Last 12 months
Inside the activity.
0 purchase rows · 30 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 3 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 9 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 16 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 19, 2021 Filed Feb 23, 2021 22:02 UTC |
Torgerson WilliamVP/GM, Broadband Group
|
Exercise / conversionStock Option (right to buy) · Derivative | 25,051 | $9.23 Strike: $9.23 | $231,220.73 |
DisclosureSEC source: 0001288469-21-000034 · wf-form4_161411771167861.xml · derivative · entry 6 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,051 shares Expires 2021-06-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 25,051 shares subject to the option vested and became exercisable on August 20, 2014, and an additional one-sixteenth (1/16th) of the shares subject to the option shall vest and become exercisable on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested and exercisable on May 20, 2018. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 22:02 UTC |
Torgerson WilliamVP/GM, Broadband Group
|
SaleCommon Stock | 41,926 | $38.11 | $1,597,946.60 |
DisclosureSEC source: 0001288469-21-000034 · wf-form4_161411771167861.xml · nonDerivative · entry 3 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,943 F2 · price: Represents the weighted average share price of an aggregate total of 41,926 shares sold in the price range of $38.00 to $38.35 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 22:02 UTC |
Torgerson WilliamVP/GM, Broadband Group
|
SaleCommon Stock | 25,051 | $38.10 | $954,530.78 |
DisclosureSEC source: 0001288469-21-000034 · wf-form4_161411771167861.xml · nonDerivative · entry 2 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,869 F1 · price: Represents the weighted average share price of an aggregate total of 25,051 shares sold in the price range of $38.00 to $38.35 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 22:02 UTC |
Torgerson WilliamVP/GM, Broadband Group
|
Exercise / conversionCommon Stock | 25,051 | $9.23 | $231,220.73 |
DisclosureSEC source: 0001288469-21-000034 · wf-form4_161411771167861.xml · nonDerivative · entry 1 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,920 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 19:49 UTC |
LING CURTISChief Technical Officer
|
SaleCommon Stock | 1,300 | $37.08 | $48,198.02 |
DisclosureSEC source: 0001288469-21-000017 · wf-form4_161378215132356.xml · nonDerivative · entry 2 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 978,404 F2 · price: Represents the weighted average share price of an aggregate total of 1,300 shares sold in the price range of $37.02 to $37.15 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 19:49 UTC |
LING CURTISChief Technical Officer
|
SaleCommon Stock | 13,579 | $36.72 | $498,687.42 |
DisclosureSEC source: 0001288469-21-000017 · wf-form4_161378215132356.xml · nonDerivative · entry 1 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 979,704 F1 · price: Represents the weighted average share price of an aggregate total of 13,579 shares sold in the price range of $36.01 to $37.00 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 21:07 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
GiftCommon Stock | 2,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-21-000009 · wf-form4_161290483634329.xml · nonDerivative · entry 1 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,485 Read SEC document |
| January 08, 2021 Filed Jan 9, 2021 00:43 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
SaleCommon Stock | 1,700 | $38.15 | $64,846.84 |
DisclosureSEC source: 0001288469-21-000002 · wf-form4_161015301122708.xml · nonDerivative · entry 6 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 400,888 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on September 14, 2020 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. F8 · price: Represents the weighted average share price of an aggregate total of 1,700 shares sold in the price range of $37.965 to $38.495 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| January 08, 2021 Filed Jan 9, 2021 00:43 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
SaleCommon Stock | 7,210 | $37.38 | $269,504.03 |
DisclosureSEC source: 0001288469-21-000002 · wf-form4_161015301122708.xml · nonDerivative · entry 5 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 402,588 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on September 14, 2020 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. F7 · price: Represents the weighted average share price of an aggregate total of 7,210 shares sold in the price range of $36.95 to $37.94 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| January 07, 2021 Filed Jan 9, 2021 00:43 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
SaleCommon Stock | 1,665 | $37.63 | $62,646.46 |
DisclosureSEC source: 0001288469-21-000002 · wf-form4_161015301122708.xml · nonDerivative · entry 4 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 409,798 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on September 14, 2020 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. F6 · price: Represents the weighted average share price of an aggregate total of 1,665 shares sold in the price range of $37.56 to $37.68 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| January 07, 2021 Filed Jan 9, 2021 00:43 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
SaleCommon Stock | 7,245 | $36.99 | $267,959.22 |
DisclosureSEC source: 0001288469-21-000002 · wf-form4_161015301122708.xml · nonDerivative · entry 3 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 411,463 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on September 14, 2020 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. F5 · price: Represents the weighted average share price of an aggregate total of 7,245 shares sold in the price range of $36.55 to $37.51 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| January 06, 2021 Filed Jan 9, 2021 00:43 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
SaleCommon Stock | 2,900 | $36.93 | $107,099.90 |
DisclosureSEC source: 0001288469-21-000002 · wf-form4_161015301122708.xml · nonDerivative · entry 2 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 418,708 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on September 14, 2020 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. F4 · price: Represents the weighted average share price of an aggregate total of 2,900 shares sold in the price range of $36.74 to $37.13 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| January 06, 2021 Filed Jan 9, 2021 00:43 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
SaleCommon Stock | 32,740 | $36.29 | $1,188,085.49 |
DisclosureSEC source: 0001288469-21-000002 · wf-form4_161015301122708.xml · nonDerivative · entry 1 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 421,608 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on September 14, 2020 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. F2 · price: Represents the weighted average share price of an aggregate total of 32,740 shares sold in the price range of $35.72 to $36.71 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| December 23, 2020 Filed Dec 23, 2020 21:10 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
GiftCommon Stock | 2,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000268 · wf-form4_160875779995406.xml · nonDerivative · entry 1 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,835 Read SEC document |
| December 21, 2020 Filed Dec 21, 2020 22:04 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
GiftCommon Stock | 455 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000265 · wf-form4_160858823438592.xml · nonDerivative · entry 1 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,435 Read SEC document |
| December 21, 2020 Filed Dec 21, 2020 17:03 UTC |
LING CURTISChief Technical Officer
|
GiftCommon Stock | 7,613 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000264 · wf-form4_160858821735877.xml · nonDerivative · entry 1 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 993,283 Read SEC document |
| December 16, 2020 Filed Dec 17, 2020 00:13 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
SaleCommon Stock | 4,455 | $31.33 | $139,582.28 |
DisclosureSEC source: 0001288469-20-000260 · wf-form4_160816402380146.xml · nonDerivative · entry 4 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 454,348 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on September 14, 2020 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. F6 · price: Represents the weighted average share price of an aggregate total of 4,455 shares sold in the price range of $30.915 to $31.595 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| December 16, 2020 Filed Dec 22, 2020 16:09 UTC |
REDDY MADHUKARVP, Central Engineering
|
GiftCommon Stock | 950 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000266 · wf-form4_160867136609245.xml · nonDerivative · entry 4 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 31,639 F2 · ownership.nature: Shares held by Madhukar Reddy Cust Arnav Maram Reddy UTMA, for which the Reporting Person serves as custodian. Read SEC document |
| December 16, 2020 Filed Dec 22, 2020 16:09 UTC |
REDDY MADHUKARVP, Central Engineering
|
GiftCommon Stock | 950 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000266 · wf-form4_160867136609245.xml · nonDerivative · entry 3 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 383,143 Read SEC document |
| December 16, 2020 Filed Dec 22, 2020 16:09 UTC |
REDDY MADHUKARVP, Central Engineering
|
GiftCommon Stock | 950 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000266 · wf-form4_160867136609245.xml · nonDerivative · entry 2 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 31,639 F1 · ownership.nature: Shares held by Madhukar Reddy Cust Anavi Maram Reddy UTMA, for which the Reporting Person serves as custodian. Read SEC document |
| December 16, 2020 Filed Dec 22, 2020 16:09 UTC |
REDDY MADHUKARVP, Central Engineering
|
GiftCommon Stock | 950 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000266 · wf-form4_160867136609245.xml · nonDerivative · entry 1 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 384,093 Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 00:13 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
SaleCommon Stock | 348 | $31.53 | $10,972.41 |
DisclosureSEC source: 0001288469-20-000260 · wf-form4_160816402380146.xml · nonDerivative · entry 3 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 458,803 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on September 14, 2020 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. F5 · price: Represents the weighted average share price of an aggregate total of 348 shares sold in the price range of $31.50 to $31.54 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 00:13 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
SaleCommon Stock | 4,107 | $31.12 | $127,793.41 |
DisclosureSEC source: 0001288469-20-000260 · wf-form4_160816402380146.xml · nonDerivative · entry 2 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 459,151 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on September 14, 2020 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. F4 · price: Represents the weighted average share price of an aggregate total of 4,107 shares sold in the price range of $30.48 to $31.48 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| December 14, 2020 Filed Dec 17, 2020 00:13 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
SaleCommon Stock | 4,455 | $30.44 | $135,591.49 |
DisclosureSEC source: 0001288469-20-000260 · wf-form4_160816402380146.xml · nonDerivative · entry 1 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 463,258 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on September 14, 2020 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. F2 · price: Represents the weighted average share price of an aggregate total of 4,455 shares sold in the price range of $30.17 to $30.82 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| December 08, 2020 Filed Dec 10, 2020 17:50 UTC |
WALSH BRENDANVP, Product Line Marketing
|
SaleCommon Stock | 7,799 | $32.79 | $255,717.51 |
DisclosureSEC source: 0001288469-20-000258 · wf-form4_160764062025173.xml · nonDerivative · entry 1 WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,782 F1 · price: Represents the weighted average share price of an aggregate total of 7,799 shares sold in the price range of $32.75 to $32.84 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 02, 2020 Filed Dec 3, 2020 22:38 UTC |
Kwong Connie H.Corporate Controller & PAO
|
SaleCommon Stock | 3,000 | $31.00 | $93,000.00 |
DisclosureSEC source: 0001288469-20-000256 · wf-form4_160703508783594.xml · nonDerivative · entry 1 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,968 Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 21:10 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
GiftCommon Stock | 3,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000254 · wf-form4_160694338869715.xml · nonDerivative · entry 2 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,890 Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 21:09 UTC |
BEAVER CAROLYNDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,696 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000253 · wf-form4_160694337077175.xml · derivative · entry 2 BEAVER CAROLYN · CIK 0001335581 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,696 Underlying: Common Stock · 2,696 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through each such date, one-third (1/3rd) of the 8,088 RSUs subject to the award shall vest on each anniversary of December 1, 2018, such that the award will be fully vested on December 1, 2021. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through each such date, one-third (1/3rd) of the 8,088 RSUs subject to the award shall vest on each anniversary of December 1, 2018, such that the award will be fully vested on December 1, 2021. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 21:09 UTC |
BEAVER CAROLYNDirector
|
Exercise / conversionCommon Stock | 2,696 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000253 · wf-form4_160694337077175.xml · nonDerivative · entry 1 BEAVER CAROLYN · CIK 0001335581 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,738 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 22:11 UTC |
Kwong Connie H.Corporate Controller & PAO
|
Exercise / conversionRestricted Stock Units · Derivative | 473 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000248 · wf-form4_160686065978800.xml · derivative · entry 5 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,062 Underlying: Common Stock · 473 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F4 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 16,163 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on November 20, 2020. On November 30, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on November 30, 2020. F4 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 16,163 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on November 20, 2020. On November 30, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on November 30, 2020. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 22:11 UTC |
Kwong Connie H.Corporate Controller & PAO
|
Exercise / conversionRestricted Stock Units · Derivative | 109 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000248 · wf-form4_160686065978800.xml · derivative · entry 4 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234 Underlying: Common Stock · 109 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 3,739 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on November 20, 2020. On November 30, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on November 30, 2020. F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 3,739 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on November 20, 2020. On November 30, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on November 30, 2020. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 22:11 UTC |
Kwong Connie H.Corporate Controller & PAO
|
Exercise / conversionRestricted Stock Units · Derivative | 234 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000248 · wf-form4_160686065978800.xml · derivative · entry 3 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 Underlying: Common Stock · 234 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 8,000 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on November 20, 2020. On November 30, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on November 30, 2020. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 8,000 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on November 20, 2020. On November 30, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on November 30, 2020. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 22:11 UTC |
Kwong Connie H.Corporate Controller & PAO
|
Tax withholdingCommon Stock | 816 | $31.25 | $25,500.00 |
DisclosureSEC source: 0001288469-20-000248 · wf-form4_160686065978800.xml · nonDerivative · entry 2 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,968 Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 22:11 UTC |
Kwong Connie H.Corporate Controller & PAO
|
Exercise / conversionCommon Stock | 816 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000248 · wf-form4_160686065978800.xml · nonDerivative · entry 1 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,784 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 17:11 UTC |
WALSH BRENDANVP, Product Line Marketing
|
Exercise / conversionRestricted Stock Units · Derivative | 713 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000250 · wf-form4_160686069645530.xml · derivative · entry 4 WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,092 Underlying: Common Stock · 713 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 24,245 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on November 20, 2020. On November 30, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on November 30, 2020. F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 24,245 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on November 20, 2020. On November 30, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on November 30, 2020. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 17:11 UTC |
WALSH BRENDANVP, Product Line Marketing
|
Exercise / conversionRestricted Stock Units · Derivative | 406 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000250 · wf-form4_160686069645530.xml · derivative · entry 3 WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 865 Underlying: Common Stock · 406 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 13,836 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on November 20, 2020. On November 30, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on November 30, 2020. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 13,836 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on November 20, 2020. On November 30, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on November 30, 2020. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 17:11 UTC |
WALSH BRENDANVP, Product Line Marketing
|
Tax withholdingCommon Stock | 1,119 | $31.25 | $34,968.75 |
DisclosureSEC source: 0001288469-20-000250 · wf-form4_160686069645530.xml · nonDerivative · entry 2 WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,581 Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 17:11 UTC |
WALSH BRENDANVP, Product Line Marketing
|
Exercise / conversionCommon Stock | 1,119 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000250 · wf-form4_160686069645530.xml · nonDerivative · entry 1 WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,700 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 17:11 UTC |
LING CURTISChief Technical Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,309 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000249 · wf-form4_160686067681531.xml · derivative · entry 4 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,154 Underlying: Common Stock · 1,309 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F4 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 40,409 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on November 20, 2020. On November 30, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on November 30, 2020. F4 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 40,409 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on November 20, 2020. On November 30, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on November 30, 2020. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 17:11 UTC |
LING CURTISChief Technical Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 817 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000249 · wf-form4_160686067681531.xml · derivative · entry 3 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,578 Underlying: Common Stock · 817 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 25,243 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on November 20, 2020. On November 30, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on November 30, 2020. F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 25,243 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on November 20, 2020. On November 30, 2020, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on November 30, 2020. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 17:11 UTC |
LING CURTISChief Technical Officer
|
Tax withholdingCommon Stock | 2,126 | $31.25 | $66,437.50 |
DisclosureSEC source: 0001288469-20-000249 · wf-form4_160686067681531.xml · nonDerivative · entry 2 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,896 Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 17:11 UTC |
LING CURTISChief Technical Officer
|
Exercise / conversionCommon Stock | 2,126 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000249 · wf-form4_160686067681531.xml · nonDerivative · entry 1 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,003,022 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · balance_after: Includes 225 shares of Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on November 16, 2020. Read SEC document |
| November 30, 2020 Filed Dec 2, 2020 21:10 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
GiftCommon Stock | 4,255 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000254 · wf-form4_160694338869715.xml · nonDerivative · entry 1 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,290 Read SEC document |
| November 27, 2020 Filed Nov 30, 2020 21:34 UTC |
ARTUSI DANIEL ADirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,842 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000244 · wf-form4_160677204576942.xml · derivative · entry 2 ARTUSI DANIEL A · CIK 0001197847 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,842 Underlying: Common Stock · 2,842 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through each such date, one-third (1/3rd) of the RSUs subject to the award shall vest on each anniversary of November 27, 2018, such that the award will be fully vested on November 27, 2021. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through each such date, one-third (1/3rd) of the RSUs subject to the award shall vest on each anniversary of November 27, 2018, such that the award will be fully vested on November 27, 2021. Read SEC document |
| November 27, 2020 Filed Nov 30, 2020 21:34 UTC |
ARTUSI DANIEL ADirector
|
Exercise / conversionCommon Stock | 2,842 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000244 · wf-form4_160677204576942.xml · nonDerivative · entry 1 ARTUSI DANIEL A · CIK 0001197847 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,306 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 00:08 UTC |
Kwong Connie H.Corporate Controller & PAO
|
SaleCommon Stock | 2,000 | $30.00 | $60,000.00 |
DisclosureSEC source: 0001288469-20-000242 · wf-form4_160626288567952.xml · nonDerivative · entry 1 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,041 F1 · balance_after: Includes 838 shares of Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on November 16, 2020. Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 19:55 UTC |
Bollesen MichaelVice President of Sales
|
Exercise / conversionRestricted Stock Units · Derivative | 1,272 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000235 · wf-form4_160617929855404.xml · derivative · entry 3 Bollesen Michael · CIK 0001747650 · Vice President of Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,769 Underlying: Common Stock · 1,272 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 58,900 RSUs will vest on August 20, 2019, and one-sixteenth (1/16th) of the RSUs will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on August 20, 2022. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 58,900 RSUs will vest on August 20, 2019, and one-sixteenth (1/16th) of the RSUs will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on August 20, 2022. Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 19:55 UTC |
Bollesen MichaelVice President of Sales
|
Tax withholdingCommon Stock | 1,272 | $29.22 | $37,167.84 |
DisclosureSEC source: 0001288469-20-000235 · wf-form4_160617929855404.xml · nonDerivative · entry 2 Bollesen Michael · CIK 0001747650 · Vice President of Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,220 Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 19:55 UTC |
Bollesen MichaelVice President of Sales
|
Exercise / conversionCommon Stock | 1,272 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000235 · wf-form4_160617929855404.xml · nonDerivative · entry 1 Bollesen Michael · CIK 0001747650 · Vice President of Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,492 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| November 20, 2020 Filed Nov 24, 2020 00:56 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 2,896 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-20-000239 · wf-form4_160617937641287.xml · derivative · entry 13 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,844 Underlying: Common Stock · 2,896 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F12 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 93,492 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. F12 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 93,492 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.