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Nasdaq · USD

MXL

MAXLINEAR, INC

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Tapewire entity
3882
SEC CIK
0001288469
Parsed reports
721

Last 12 months

Inside the activity.

0 purchase rows · 30 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202603
Apr 202602
May 202609
Jun 202600
Jul 202600
Aug 2026016
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 26, 2021 Filed Mar 2, 2021 23:54 UTC Tax withholdingCommon Stock 2,880 $39.77 $114,537.60
Disclosure

SEC source: 0001288469-21-000050 · wf-form4_161472920427631.xml · nonDerivative · entry 4

LITCHFIELD STEVEN G · CIK 0001286030 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,788

Read SEC document
February 26, 2021 Filed Mar 2, 2021 23:54 UTC GrantCommon Stock 7,566 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000050 · wf-form4_161472920427631.xml · nonDerivative · entry 3

LITCHFIELD STEVEN G · CIK 0001286030 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,668

F1 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2020 fiscal year that were approved as part of the 2019 performance-based restricted stock award granted on May 20, 2019. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan.

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February 26, 2021 Filed Mar 2, 2021 23:54 UTC Tax withholdingCommon Stock 5,600 $39.77 $222,712.00
Disclosure

SEC source: 0001288469-21-000050 · wf-form4_161472920427631.xml · nonDerivative · entry 2

LITCHFIELD STEVEN G · CIK 0001286030 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,102

Read SEC document
February 26, 2021 Filed Mar 2, 2021 23:54 UTC GrantCommon Stock 16,207 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000050 · wf-form4_161472920427631.xml · nonDerivative · entry 1

LITCHFIELD STEVEN G · CIK 0001286030 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,702

F1 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2020 fiscal year that were approved as part of the 2019 performance-based restricted stock award granted on May 20, 2019. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan.

Read SEC document
February 25, 2021 Filed Feb 26, 2021 02:09 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
SaleCommon Stock 600 $43.12 $25,873.62
Disclosure

SEC source: 0001288469-21-000041 · wf-form4_161430535746761.xml · nonDerivative · entry 12

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 328,553

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on September 14, 2020 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

F14 · price: Represents the weighted average share price of an aggregate total of 600 shares sold in the price range of $42.91 to $43.28 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
February 25, 2021 Filed Feb 26, 2021 02:09 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
SaleCommon Stock 2,300 $42.35 $97,411.90
Disclosure

SEC source: 0001288469-21-000041 · wf-form4_161430535746761.xml · nonDerivative · entry 11

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 329,153

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on September 14, 2020 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

F13 · price: Represents the weighted average share price of an aggregate total of 2,300 shares sold in the price range of $41.875 to $42.87 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
February 25, 2021 Filed Feb 26, 2021 02:09 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
SaleCommon Stock 5,374 $41.35 $222,200.39
Disclosure

SEC source: 0001288469-21-000041 · wf-form4_161430535746761.xml · nonDerivative · entry 10

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 331,453

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on September 14, 2020 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

F12 · price: Represents the weighted average share price of an aggregate total of 5,374 shares sold in the price range of $40.86 to $41.83 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
February 25, 2021 Filed Feb 26, 2021 02:09 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
SaleCommon Stock 5,035 $40.37 $203,269.50
Disclosure

SEC source: 0001288469-21-000041 · wf-form4_161430535746761.xml · nonDerivative · entry 9

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 336,827

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on September 14, 2020 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

F11 · price: Represents the weighted average share price of an aggregate total of 5,035 shares sold in the price range of $39.85 to $40.84 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
February 25, 2021 Filed Feb 26, 2021 02:09 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
SaleCommon Stock 10,116 $39.39 $398,432.82
Disclosure

SEC source: 0001288469-21-000041 · wf-form4_161430535746761.xml · nonDerivative · entry 8

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 341,862

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on September 14, 2020 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

F10 · price: Represents the weighted average share price of an aggregate total of 10,116 shares sold in the price range of $38.845 to $39.84 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 02:09 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
SaleCommon Stock 8,291 $43.33 $359,273.90
Disclosure

SEC source: 0001288469-21-000041 · wf-form4_161430535746761.xml · nonDerivative · entry 7

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 351,978

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on September 14, 2020 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

F9 · price: Represents the weighted average share price of an aggregate total of 8,291 shares sold in the price range of $43.20 to $43.92 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 02:09 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
SaleCommon Stock 23,632 $42.87 $1,013,203.09
Disclosure

SEC source: 0001288469-21-000041 · wf-form4_161430535746761.xml · nonDerivative · entry 6

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 360,269

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on September 14, 2020 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

F8 · price: Represents the weighted average share price of an aggregate total of 23,632 shares sold in the price range of $42.19 to $43.19 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 02:09 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
SaleCommon Stock 8,077 $41.65 $336,438.55
Disclosure

SEC source: 0001288469-21-000041 · wf-form4_161430535746761.xml · nonDerivative · entry 5

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 383,901

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on September 14, 2020 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

F7 · price: Represents the weighted average share price of an aggregate total of 8,077 shares sold in the price range of $41.17 to $42.15 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
February 23, 2021 Filed Feb 26, 2021 02:09 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
SaleCommon Stock 4,409 $39.63 $174,746.75
Disclosure

SEC source: 0001288469-21-000041 · wf-form4_161430535746761.xml · nonDerivative · entry 4

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 391,978

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on September 14, 2020 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

F6 · price: Represents the weighted average share price of an aggregate total of 4,409 shares sold in the price range of $39.08 to $39.985 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
February 23, 2021 Filed Feb 26, 2021 02:09 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
SaleCommon Stock 3,101 $38.58 $119,631.93
Disclosure

SEC source: 0001288469-21-000041 · wf-form4_161430535746761.xml · nonDerivative · entry 3

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 396,387

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on September 14, 2020 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

F5 · price: Represents the weighted average share price of an aggregate total of 3,101 shares sold in the price range of $38.03 to $39.00 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
February 23, 2021 Filed Feb 26, 2021 02:09 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
SaleCommon Stock 1,003 $37.57 $37,684.72
Disclosure

SEC source: 0001288469-21-000041 · wf-form4_161430535746761.xml · nonDerivative · entry 2

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 399,488

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on September 14, 2020 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

F4 · price: Represents the weighted average share price of an aggregate total of 1,003 shares sold in the price range of $36.86 to $37.79 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
February 23, 2021 Filed Feb 26, 2021 02:09 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
SaleCommon Stock 397 $36.26 $14,395.06
Disclosure

SEC source: 0001288469-21-000041 · wf-form4_161430535746761.xml · nonDerivative · entry 1

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 400,491

F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on September 14, 2020 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

F2 · price: Represents the weighted average share price of an aggregate total of 397 shares sold in the price range of $35.72 to $36.68 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 00:29 UTC
Kwong Connie H.Corporate Controller & PAO
Exercise / conversionRestricted Stock Units · Derivative 552 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000035 · wf-form4_161412656599342.xml · derivative · entry 5

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,051

Underlying: Common Stock · 552 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F4 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 16,163 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2021. On February 22, 2021, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 22, 2021.

F4 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 16,163 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2021. On February 22, 2021, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 22, 2021.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 00:29 UTC
Kwong Connie H.Corporate Controller & PAO
Exercise / conversionRestricted Stock Units · Derivative 127 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000035 · wf-form4_161412656599342.xml · derivative · entry 4

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 127 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 3,739 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2021. On February 22, 2021, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 22, 2021.

F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 3,739 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2021. On February 22, 2021, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 22, 2021.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 00:29 UTC
Kwong Connie H.Corporate Controller & PAO
Exercise / conversionRestricted Stock Units · Derivative 273 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000035 · wf-form4_161412656599342.xml · derivative · entry 3

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 273 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 8,000 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2021. On February 22, 2021, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 22, 2021.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 8,000 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2021. On February 22, 2021, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 22, 2021.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 00:29 UTC
Kwong Connie H.Corporate Controller & PAO
Tax withholdingCommon Stock 952 $40.97 $39,003.44
Disclosure

SEC source: 0001288469-21-000035 · wf-form4_161412656599342.xml · nonDerivative · entry 2

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,761

Read SEC document
February 22, 2021 Filed Feb 24, 2021 00:29 UTC
Kwong Connie H.Corporate Controller & PAO
Exercise / conversionCommon Stock 952 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000035 · wf-form4_161412656599342.xml · nonDerivative · entry 1

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,713

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 00:30 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 3,052 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000037 · wf-form4_161412661270416.xml · derivative · entry 13

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,052 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F12 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 93,492 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2021. On February 22, 2021, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 22, 2021.

F12 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 93,492 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2021. On February 22, 2021, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 22, 2021.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 00:30 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
Tax withholdingCommon Stock 3,052 $40.97 $125,040.44
Disclosure

SEC source: 0001288469-21-000037 · wf-form4_161412661270416.xml · nonDerivative · entry 2

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,277

Read SEC document
February 22, 2021 Filed Feb 24, 2021 00:30 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
Exercise / conversionCommon Stock 3,052 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000037 · wf-form4_161412661270416.xml · nonDerivative · entry 1

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 19:31 UTC
WALSH BRENDANVP, Product Line Marketing
Exercise / conversionRestricted Stock Units · Derivative 837 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000038 · wf-form4_161412664395888.xml · derivative · entry 4

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,577

Underlying: Common Stock · 837 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 24,245 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2021. On February 22, 2021, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 22, 2021.

F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 24,245 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2021. On February 22, 2021, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 22, 2021.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 19:31 UTC
WALSH BRENDANVP, Product Line Marketing
Exercise / conversionRestricted Stock Units · Derivative 477 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000038 · wf-form4_161412664395888.xml · derivative · entry 3

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 477 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 13,836 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2021. On February 22, 2021, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 22, 2021.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 13,836 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2021. On February 22, 2021, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 22, 2021.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 19:31 UTC
WALSH BRENDANVP, Product Line Marketing
Tax withholdingCommon Stock 1,314 $40.97 $53,834.58
Disclosure

SEC source: 0001288469-21-000038 · wf-form4_161412664395888.xml · nonDerivative · entry 2

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,848

Read SEC document
February 22, 2021 Filed Feb 23, 2021 19:31 UTC
WALSH BRENDANVP, Product Line Marketing
Exercise / conversionCommon Stock 1,314 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000038 · wf-form4_161412664395888.xml · nonDerivative · entry 1

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 19:30 UTC
LING CURTISChief Technical Officer
Exercise / conversionRestricted Stock Units · Derivative 1,482 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000036 · wf-form4_161412658797548.xml · derivative · entry 5

LING CURTIS · CIK 0001478341 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,628

Underlying: Common Stock · 1,482 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F4 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 40,409 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2021. On February 22, 2021, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 22, 2021.

F4 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 40,409 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2021. On February 22, 2021, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 22, 2021.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 19:30 UTC
LING CURTISChief Technical Officer
Exercise / conversionRestricted Stock Units · Derivative 821 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000036 · wf-form4_161412658797548.xml · derivative · entry 4

LING CURTIS · CIK 0001478341 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 821 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 25,243 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2021. On February 22, 2021, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 22, 2021.

F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 25,243 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2021. On February 22, 2021, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 22, 2021.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 19:30 UTC
LING CURTISChief Technical Officer
Tax withholdingCommon Stock 2,303 $40.97 $94,353.91
Disclosure

SEC source: 0001288469-21-000036 · wf-form4_161412658797548.xml · nonDerivative · entry 3

LING CURTIS · CIK 0001478341 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 965,861

Read SEC document
February 22, 2021 Filed Feb 23, 2021 19:30 UTC
LING CURTISChief Technical Officer
Exercise / conversionCommon Stock 2,303 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000036 · wf-form4_161412658797548.xml · nonDerivative · entry 2

LING CURTIS · CIK 0001478341 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 968,164

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 19:30 UTC
LING CURTISChief Technical Officer
SaleCommon Stock 6,059 $41.74 $252,919.02
Disclosure

SEC source: 0001288469-21-000036 · wf-form4_161412658797548.xml · nonDerivative · entry 1

LING CURTIS · CIK 0001478341 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 964,060

F1 · price: Represents the weighted average share price of an aggregate total of 6,059 shares sold in the price range of $41.605 to $41.90 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 16:59 UTC
Bollesen MichaelVice President of Sales
Exercise / conversionRestricted Stock Units · Derivative 1,445 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000030 · wf-form4_161411756083088.xml · derivative · entry 3

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,088

Underlying: Common Stock · 1,445 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, the RSUs subject to the award will vest as follows: twenty-five percent (25%) of the 58,900 RSUs will vest on August 20, 2019, and one-sixteenth (1/16th) of the RSUs will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on August 20, 2022.

F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, the RSUs subject to the award will vest as follows: twenty-five percent (25%) of the 58,900 RSUs will vest on August 20, 2019, and one-sixteenth (1/16th) of the RSUs will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on August 20, 2022.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 16:59 UTC
Bollesen MichaelVice President of Sales
Tax withholdingCommon Stock 1,445 $38.33 $55,386.85
Disclosure

SEC source: 0001288469-21-000030 · wf-form4_161411756083088.xml · nonDerivative · entry 2

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,456

F2 · price: On February 20, 2021, the Reporting Person's RSUs vested. The RSUs were settled on February 22, 2021, the first business day following the vesting date. The closing price of the issuer's common stock on February 19, 2021 was the settlement price used to calculate the shares withheld.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 16:59 UTC
Bollesen MichaelVice President of Sales
Exercise / conversionCommon Stock 1,445 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000030 · wf-form4_161411756083088.xml · nonDerivative · entry 1

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,901

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 17:01 UTC
REDDY MADHUKARVP, Central Engineering
Exercise / conversionRestricted Stock Units · Derivative 768 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000033 · wf-form4_161411767027104.xml · derivative · entry 5

REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 768 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F5 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 29,917 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021.

F5 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 29,917 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 17:01 UTC
REDDY MADHUKARVP, Central Engineering
Tax withholdingCommon Stock 768 $38.33 $29,437.44
Disclosure

SEC source: 0001288469-21-000033 · wf-form4_161411767027104.xml · nonDerivative · entry 2

REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,245

F2 · price: On February 20, 2021, the Reporting Person's RSUs vested. The RSUs were settled on February 22, 2021, the first business day following the vesting date. The closing price of the issuer's common stock on February 19, 2021 was the settlement price used to calculate the shares withheld.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 17:01 UTC
REDDY MADHUKARVP, Central Engineering
Exercise / conversionCommon Stock 768 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000033 · wf-form4_161411767027104.xml · nonDerivative · entry 1

REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 22:02 UTC
Torgerson WilliamVP/GM, Broadband Group
Exercise / conversionRestricted Stock Units · Derivative 565 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000034 · wf-form4_161411771167861.xml · derivative · entry 7

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 565 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F6 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,178 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021.

F6 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,178 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 22:02 UTC
Torgerson WilliamVP/GM, Broadband Group
Tax withholdingCommon Stock 565 $38.33 $21,656.45
Disclosure

SEC source: 0001288469-21-000034 · wf-form4_161411771167861.xml · nonDerivative · entry 5

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,014

F4 · price: On February 20, 2021, the Reporting Person's RSUs vested. The RSUs were settled on February 22, 2021, the first business day following the vesting date. The closing price of the issuer's common stock on February 19, 2021 was the settlement price used to calculate the shares withheld.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 22:02 UTC
Torgerson WilliamVP/GM, Broadband Group
Exercise / conversionCommon Stock 565 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000034 · wf-form4_161411771167861.xml · nonDerivative · entry 4

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,579

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 22:01 UTC
LOUGHEED JAMESSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 582 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000032 · wf-form4_161411764712798.xml · derivative · entry 4

LOUGHEED JAMES · CIK 0001642366 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,419

Underlying: Common Stock · 582 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F4 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,939 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022.

F4 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,939 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 22:01 UTC
LOUGHEED JAMESSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 1,976 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000032 · wf-form4_161411764712798.xml · derivative · entry 3

LOUGHEED JAMES · CIK 0001642366 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,675

Underlying: Common Stock · 1,976 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 83,592 RSUs subject to the award shall vest on November 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive February 20, May 20, August 20 and November 20 thereafter, such that the award shall be fully vested on November 20, 2021.

F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 83,592 RSUs subject to the award shall vest on November 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive February 20, May 20, August 20 and November 20 thereafter, such that the award shall be fully vested on November 20, 2021.

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February 20, 2021 Filed Feb 23, 2021 22:01 UTC
LOUGHEED JAMESSee Remarks
Tax withholdingCommon Stock 2,558 $38.33 $98,048.14
Disclosure

SEC source: 0001288469-21-000032 · wf-form4_161411764712798.xml · nonDerivative · entry 2

LOUGHEED JAMES · CIK 0001642366 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,773

F2 · price: On February 20, 2021, the Reporting Person's RSUs vested. The RSUs were settled on February 22, 2021, the first business day following the vesting date. The closing price of the issuer's common stock on February 19, 2021 was the settlement price used to calculate the shares withheld.

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February 20, 2021 Filed Feb 23, 2021 22:01 UTC
LOUGHEED JAMESSee Remarks
Exercise / conversionCommon Stock 2,558 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000032 · wf-form4_161411764712798.xml · nonDerivative · entry 1

LOUGHEED JAMES · CIK 0001642366 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

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February 20, 2021 Filed Feb 23, 2021 22:00 UTC Exercise / conversionRestricted Stock Units · Derivative 1,283 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000031 · wf-form4_161411760489662.xml · derivative · entry 3

LITCHFIELD STEVEN G · CIK 0001286030 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,500

Underlying: Common Stock · 1,283 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, the RSUs subject to the award will vest as follows: twenty-five percent (25%) of the 52,000 RSUs will vest on August 20, 2019, and one-sixteenth (1/16th) of the RSUs will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on August 20, 2022.

F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, the RSUs subject to the award will vest as follows: twenty-five percent (25%) of the 52,000 RSUs will vest on August 20, 2019, and one-sixteenth (1/16th) of the RSUs will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on August 20, 2022.

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February 20, 2021 Filed Feb 23, 2021 22:00 UTC Tax withholdingCommon Stock 1,283 $38.33 $49,177.39
Disclosure

SEC source: 0001288469-21-000031 · wf-form4_161411760489662.xml · nonDerivative · entry 2

LITCHFIELD STEVEN G · CIK 0001286030 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,495

F2 · price: On February 20, 2021, the Reporting Person's RSUs vested. The RSUs were settled on February 22, 2021, the first business day following the vesting date. The closing price of the issuer's common stock on February 19, 2021 was the settlement price used to calculate the shares withheld.

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February 20, 2021 Filed Feb 23, 2021 22:00 UTC Exercise / conversionCommon Stock 1,283 $0.00 $0.00
Disclosure

SEC source: 0001288469-21-000031 · wf-form4_161411760489662.xml · nonDerivative · entry 1

LITCHFIELD STEVEN G · CIK 0001286030 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,778

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

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February 19, 2021 Filed Feb 19, 2021 19:49 UTC
LING CURTISChief Technical Officer
SaleCommon Stock 8,285 $37.41 $309,900.43
Disclosure

SEC source: 0001288469-21-000017 · wf-form4_161378215132356.xml · nonDerivative · entry 3

LING CURTIS · CIK 0001478341 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 970,119

F3 · price: Represents the weighted average share price of an aggregate total of 8,285 shares sold in the price range of $37.01 to $37.74 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.