Last 12 months
Inside the activity.
0 purchase rows · 30 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 3 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 9 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 16 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 20, 2019 Filed Nov 22, 2019 16:09 UTC |
LING CURTISChief Technical Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 782 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000187 · wf-form4_157445695070007.xml · derivative · entry 4 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,888 Underlying: Common Stock · 782 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F4 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 25,243 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. F4 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 25,243 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 16:09 UTC |
LING CURTISChief Technical Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,406 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000187 · wf-form4_157445695070007.xml · derivative · entry 3 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,406 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 45,388 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019. F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 45,388 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 16:09 UTC |
LING CURTISChief Technical Officer
|
Tax withholdingCommon Stock | 3,440 | $19.99 | $68,765.60 |
DisclosureSEC source: 0001288469-19-000187 · wf-form4_157445695070007.xml · nonDerivative · entry 2 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 968,838 Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 16:09 UTC |
LING CURTISChief Technical Officer
|
Exercise / conversionCommon Stock | 3,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000187 · wf-form4_157445695070007.xml · nonDerivative · entry 1 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 972,278 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · balance_after: Includes 333 shares of Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on November 15, 2019. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 16:10 UTC |
REDDY MADHUKARVP, Central Engineering
|
Exercise / conversionRestricted Stock Units · Derivative | 927 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000190 · wf-form4_157445701558362.xml · derivative · entry 6 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,349 Underlying: Common Stock · 927 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F6 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 29,917 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. F6 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 29,917 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 16:10 UTC |
REDDY MADHUKARVP, Central Engineering
|
Exercise / conversionRestricted Stock Units · Derivative | 1,575 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000190 · wf-form4_157445701558362.xml · derivative · entry 5 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,575 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F5 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 50,835 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019. F5 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 50,835 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 16:10 UTC |
REDDY MADHUKARVP, Central Engineering
|
Tax withholdingCommon Stock | 2,502 | $19.99 | $50,014.98 |
DisclosureSEC source: 0001288469-19-000190 · wf-form4_157445701558362.xml · nonDerivative · entry 2 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 346,877 Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 16:10 UTC |
REDDY MADHUKARVP, Central Engineering
|
Exercise / conversionCommon Stock | 2,502 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000190 · wf-form4_157445701558362.xml · nonDerivative · entry 1 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,379 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · balance_after: Includes 331 shares of Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on November 15, 2019. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 21:10 UTC |
LOUGHEED JAMESSee Remarks
|
Tax withholdingRestricted Stock Units · Derivative | 582 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000189 · wf-form4_157445699329991.xml · derivative · entry 4 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,837 Underlying: Common Stock · 582 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,939 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022. F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,939 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 21:10 UTC |
LOUGHEED JAMESSee Remarks
|
Exercise / conversionRestricted Stock Units · Derivative | 1,806 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000189 · wf-form4_157445699329991.xml · derivative · entry 3 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,797 Underlying: Common Stock · 1,806 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 83,592 RSUs subject to the award shall vest on November 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive February 20, May 20, August 20 and November 20 thereafter, such that the award shall be fully vested on November 20, 2021. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 83,592 RSUs subject to the award shall vest on November 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive February 20, May 20, August 20 and November 20 thereafter, such that the award shall be fully vested on November 20, 2021. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 21:10 UTC |
LOUGHEED JAMESSee Remarks
|
Tax withholdingCommon Stock | 2,388 | $19.99 | $47,736.12 |
DisclosureSEC source: 0001288469-19-000189 · wf-form4_157445699329991.xml · nonDerivative · entry 2 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,067 Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 21:10 UTC |
LOUGHEED JAMESSee Remarks
|
Exercise / conversionCommon Stock | 2,388 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000189 · wf-form4_157445699329991.xml · nonDerivative · entry 1 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,455 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 21:11 UTC |
Torgerson WilliamVP/GM, Broadband Group
|
Exercise / conversionRestricted Stock Units · Derivative | 565 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000192 · wf-form4_157445705518763.xml · derivative · entry 4 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,180 Underlying: Common Stock · 565 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,178 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,178 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 21:11 UTC |
Torgerson WilliamVP/GM, Broadband Group
|
Exercise / conversionRestricted Stock Units · Derivative | 1,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000192 · wf-form4_157445705518763.xml · derivative · entry 3 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,020 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 47,204 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 47,204 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 21:11 UTC |
Torgerson WilliamVP/GM, Broadband Group
|
Tax withholdingCommon Stock | 1,585 | $19.99 | $31,684.15 |
DisclosureSEC source: 0001288469-19-000192 · wf-form4_157445705518763.xml · nonDerivative · entry 2 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,545 Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 21:11 UTC |
Torgerson WilliamVP/GM, Broadband Group
|
Exercise / conversionCommon Stock | 1,585 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000192 · wf-form4_157445705518763.xml · nonDerivative · entry 1 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,130 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 21:09 UTC |
LaChance Michael J.Vice President, Operations
|
Exercise / conversionRestricted Stock Units · Derivative | 867 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000186 · wf-form4_157445692988208.xml · derivative · entry 5 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,889 Underlying: Common Stock · 867 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F4 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 35,021 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022. F4 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 35,021 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 21:09 UTC |
LaChance Michael J.Vice President, Operations
|
Exercise / conversionRestricted Stock Units · Derivative | 505 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000186 · wf-form4_157445692988208.xml · derivative · entry 4 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,304 Underlying: Common Stock · 505 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 23,373 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 23,373 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 21:09 UTC |
LaChance Michael J.Vice President, Operations
|
Exercise / conversionRestricted Stock Units · Derivative | 902 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000186 · wf-form4_157445692988208.xml · derivative · entry 3 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 902 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 41,757 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 41,757 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 21:09 UTC |
LaChance Michael J.Vice President, Operations
|
Tax withholdingCommon Stock | 2,274 | $19.99 | $45,457.26 |
DisclosureSEC source: 0001288469-19-000186 · wf-form4_157445692988208.xml · nonDerivative · entry 2 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,738 Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 21:09 UTC |
LaChance Michael J.Vice President, Operations
|
Exercise / conversionCommon Stock | 2,274 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000186 · wf-form4_157445692988208.xml · nonDerivative · entry 1 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,012 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 21:09 UTC |
LITCHFIELD STEVEN GSee remarks
|
Exercise / conversionRestricted Stock Units · Derivative | 1,123 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000188 · wf-form4_157445697081449.xml · derivative · entry 3 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,750 Underlying: Common Stock · 1,123 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 52,000 RSUs subject to the award shall vest on August 20, 2019, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on August 20, 2022. F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 52,000 RSUs subject to the award shall vest on August 20, 2019, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on August 20, 2022. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 21:09 UTC |
LITCHFIELD STEVEN GSee remarks
|
Tax withholdingCommon Stock | 1,123 | $19.99 | $22,448.77 |
DisclosureSEC source: 0001288469-19-000188 · wf-form4_157445697081449.xml · nonDerivative · entry 2 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,827 Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 21:09 UTC |
LITCHFIELD STEVEN GSee remarks
|
Exercise / conversionCommon Stock | 1,123 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000188 · wf-form4_157445697081449.xml · nonDerivative · entry 1 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,950 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · balance_after: Includes 1,012 shares of Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on November 15, 2019. Read SEC document |
| November 08, 2019 Filed Nov 12, 2019 23:04 UTC |
LaChance Michael J.Vice President, Operations
|
SaleCommon Stock | 15,935 | $20.14 | $320,921.34 |
DisclosureSEC source: 0001288469-19-000176 · wf-form4_157359982755442.xml · nonDerivative · entry 1 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,753 F1 · price: Represents the weighted average share price of an aggregate total of 15,935 shares sold in the price range of $20.12 to $20.16 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 06, 2019 Filed Nov 7, 2019 00:03 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
SaleCommon Stock | 800 | $20.05 | $16,038.32 |
DisclosureSEC source: 0001288469-19-000174 · wf-form4_157308496452493.xml · nonDerivative · entry 2 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,281,202 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on June 13, 2019 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. F4 · price: Represents the weighted average share price of an aggregate total of 800 shares sold in the price range of $20.02 to $20.07 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| November 05, 2019 Filed Nov 7, 2019 00:03 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
SaleCommon Stock | 10,400 | $20.11 | $209,184.56 |
DisclosureSEC source: 0001288469-19-000174 · wf-form4_157308496452493.xml · nonDerivative · entry 1 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,282,002 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on June 13, 2019 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. F2 · price: Represents the weighted average share price of an aggregate total of 10,400 shares sold in the price range of $20.00 to $20.24 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| October 11, 2019 Filed Oct 11, 2019 22:44 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
SaleCommon Stock | 10,400 | $22.56 | $234,669.76 |
DisclosureSEC source: 0001288469-19-000164 · wf-form4_157083383692324.xml · nonDerivative · entry 2 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,292,402 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on June 13, 2019 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. F4 · price: Represents the weighted average share price of an aggregate total of 10,400 shares sold in the price range of $22.12 to $23.005 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| October 10, 2019 Filed Oct 11, 2019 22:44 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
SaleCommon Stock | 10,400 | $21.72 | $225,852.64 |
DisclosureSEC source: 0001288469-19-000164 · wf-form4_157083383692324.xml · nonDerivative · entry 1 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,302,802 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on June 13, 2019 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. F2 · price: Represents the weighted average share price of an aggregate total of 10,400 shares sold in the price range of $21.49 to $22.07 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| October 03, 2019 Filed Oct 7, 2019 20:18 UTC |
LOUGHEED JAMESSee Remarks
|
Exercise / conversionRestricted Stock Units · Derivative | 785 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000162 · wf-form4_157047948991700.xml · derivative · entry 3 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,272 Underlying: Common Stock · 785 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 9,088 RSUs subject to the award shall vest on October 3, 2017, and twenty five percent (25%) of the RSUs subject to the award shall vest on October 3rd each year thereafter. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 9,088 RSUs subject to the award shall vest on October 3, 2017, and twenty five percent (25%) of the RSUs subject to the award shall vest on October 3rd each year thereafter. Read SEC document |
| October 03, 2019 Filed Oct 7, 2019 20:18 UTC |
LOUGHEED JAMESSee Remarks
|
Tax withholdingCommon Stock | 785 | $21.58 | $16,940.30 |
DisclosureSEC source: 0001288469-19-000162 · wf-form4_157047948991700.xml · nonDerivative · entry 2 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,546 Read SEC document |
| October 03, 2019 Filed Oct 7, 2019 20:18 UTC |
LOUGHEED JAMESSee Remarks
|
Exercise / conversionCommon Stock | 785 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000162 · wf-form4_157047948991700.xml · nonDerivative · entry 1 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| September 30, 2019 Filed Sep 30, 2019 23:28 UTC |
LITCHFIELD STEVEN GSee remarks
|
PurchaseCommon Stock | 11,105 | $22.46 | $249,440.51 |
DisclosureSEC source: 0001288469-19-000160 · wf-form4_156988607567938.xml · nonDerivative · entry 1 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,688 F1 · kind: The purchase reported was effected pursuant to a Rule 10b5-1 trading plan adopted on August 8, 2019 by the reporting person. F2 · price: Represents the weighted average share price of an aggregate total of 11,105 shares purchased in the price range of $22.34 to $22.62 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| September 27, 2019 Filed Sep 27, 2019 18:09 UTC |
LING CURTISChief Technical Officer
|
GiftCommon Stock | 28,863 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000158 · wf-form4_156962172504611.xml · nonDerivative · entry 1 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 965,004 Read SEC document |
| September 23, 2019 Filed Sep 23, 2019 22:40 UTC |
LITCHFIELD STEVEN GSee remarks
|
PurchaseCommon Stock | 11,250 | $22.19 | $249,654.38 |
DisclosureSEC source: 0001288469-19-000156 · wf-form4_156927841104730.xml · nonDerivative · entry 1 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,583 F1 · kind: The purchase reported was effected pursuant to a Rule 10b5-1 trading plan adopted on August 8, 2019 by the reporting person. F2 · price: Represents the weighted average share price of an aggregate total of 11,250 shares purchased in the price range of $21.81 to $22.32 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| September 19, 2019 Filed Sep 19, 2019 22:18 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
SaleCommon Stock | 10,500 | $22.61 | $237,369.30 |
DisclosureSEC source: 0001288469-19-000154 · wf-form4_156893150810282.xml · nonDerivative · entry 3 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,313,202 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on June 13, 2019 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. F4 · price: Represents the weighted average share price of an aggregate total of 10,500 shares sold in the price range of $22.28 to $22.88 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| September 18, 2019 Filed Sep 19, 2019 22:18 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
GiftCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000154 · wf-form4_156893150810282.xml · nonDerivative · entry 2 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,323,702 F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| September 18, 2019 Filed Sep 19, 2019 22:18 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
SaleCommon Stock | 10,500 | $22.46 | $235,856.25 |
DisclosureSEC source: 0001288469-19-000154 · wf-form4_156893150810282.xml · nonDerivative · entry 1 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,336,202 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on June 13, 2019 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. F2 · price: Represents the weighted average share price of an aggregate total of 10,500 shares sold in the price range of $22.16 to $22.81 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| September 16, 2019 Filed Sep 17, 2019 00:00 UTC |
LITCHFIELD STEVEN GSee remarks
|
PurchaseCommon Stock | 10,867 | $22.97 | $249,651.94 |
DisclosureSEC source: 0001288469-19-000152 · wf-form4_156867838651197.xml · nonDerivative · entry 1 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,333 F1 · kind: The purchase reported was effected pursuant to a Rule 10b5-1 trading plan adopted on August 8, 2019 by the reporting person. F2 · price: Represents the weighted average share price of an aggregate total of 10,867 shares purchased in the price range of $22.56 to $23.00 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| September 09, 2019 Filed Sep 9, 2019 18:35 UTC |
WALSH BRENDANVP, Product Line Marketing
|
SaleCommon Stock | 15,000 | $20.92 | $313,804.50 |
DisclosureSEC source: 0001288469-19-000150 · wf-form4_156806854203362.xml · nonDerivative · entry 1 WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,286 F1 · price: Represents the weighted average share price of an aggregate total of 15,000 shares sold in the price range of $20.75 to $21.16 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 09, 2019 Filed Sep 9, 2019 22:35 UTC |
LITCHFIELD STEVEN GSee remarks
|
PurchaseCommon Stock | 11,953 | $20.90 | $249,864.32 |
DisclosureSEC source: 0001288469-19-000149 · wf-form4_156806852125610.xml · nonDerivative · entry 1 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,466 F1 · kind: The purchase reported was effected pursuant to a Rule 10b5-1 trading plan adopted on August 8, 2019 by the reporting person. F2 · price: Represents the weighted average share price of an aggregate total of 11,953 shares purchased in the price range of $20.67 to $21.14 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| September 06, 2019 Filed Sep 9, 2019 18:35 UTC |
LING CURTISChief Technical Officer
|
Exercise / conversionStock Option (right to buy) · Derivative | 48,437 | $0.00 Strike: $7.45 | $0.00 |
DisclosureSEC source: 0001288469-19-000148 · wf-form4_156806850086104.xml · derivative · entry 3 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 48,437 shares Expires 2019-10-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2004 Stock Plan) through each applicable vesting date, ten percent (10%) of the 48,437 shares subject to the option vested and became exercisable on October 27, 2010, twenty percent (20%) of the shares subject to the option vested and became exercisable October 27, 2011, thirty percent (30%) of the shares subject to the option vested and became exercisable on October 27, 2012, and forty percent (40%) of the shares subject to option vested and became exercisable October 27, 2013. Read SEC document |
| September 06, 2019 Filed Sep 9, 2019 18:35 UTC |
LING CURTISChief Technical Officer
|
Tax withholdingCommon Stock | 19,574 | $20.82 | $407,530.68 |
DisclosureSEC source: 0001288469-19-000148 · wf-form4_156806850086104.xml · nonDerivative · entry 2 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 993,867 Read SEC document |
| September 06, 2019 Filed Sep 9, 2019 18:35 UTC |
LING CURTISChief Technical Officer
|
Exercise / conversionCommon Stock | 48,437 | $7.45 | $360,749.09 |
DisclosureSEC source: 0001288469-19-000148 · wf-form4_156806850086104.xml · nonDerivative · entry 1 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,013,441 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 05, 2019 Filed Sep 6, 2019 20:07 UTC |
Kwong Connie H.Corporate Controller & PAO
|
SaleCommon Stock | 2,500 | $20.75 | $51,872.25 |
DisclosureSEC source: 0001288469-19-000144 · wf-form4_156780043039292.xml · nonDerivative · entry 1 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,573 F1 · price: Represents the weighted average share price of an aggregate total of 2,500 shares sold in the price range of $20.743 to $20.761 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 26, 2019 Filed Aug 27, 2019 16:47 UTC |
WALSH BRENDANVP, Product Line Marketing
|
Exercise / conversionRestricted Stock Units · Derivative | 727 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000142 · wf-form4_156693884758500.xml · derivative · entry 5 WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,669 Underlying: Common Stock · 727 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F4 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 24,245 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on August 20, 2019. On August 26, 2019, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on August 26, 2019. F4 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 24,245 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on August 20, 2019. On August 26, 2019, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on August 26, 2019. Read SEC document |
| August 26, 2019 Filed Aug 27, 2019 16:47 UTC |
WALSH BRENDANVP, Product Line Marketing
|
Exercise / conversionRestricted Stock Units · Derivative | 415 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000142 · wf-form4_156693884758500.xml · derivative · entry 4 WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,189 Underlying: Common Stock · 415 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 13,836 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on August 20, 2019. On August 26, 2019, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on August 26, 2019. F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 13,836 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on August 20, 2019. On August 26, 2019, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on August 26, 2019. Read SEC document |
| August 26, 2019 Filed Aug 27, 2019 16:47 UTC |
WALSH BRENDANVP, Product Line Marketing
|
Exercise / conversionRestricted Stock Units · Derivative | 762 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000142 · wf-form4_156693884758500.xml · derivative · entry 3 WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,589 Underlying: Common Stock · 762 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 25,417 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on August 20, 2019. On August 26, 2019, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on August 26, 2019. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 25,417 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on August 20, 2019. On August 26, 2019, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on August 26, 2019. Read SEC document |
| August 26, 2019 Filed Aug 27, 2019 16:47 UTC |
WALSH BRENDANVP, Product Line Marketing
|
Tax withholdingCommon Stock | 1,904 | $19.38 | $36,899.52 |
DisclosureSEC source: 0001288469-19-000142 · wf-form4_156693884758500.xml · nonDerivative · entry 2 WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,286 Read SEC document |
| August 26, 2019 Filed Aug 27, 2019 16:47 UTC |
WALSH BRENDANVP, Product Line Marketing
|
Exercise / conversionCommon Stock | 1,904 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000142 · wf-form4_156693884758500.xml · nonDerivative · entry 1 WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,190 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.