Last 12 months
Inside the activity.
0 purchase rows · 30 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 3 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 9 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 16 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 20, 2021 Filed Aug 24, 2021 17:48 UTC |
WALSH BRENDANVP, Product Line Marketing
|
Tax withholdingCommon Stock | 1,137 | $49.47 | $56,247.39 |
DisclosureSEC source: 0001288469-21-000216 · wf-form4_162984169602891.xml · nonDerivative · entry 2 WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,932 Read SEC document |
| August 20, 2021 Filed Aug 24, 2021 17:48 UTC |
WALSH BRENDANVP, Product Line Marketing
|
Exercise / conversionCommon Stock | 1,137 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-21-000216 · wf-form4_162984169602891.xml · nonDerivative · entry 1 WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,069 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| August 20, 2021 Filed Aug 24, 2021 17:47 UTC |
LING CURTISChief Technical Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,252 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-21-000212 · wf-form4_162984162137687.xml · derivative · entry 3 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,577 Underlying: Common Stock · 1,252 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 40,409 RSUs subject to the award will vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022. F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 40,409 RSUs subject to the award will vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022. Read SEC document |
| August 20, 2021 Filed Aug 24, 2021 17:47 UTC |
LING CURTISChief Technical Officer
|
Tax withholdingCommon Stock | 1,252 | $49.47 | $61,936.44 |
DisclosureSEC source: 0001288469-21-000212 · wf-form4_162984162137687.xml · nonDerivative · entry 2 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 976,604 Read SEC document |
| August 20, 2021 Filed Aug 24, 2021 17:47 UTC |
LING CURTISChief Technical Officer
|
Exercise / conversionCommon Stock | 1,252 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-21-000212 · wf-form4_162984162137687.xml · nonDerivative · entry 1 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 977,856 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| August 20, 2021 Filed Aug 24, 2021 21:48 UTC |
Torgerson WilliamVP/GM, Broadband Group
|
Exercise / conversionRestricted Stock Units · Derivative | 772 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-21-000215 · wf-form4_162984167685765.xml · derivative · entry 3 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,030 Underlying: Common Stock · 772 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 15,588 RSUs subject to the award will vest on August 20, 2021; twenty percent (20%) of the RSUs subject to the award will vest on August 20, 2022; thirty percent (30%) of the RSUs subject to the award will vest on August 20, 2023; and forty percent (40%) of the RSUs subject to the award will vest on August 20, 2024, such that all the RSUs subject to the award will then be fully vested. F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 15,588 RSUs subject to the award will vest on August 20, 2021; twenty percent (20%) of the RSUs subject to the award will vest on August 20, 2022; thirty percent (30%) of the RSUs subject to the award will vest on August 20, 2023; and forty percent (40%) of the RSUs subject to the award will vest on August 20, 2024, such that all the RSUs subject to the award will then be fully vested. Read SEC document |
| August 20, 2021 Filed Aug 24, 2021 21:48 UTC |
Torgerson WilliamVP/GM, Broadband Group
|
Tax withholdingCommon Stock | 772 | $49.47 | $38,190.84 |
DisclosureSEC source: 0001288469-21-000215 · wf-form4_162984167685765.xml · nonDerivative · entry 2 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,022 Read SEC document |
| August 20, 2021 Filed Aug 24, 2021 21:48 UTC |
Torgerson WilliamVP/GM, Broadband Group
|
Exercise / conversionCommon Stock | 772 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-21-000215 · wf-form4_162984167685765.xml · nonDerivative · entry 1 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,794 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| August 20, 2021 Filed Aug 24, 2021 21:47 UTC |
LOUGHEED JAMESSee Remarks
|
Exercise / conversionRestricted Stock Units · Derivative | 834 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-21-000214 · wf-form4_162984165949840.xml · derivative · entry 4 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,052 Underlying: Common Stock · 834 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,939 RSUs subject to the award will vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022. F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,939 RSUs subject to the award will vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022. Read SEC document |
| August 20, 2021 Filed Aug 24, 2021 21:47 UTC |
LOUGHEED JAMESSee Remarks
|
Exercise / conversionRestricted Stock Units · Derivative | 2,590 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-21-000214 · wf-form4_162984165949840.xml · derivative · entry 3 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,226 Underlying: Common Stock · 2,590 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 83,592 RSUs subject to the award will vest on November 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award will vest on each successive February 20, May 20, August 20 and November 20 thereafter, such that the award will be fully vested on November 20, 2021. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 83,592 RSUs subject to the award will vest on November 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award will vest on each successive February 20, May 20, August 20 and November 20 thereafter, such that the award will be fully vested on November 20, 2021. Read SEC document |
| August 20, 2021 Filed Aug 24, 2021 21:47 UTC |
LOUGHEED JAMESSee Remarks
|
Tax withholdingCommon Stock | 3,424 | $49.47 | $169,385.28 |
DisclosureSEC source: 0001288469-21-000214 · wf-form4_162984165949840.xml · nonDerivative · entry 2 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,523 Read SEC document |
| August 20, 2021 Filed Aug 24, 2021 21:47 UTC |
LOUGHEED JAMESSee Remarks
|
Exercise / conversionCommon Stock | 3,424 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-21-000214 · wf-form4_162984165949840.xml · nonDerivative · entry 1 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,947 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| August 20, 2021 Filed Aug 24, 2021 21:47 UTC |
LITCHFIELD STEVEN GSee remarks
|
Exercise / conversionRestricted Stock Units · Derivative | 1,611 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-21-000213 · wf-form4_162984164033777.xml · derivative · entry 3 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,000 Underlying: Common Stock · 1,611 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 52,000 RSUs will vest on August 20, 2019, and one-sixteenth (1/16th) of the RSUs will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on August 20, 2022. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 52,000 RSUs will vest on August 20, 2019, and one-sixteenth (1/16th) of the RSUs will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on August 20, 2022. Read SEC document |
| August 20, 2021 Filed Aug 24, 2021 21:47 UTC |
LITCHFIELD STEVEN GSee remarks
|
Tax withholdingCommon Stock | 1,611 | $49.47 | $79,696.17 |
DisclosureSEC source: 0001288469-21-000213 · wf-form4_162984164033777.xml · nonDerivative · entry 2 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,105 Read SEC document |
| August 20, 2021 Filed Aug 24, 2021 21:47 UTC |
LITCHFIELD STEVEN GSee remarks
|
Exercise / conversionCommon Stock | 1,611 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-21-000213 · wf-form4_162984164033777.xml · nonDerivative · entry 1 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,716 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| August 05, 2021 Filed Aug 6, 2021 21:27 UTC |
Kwong Connie H.Corporate Controller & PAO
|
SaleCommon Stock | 200 | $52.09 | $10,418.40 |
DisclosureSEC source: 0001288469-21-000202 · wf-form4_162828522579481.xml · nonDerivative · entry 2 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,350 Read SEC document |
| August 05, 2021 Filed Aug 6, 2021 21:27 UTC |
Kwong Connie H.Corporate Controller & PAO
|
SaleCommon Stock | 2,800 | $52.09 | $145,852.00 |
DisclosureSEC source: 0001288469-21-000202 · wf-form4_162828522579481.xml · nonDerivative · entry 1 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,550 Read SEC document |
| August 05, 2021 Filed Aug 6, 2021 21:27 UTC |
SCHROCK DONALD EDirector
|
SaleCommon Stock | 1,057 | $52.04 | $55,010.83 |
DisclosureSEC source: 0001288469-21-000203 · wf-form4_162828525698979.xml · nonDerivative · entry 2 SCHROCK DONALD E · CIK 0001191317 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,982 F2 · price: Represents the weighted average share price of an aggregate total of 1,057 shares sold in the price range of $52.02 to $52.09 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 05, 2021 Filed Aug 6, 2021 21:27 UTC |
SCHROCK DONALD EDirector
|
SaleCommon Stock | 18,943 | $51.46 | $974,768.89 |
DisclosureSEC source: 0001288469-21-000203 · wf-form4_162828525698979.xml · nonDerivative · entry 1 SCHROCK DONALD E · CIK 0001191317 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,039 F1 · price: Represents the weighted average share price of an aggregate total of 18,943 shares sold in the price range of $51.01 to $52.00 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 04, 2021 Filed Aug 5, 2021 00:03 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
SaleCommon Stock | 3,003 | $50.67 | $152,169.52 |
DisclosureSEC source: 0001288469-21-000199 · wf-form4_162812176274022.xml · nonDerivative · entry 7 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 390,178 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on September 14, 2020 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. F8 · price: Represents the weighted average share price of an aggregate total of 3,003 shares sold in the price range of $50.55 to $50.78 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| August 04, 2021 Filed Aug 5, 2021 00:03 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
SaleCommon Stock | 10,359 | $50.21 | $520,170.97 |
DisclosureSEC source: 0001288469-21-000199 · wf-form4_162812176274022.xml · nonDerivative · entry 6 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 393,181 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on September 14, 2020 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. F7 · price: Represents the weighted average share price of an aggregate total of 10,359 shares sold in the price range of $49.53 to $50.52 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| August 03, 2021 Filed Aug 5, 2021 00:03 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
SaleCommon Stock | 200 | $49.16 | $9,832.00 |
DisclosureSEC source: 0001288469-21-000199 · wf-form4_162812176274022.xml · nonDerivative · entry 5 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 403,540 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on September 14, 2020 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| August 03, 2021 Filed Aug 5, 2021 00:03 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
SaleCommon Stock | 9,262 | $48.75 | $451,523.43 |
DisclosureSEC source: 0001288469-21-000199 · wf-form4_162812176274022.xml · nonDerivative · entry 4 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 403,740 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on September 14, 2020 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. F6 · price: Represents the weighted average share price of an aggregate total of 9,262 shares sold in the price range of $48.15 to $49.14 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| August 03, 2021 Filed Aug 5, 2021 00:03 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
SaleCommon Stock | 3,900 | $47.69 | $186,000.36 |
DisclosureSEC source: 0001288469-21-000199 · wf-form4_162812176274022.xml · nonDerivative · entry 3 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 413,002 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on September 14, 2020 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. F5 · price: Represents the weighted average share price of an aggregate total of 3,900 shares sold in the price range of $47.09 to $48.08 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 21:30 UTC |
LING CURTISChief Technical Officer
|
SaleCommon Stock | 9,679 | $49.97 | $483,637.37 |
DisclosureSEC source: 0001288469-21-000197 · wf-form4_162804055489908.xml · nonDerivative · entry 2 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 975,330 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on May 4, 2021 by the Reporting Person. F3 · price: Represents the weighted average share price of an aggregate total of 9,679 shares sold in the price range of $49.82 to $50.44 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 21:30 UTC |
LING CURTISChief Technical Officer
|
SaleCommon Stock | 20,321 | $49.27 | $1,001,173.00 |
DisclosureSEC source: 0001288469-21-000197 · wf-form4_162804055489908.xml · nonDerivative · entry 1 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 985,009 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on May 4, 2021 by the Reporting Person. F2 · price: Represents the weighted average share price of an aggregate total of 20,321 shares sold in the price range of $48.80 to $49.80 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 02, 2021 Filed Aug 4, 2021 01:29 UTC |
ARTUSI DANIEL ADirector
|
SaleCommon Stock | 6,464 | $48.91 | $316,154.24 |
DisclosureSEC source: 0001288469-21-000196 · wf-form4_162804049843021.xml · nonDerivative · entry 1 ARTUSI DANIEL A · CIK 0001197847 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,897 Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 00:03 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
SaleCommon Stock | 5,200 | $49.77 | $258,790.48 |
DisclosureSEC source: 0001288469-21-000199 · wf-form4_162812176274022.xml · nonDerivative · entry 2 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 416,902 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on September 14, 2020 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. F4 · price: Represents the weighted average share price of an aggregate total of 5,200 shares sold in the price range of $49.38 to $50.22 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 00:03 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
SaleCommon Stock | 8,162 | $48.88 | $398,941.42 |
DisclosureSEC source: 0001288469-21-000199 · wf-form4_162812176274022.xml · nonDerivative · entry 1 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 422,102 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on September 14, 2020 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. F2 · price: Represents the weighted average share price of an aggregate total of 8,162 shares sold in the price range of $48.37 to $49.37 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| July 13, 2021 Filed Jul 13, 2021 22:40 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
SaleCommon Stock | 13,362 | $42.10 | $562,544.21 |
DisclosureSEC source: 0001288469-21-000187 · wf-form4_162621600486331.xml · nonDerivative · entry 4 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 430,264 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on September 14, 2020 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. F6 · price: Represents the weighted average share price of an aggregate total of 13,362 shares sold in the price range of $41.78 to $42.39 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| July 12, 2021 Filed Jul 13, 2021 22:40 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
SaleCommon Stock | 13,362 | $42.25 | $564,597.95 |
DisclosureSEC source: 0001288469-21-000187 · wf-form4_162621600486331.xml · nonDerivative · entry 3 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 443,626 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on September 14, 2020 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. F5 · price: Represents the weighted average share price of an aggregate total of 13,362 shares sold in the price range of $41.80 to $42.61 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| July 09, 2021 Filed Jul 13, 2021 22:40 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
SaleCommon Stock | 11,562 | $42.14 | $487,205.34 |
DisclosureSEC source: 0001288469-21-000187 · wf-form4_162621600486331.xml · nonDerivative · entry 2 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 456,988 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on September 14, 2020 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. F4 · price: Represents the weighted average share price of an aggregate total of 11,562 shares sold in the price range of $41.64 to $42.51 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| July 09, 2021 Filed Jul 13, 2021 22:40 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
SaleCommon Stock | 1,800 | $41.07 | $73,920.06 |
DisclosureSEC source: 0001288469-21-000187 · wf-form4_162621600486331.xml · nonDerivative · entry 1 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 468,550 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on September 14, 2020 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. F2 · price: Represents the weighted average share price of an aggregate total of 1,800 shares sold in the price range of $40.62 to $41.605 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| June 25, 2021 Filed Jun 25, 2021 22:41 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
SaleCommon Stock | 13,362 | $41.51 | $554,616.53 |
DisclosureSEC source: 0001288469-21-000185 · wf-form4_162466084583407.xml · nonDerivative · entry 3 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 470,350 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on September 14, 2020 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. F5 · price: Represents the weighted average share price of an aggregate total of 13,362 shares sold in the price range of $41.17 to $42.05 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| June 24, 2021 Filed Jun 25, 2021 22:41 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
SaleCommon Stock | 36,355 | $40.94 | $1,488,380.97 |
DisclosureSEC source: 0001288469-21-000185 · wf-form4_162466084583407.xml · nonDerivative · entry 2 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 483,712 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on September 14, 2020 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. F4 · price: Represents the weighted average share price of an aggregate total of 36,355 shares sold in the price range of $40.50 to $41.39 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| June 23, 2021 Filed Jun 25, 2021 22:41 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
SaleCommon Stock | 31,363 | $39.95 | $1,252,854.62 |
DisclosureSEC source: 0001288469-21-000185 · wf-form4_162466084583407.xml · nonDerivative · entry 1 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 520,067 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted on September 14, 2020 by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. F2 · price: Represents the weighted average share price of an aggregate total of 31,363 shares sold in the price range of $39.19 to $40.05 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 16:13 UTC |
WALSH BRENDANVP, Product Line Marketing
|
SaleCommon Stock | 21,737 | $36.69 | $797,589.22 |
DisclosureSEC source: 0001288469-21-000182 · wf-form4_162378799404929.xml · nonDerivative · entry 1 WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,774 F1 · price: Represents the weighted average share price of an aggregate total of 21,737 shares sold in the price range of $39.465 to $39.85 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 07, 2021 Filed Jun 8, 2021 20:16 UTC |
LOUGHEED JAMESSee Remarks
|
Exercise / conversionStock Option (right to buy) · Derivative | 3,786 | $0.00 Strike: $13.61 | $0.00 |
DisclosureSEC source: 0001288469-21-000181 · wf-form4_162318335199274.xml · derivative · entry 4 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,786 shares Expires 2023-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Subject to the Reporting Person continuing to provide services to the Company through each applicable vesting date, one fifth (1/5th) of the shares subject to the option shall vest and become exercisable on January 2, 2020 (the "Vesting Commencement Date), and one fifth (1/5th) of the shares subject to the option shall vest and become exercisable each month thereafter on the same day of the month as the Vesting Commencement Date. Read SEC document |
| June 07, 2021 Filed Jun 8, 2021 20:16 UTC |
LOUGHEED JAMESSee Remarks
|
Exercise / conversionStock Option (right to buy) · Derivative | 15,836 | $0.00 Strike: $13.61 | $0.00 |
DisclosureSEC source: 0001288469-21-000181 · wf-form4_162318335199274.xml · derivative · entry 3 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,836 shares Expires 2023-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Subject to the Reporting Person continuing to provide services to the Company through each applicable vesting date, one thirty-first (1/31st) of the shares subject to the option vested and became exercisable on June 2, 2017 (the "Vesting Commencement Date), and one thirty-first (1/31st) of the shares subject to the option shall vest and become exercisable each month thereafter on the same day of the month as the Vesting Commencement Date. Read SEC document |
| June 07, 2021 Filed Jun 8, 2021 20:16 UTC |
LOUGHEED JAMESSee Remarks
|
SaleCommon Stock | 19,622 | $37.72 | $740,165.39 |
DisclosureSEC source: 0001288469-21-000181 · wf-form4_162318335199274.xml · nonDerivative · entry 2 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,040 F1 · price: Represents the weighted average share price of an aggregate total of 19,622 shares sold in the price range of $37.615 to $37.85 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 07, 2021 Filed Jun 8, 2021 20:16 UTC |
LOUGHEED JAMESSee Remarks
|
Exercise / conversionCommon Stock | 19,622 | $13.61 | $267,055.42 |
DisclosureSEC source: 0001288469-21-000181 · wf-form4_162318335199274.xml · nonDerivative · entry 1 LOUGHEED JAMES · CIK 0001642366 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,662 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 21:15 UTC |
SCHROCK DONALD EDirector
|
SaleCommon Stock | 10,857 | $38.34 | $416,261.72 |
DisclosureSEC source: 0001288469-21-000180 · wf-form4_162284131591490.xml · nonDerivative · entry 1 SCHROCK DONALD E · CIK 0001191317 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,982 F1 · price: Represents the weighted average share price of an aggregate total of 10,857 shares sold in the price range of $38.30 to $38.44 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 21:02 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
Exercise / conversionStock Option (right to buy) · Derivative | 21,077 | $0.00 Strike: $9.23 | $0.00 |
DisclosureSEC source: 0001288469-21-000178 · wf-form4_162266770877480.xml · derivative · entry 16 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,077 shares Expires 2021-06-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 105,437 shares subject to the option vested and became exercisable on August 20, 2014, and an additional one-sixteenth (1/16th) of the shares subject to the option shall vest and become exercisable on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested and exercisable on May 20, 2018. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 21:02 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
SaleCommon Stock | 13,035 | $38.62 | $503,362.17 |
DisclosureSEC source: 0001288469-21-000178 · wf-form4_162266770877480.xml · nonDerivative · entry 4 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,364 F2 · price: Represents the weighted average share price of an aggregate total of 13,035 shares sold in the price range of $38.42 to $38.81 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 21:02 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
Exercise / conversionCommon Stock | 21,077 | $9.23 | $194,540.71 |
DisclosureSEC source: 0001288469-21-000178 · wf-form4_162266770877480.xml · nonDerivative · entry 3 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,399 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2021 Filed Jun 1, 2021 21:47 UTC |
Kwong Connie H.Corporate Controller & PAO
|
Exercise / conversionRestricted Stock Units · Derivative | 1,453 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-21-000156 · wf-form4_162258405908644.xml · derivative · entry 5 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,065 Underlying: Common Stock · 1,453 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F5 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 27,849 RSUs subject to the award will vest on May 20, 2021; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2022; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2023; and forty percent (40%) of the RSUs subject to the award will vest on May 20, 2024, such that all the RSUs subject to the award will then be fully vested. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on May 20, 2021. On May 31, 2021, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on May 28, 2021. F5 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 27,849 RSUs subject to the award will vest on May 20, 2021; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2022; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2023; and forty percent (40%) of the RSUs subject to the award will vest on May 20, 2024, such that all the RSUs subject to the award will then be fully vested. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on May 20, 2021. On May 31, 2021, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on May 28, 2021. Read SEC document |
| May 31, 2021 Filed Jun 1, 2021 21:47 UTC |
Kwong Connie H.Corporate Controller & PAO
|
Exercise / conversionRestricted Stock Units · Derivative | 1,057 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-21-000156 · wf-form4_162258405908644.xml · derivative · entry 4 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,091 Underlying: Common Stock · 1,057 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F4 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the RSUs subject to the award will vest on May 20, 2020; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2021; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2022; forty percent (40%) of the RSUs subject to the award will vest on May 20, 2023, such that the award will be fully vested on May 20, 2023. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on May 20, 2021. On May 31, 2021, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on May 28, 2021. F4 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the RSUs subject to the award will vest on May 20, 2020; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2021; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2022; forty percent (40%) of the RSUs subject to the award will vest on May 20, 2023, such that the award will be fully vested on May 20, 2023. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on May 20, 2021. On May 31, 2021, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on May 28, 2021. Read SEC document |
| May 31, 2021 Filed Jun 1, 2021 21:47 UTC |
Kwong Connie H.Corporate Controller & PAO
|
Exercise / conversionRestricted Stock Units · Derivative | 527 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-21-000156 · wf-form4_162258405908644.xml · derivative · entry 3 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,041 Underlying: Common Stock · 527 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 16,163 RSUs subject to the award will vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on May 20, 2021. On May 31, 2021, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on May 28, 2021. F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 16,163 RSUs subject to the award will vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on May 20, 2021. On May 31, 2021, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on May 28, 2021. Read SEC document |
| May 31, 2021 Filed Jun 1, 2021 21:47 UTC |
Kwong Connie H.Corporate Controller & PAO
|
Tax withholdingCommon Stock | 3,037 | $38.02 | $115,466.74 |
DisclosureSEC source: 0001288469-21-000156 · wf-form4_162258405908644.xml · nonDerivative · entry 2 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,350 Read SEC document |
| May 31, 2021 Filed Jun 1, 2021 21:47 UTC |
Kwong Connie H.Corporate Controller & PAO
|
Exercise / conversionCommon Stock | 3,037 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-21-000156 · wf-form4_162258405908644.xml · nonDerivative · entry 1 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,387 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · balance_after: Includes 517 shares of Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on May 17, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.