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Nasdaq · USD

MXL

MAXLINEAR, INC

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3882
SEC CIK
0001288469
Parsed reports
721

Last 12 months

Inside the activity.

0 purchase rows · 30 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202603
Apr 202602
May 202609
Jun 202600
Jul 202600
Aug 2026016
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 22, 2019 Filed Feb 26, 2019 21:16 UTC
Kwong Connie H.Corporate Controller & PAO
Exercise / conversionRestricted Stock Units · Derivative 300 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000037 · wf-form4_155121578192289.xml · derivative · entry 5

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 563

Underlying: Common Stock · 300 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 9,000 RSUs subject to the award shall vest on May 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on May 20, 2019. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2019. On February 22, 2019, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is be based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 22, 2019.

F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 9,000 RSUs subject to the award shall vest on May 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on May 20, 2019. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2019. On February 22, 2019, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is be based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 22, 2019.

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February 22, 2019 Filed Feb 26, 2019 21:16 UTC
Kwong Connie H.Corporate Controller & PAO
Tax withholdingCommon Stock 1,039 $23.63 $24,551.57
Disclosure

SEC source: 0001288469-19-000037 · wf-form4_155121578192289.xml · nonDerivative · entry 4

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,539

Read SEC document
February 22, 2019 Filed Feb 26, 2019 21:16 UTC
Kwong Connie H.Corporate Controller & PAO
GrantCommon Stock 2,052 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000037 · wf-form4_155121578192289.xml · nonDerivative · entry 3

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,578

F2 · shares: Represents shares of Common Stock issued to the Reporting Person for the 2018 performance period under the Company's Executive Incentive Bonus Plan (the "Bonus Plan"). All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Grant amounts were determined based on the award amount earned under the Bonus Plan and the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 22, 2019.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 21:16 UTC
Kwong Connie H.Corporate Controller & PAO
Tax withholdingCommon Stock 1,566 $23.63 $37,004.58
Disclosure

SEC source: 0001288469-19-000037 · wf-form4_155121578192289.xml · nonDerivative · entry 2

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,526

Read SEC document
February 22, 2019 Filed Feb 26, 2019 21:16 UTC
Kwong Connie H.Corporate Controller & PAO
Exercise / conversionCommon Stock 1,566 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000037 · wf-form4_155121578192289.xml · nonDerivative · entry 1

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,092

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 16:18 UTC
WALSH BRENDANVP, Product Line Marketing
Exercise / conversionRestricted Stock Units · Derivative 823 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000042 · wf-form4_155121590438462.xml · derivative · entry 8

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,700

Underlying: Common Stock · 823 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F6 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 24,245 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2019. On February 22, 2019, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is be based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 22, 2019.

F6 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 24,245 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2019. On February 22, 2019, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is be based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 22, 2019.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 16:18 UTC
WALSH BRENDANVP, Product Line Marketing
Exercise / conversionRestricted Stock Units · Derivative 408 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000042 · wf-form4_155121590438462.xml · derivative · entry 7

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,918

Underlying: Common Stock · 408 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F5 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 13,836 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2019. On February 22, 2019, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is be based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 22, 2019.

F5 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 13,836 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2019. On February 22, 2019, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is be based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 22, 2019.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 16:18 UTC
WALSH BRENDANVP, Product Line Marketing
Exercise / conversionRestricted Stock Units · Derivative 864 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000042 · wf-form4_155121590438462.xml · derivative · entry 6

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,766

Underlying: Common Stock · 864 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F4 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 25,417 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2019. On February 22, 2019, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is be based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 22, 2019.

F4 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 25,417 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2019. On February 22, 2019, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is be based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 22, 2019.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 16:18 UTC
WALSH BRENDANVP, Product Line Marketing
Exercise / conversionRestricted Stock Units · Derivative 645 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000042 · wf-form4_155121590438462.xml · derivative · entry 5

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 645 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 20,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2019. On February 22, 2019, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is be based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 22, 2019.

F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 20,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2019. On February 22, 2019, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is be based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 22, 2019.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 16:18 UTC
WALSH BRENDANVP, Product Line Marketing
Tax withholdingCommon Stock 1,493 $23.63 $35,279.59
Disclosure

SEC source: 0001288469-19-000042 · wf-form4_155121590438462.xml · nonDerivative · entry 4

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,467

Read SEC document
February 22, 2019 Filed Feb 26, 2019 16:18 UTC
WALSH BRENDANVP, Product Line Marketing
GrantCommon Stock 3,136 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000042 · wf-form4_155121590438462.xml · nonDerivative · entry 3

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,960

F2 · shares: Represents shares of Common Stock issued to the Reporting Person for the 2018 performance period under the Company's Executive Incentive Bonus Plan (the "Bonus Plan"). All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Grant amounts were determined based on the award amount earned under the Bonus Plan and the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 22, 2019.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 16:18 UTC
WALSH BRENDANVP, Product Line Marketing
Tax withholdingCommon Stock 2,740 $23.63 $64,746.20
Disclosure

SEC source: 0001288469-19-000042 · wf-form4_155121590438462.xml · nonDerivative · entry 2

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,824

Read SEC document
February 22, 2019 Filed Feb 26, 2019 16:18 UTC
WALSH BRENDANVP, Product Line Marketing
Exercise / conversionCommon Stock 2,740 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000042 · wf-form4_155121590438462.xml · nonDerivative · entry 1

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,564

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 16:17 UTC
LING CURTISChief Technical Officer
Tax withholdingCommon Stock 2,142 $23.63 $50,615.46
Disclosure

SEC source: 0001288469-19-000039 · wf-form4_155121583163429.xml · nonDerivative · entry 2

LING CURTIS · CIK 0001478341 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 955,611

Read SEC document
February 22, 2019 Filed Feb 26, 2019 16:17 UTC
LING CURTISChief Technical Officer
GrantCommon Stock 4,321 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000039 · wf-form4_155121583163429.xml · nonDerivative · entry 1

LING CURTIS · CIK 0001478341 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 957,753

F1 · shares: Represents shares of Common Stock issued to the Reporting Person for the 2018 performance period under the Company's Executive Incentive Bonus Plan (the "Bonus Plan"). All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Grant amounts were determined based on the award amount earned under the Bonus Plan and the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 22, 2019.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 21:17 UTC Tax withholdingCommon Stock 1,371 $23.63 $32,396.73
Disclosure

SEC source: 0001288469-19-000040 · wf-form4_155121585535449.xml · nonDerivative · entry 2

LITCHFIELD STEVEN G · CIK 0001286030 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,008

Read SEC document
February 22, 2019 Filed Feb 26, 2019 21:17 UTC GrantCommon Stock 3,379 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000040 · wf-form4_155121585535449.xml · nonDerivative · entry 1

LITCHFIELD STEVEN G · CIK 0001286030 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,379

F1 · shares: Represents shares of Common Stock issued to the Reporting Person for the 2018 performance period under the Company's Executive Incentive Bonus Plan (the "Bonus Plan"). All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Grant amounts were determined based on the award amount earned under the Bonus Plan and the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 22, 2019.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 21:18 UTC
LOUGHEED JAMESSee Remarks
Tax withholdingCommon Stock 1,528 $23.63 $36,106.64
Disclosure

SEC source: 0001288469-19-000041 · wf-form4_155121587922789.xml · nonDerivative · entry 2

LOUGHEED JAMES · CIK 0001642366 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,018

Read SEC document
February 22, 2019 Filed Feb 26, 2019 21:18 UTC
LOUGHEED JAMESSee Remarks
GrantCommon Stock 4,420 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000041 · wf-form4_155121587922789.xml · nonDerivative · entry 1

LOUGHEED JAMES · CIK 0001642366 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,546

F1 · shares: Represents shares of Common Stock issued to the Reporting Person for the 2018 performance period under the Company's Executive Incentive Bonus Plan (the "Bonus Plan"). All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Grant amounts were determined based on the award amount earned under the Bonus Plan and the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 22, 2019.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 21:17 UTC
LaChance Michael J.Vice President, Operations
Tax withholdingCommon Stock 1,609 $23.63 $38,020.67
Disclosure

SEC source: 0001288469-19-000038 · wf-form4_155121580718362.xml · nonDerivative · entry 2

LaChance Michael J. · CIK 0001534350 · Vice President, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,600

Read SEC document
February 22, 2019 Filed Feb 26, 2019 21:17 UTC
LaChance Michael J.Vice President, Operations
GrantCommon Stock 4,655 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000038 · wf-form4_155121580718362.xml · nonDerivative · entry 1

LaChance Michael J. · CIK 0001534350 · Vice President, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,209

F1 · shares: Represents shares of Common Stock issued to the Reporting Person for the 2018 performance period under the Company's Executive Incentive Bonus Plan (the "Bonus Plan"). All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Grant amounts were determined based on the award amount earned under the Bonus Plan and the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 22, 2019.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:12 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 2,897 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000027 · wf-form4_155087351660198.xml · derivative · entry 9

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,746

Underlying: Common Stock · 2,897 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F8 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 93,492 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021.

F8 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 93,492 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:12 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 5,176 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000027 · wf-form4_155087351660198.xml · derivative · entry 8

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,318

Underlying: Common Stock · 5,176 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F7 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 167,029 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019.

F7 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 167,029 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:12 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 4,183 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000027 · wf-form4_155087351660198.xml · derivative · entry 7

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,438

Underlying: Common Stock · 4,183 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F6 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 135,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019.

F6 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 135,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:12 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
Tax withholdingCommon Stock 12,256 $23.20 $284,339.20
Disclosure

SEC source: 0001288469-19-000027 · wf-form4_155087351660198.xml · nonDerivative · entry 2

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,826

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:12 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
Exercise / conversionCommon Stock 12,256 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000027 · wf-form4_155087351660198.xml · nonDerivative · entry 1

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,082

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 17:10 UTC
LING CURTISChief Technical Officer
Exercise / conversionRestricted Stock Units · Derivative 1,251 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000024 · wf-form4_155087340639826.xml · derivative · entry 6

LING CURTIS · CIK 0001478341 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,833

Underlying: Common Stock · 1,251 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F5 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 40,409 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022.

F5 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 40,409 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 17:10 UTC
LING CURTISChief Technical Officer
Exercise / conversionRestricted Stock Units · Derivative 782 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000024 · wf-form4_155087340639826.xml · derivative · entry 5

LING CURTIS · CIK 0001478341 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,621

Underlying: Common Stock · 782 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F4 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 25,243 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021.

F4 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 25,243 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 17:10 UTC
LING CURTISChief Technical Officer
Exercise / conversionRestricted Stock Units · Derivative 1,406 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000024 · wf-form4_155087340639826.xml · derivative · entry 4

LING CURTIS · CIK 0001478341 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,511

Underlying: Common Stock · 1,406 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 45,388 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019.

F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 45,388 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 17:10 UTC
LING CURTISChief Technical Officer
Exercise / conversionRestricted Stock Units · Derivative 1,673 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000024 · wf-form4_155087340639826.xml · derivative · entry 3

LING CURTIS · CIK 0001478341 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,375

Underlying: Common Stock · 1,673 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 54,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 54,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 17:10 UTC
LING CURTISChief Technical Officer
Tax withholdingCommon Stock 5,112 $23.20 $118,598.40
Disclosure

SEC source: 0001288469-19-000024 · wf-form4_155087340639826.xml · nonDerivative · entry 2

LING CURTIS · CIK 0001478341 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 953,432

Read SEC document
February 20, 2019 Filed Feb 22, 2019 17:10 UTC
LING CURTISChief Technical Officer
Exercise / conversionCommon Stock 5,112 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000024 · wf-form4_155087340639826.xml · nonDerivative · entry 1

LING CURTIS · CIK 0001478341 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 958,544

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 17:11 UTC
REDDY MADHUKARVP, Central Engineering
Exercise / conversionRestricted Stock Units · Derivative 764 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000026 · wf-form4_155087347946736.xml · derivative · entry 7

REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,958

Underlying: Common Stock · 764 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F6 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 29,917 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021.

F6 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 29,917 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 17:11 UTC
REDDY MADHUKARVP, Central Engineering
Exercise / conversionRestricted Stock Units · Derivative 1,087 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000026 · wf-form4_155087347946736.xml · derivative · entry 6

REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,532

Underlying: Common Stock · 1,087 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F5 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 50,835 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019.

F5 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 50,835 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 17:11 UTC
REDDY MADHUKARVP, Central Engineering
Exercise / conversionRestricted Stock Units · Derivative 1,327 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000026 · wf-form4_155087347946736.xml · derivative · entry 5

REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,563

Underlying: Common Stock · 1,327 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F4 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 57,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019.

F4 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 57,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 17:11 UTC
REDDY MADHUKARVP, Central Engineering
Tax withholdingCommon Stock 3,178 $23.20 $73,729.60
Disclosure

SEC source: 0001288469-19-000026 · wf-form4_155087347946736.xml · nonDerivative · entry 2

REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,780

Read SEC document
February 20, 2019 Filed Feb 22, 2019 17:11 UTC
REDDY MADHUKARVP, Central Engineering
Exercise / conversionCommon Stock 3,178 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000026 · wf-form4_155087347946736.xml · nonDerivative · entry 1

REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,958

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:12 UTC
Torgerson WilliamVP/GM, Broadband Group
Exercise / conversionRestricted Stock Units · Derivative 557 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000028 · wf-form4_155087355357569.xml · derivative · entry 5

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,088

Underlying: Common Stock · 557 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F4 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,178 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021.

F4 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,178 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:12 UTC
Torgerson WilliamVP/GM, Broadband Group
Exercise / conversionRestricted Stock Units · Derivative 1,062 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000028 · wf-form4_155087355357569.xml · derivative · entry 4

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,851

Underlying: Common Stock · 1,062 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 47,204 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019.

F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 47,204 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:12 UTC
Torgerson WilliamVP/GM, Broadband Group
Exercise / conversionRestricted Stock Units · Derivative 1,124 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000028 · wf-form4_155087355357569.xml · derivative · entry 3

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,750

Underlying: Common Stock · 1,124 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 44,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 44,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:12 UTC
Torgerson WilliamVP/GM, Broadband Group
Tax withholdingCommon Stock 2,743 $23.20 $63,637.60
Disclosure

SEC source: 0001288469-19-000028 · wf-form4_155087355357569.xml · nonDerivative · entry 2

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,355

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:12 UTC
Torgerson WilliamVP/GM, Broadband Group
Exercise / conversionCommon Stock 2,743 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000028 · wf-form4_155087355357569.xml · nonDerivative · entry 1

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,098

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:10 UTC
LOUGHEED JAMESSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 568 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000025 · wf-form4_155087344278843.xml · derivative · entry 4

LOUGHEED JAMES · CIK 0001642366 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,888

Underlying: Common Stock · 568 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,939 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022.

F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,939 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:10 UTC
LOUGHEED JAMESSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 2,030 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000025 · wf-form4_155087344278843.xml · derivative · entry 3

LOUGHEED JAMES · CIK 0001642366 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,470

Underlying: Common Stock · 2,030 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 83,592 RSUs subject to the award shall vest on November 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive February 20, May 20, August 20 and November 20 thereafter, such that the award shall be fully vested on November 20, 2021.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 83,592 RSUs subject to the award shall vest on November 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive February 20, May 20, August 20 and November 20 thereafter, such that the award shall be fully vested on November 20, 2021.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:10 UTC
LOUGHEED JAMESSee Remarks
Tax withholdingCommon Stock 2,598 $23.20 $60,273.60
Disclosure

SEC source: 0001288469-19-000025 · wf-form4_155087344278843.xml · nonDerivative · entry 2

LOUGHEED JAMES · CIK 0001642366 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,126

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:10 UTC
LOUGHEED JAMESSee Remarks
Exercise / conversionCommon Stock 2,598 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000025 · wf-form4_155087344278843.xml · nonDerivative · entry 1

LOUGHEED JAMES · CIK 0001642366 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
February 20, 2019 Filed Feb 22, 2019 22:09 UTC
LaChance Michael J.Vice President, Operations
Exercise / conversionRestricted Stock Units · Derivative 815 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000023 · wf-form4_155087336987731.xml · derivative · entry 6

LaChance Michael J. · CIK 0001534350 · Vice President, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,455

Underlying: Common Stock · 815 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F5 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 35,021 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022.

F5 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 35,021 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022.

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February 20, 2019 Filed Feb 22, 2019 22:09 UTC
LaChance Michael J.Vice President, Operations
Exercise / conversionRestricted Stock Units · Derivative 492 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000023 · wf-form4_155087336987731.xml · derivative · entry 5

LaChance Michael J. · CIK 0001534350 · Vice President, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,686

Underlying: Common Stock · 492 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F4 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 23,373 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021.

F4 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 23,373 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021.

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February 20, 2019 Filed Feb 22, 2019 22:09 UTC
LaChance Michael J.Vice President, Operations
Exercise / conversionRestricted Stock Units · Derivative 1,066 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000023 · wf-form4_155087336987731.xml · derivative · entry 4

LaChance Michael J. · CIK 0001534350 · Vice President, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,830

Underlying: Common Stock · 1,066 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 41,757 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019.

F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 41,757 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019.

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February 20, 2019 Filed Feb 22, 2019 22:09 UTC
LaChance Michael J.Vice President, Operations
Exercise / conversionRestricted Stock Units · Derivative 752 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000023 · wf-form4_155087336987731.xml · derivative · entry 3

LaChance Michael J. · CIK 0001534350 · Vice President, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,188

Underlying: Common Stock · 752 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 35,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 35,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.