDerivative · entry 1 SCHROCK DONALD E · CIK 0001191317 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,486 F1 · price: Represents the weighted average share price of an aggregate total of 30,766 shares sold in the price range of $30.82 to $31.20 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 17, 2017 Filed May 19, 2017 18:57 UTC |
REDDY MADHUKARVP, Central Engineering
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,019 | $0.00 Strike: $1.16 | $0.00 |
DisclosureSEC source: 0001209191-17-034075 · doc4.xml · derivative · entry 7 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,979 Underlying: Common Stock · 2,019 shares Expires 2017-08-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2004 Stock Plan) through each applicable vesting date, twenty five (25%) of the 154,998 shares subject to the option vested and became exercisable on August 7, 2008, and 2.08% of the shares vested and became exercisable at the end of each monthly period thereafter. Read SEC document |
| May 17, 2017 Filed May 19, 2017 18:57 UTC |
REDDY MADHUKARVP, Central Engineering
|
SaleCommon Stock | 2,019 | $31.53 | $63,660.08 |
DisclosureSEC source: 0001209191-17-034075 · doc4.xml · nonDerivative · entry 2 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,819 F2 · price: Represents the weighted average share price of an aggregate total of 2,019 shares sold in the price range of $31.50 to $31.59 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 17, 2017 Filed May 19, 2017 18:57 UTC |
REDDY MADHUKARVP, Central Engineering
|
Exercise / conversionCommon Stock | 2,019 | $1.16 | $2,344.66 |
DisclosureSEC source: 0001209191-17-034075 · doc4.xml · nonDerivative · entry 1 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,838 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 793 shares of Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on May 15, 2017. Read SEC document |
| May 15, 2017 Filed May 16, 2017 20:07 UTC |
Kwong Connie H.Corporate Controller & PAO
|
SaleCommon Stock | 1,724 | $31.06 | $53,546.75 |
DisclosureSEC source: 0001209191-17-032615 · doc4.xml · nonDerivative · entry 1 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Represents the weighted average share price of an aggregate total of 1,724 shares sold in the price range of $31.0372 to $31.075 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 15, 2017 Filed May 16, 2017 20:09 UTC |
LaChance Michael J.Vice President, Operations
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Exercise / conversionStock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $5.45 | $0.00 |
DisclosureSEC source: 0001209191-17-032617 · doc4.xml · derivative · entry 4 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2018-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each such date, twenty five percent (25%) of the 30,000 shares subject to the option vested and became exercisable on November 4, 2012, and one forty-eighth (1/48th) of the shares subject to the option vested and became exercisable each month thereafter, such that the option became fully vested and exercisable on the November 4, 2015. Read SEC document |
| May 15, 2017 Filed May 16, 2017 20:09 UTC |
LaChance Michael J.Vice President, Operations
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SaleCommon Stock | 25,000 | $31.16 | $779,005.00 |
DisclosureSEC source: 0001209191-17-032617 · doc4.xml · nonDerivative · entry 3 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,734 F2 · price: Represents the weighted average share price of an aggregate total of 25,000 shares sold in the price range of $31.11 to $31.205 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 15, 2017 Filed May 16, 2017 20:09 UTC |
LaChance Michael J.Vice President, Operations
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SaleCommon Stock | 15,000 | $31.06 | $465,877.50 |
DisclosureSEC source: 0001209191-17-032617 · doc4.xml · nonDerivative · entry 2 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,734 F1 · price: Represents the weighted average share price of an aggregate total of 15,000 shares sold in the price range of $31.03 to $31.07 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.