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Nasdaq · USD

MXL

MAXLINEAR, INC

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3882
SEC CIK
0001288469
Parsed reports
721

Last 12 months

Inside the activity.

0 purchase rows · 30 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202603
Apr 202602
May 202609
Jun 202600
Jul 202600
Aug 2026016
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 20, 2022 Filed May 24, 2022 21:13 UTC
WALSH BRENDANVP, Product Line Marketing
Exercise / conversionRestricted Stock Units · Derivative 3,013 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000118 · wf-form4_165344122079309.xml · derivative · entry 4

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,105

Underlying: Common Stock · 3,013 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 20,261 RSUs subject to the award will vest on May 20, 2020; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2021; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2022; forty percent (40%) of the RSUs subject to the award will vest on May 20, 2023, such that the award will be fully vested on May 20, 2023.

F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 20,261 RSUs subject to the award will vest on May 20, 2020; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2021; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2022; forty percent (40%) of the RSUs subject to the award will vest on May 20, 2023, such that the award will be fully vested on May 20, 2023.

Read SEC document
May 20, 2022 Filed May 24, 2022 21:13 UTC
WALSH BRENDANVP, Product Line Marketing
Exercise / conversionRestricted Stock Units · Derivative 751 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000118 · wf-form4_165344122079309.xml · derivative · entry 3

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 751 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 24,245 RSUs subject to the award will vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022.

F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 24,245 RSUs subject to the award will vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022.

Read SEC document
May 20, 2022 Filed May 24, 2022 21:13 UTC
WALSH BRENDANVP, Product Line Marketing
Tax withholdingCommon Stock 10,109 $38.45 $388,691.05
Disclosure

SEC source: 0001288469-22-000118 · wf-form4_165344122079309.xml · nonDerivative · entry 2

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,958

Read SEC document
May 20, 2022 Filed May 24, 2022 21:13 UTC
WALSH BRENDANVP, Product Line Marketing
Exercise / conversionCommon Stock 10,109 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000118 · wf-form4_165344122079309.xml · nonDerivative · entry 1

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,067

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
May 20, 2022 Filed May 24, 2022 21:07 UTC
LING CURTISChief Technical Officer
Exercise / conversionRestricted Stock Units · Derivative 2,761 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000113 · wf-form4_165344081604091.xml · derivative · entry 5

LING CURTIS · CIK 0001478341 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,495

Underlying: Common Stock · 2,761 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F5 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 27,849 RSUs subject to the award will vest on May 20, 2021; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2022; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2023; and forty percent (40%) of the RSUs subject to the award will vest on May 20, 2024, such that all the RSUs subject to the award will then be fully vested.

F5 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 27,849 RSUs subject to the award will vest on May 20, 2021; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2022; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2023; and forty percent (40%) of the RSUs subject to the award will vest on May 20, 2024, such that all the RSUs subject to the award will then be fully vested.

Read SEC document
May 20, 2022 Filed May 24, 2022 21:07 UTC
LING CURTISChief Technical Officer
Exercise / conversionRestricted Stock Units · Derivative 3,767 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000113 · wf-form4_165344081604091.xml · derivative · entry 4

LING CURTIS · CIK 0001478341 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,131

Underlying: Common Stock · 3,767 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F4 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 25,326 RSUs subject to the award will vest on May 20, 2020; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2021; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2022; forty percent (40%) of the RSUs subject to the award will vest on May 20, 2023, such that the award will be fully vested on May 20, 2023.

F4 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 25,326 RSUs subject to the award will vest on May 20, 2020; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2021; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2022; forty percent (40%) of the RSUs subject to the award will vest on May 20, 2023, such that the award will be fully vested on May 20, 2023.

Read SEC document
May 20, 2022 Filed May 24, 2022 21:07 UTC
LING CURTISChief Technical Officer
Exercise / conversionRestricted Stock Units · Derivative 1,252 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000113 · wf-form4_165344081604091.xml · derivative · entry 3

LING CURTIS · CIK 0001478341 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,252 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 40,409 RSUs subject to the award will vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022.

F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 40,409 RSUs subject to the award will vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022.

Read SEC document
May 20, 2022 Filed May 24, 2022 21:07 UTC
LING CURTISChief Technical Officer
Tax withholdingCommon Stock 7,780 $38.45 $299,141.00
Disclosure

SEC source: 0001288469-22-000113 · wf-form4_165344081604091.xml · nonDerivative · entry 2

LING CURTIS · CIK 0001478341 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 956,985

Read SEC document
May 20, 2022 Filed May 24, 2022 21:07 UTC
LING CURTISChief Technical Officer
Exercise / conversionCommon Stock 7,780 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000113 · wf-form4_165344081604091.xml · nonDerivative · entry 1

LING CURTIS · CIK 0001478341 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 964,765

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · balance_after: Includes 362 shares of Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on May 16, 2022.

Read SEC document
May 20, 2022 Filed May 25, 2022 01:13 UTC
Torgerson WilliamVP/GM, Broadband Group
Exercise / conversionRestricted Stock Units · Derivative 796 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000117 · wf-form4_165344120341551.xml · derivative · entry 4

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,455

Underlying: Common Stock · 796 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 16,061 RSUs subject to the award will vest on May 20, 2022; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2023; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2024; and forty percent (40%) of the RSUs subject to the award will vest on May 20, 2025, such that all the RSUs subject to the award will then be fully vested.

F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 16,061 RSUs subject to the award will vest on May 20, 2022; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2023; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2024; and forty percent (40%) of the RSUs subject to the award will vest on May 20, 2025, such that all the RSUs subject to the award will then be fully vested.

Read SEC document
May 20, 2022 Filed May 25, 2022 01:13 UTC
Torgerson WilliamVP/GM, Broadband Group
Exercise / conversionRestricted Stock Units · Derivative 2,973 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000117 · wf-form4_165344120341551.xml · derivative · entry 3

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,994

Underlying: Common Stock · 2,973 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 29,991 RSUs subject to the award will vest on May 20, 2021; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2022; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2023; and forty percent (40%) of the RSUs subject to the award shall vest on May 20, 2024, such that all the RSUs subject to the award will then be fully vested.

F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 29,991 RSUs subject to the award will vest on May 20, 2021; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2022; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2023; and forty percent (40%) of the RSUs subject to the award shall vest on May 20, 2024, such that all the RSUs subject to the award will then be fully vested.

Read SEC document
May 20, 2022 Filed May 25, 2022 01:13 UTC
Torgerson WilliamVP/GM, Broadband Group
Tax withholdingCommon Stock 3,769 $38.45 $144,918.05
Disclosure

SEC source: 0001288469-22-000117 · wf-form4_165344120341551.xml · nonDerivative · entry 2

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,817

Read SEC document
May 20, 2022 Filed May 25, 2022 01:13 UTC
Torgerson WilliamVP/GM, Broadband Group
Exercise / conversionCommon Stock 3,769 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000117 · wf-form4_165344120341551.xml · nonDerivative · entry 1

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
May 20, 2022 Filed May 25, 2022 01:08 UTC Exercise / conversionRestricted Stock Units · Derivative 1,168 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000114 · wf-form4_165344090019633.xml · derivative · entry 4

LITCHFIELD STEVEN G · CIK 0001286030 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,070

Underlying: Common Stock · 1,168 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F4 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-fourth (1/4th) of the 9,427 RSUs will vest on May 20, 2022, and one-fourth (1/4th) of the RSUs subject to the award will vest on each May 20 thereafter, such that the award will be fully vested on May 20, 2025.

F4 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-fourth (1/4th) of the 9,427 RSUs will vest on May 20, 2022, and one-fourth (1/4th) of the RSUs subject to the award will vest on each May 20 thereafter, such that the award will be fully vested on May 20, 2025.

Read SEC document
May 20, 2022 Filed May 25, 2022 01:08 UTC Exercise / conversionRestricted Stock Units · Derivative 1,611 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000114 · wf-form4_165344090019633.xml · derivative · entry 3

LITCHFIELD STEVEN G · CIK 0001286030 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,250

Underlying: Common Stock · 1,611 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 52,000 RSUs will vest on August 20, 2019, and one-sixteenth (1/16th) of the RSUs will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on August 20, 2022.

F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty-five percent (25%) of the 52,000 RSUs will vest on August 20, 2019, and one-sixteenth (1/16th) of the RSUs will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on August 20, 2022.

Read SEC document
May 20, 2022 Filed May 25, 2022 01:08 UTC Tax withholdingCommon Stock 2,779 $38.45 $106,852.55
Disclosure

SEC source: 0001288469-22-000114 · wf-form4_165344090019633.xml · nonDerivative · entry 2

LITCHFIELD STEVEN G · CIK 0001286030 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,305

Read SEC document
May 20, 2022 Filed May 25, 2022 01:08 UTC Exercise / conversionCommon Stock 2,779 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000114 · wf-form4_165344090019633.xml · nonDerivative · entry 1

LITCHFIELD STEVEN G · CIK 0001286030 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,084

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · balance_after: Includes 362 shares of Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on May 16, 2022.

Read SEC document
May 20, 2022 Filed May 25, 2022 00:59 UTC
Jones William KellyVP of Worldwide Operations
Exercise / conversionRestricted Stock Units · Derivative 168 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000112 · wf-form4_165344036902351.xml · derivative · entry 3

Jones William Kelly · CIK 0001829404 · VP of Worldwide Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,400

Underlying: Common Stock · 168 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 4,888 RSUs subject to the award will vest on May 20, 2022; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2023; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2024; and forty percent (40%) of the RSUs subject to the award will vest on May 20, 2025, such that all the RSUs subject to the award will then be fully vested.

F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 4,888 RSUs subject to the award will vest on May 20, 2022; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2023; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2024; and forty percent (40%) of the RSUs subject to the award will vest on May 20, 2025, such that all the RSUs subject to the award will then be fully vested.

Read SEC document
May 20, 2022 Filed May 25, 2022 00:59 UTC
Jones William KellyVP of Worldwide Operations
Tax withholdingCommon Stock 168 $38.45 $6,459.60
Disclosure

SEC source: 0001288469-22-000112 · wf-form4_165344036902351.xml · nonDerivative · entry 2

Jones William Kelly · CIK 0001829404 · VP of Worldwide Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,739

Read SEC document
May 20, 2022 Filed May 25, 2022 00:59 UTC
Jones William KellyVP of Worldwide Operations
Exercise / conversionCommon Stock 168 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000112 · wf-form4_165344036902351.xml · nonDerivative · entry 1

Jones William Kelly · CIK 0001829404 · VP of Worldwide Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
May 20, 2022 Filed May 25, 2022 01:10 UTC
LOUGHEED JAMESSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 3,013 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000115 · wf-form4_165344098329520.xml · derivative · entry 4

LOUGHEED JAMES · CIK 0001642366 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,105

Underlying: Common Stock · 3,013 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 20,261 RSUs subject to the award will vest on May 20, 2020; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2021; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2022; forty percent (40%) of the RSUs subject to the award will vest on May 20, 2023, such that the award will be fully vested on May 20, 2023.

F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the 20,261 RSUs subject to the award will vest on May 20, 2020; twenty percent (20%) of the RSUs subject to the award will vest on May 20, 2021; thirty percent (30%) of the RSUs subject to the award will vest on May 20, 2022; forty percent (40%) of the RSUs subject to the award will vest on May 20, 2023, such that the award will be fully vested on May 20, 2023.

Read SEC document
May 20, 2022 Filed May 25, 2022 01:10 UTC
LOUGHEED JAMESSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 834 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000115 · wf-form4_165344098329520.xml · derivative · entry 3

LOUGHEED JAMES · CIK 0001642366 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 834 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,939 RSUs subject to the award will vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022.

F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 26,939 RSUs subject to the award will vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award will vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022.

Read SEC document
May 20, 2022 Filed May 25, 2022 01:10 UTC
LOUGHEED JAMESSee Remarks
Tax withholdingCommon Stock 3,847 $38.45 $147,917.15
Disclosure

SEC source: 0001288469-22-000115 · wf-form4_165344098329520.xml · nonDerivative · entry 2

LOUGHEED JAMES · CIK 0001642366 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,865

Read SEC document
May 20, 2022 Filed May 25, 2022 01:10 UTC
LOUGHEED JAMESSee Remarks
Exercise / conversionCommon Stock 3,847 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000115 · wf-form4_165344098329520.xml · nonDerivative · entry 1

LOUGHEED JAMES · CIK 0001642366 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,712

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
May 01, 2022 Filed May 3, 2022 23:03 UTC Exercise / conversionRestricted Stock Units · Derivative 5,944 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000098 · wf-form4_165161893823798.xml · derivative · entry 2

MOYER ALBERT J · CIK 0001016366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,944 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2022 or the date immediately preceding the 2022 annual meeting of stockholders.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2022 or the date immediately preceding the 2022 annual meeting of stockholders.

Read SEC document
May 01, 2022 Filed May 3, 2022 23:03 UTC Exercise / conversionCommon Stock 5,944 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000098 · wf-form4_165161893823798.xml · nonDerivative · entry 1

MOYER ALBERT J · CIK 0001016366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,652

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2022 Filed May 3, 2022 22:58 UTC Exercise / conversionRestricted Stock Units · Derivative 5,944 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000097 · wf-form4_165161830807877.xml · derivative · entry 2

Liu Tsu-Jae King · CIK 0001679204 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,944 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2022 or the date immediately preceding the 2022 annual meeting of stockholders.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2022 or the date immediately preceding the 2022 annual meeting of stockholders.

Read SEC document
May 01, 2022 Filed May 3, 2022 22:58 UTC Exercise / conversionCommon Stock 5,944 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000097 · wf-form4_165161830807877.xml · nonDerivative · entry 1

Liu Tsu-Jae King · CIK 0001679204 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,403

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2022 Filed May 3, 2022 22:48 UTC Exercise / conversionRestricted Stock Units · Derivative 5,944 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000096 · wf-form4_165161805978053.xml · derivative · entry 2

ARTUSI DANIEL A · CIK 0001197847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,944 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2022 or the date immediately preceding the 2022 annual meeting of stockholders.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2022 or the date immediately preceding the 2022 annual meeting of stockholders.

Read SEC document
May 01, 2022 Filed May 3, 2022 22:48 UTC Exercise / conversionCommon Stock 5,944 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000096 · wf-form4_165161805978053.xml · nonDerivative · entry 1

ARTUSI DANIEL A · CIK 0001197847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 28, 2022 Filed May 2, 2022 20:05 UTC Exercise / conversionStock Option (right to buy) · Derivative 3,582 $0.00 Strike: $11.09 $0.00
Disclosure

SEC source: 0001288469-22-000092 · wf-form4_165152188827663.xml · derivative · entry 2

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,582 shares

Expires 2022-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 28, 2022 Filed May 2, 2022 20:05 UTC Exercise / conversionCommon Stock 3,582 $11.09 $39,724.38
Disclosure

SEC source: 0001288469-22-000092 · wf-form4_165152188827663.xml · nonDerivative · entry 1

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 23:51 UTC Exercise / conversionRestricted Stock Units · Derivative 255 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000082 · wf-form4_164885707812071.xml · derivative · entry 3

Liu Tsu-Jae King · CIK 0001679204 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 508

Underlying: Common Stock · 255 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through each such date, one-third (1/3rd) of the RSUs subject to the award shall vest on each anniversary of March 30, 2021, such that the award will be fully vested on March 30, 2024.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through each such date, one-third (1/3rd) of the RSUs subject to the award shall vest on each anniversary of March 30, 2021, such that the award will be fully vested on March 30, 2024.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 23:51 UTC Exercise / conversionRestricted Stock Units · Derivative 1,680 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000082 · wf-form4_164885707812071.xml · derivative · entry 2

Liu Tsu-Jae King · CIK 0001679204 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,359

Underlying: Common Stock · 1,680 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through each such date, one-third (1/3rd) of the RSUs subject to the award shall vest on each anniversary of March 30, 2021, such that the award will be fully vested on March 30, 2024.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through each such date, one-third (1/3rd) of the RSUs subject to the award shall vest on each anniversary of March 30, 2021, such that the award will be fully vested on March 30, 2024.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 23:51 UTC Exercise / conversionCommon Stock 1,935 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000082 · wf-form4_164885707812071.xml · nonDerivative · entry 1

Liu Tsu-Jae King · CIK 0001679204 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,459

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
March 21, 2022 Filed Mar 23, 2022 20:44 UTC Exercise / conversionRestricted Stock Units · Derivative 6,011 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000078 · wf-form4_164806822485691.xml · derivative · entry 4

Dougherty Greg · CIK 0001325750 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,010

Underlying: Common Stock · 6,011 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F4 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through each such date, one-third (1/3rd) of the RSUs subject to the award shall vest on each anniversary of March 21, 2020, such that the award will be fully vested on March 21, 2023.

F4 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through each such date, one-third (1/3rd) of the RSUs subject to the award shall vest on each anniversary of March 21, 2020, such that the award will be fully vested on March 21, 2023.

Read SEC document
March 21, 2022 Filed Mar 23, 2022 20:44 UTC Exercise / conversionCommon Stock 6,011 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000078 · wf-form4_164806822485691.xml · nonDerivative · entry 2

Dougherty Greg · CIK 0001325750 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: This number represents the number of shares beneficially owned by the Reporting Person's as of March 21, 2022.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 22:35 UTC
Torgerson WilliamVP/GM, Broadband Group
SaleCommon Stock 2,790 $54.06 $150,836.61
Disclosure

SEC source: 0001288469-22-000073 · wf-form4_164747010396653.xml · nonDerivative · entry 4

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,982

F4 · price: Represents the weighted average share price of an aggregate total of 2,790 shares sold in the price range of $54.00 to $54.30 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 22:35 UTC
Torgerson WilliamVP/GM, Broadband Group
SaleCommon Stock 5,889 $53.21 $313,324.25
Disclosure

SEC source: 0001288469-22-000073 · wf-form4_164747010396653.xml · nonDerivative · entry 3

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,772

F3 · price: Represents the weighted average share price of an aggregate total of 5,889 shares sold in the price range of $52.87 to $53.71 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 22:35 UTC
Torgerson WilliamVP/GM, Broadband Group
SaleCommon Stock 3,980 $52.06 $207,209.55
Disclosure

SEC source: 0001288469-22-000073 · wf-form4_164747010396653.xml · nonDerivative · entry 2

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,661

F2 · price: Represents the weighted average share price of an aggregate total of 3,980 shares sold in the price range of $51.65 to $52.55 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 22:35 UTC
Torgerson WilliamVP/GM, Broadband Group
SaleCommon Stock 3,045 $51.23 $155,982.87
Disclosure

SEC source: 0001288469-22-000073 · wf-form4_164747010396653.xml · nonDerivative · entry 1

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,641

F1 · price: Represents the weighted average share price of an aggregate total of 3,045 shares sold in the price range of $50.63 to $51.60 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 20:46 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
GiftCommon Stock 500,000 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000070 · wf-form4_164729066553508.xml · nonDerivative · entry 4

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 500,000

F3 · ownership.nature: Shares held by the Rekha S. Seendripu 2022 Annuity Trust A, a grantor retained annuity trust, for which the Reporting Person serves as trustee.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 20:46 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
GiftCommon Stock 500,000 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000070 · wf-form4_164729066553508.xml · nonDerivative · entry 3

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 195,494

F1 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 20:46 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
GiftCommon Stock 500,000 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000070 · wf-form4_164729066553508.xml · nonDerivative · entry 2

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 500,000

F2 · ownership.nature: Shares held by the Kishore V. Seendripu 2022 Annuity Trust A, a grantor retained annuity trust, for which the Reporting Person serves as trustee.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 20:46 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
GiftCommon Stock 500,000 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000070 · wf-form4_164729066553508.xml · nonDerivative · entry 1

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 695,494

F1 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
March 10, 2022 Filed Mar 14, 2022 20:49 UTC
Torgerson WilliamVP/GM, Broadband Group
SaleCommon Stock 16,000 $56.13 $898,054.40
Disclosure

SEC source: 0001288469-22-000071 · wf-form4_164729083283648.xml · nonDerivative · entry 1

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,686

F1 · price: Represents the weighted average share price of an aggregate total of 16,000 shares sold in the price range of $55.85 to $56.46 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 23:18 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
GiftCommon Stock 129,716 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000067 · wf-form4_164669508203094.xml · nonDerivative · entry 24

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 404,430

F4 · ownership.nature: Shares held by the Samira Seendripu Trust dtd 10/5/2009, a trust for the benefit of the Reporting Person's child, and for which the Reporting Person serves as co-trustee.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 23:18 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
GiftCommon Stock 129,716 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000067 · wf-form4_164669508203094.xml · nonDerivative · entry 23

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F7 · ownership.nature: Shares held by the Rekha S. Seendripu 2019-2 Annuity Trust dated November 9, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 23:18 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
GiftCommon Stock 129,716 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000067 · wf-form4_164669508203094.xml · nonDerivative · entry 22

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 404,430

F3 · ownership.nature: Shares held by the Ishan Krishna Seendripu Trust dtd 10/5/09, a trust for the benefit of the Reporting Person's child, and for which the Reporting Person serves as co-trustee.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 23:18 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
GiftCommon Stock 129,716 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000067 · wf-form4_164669508203094.xml · nonDerivative · entry 21

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 129,716

F7 · ownership.nature: Shares held by the Rekha S. Seendripu 2019-2 Annuity Trust dated November 9, 2019, a grantor retained annuity trust, for which the Reporting Person serves as trustee.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.