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Nasdaq · USD

MXL

MAXLINEAR, INC

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3882
SEC CIK
0001288469
Parsed reports
721

Last 12 months

Inside the activity.

0 purchase rows · 30 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202603
Apr 202602
May 202609
Jun 202600
Jul 202600
Aug 2026016
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 03, 2022 Filed Mar 7, 2022 23:18 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
GiftCommon Stock 85,565 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000067 · wf-form4_164669508203094.xml · nonDerivative · entry 20

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,195,494

F2 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 23:18 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
GiftCommon Stock 85,565 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000067 · wf-form4_164669508203094.xml · nonDerivative · entry 19

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 259,432

F7 · ownership.nature: Shares held by the Rekha S. Seendripu 2019-2 Annuity Trust dated November 9, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 23:18 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
GiftCommon Stock 129,716 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000067 · wf-form4_164669508203094.xml · nonDerivative · entry 18

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 274,714

F4 · ownership.nature: Shares held by the Samira Seendripu Trust dtd 10/5/2009, a trust for the benefit of the Reporting Person's child, and for which the Reporting Person serves as co-trustee.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 23:18 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
GiftCommon Stock 129,716 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000067 · wf-form4_164669508203094.xml · nonDerivative · entry 17

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F6 · ownership.nature: Shares held by the Kishore V. Seendripu 2019-2 Annuity Trust dated November 9, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 23:18 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
GiftCommon Stock 129,716 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000067 · wf-form4_164669508203094.xml · nonDerivative · entry 16

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 274,714

F3 · ownership.nature: Shares held by the Ishan Krishna Seendripu Trust dtd 10/5/09, a trust for the benefit of the Reporting Person's child, and for which the Reporting Person serves as co-trustee.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 23:18 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
GiftCommon Stock 129,716 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000067 · wf-form4_164669508203094.xml · nonDerivative · entry 15

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 129,716

F6 · ownership.nature: Shares held by the Kishore V. Seendripu 2019-2 Annuity Trust dated November 9, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 23:18 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
GiftCommon Stock 85,565 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000067 · wf-form4_164669508203094.xml · nonDerivative · entry 14

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,109,929

F2 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 23:18 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
GiftCommon Stock 85,565 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000067 · wf-form4_164669508203094.xml · nonDerivative · entry 13

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 259,432

F6 · ownership.nature: Shares held by the Kishore V. Seendripu 2019-2 Annuity Trust dated November 9, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 23:18 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
GiftCommon Stock 72,499 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000067 · wf-form4_164669508203094.xml · nonDerivative · entry 12

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 144,998

F4 · ownership.nature: Shares held by the Samira Seendripu Trust dtd 10/5/2009, a trust for the benefit of the Reporting Person's child, and for which the Reporting Person serves as co-trustee.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 23:18 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
GiftCommon Stock 72,499 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000067 · wf-form4_164669508203094.xml · nonDerivative · entry 11

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F5 · ownership.nature: Shares held by the Rekha S. Seendripu 2019 Annuity Trust dated May 6, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 23:18 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
GiftCommon Stock 72,499 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000067 · wf-form4_164669508203094.xml · nonDerivative · entry 10

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 144,998

F3 · ownership.nature: Shares held by the Ishan Krishna Seendripu Trust dtd 10/5/09, a trust for the benefit of the Reporting Person's child, and for which the Reporting Person serves as co-trustee.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 23:18 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
GiftCommon Stock 72,499 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000067 · wf-form4_164669508203094.xml · nonDerivative · entry 9

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 72,499

F5 · ownership.nature: Shares held by the Rekha S. Seendripu 2019 Annuity Trust dated May 6, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 23:18 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
GiftCommon Stock 265,733 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000067 · wf-form4_164669508203094.xml · nonDerivative · entry 8

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,024,364

F2 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 23:18 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
GiftCommon Stock 265,733 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000067 · wf-form4_164669508203094.xml · nonDerivative · entry 7

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 144,998

F5 · ownership.nature: Shares held by the Rekha S. Seendripu 2019 Annuity Trust dated May 6, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 23:18 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
GiftCommon Stock 72,499 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000067 · wf-form4_164669508203094.xml · nonDerivative · entry 6

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 72,499

F4 · ownership.nature: Shares held by the Samira Seendripu Trust dtd 10/5/2009, a trust for the benefit of the Reporting Person's child, and for which the Reporting Person serves as co-trustee.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 23:18 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
GiftCommon Stock 72,499 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000067 · wf-form4_164669508203094.xml · nonDerivative · entry 5

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · ownership.nature: Shares held by the Kishore V. Seendripu 2019 Annuity Trust dated May 6, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 23:18 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
GiftCommon Stock 72,499 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000067 · wf-form4_164669508203094.xml · nonDerivative · entry 4

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 72,499

F3 · ownership.nature: Shares held by the Ishan Krishna Seendripu Trust dtd 10/5/09, a trust for the benefit of the Reporting Person's child, and for which the Reporting Person serves as co-trustee.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 23:18 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
GiftCommon Stock 72,499 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000067 · wf-form4_164669508203094.xml · nonDerivative · entry 3

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 72,499

F1 · ownership.nature: Shares held by the Kishore V. Seendripu 2019 Annuity Trust dated May 6, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 23:18 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
GiftCommon Stock 265,733 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000067 · wf-form4_164669508203094.xml · nonDerivative · entry 2

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 758,631

F2 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 23:18 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
GiftCommon Stock 265,733 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000067 · wf-form4_164669508203094.xml · nonDerivative · entry 1

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 144,998

F1 · ownership.nature: Shares held by the Kishore V. Seendripu 2019 Annuity Trust dated May 6, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 23:15 UTC
Torgerson WilliamVP/GM, Broadband Group
SaleCommon Stock 26 $61.53 $1,599.77
Disclosure

SEC source: 0001288469-22-000066 · wf-form4_164669493176558.xml · nonDerivative · entry 1

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,686

F1 · price: Represents the weighted average share price of an aggregate total of 26 shares sold in the price range of $61.51 to $61.74 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 21:08 UTC
Kwong Connie H.Corporate Controller & PAO
Exercise / conversionRestricted Stock Units · Derivative 478 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000063 · wf-form4_164565046311338.xml · derivative · entry 3

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,011

Underlying: Common Stock · 478 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 16,163 RSUs subject to the award will vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2022. On February 21, 2022, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock on February 18, 2022.

F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 16,163 RSUs subject to the award will vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2022. On February 21, 2022, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is based on the closing price of the Company's Common Stock on February 18, 2022.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 21:08 UTC
Kwong Connie H.Corporate Controller & PAO
Tax withholdingCommon Stock 478 $60.83 $29,076.74
Disclosure

SEC source: 0001288469-22-000063 · wf-form4_164565046311338.xml · nonDerivative · entry 2

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,601

F2 · price: On February 20, 2022, the Reporting Person's RSUs vested. The Reporting Person deferred delivery of the shares of Common Stock until February 21, 2022. The RSUs were settled on February 22, 2022, the first business day following February 21, 2022. The closing price of the Issuer's Common Stock on February 18, 2022 was the settlement price used to calculate the shares withheld.

Read SEC document
February 21, 2022 Filed Feb 23, 2022 21:08 UTC
Kwong Connie H.Corporate Controller & PAO
Exercise / conversionCommon Stock 478 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000063 · wf-form4_164565046311338.xml · nonDerivative · entry 1

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,079

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 16:04 UTC
Bollesen MichaelVice President of Sales
Exercise / conversionRestricted Stock Units · Derivative 1,825 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000058 · wf-form4_164565024490320.xml · derivative · entry 3

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,363

Underlying: Common Stock · 1,825 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 58,900 RSUs will vest on August 20, 2019, and one-sixteenth (1/16th) of the RSUs will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on August 20, 2022.

F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 58,900 RSUs will vest on August 20, 2019, and one-sixteenth (1/16th) of the RSUs will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on August 20, 2022.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 16:04 UTC
Bollesen MichaelVice President of Sales
Tax withholdingCommon Stock 1,825 $60.83 $111,014.75
Disclosure

SEC source: 0001288469-22-000058 · wf-form4_164565024490320.xml · nonDerivative · entry 2

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,812

F2 · price: On February 20, 2022, the Reporting Person's RSUs vested. The RSUs were settled on February 22, 2022, the first business day following the vesting date. The closing price of the Issuer's Common Stock on February 18, 2022 was the settlement price used to calculate the shares withheld.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 16:04 UTC
Bollesen MichaelVice President of Sales
Exercise / conversionCommon Stock 1,825 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000058 · wf-form4_164565024490320.xml · nonDerivative · entry 1

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,637

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 16:06 UTC
WALSH BRENDANVP, Product Line Marketing
Exercise / conversionRestricted Stock Units · Derivative 751 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000062 · wf-form4_164565038665841.xml · derivative · entry 3

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,516

Underlying: Common Stock · 751 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 24,245 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022.

F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 24,245 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 16:06 UTC
WALSH BRENDANVP, Product Line Marketing
Tax withholdingCommon Stock 751 $60.83 $45,683.33
Disclosure

SEC source: 0001288469-22-000062 · wf-form4_164565038665841.xml · nonDerivative · entry 2

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,671

F2 · price: On February 20, 2022, the Reporting Person's RSUs vested. The RSUs were settled on February 22, 2022, the first business day following the vesting date. The closing price of the Issuer's Common Stock on February 18, 2022 was the settlement price used to calculate the shares withheld.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 16:06 UTC
WALSH BRENDANVP, Product Line Marketing
Exercise / conversionCommon Stock 751 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000062 · wf-form4_164565038665841.xml · nonDerivative · entry 1

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 16:05 UTC
LING CURTISChief Technical Officer
Exercise / conversionRestricted Stock Units · Derivative 1,252 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000059 · wf-form4_164565027312995.xml · derivative · entry 3

LING CURTIS · CIK 0001478341 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,526

Underlying: Common Stock · 1,252 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 40,409 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022.

F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 40,409 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 16:05 UTC
LING CURTISChief Technical Officer
Tax withholdingCommon Stock 1,252 $60.83 $76,159.16
Disclosure

SEC source: 0001288469-22-000059 · wf-form4_164565027312995.xml · nonDerivative · entry 2

LING CURTIS · CIK 0001478341 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 948,709

F2 · price: On February 20, 2022, the Reporting Person's RSUs vested. The RSUs were settled on February 22, 2022, the first business day following the vesting date. The closing price of the Issuer's Common Stock on February 18, 2022 was the settlement price used to calculate the shares withheld.

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February 20, 2022 Filed Feb 23, 2022 16:05 UTC
LING CURTISChief Technical Officer
Exercise / conversionCommon Stock 1,252 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000059 · wf-form4_164565027312995.xml · nonDerivative · entry 1

LING CURTIS · CIK 0001478341 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 949,961

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 21:06 UTC
LOUGHEED JAMESSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 834 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000061 · wf-form4_164565036026024.xml · derivative · entry 3

LOUGHEED JAMES · CIK 0001642366 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,684

Underlying: Common Stock · 834 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,939 RSUs subject to the award will vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022.

F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,939 RSUs subject to the award will vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 21:06 UTC
LOUGHEED JAMESSee Remarks
Tax withholdingCommon Stock 834 $60.83 $50,732.22
Disclosure

SEC source: 0001288469-22-000061 · wf-form4_164565036026024.xml · nonDerivative · entry 2

LOUGHEED JAMES · CIK 0001642366 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,950

F2 · price: On February 20, 2022, the Reporting Person's RSUs vested. The RSUs were settled on February 22, 2022, the first business day following the vesting date. The closing price of the Issuer's Common Stock on February 18, 2022 was the settlement price used to calculate the shares withheld.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 21:06 UTC
LOUGHEED JAMESSee Remarks
Exercise / conversionCommon Stock 834 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000061 · wf-form4_164565036026024.xml · nonDerivative · entry 1

LOUGHEED JAMES · CIK 0001642366 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,784

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 21:05 UTC Exercise / conversionRestricted Stock Units · Derivative 1,611 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000060 · wf-form4_164565031668489.xml · derivative · entry 3

LITCHFIELD STEVEN G · CIK 0001286030 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Underlying: Common Stock · 1,611 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, the RSUs subject to the award will vest as follows: twenty-five percent (25%) of the RSUs will vest on August 20, 2019, and one-sixteenth (1/16th) of the RSUs will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on August 20, 2022.

F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, the RSUs subject to the award will vest as follows: twenty-five percent (25%) of the RSUs will vest on August 20, 2019, and one-sixteenth (1/16th) of the RSUs will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on August 20, 2022.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 21:05 UTC Tax withholdingCommon Stock 1,611 $60.83 $97,997.13
Disclosure

SEC source: 0001288469-22-000060 · wf-form4_164565031668489.xml · nonDerivative · entry 2

LITCHFIELD STEVEN G · CIK 0001286030 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,115

F2 · price: On February 20, 2022, the Reporting Person's RSUs vested. The RSUs were settled on February 22, 2022, the first business day following the vesting date. The closing price of the Issuer's Common Stock on February 18, 2022 was the settlement price used to calculate the shares withheld.

Read SEC document
February 20, 2022 Filed Feb 23, 2022 21:05 UTC Exercise / conversionCommon Stock 1,611 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000060 · wf-form4_164565031668489.xml · nonDerivative · entry 1

LITCHFIELD STEVEN G · CIK 0001286030 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,726

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
February 09, 2022 Filed Feb 10, 2022 22:24 UTC SaleCommon Stock 12,229 $64.95 $794,273.55
Disclosure

SEC source: 0001288469-22-000051 · wf-form4_164453183167223.xml · nonDerivative · entry 1

ARTUSI DANIEL A · CIK 0001197847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,055

Read SEC document
February 07, 2022 Filed Feb 8, 2022 22:34 UTC
Kwong Connie H.Corporate Controller & PAO
Tax withholdingCommon Stock 290 $60.38 $17,510.20
Disclosure

SEC source: 0001288469-22-000042 · wf-form4_164435965306503.xml · nonDerivative · entry 10

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,069

Read SEC document
February 07, 2022 Filed Feb 8, 2022 22:34 UTC
Kwong Connie H.Corporate Controller & PAO
GrantCommon Stock 545 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000042 · wf-form4_164435965306503.xml · nonDerivative · entry 9

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,359

F4 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2021 fiscal year that were approved as part of the 2021 performance-based restricted stock award granted on May 20, 2021. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. On February 7, 2022, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) are based on the closing price of the Company's Common Stock in trading on The Nasdaq Global Select Market on February 7, 2022.

Read SEC document
February 07, 2022 Filed Feb 8, 2022 22:34 UTC
Kwong Connie H.Corporate Controller & PAO
Tax withholdingCommon Stock 434 $60.38 $26,204.92
Disclosure

SEC source: 0001288469-22-000042 · wf-form4_164435965306503.xml · nonDerivative · entry 8

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,814

Read SEC document
February 07, 2022 Filed Feb 8, 2022 22:34 UTC
Kwong Connie H.Corporate Controller & PAO
GrantCommon Stock 817 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000042 · wf-form4_164435965306503.xml · nonDerivative · entry 7

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,248

F4 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2021 fiscal year that were approved as part of the 2021 performance-based restricted stock award granted on May 20, 2021. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. On February 7, 2022, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) are based on the closing price of the Company's Common Stock in trading on The Nasdaq Global Select Market on February 7, 2022.

Read SEC document
February 07, 2022 Filed Feb 8, 2022 22:34 UTC
Kwong Connie H.Corporate Controller & PAO
Tax withholdingCommon Stock 1,078 $60.38 $65,089.64
Disclosure

SEC source: 0001288469-22-000042 · wf-form4_164435965306503.xml · nonDerivative · entry 6

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,431

Read SEC document
February 07, 2022 Filed Feb 8, 2022 22:34 UTC
Kwong Connie H.Corporate Controller & PAO
GrantCommon Stock 2,026 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000042 · wf-form4_164435965306503.xml · nonDerivative · entry 5

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,509

F3 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2021 fiscal year that were approved as part of the 2019 performance-based restricted stock award granted on May 20, 2019. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. On February 7, 2022, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) are based on the closing price of the Company's Common Stock in trading on The Nasdaq Global Select Market on February 7, 2022.

Read SEC document
February 07, 2022 Filed Feb 8, 2022 22:34 UTC
Kwong Connie H.Corporate Controller & PAO
Tax withholdingCommon Stock 1,611 $60.38 $97,272.18
Disclosure

SEC source: 0001288469-22-000042 · wf-form4_164435965306503.xml · nonDerivative · entry 4

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,483

Read SEC document
February 07, 2022 Filed Feb 8, 2022 22:34 UTC
Kwong Connie H.Corporate Controller & PAO
GrantCommon Stock 3,038 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000042 · wf-form4_164435965306503.xml · nonDerivative · entry 3

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,094

F3 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2021 fiscal year that were approved as part of the 2019 performance-based restricted stock award granted on May 20, 2019. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. On February 7, 2022, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) are based on the closing price of the Company's Common Stock in trading on The Nasdaq Global Select Market on February 7, 2022.

Read SEC document
February 07, 2022 Filed Feb 8, 2022 22:34 UTC
Kwong Connie H.Corporate Controller & PAO
Tax withholdingCommon Stock 1,378 $60.38 $83,203.64
Disclosure

SEC source: 0001288469-22-000042 · wf-form4_164435965306503.xml · nonDerivative · entry 2

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,056

F2 · shares: On February 7, 2022, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) are based on the closing price of the Company's Common Stock in trading on The Nasdaq Global Select Market on February 7, 2022.

Read SEC document
February 07, 2022 Filed Feb 8, 2022 22:36 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
Tax withholdingCommon Stock 6,105 $60.38 $368,619.90
Disclosure

SEC source: 0001288469-22-000047 · wf-form4_164435975122293.xml · nonDerivative · entry 14

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,453

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.