Last 12 months
Inside the activity.
6 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 3 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 3 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 31, 2018 Filed Nov 2, 2018 20:05 UTC |
Lee Woung MooSee Remarks
|
Tax withholdingCommon Stock | 4,444 | $8.08 | $35,907.52 |
DisclosureSEC source: 0000899243-18-028004 · doc4.xml · nonDerivative · entry 1 Lee Woung Moo · CIK 0001658198 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,006 F1 · shares: This transaction represents the withholding by the Issuer of 4,444 shares of common stock to satisfy tax withholding obligations incurred by the Reporting Person upon the vesting of 10,500 shares of common stock originally awarded to the Reporting Person on October 22, 2018. Read SEC document |
| October 22, 2018 Filed Oct 23, 2018 20:08 UTC |
Kim Theodore SSee Remarks
|
GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-027284 · doc4.xml · nonDerivative · entry 1 Kim Theodore S · CIK 0001592205 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,500 Read SEC document |
| October 22, 2018 Filed Oct 23, 2018 20:05 UTC |
Lee Woung MooSee Remarks
|
GrantCommon Stock | 35,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-027282 · doc4.xml · nonDerivative · entry 1 Lee Woung Moo · CIK 0001658198 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,450 Read SEC document |
| October 17, 2018 Filed Oct 19, 2018 16:06 UTC |
NADER TAVAKOLIDirector
|
GrantCommon Stock | 1,821 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-027070 · doc4.xml · nonDerivative · entry 1 NADER TAVAKOLI · CIK 0001266000 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,896 Read SEC document |
| October 17, 2018 Filed Dec 13, 2018 16:06 UTC Amendment |
NADER TAVAKOLIDirector
|
GrantCommon Stock | 910 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-030848 · doc4a.xml · nonDerivative · entry 1 NADER TAVAKOLI · CIK 0001266000 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,985 Read SEC document |
| August 13, 2018 Filed Aug 14, 2018 20:46 UTC |
BRIGADE CAPITAL MANAGEMENT, LP10% owner
MORGAN DONALD E III10% owner
Brigade Capital Management GP, LLC10% owner
|
PurchaseCommon Stock, par value $.01 per share | 14,845 | $11.90 | $176,655.50 |
DisclosureSEC source: 0000919574-18-005659 · ownership.xml · nonDerivative · entry 2 BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner MORGAN DONALD E III · CIK 0001421308 · 10% owner Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,096,935 F1 · ownership.nature: The reported securities are directly owned by private fund clients of Brigade Capital Management, LP. The reported securities may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of the Fund, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 10, 2018 Filed Aug 14, 2018 20:46 UTC |
BRIGADE CAPITAL MANAGEMENT, LP10% owner
MORGAN DONALD E III10% owner
Brigade Capital Management GP, LLC10% owner
|
PurchaseCommon Stock, par value $.01 per share | 700 | $11.90 | $8,330.00 |
DisclosureSEC source: 0000919574-18-005659 · ownership.xml · nonDerivative · entry 1 BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner MORGAN DONALD E III · CIK 0001421308 · 10% owner Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,082,090 F1 · ownership.nature: The reported securities are directly owned by private fund clients of Brigade Capital Management, LP. The reported securities may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of the Fund, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 03, 2018 Filed Aug 7, 2018 20:16 UTC |
BRIGADE CAPITAL MANAGEMENT, LP10% owner
MORGAN DONALD E III10% owner
Brigade Capital Management GP, LLC10% owner
|
PurchaseCommon Stock, par value $.01 per share | 18,584 | $11.90 | $221,149.60 |
DisclosureSEC source: 0000919574-18-005181 · ownership.xml · nonDerivative · entry 1 BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner MORGAN DONALD E III · CIK 0001421308 · 10% owner Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,081,390 F1 · ownership.nature: The reported securities are directly owned by private fund clients of Brigade Capital Management, LP. The reported securities may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of the Fund, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 02, 2018 Filed Aug 3, 2018 20:38 UTC |
BRIGADE CAPITAL MANAGEMENT, LP10% owner
MORGAN DONALD E III10% owner
Brigade Capital Management GP, LLC10% owner
|
PurchaseCommon Stock, par value $.01 per share | 300 | $11.90 | $3,570.00 |
DisclosureSEC source: 0000919574-18-005134 · ownership.xml · nonDerivative · entry 2 BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner MORGAN DONALD E III · CIK 0001421308 · 10% owner Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,062,806 F1 · ownership.nature: The reported securities are directly owned by private fund clients of Brigade Capital Management, LP. The reported securities may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of the Fund, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 20:38 UTC |
BRIGADE CAPITAL MANAGEMENT, LP10% owner
MORGAN DONALD E III10% owner
Brigade Capital Management GP, LLC10% owner
|
PurchaseCommon Stock, par value $.01 per share | 106,800 | $11.86 | $1,266,648.00 |
DisclosureSEC source: 0000919574-18-005134 · ownership.xml · nonDerivative · entry 1 BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner MORGAN DONALD E III · CIK 0001421308 · 10% owner Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,062,506 F1 · ownership.nature: The reported securities are directly owned by private fund clients of Brigade Capital Management, LP. The reported securities may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of the Fund, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| July 23, 2018 Filed Jul 25, 2018 20:07 UTC |
Klein Randal TDirector
|
GrantCommon Stock | 16,592 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-020576 · doc4.xml · nonDerivative · entry 1 Klein Randal T · CIK 0001488028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,622 Read SEC document |
| July 23, 2018 Filed Jul 25, 2018 16:06 UTC |
NADER TAVAKOLIDirector
|
GrantCommon Stock | 17,489 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-020574 · doc4.xml · nonDerivative · entry 1 NADER TAVAKOLI · CIK 0001266000 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,075 Read SEC document |
| July 23, 2018 Filed Jul 25, 2018 20:05 UTC |
KEATING MELVIN LDirector
|
GrantCommon Stock | 17,489 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-020570 · doc4.xml · nonDerivative · entry 1 KEATING MELVIN L · CIK 0001263463 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,505 Read SEC document |
| July 23, 2018 Filed Jul 25, 2018 20:06 UTC |
MARTINO CAMILLODirector
|
GrantCommon Stock | 17,489 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-020573 · doc4.xml · nonDerivative · entry 1 MARTINO CAMILLO · CIK 0001256187 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,405 Read SEC document |
| July 23, 2018 Filed Jul 25, 2018 20:06 UTC |
Tanner Gary W.Director
|
GrantCommon Stock | 16,592 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-020575 · doc4.xml · nonDerivative · entry 1 Tanner Gary W. · CIK 0001565212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,230 Read SEC document |
| July 23, 2018 Filed Jul 25, 2018 20:05 UTC |
Lee IlbokDirector
|
GrantCommon Stock | 17,489 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-020571 · doc4.xml · nonDerivative · entry 1 Lee Ilbok · CIK 0001528705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,425 Read SEC document |
| June 30, 2018 Filed Jul 4, 2018 00:43 UTC |
Kim Young-JoonDirector · See Remarks
|
Tax withholdingCommon Stock | 19,432 | $10.25 | $199,178.00 |
DisclosureSEC source: 0000899243-18-019377 · doc4.xml · nonDerivative · entry 1 Kim Young-Joon · CIK 0001576117 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,649 F1 · shares: This transaction represents the withholding by the Issuer of 19,432 shares of common stock to satisfy tax withholding obligations incurred by the Reporting Person upon the vesting of 52,518 shares of common stock originally awarded to the Reporting Person on April 30, 2018. Read SEC document |
| May 02, 2018 Filed May 3, 2018 21:00 UTC |
Klein Randal TDirector
|
PurchaseCommon Stock | 5,000 | $10.79 | $53,925.00 |
DisclosureSEC source: 0000899243-18-011323 · doc4.xml · nonDerivative · entry 1 Klein Randal T · CIK 0001488028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,030 F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transaction at prices ranging from 10.775 to 10.80 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range set forth in this footnote. Read SEC document |
| April 30, 2018 Filed May 1, 2018 21:23 UTC |
Kim Young-JoonDirector · See Remarks
|
GrantCommon Stock | 112,118 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-011030 · doc4.xml · nonDerivative · entry 1 Kim Young-Joon · CIK 0001576117 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,081 Read SEC document |
| February 14, 2018 Filed Feb 15, 2018 22:00 UTC |
Lee Woung MooSee Remarks
|
PurchaseCommon Stock | 1,000 | $9.10 | $9,100.00 |
DisclosureSEC source: 0000899243-18-004204 · doc4.xml · nonDerivative · entry 1 Lee Woung Moo · CIK 0001658198 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,450 Read SEC document |
| February 13, 2018 Filed Feb 14, 2018 17:44 UTC |
Kim Jonathan WSee Remarks
|
PurchaseCommon Stock | 8,000 | $9.07 | $72,597.60 |
DisclosureSEC source: 0000899243-18-003887 · doc4.xml · nonDerivative · entry 1 Kim Jonathan W · CIK 0001602251 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,675 Read SEC document |
| February 13, 2018 Filed Feb 14, 2018 22:42 UTC |
KEATING MELVIN LDirector
|
PurchaseCommon Stock | 3,600 | $9.01 | $32,432.04 |
DisclosureSEC source: 0000899243-18-003888 · doc4.xml · nonDerivative · entry 1 KEATING MELVIN L · CIK 0001263463 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,016 F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $8.945 to $9.095 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range set forth in this footnote. Read SEC document |
| February 13, 2018 Filed Feb 14, 2018 22:45 UTC |
Kim Theodore SSee Remarks
|
PurchaseCommon Stock | 5,000 | $9.09 | $45,437.50 |
DisclosureSEC source: 0000899243-18-003889 · doc4.xml · nonDerivative · entry 1 Kim Theodore S · CIK 0001592205 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,500 F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $8.995 to $9.10 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range set forth in this footnote. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 17:02 UTC |
NADER TAVAKOLIDirector
|
PurchaseCommon Stock | 15,000 | $9.07 | $136,050.00 |
DisclosureSEC source: 0000899243-18-004205 · doc4.xml · nonDerivative · entry 1 NADER TAVAKOLI · CIK 0001266000 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,586 F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $9.05 to $9.10 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the range set forth in this footnote. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 17:44 UTC |
NADER TAVAKOLIDirector
|
PurchaseCommon Stock | 20,000 | $9.43 | $188,600.00 |
DisclosureSEC source: 0000899243-18-003883 · doc4.xml · nonDerivative · entry 1 NADER TAVAKOLI · CIK 0001266000 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,586 Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 22:39 UTC |
Kim Young-JoonDirector · Director and CEO
|
PurchaseCommon Stock | 8,888 | $9.15 | $81,325.20 |
DisclosureSEC source: 0000899243-18-003879 · doc4.xml · nonDerivative · entry 1 Kim Young-Joon · CIK 0001576117 · Director · Director and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,963 Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 23:34 UTC |
BRIGADE CAPITAL MANAGEMENT, LP10% owner
MORGAN DONALD E III10% owner
Brigade Capital Management GP, LLC10% owner
|
SaleCommon Stock, par value $.01 per share | 25,294 | $12.75 | $322,498.50 |
DisclosureSEC source: 0000919574-18-000706 · p7810168.xml · nonDerivative · entry 1 Brigade Leveraged Capital Structures Fund Ltd. · CIK 0001421307 · 10% owner BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner MORGAN DONALD E III · CIK 0001421308 · 10% owner Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,955,706 F1 · ownership.direct: The reported securities are directly owned by Brigade Leveraged Capital Structures Fund Ltd. (the "Fund") and may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of the Fund, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 21:21 UTC |
BRIGADE CAPITAL MANAGEMENT, LP10% owner
MORGAN DONALD E III10% owner
Brigade Capital Management GP, LLC10% owner
|
SaleCommon Stock, par value $.01 per share | 149,000 | $12.93 | $1,925,825.00 |
DisclosureSEC source: 0000919574-18-000658 · p7806383.xml · nonDerivative · entry 1 Brigade Leveraged Capital Structures Offshore Ltd · CIK 0001387215 · 10% owner BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner MORGAN DONALD E III · CIK 0001421308 · 10% owner Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,981,000 F1 · ownership.direct: The reported securities are directly owned by Brigade Leveraged Capital Structures Fund Ltd. (the "Fund") and may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of the Fund, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| January 24, 2018 Filed Jan 31, 2018 20:37 UTC | SaleCommon Stock, par value $.01 per share | 149,000 | $12.93 | $1,925,825.00 |
DisclosureSEC source: 0000919574-18-000751 · p7810945.xml · nonDerivative · entry 1 Brigade Leveraged Capital Structures Fund Ltd. · CIK 0001421307 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,981,000 F1 · ownership.direct: The reported securities are directly owned by Brigade Leveraged Capital Structures Fund Ltd. Read SEC document |
|
| August 18, 2017 Filed Aug 22, 2017 21:23 UTC |
Klein Randal TDirector
|
GrantStock Option (Right to Buy) · Derivative | 11,700 | $0.00 Strike: $10.85 | $0.00 |
DisclosureSEC source: 0000899243-17-020861 · doc4.xml · derivative · entry 2 Klein Randal T · CIK 0001488028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,700 Underlying: Common Stock · 11,700 shares Expires 2027-08-18 F2 · derivative.exercise_date: The stock option vests and becomes exercisable in full, subject to continued service, on the earlier of 7/12/2018 and the meeting date of the Issuer's next annual meeting of stockholders. Read SEC document |
| August 18, 2017 Filed Aug 22, 2017 21:23 UTC |
Klein Randal TDirector
|
GrantCommon Stock | 5,030 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-020861 · doc4.xml · nonDerivative · entry 1 Klein Randal T · CIK 0001488028 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,030 F1 · shares: The award vests in full, subject to continued service, on the earlier of 7/12/2018 and the meeting date of the Issuer's next annual meeting of stockholders. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 17:08 UTC |
LASRY MARCDirector · 10% owner
Avenue International Master, L.P.Director · 10% owner
AVENUE INTERNATIONAL, LTD.Director · 10% owner
Avenue International Master GenPar, Ltd.Director · 10% owner
Avenue Partners, LLCDirector · 10% owner
Avenue Capital Management II, L.P.Director · 10% owner
Avenue Capital Management II GenPar, LLCDirector · 10% owner
|
SaleCommon Stock, $0.01 par value | 619,115 | $10.98 | $6,797,882.70 |
DisclosureSEC source: 0000899243-17-020617 · doc4.xml · nonDerivative · entry 7 LASRY MARC · CIK 0001259927 · Director · 10% owner Avenue International Master, L.P. · CIK 0001450166 · Director · 10% owner AVENUE INTERNATIONAL, LTD. · CIK 0001180908 · Director · 10% owner Avenue International Master GenPar, Ltd. · CIK 0001495478 · Director · 10% owner Avenue Partners, LLC · CIK 0001495476 · Director · 10% owner Avenue Capital Management II, L.P. · CIK 0001317338 · Director · 10% owner Avenue Capital Management II GenPar, LLC · CIK 0001389850 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that Avenue Global Opportunities GenPar, LLC ("Global GenPar"), Avenue International, Ltd. ("International Ltd."), Avenue International Master GenPar, Ltd. ("Avenue International GenPar"), Avenue Partners, LLC ("Avenue Partners"), Avenue Capital Partners IV, LLC ("Avenue Capital IV"), GL Partners IV, LLC ("GL IV"), Avenue Capital Partners V, LLC ("Avenue Capital V"), GL Partners V, LLC ("GL V"), Avenue PPF Opportunities Fund GenPar, LLC ("Avenue PPF Opportunities GenPar"), Avenue Capital Management II, L.P. ("Avenue Capital Management II"), Avenue Capital Management II GenPar, LLC ("GenPar") or Marc Lasry ("Lasry") (the "Controlling Persons") is or was for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, F2 · ownership.nature: (Continued from footnote 1) or otherwise the beneficial owner of any of the shares of common stock, par value $0.01 per share (the "Common Stock") directly held by Avenue International Master, L.P. ("Avenue International"), Avenue Investments, L.P. ("Avenue Investments"), Avenue-CDP Global Opportunities Fund, L.P. ("Avenue-CDP"), Avenue Special Situations Fund IV, L.P. ("Avenue Spec IV"), Avenue Special Situations Fund V, L.P. ("Avenue Spec V"), Avenue PPF Opportunities Fund, L.P. ("Avenue PPF Opportunities") and Avenue EnTrust Customized Portfolio SPC ("Avenue EnTrust SPC"). Pursuant to Rule 16a-1, the Controlling Persons disclaim beneficial ownership except to the extent of their pecuniary interest therein. F9 · ownership.nature: These shares of Common Stock were held directly by Avenue Spec V. Avenue Capital V serves as the general partner of Avenue Spec V, and GL V is the managing member of Avenue Capital V. Avenue Capital Management II is an investment adviser to Avenue Spec V. Genpar is the general partner of Avenue Capital Management II. Lasry is the managing member of GL V and GenPar. In such capacity, Lasry is deemed to be the indirect beneficial owner of the securities reported by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ) is a fractional indirect interest in such amount. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 17:08 UTC |
LASRY MARCDirector · 10% owner
Avenue International Master, L.P.Director · 10% owner
AVENUE INTERNATIONAL, LTD.Director · 10% owner
Avenue International Master GenPar, Ltd.Director · 10% owner
Avenue Partners, LLCDirector · 10% owner
Avenue Capital Management II, L.P.Director · 10% owner
Avenue Capital Management II GenPar, LLCDirector · 10% owner
|
SaleCommon Stock, $0.01 par value | 496,023 | $10.98 | $5,446,332.54 |
DisclosureSEC source: 0000899243-17-020617 · doc4.xml · nonDerivative · entry 6 LASRY MARC · CIK 0001259927 · Director · 10% owner Avenue International Master, L.P. · CIK 0001450166 · Director · 10% owner AVENUE INTERNATIONAL, LTD. · CIK 0001180908 · Director · 10% owner Avenue International Master GenPar, Ltd. · CIK 0001495478 · Director · 10% owner Avenue Partners, LLC · CIK 0001495476 · Director · 10% owner Avenue Capital Management II, L.P. · CIK 0001317338 · Director · 10% owner Avenue Capital Management II GenPar, LLC · CIK 0001389850 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that Avenue Global Opportunities GenPar, LLC ("Global GenPar"), Avenue International, Ltd. ("International Ltd."), Avenue International Master GenPar, Ltd. ("Avenue International GenPar"), Avenue Partners, LLC ("Avenue Partners"), Avenue Capital Partners IV, LLC ("Avenue Capital IV"), GL Partners IV, LLC ("GL IV"), Avenue Capital Partners V, LLC ("Avenue Capital V"), GL Partners V, LLC ("GL V"), Avenue PPF Opportunities Fund GenPar, LLC ("Avenue PPF Opportunities GenPar"), Avenue Capital Management II, L.P. ("Avenue Capital Management II"), Avenue Capital Management II GenPar, LLC ("GenPar") or Marc Lasry ("Lasry") (the "Controlling Persons") is or was for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, F2 · ownership.nature: (Continued from footnote 1) or otherwise the beneficial owner of any of the shares of common stock, par value $0.01 per share (the "Common Stock") directly held by Avenue International Master, L.P. ("Avenue International"), Avenue Investments, L.P. ("Avenue Investments"), Avenue-CDP Global Opportunities Fund, L.P. ("Avenue-CDP"), Avenue Special Situations Fund IV, L.P. ("Avenue Spec IV"), Avenue Special Situations Fund V, L.P. ("Avenue Spec V"), Avenue PPF Opportunities Fund, L.P. ("Avenue PPF Opportunities") and Avenue EnTrust Customized Portfolio SPC ("Avenue EnTrust SPC"). Pursuant to Rule 16a-1, the Controlling Persons disclaim beneficial ownership except to the extent of their pecuniary interest therein. F8 · ownership.nature: These shares of Common Stock were held directly by Avenue Spec IV. Avenue Capital IV serves as the general partner of Avenue Spec IV, and GL IV is the managing member of Avenue Capital IV. Avenue Capital Management II is an investment adviser to Avenue Spec IV. Genpar is the general partner of Avenue Capital Management II. Lasry is the managing member of GL IV and GenPar. In such capacity, Lasry is deemed to be the indirect beneficial owner of the securities reported by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ) is a fractional indirect interest in such amount. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 17:08 UTC |
LASRY MARCDirector · 10% owner
Avenue International Master, L.P.Director · 10% owner
AVENUE INTERNATIONAL, LTD.Director · 10% owner
Avenue International Master GenPar, Ltd.Director · 10% owner
Avenue Partners, LLCDirector · 10% owner
Avenue Capital Management II, L.P.Director · 10% owner
Avenue Capital Management II GenPar, LLCDirector · 10% owner
|
SaleCommon Stock, $0.01 par value | 84,924 | $10.98 | $932,465.52 |
DisclosureSEC source: 0000899243-17-020617 · doc4.xml · nonDerivative · entry 5 LASRY MARC · CIK 0001259927 · Director · 10% owner Avenue International Master, L.P. · CIK 0001450166 · Director · 10% owner AVENUE INTERNATIONAL, LTD. · CIK 0001180908 · Director · 10% owner Avenue International Master GenPar, Ltd. · CIK 0001495478 · Director · 10% owner Avenue Partners, LLC · CIK 0001495476 · Director · 10% owner Avenue Capital Management II, L.P. · CIK 0001317338 · Director · 10% owner Avenue Capital Management II GenPar, LLC · CIK 0001389850 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that Avenue Global Opportunities GenPar, LLC ("Global GenPar"), Avenue International, Ltd. ("International Ltd."), Avenue International Master GenPar, Ltd. ("Avenue International GenPar"), Avenue Partners, LLC ("Avenue Partners"), Avenue Capital Partners IV, LLC ("Avenue Capital IV"), GL Partners IV, LLC ("GL IV"), Avenue Capital Partners V, LLC ("Avenue Capital V"), GL Partners V, LLC ("GL V"), Avenue PPF Opportunities Fund GenPar, LLC ("Avenue PPF Opportunities GenPar"), Avenue Capital Management II, L.P. ("Avenue Capital Management II"), Avenue Capital Management II GenPar, LLC ("GenPar") or Marc Lasry ("Lasry") (the "Controlling Persons") is or was for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, F2 · ownership.nature: (Continued from footnote 1) or otherwise the beneficial owner of any of the shares of common stock, par value $0.01 per share (the "Common Stock") directly held by Avenue International Master, L.P. ("Avenue International"), Avenue Investments, L.P. ("Avenue Investments"), Avenue-CDP Global Opportunities Fund, L.P. ("Avenue-CDP"), Avenue Special Situations Fund IV, L.P. ("Avenue Spec IV"), Avenue Special Situations Fund V, L.P. ("Avenue Spec V"), Avenue PPF Opportunities Fund, L.P. ("Avenue PPF Opportunities") and Avenue EnTrust Customized Portfolio SPC ("Avenue EnTrust SPC"). Pursuant to Rule 16a-1, the Controlling Persons disclaim beneficial ownership except to the extent of their pecuniary interest therein. F7 · ownership.nature: These shares of Common Stock were held directly by Avenue-CDP. Global GenPar serves as the general partner of Avenue-CDP. Lasry is the managing member of Global GenPar. In such capacity, Lasry is deemed to be the indirect beneficial owner of the securities reported by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ) is a fractional indirect interest in such amount. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 17:08 UTC |
LASRY MARCDirector · 10% owner
Avenue International Master, L.P.Director · 10% owner
AVENUE INTERNATIONAL, LTD.Director · 10% owner
Avenue International Master GenPar, Ltd.Director · 10% owner
Avenue Partners, LLCDirector · 10% owner
Avenue Capital Management II, L.P.Director · 10% owner
Avenue Capital Management II GenPar, LLCDirector · 10% owner
|
SaleCommon Stock, $0.01 par value | 722,264 | $10.98 | $7,930,458.72 |
DisclosureSEC source: 0000899243-17-020617 · doc4.xml · nonDerivative · entry 4 LASRY MARC · CIK 0001259927 · Director · 10% owner Avenue International Master, L.P. · CIK 0001450166 · Director · 10% owner AVENUE INTERNATIONAL, LTD. · CIK 0001180908 · Director · 10% owner Avenue International Master GenPar, Ltd. · CIK 0001495478 · Director · 10% owner Avenue Partners, LLC · CIK 0001495476 · Director · 10% owner Avenue Capital Management II, L.P. · CIK 0001317338 · Director · 10% owner Avenue Capital Management II GenPar, LLC · CIK 0001389850 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that Avenue Global Opportunities GenPar, LLC ("Global GenPar"), Avenue International, Ltd. ("International Ltd."), Avenue International Master GenPar, Ltd. ("Avenue International GenPar"), Avenue Partners, LLC ("Avenue Partners"), Avenue Capital Partners IV, LLC ("Avenue Capital IV"), GL Partners IV, LLC ("GL IV"), Avenue Capital Partners V, LLC ("Avenue Capital V"), GL Partners V, LLC ("GL V"), Avenue PPF Opportunities Fund GenPar, LLC ("Avenue PPF Opportunities GenPar"), Avenue Capital Management II, L.P. ("Avenue Capital Management II"), Avenue Capital Management II GenPar, LLC ("GenPar") or Marc Lasry ("Lasry") (the "Controlling Persons") is or was for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, F2 · ownership.nature: (Continued from footnote 1) or otherwise the beneficial owner of any of the shares of common stock, par value $0.01 per share (the "Common Stock") directly held by Avenue International Master, L.P. ("Avenue International"), Avenue Investments, L.P. ("Avenue Investments"), Avenue-CDP Global Opportunities Fund, L.P. ("Avenue-CDP"), Avenue Special Situations Fund IV, L.P. ("Avenue Spec IV"), Avenue Special Situations Fund V, L.P. ("Avenue Spec V"), Avenue PPF Opportunities Fund, L.P. ("Avenue PPF Opportunities") and Avenue EnTrust Customized Portfolio SPC ("Avenue EnTrust SPC"). Pursuant to Rule 16a-1, the Controlling Persons disclaim beneficial ownership except to the extent of their pecuniary interest therein. F6 · ownership.nature: These shares of Common Stock were held directly by Avenue Investments. Avenue Partners is the general partner of Avenue Investments. Avenue Capital Management II is an investment adviser to Avenue Investments. GenPar is the general partner of Avenue Capital Management II. Lasry is the managing member of Avenue Partners and GenPar. In such capacity, Lasry is deemed to be the indirect beneficial owner of the securities reported by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ) is a fractional indirect interest in such amount. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 17:08 UTC |
LASRY MARCDirector · 10% owner
Avenue International Master, L.P.Director · 10% owner
AVENUE INTERNATIONAL, LTD.Director · 10% owner
Avenue International Master GenPar, Ltd.Director · 10% owner
Avenue Partners, LLCDirector · 10% owner
Avenue Capital Management II, L.P.Director · 10% owner
Avenue Capital Management II GenPar, LLCDirector · 10% owner
|
SaleCommon Stock, $0.01 par value | 119,747 | $10.98 | $1,314,822.06 |
DisclosureSEC source: 0000899243-17-020617 · doc4.xml · nonDerivative · entry 3 LASRY MARC · CIK 0001259927 · Director · 10% owner Avenue International Master, L.P. · CIK 0001450166 · Director · 10% owner AVENUE INTERNATIONAL, LTD. · CIK 0001180908 · Director · 10% owner Avenue International Master GenPar, Ltd. · CIK 0001495478 · Director · 10% owner Avenue Partners, LLC · CIK 0001495476 · Director · 10% owner Avenue Capital Management II, L.P. · CIK 0001317338 · Director · 10% owner Avenue Capital Management II GenPar, LLC · CIK 0001389850 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that Avenue Global Opportunities GenPar, LLC ("Global GenPar"), Avenue International, Ltd. ("International Ltd."), Avenue International Master GenPar, Ltd. ("Avenue International GenPar"), Avenue Partners, LLC ("Avenue Partners"), Avenue Capital Partners IV, LLC ("Avenue Capital IV"), GL Partners IV, LLC ("GL IV"), Avenue Capital Partners V, LLC ("Avenue Capital V"), GL Partners V, LLC ("GL V"), Avenue PPF Opportunities Fund GenPar, LLC ("Avenue PPF Opportunities GenPar"), Avenue Capital Management II, L.P. ("Avenue Capital Management II"), Avenue Capital Management II GenPar, LLC ("GenPar") or Marc Lasry ("Lasry") (the "Controlling Persons") is or was for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, F2 · ownership.nature: (Continued from footnote 1) or otherwise the beneficial owner of any of the shares of common stock, par value $0.01 per share (the "Common Stock") directly held by Avenue International Master, L.P. ("Avenue International"), Avenue Investments, L.P. ("Avenue Investments"), Avenue-CDP Global Opportunities Fund, L.P. ("Avenue-CDP"), Avenue Special Situations Fund IV, L.P. ("Avenue Spec IV"), Avenue Special Situations Fund V, L.P. ("Avenue Spec V"), Avenue PPF Opportunities Fund, L.P. ("Avenue PPF Opportunities") and Avenue EnTrust Customized Portfolio SPC ("Avenue EnTrust SPC"). Pursuant to Rule 16a-1, the Controlling Persons disclaim beneficial ownership except to the extent of their pecuniary interest therein. F5 · ownership.nature: These shares of Common Stock were held directly by Avenue EnTrust SPC. Avenue Capital Management II is an investment adviser to Avenue EnTrust SPC. Genpar is the general partner of Avenue Capital Management II. Lasry is the director of Avenue EnTrust SPC and the managing member of GenPar. In such capacity, Lasry is deemed to be the indirect beneficial owner of the securities reported by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ) is a fractional indirect interest in such amount. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 17:08 UTC |
LASRY MARCDirector · 10% owner
Avenue International Master, L.P.Director · 10% owner
AVENUE INTERNATIONAL, LTD.Director · 10% owner
Avenue International Master GenPar, Ltd.Director · 10% owner
Avenue Partners, LLCDirector · 10% owner
Avenue Capital Management II, L.P.Director · 10% owner
Avenue Capital Management II GenPar, LLCDirector · 10% owner
|
SaleCommon Stock, $0.01 par value | 812,190 | $10.98 | $8,917,846.20 |
DisclosureSEC source: 0000899243-17-020617 · doc4.xml · nonDerivative · entry 2 LASRY MARC · CIK 0001259927 · Director · 10% owner Avenue International Master, L.P. · CIK 0001450166 · Director · 10% owner AVENUE INTERNATIONAL, LTD. · CIK 0001180908 · Director · 10% owner Avenue International Master GenPar, Ltd. · CIK 0001495478 · Director · 10% owner Avenue Partners, LLC · CIK 0001495476 · Director · 10% owner Avenue Capital Management II, L.P. · CIK 0001317338 · Director · 10% owner Avenue Capital Management II GenPar, LLC · CIK 0001389850 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that Avenue Global Opportunities GenPar, LLC ("Global GenPar"), Avenue International, Ltd. ("International Ltd."), Avenue International Master GenPar, Ltd. ("Avenue International GenPar"), Avenue Partners, LLC ("Avenue Partners"), Avenue Capital Partners IV, LLC ("Avenue Capital IV"), GL Partners IV, LLC ("GL IV"), Avenue Capital Partners V, LLC ("Avenue Capital V"), GL Partners V, LLC ("GL V"), Avenue PPF Opportunities Fund GenPar, LLC ("Avenue PPF Opportunities GenPar"), Avenue Capital Management II, L.P. ("Avenue Capital Management II"), Avenue Capital Management II GenPar, LLC ("GenPar") or Marc Lasry ("Lasry") (the "Controlling Persons") is or was for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, F2 · ownership.nature: (Continued from footnote 1) or otherwise the beneficial owner of any of the shares of common stock, par value $0.01 per share (the "Common Stock") directly held by Avenue International Master, L.P. ("Avenue International"), Avenue Investments, L.P. ("Avenue Investments"), Avenue-CDP Global Opportunities Fund, L.P. ("Avenue-CDP"), Avenue Special Situations Fund IV, L.P. ("Avenue Spec IV"), Avenue Special Situations Fund V, L.P. ("Avenue Spec V"), Avenue PPF Opportunities Fund, L.P. ("Avenue PPF Opportunities") and Avenue EnTrust Customized Portfolio SPC ("Avenue EnTrust SPC"). Pursuant to Rule 16a-1, the Controlling Persons disclaim beneficial ownership except to the extent of their pecuniary interest therein. F4 · ownership.nature: These shares of Common Stock were held directly by Avenue PPF Opportunities. Avenue PPF Opportunities Fund GenPar, LLC, a Delaware limited liability company ("Avenue PPF Opportunities GenPar") is the general partner of Avenue PPF Opportunities. Avenue Capital Management II is an investment adviser to Avenue PPF Opportunities. Genpar is the general partner of Avenue Capital Management II. Lasry is the managing member of Avenue PPF Opportunities GenPar and GenPar. In such capacity, Lasry is deemed to be the indirect beneficial owner of the securities reported by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ) is a fractional interest in such amount. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 17:08 UTC |
LASRY MARCDirector · 10% owner
Avenue International Master, L.P.Director · 10% owner
AVENUE INTERNATIONAL, LTD.Director · 10% owner
Avenue International Master GenPar, Ltd.Director · 10% owner
Avenue Partners, LLCDirector · 10% owner
Avenue Capital Management II, L.P.Director · 10% owner
Avenue Capital Management II GenPar, LLCDirector · 10% owner
|
SaleCommon Stock, $0.01 par value | 1,234,715 | $10.98 | $13,557,170.70 |
DisclosureSEC source: 0000899243-17-020617 · doc4.xml · nonDerivative · entry 1 LASRY MARC · CIK 0001259927 · Director · 10% owner Avenue International Master, L.P. · CIK 0001450166 · Director · 10% owner AVENUE INTERNATIONAL, LTD. · CIK 0001180908 · Director · 10% owner Avenue International Master GenPar, Ltd. · CIK 0001495478 · Director · 10% owner Avenue Partners, LLC · CIK 0001495476 · Director · 10% owner Avenue Capital Management II, L.P. · CIK 0001317338 · Director · 10% owner Avenue Capital Management II GenPar, LLC · CIK 0001389850 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that Avenue Global Opportunities GenPar, LLC ("Global GenPar"), Avenue International, Ltd. ("International Ltd."), Avenue International Master GenPar, Ltd. ("Avenue International GenPar"), Avenue Partners, LLC ("Avenue Partners"), Avenue Capital Partners IV, LLC ("Avenue Capital IV"), GL Partners IV, LLC ("GL IV"), Avenue Capital Partners V, LLC ("Avenue Capital V"), GL Partners V, LLC ("GL V"), Avenue PPF Opportunities Fund GenPar, LLC ("Avenue PPF Opportunities GenPar"), Avenue Capital Management II, L.P. ("Avenue Capital Management II"), Avenue Capital Management II GenPar, LLC ("GenPar") or Marc Lasry ("Lasry") (the "Controlling Persons") is or was for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, F2 · ownership.nature: (Continued from footnote 1) or otherwise the beneficial owner of any of the shares of common stock, par value $0.01 per share (the "Common Stock") directly held by Avenue International Master, L.P. ("Avenue International"), Avenue Investments, L.P. ("Avenue Investments"), Avenue-CDP Global Opportunities Fund, L.P. ("Avenue-CDP"), Avenue Special Situations Fund IV, L.P. ("Avenue Spec IV"), Avenue Special Situations Fund V, L.P. ("Avenue Spec V"), Avenue PPF Opportunities Fund, L.P. ("Avenue PPF Opportunities") and Avenue EnTrust Customized Portfolio SPC ("Avenue EnTrust SPC"). Pursuant to Rule 16a-1, the Controlling Persons disclaim beneficial ownership except to the extent of their pecuniary interest therein. F3 · ownership.nature: These shares of Common Stock were held directly by Avenue International. International Ltd. is the sole limited partner of Avenue International, Avenue International GenPar serves as the general partner of Avenue International and Avenue Partners is the sole shareholder of Avenue International GenPar. Avenue Capital Management II is an investment adviser to Avenue International. GenPar is the general partner of Avenue Capital Management II. Lasry is the managing member of Avenue Partners and GenPar. In such capacity, Lasry is deemed to be the indirect beneficial owner of the securities reported by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ) is a fractional indirect interest in such amount. Read SEC document |
| August 14, 2017 Filed Aug 15, 2017 20:58 UTC |
MARTINO CAMILLODirector
|
PurchaseCommon Stock | 10,000 | $10.25 | $102,500.00 |
DisclosureSEC source: 0000899243-17-020354 · doc4.xml · nonDerivative · entry 1 MARTINO CAMILLO · CIK 0001256187 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,916 Read SEC document |
| August 11, 2017 Filed Aug 14, 2017 18:17 UTC |
NADER TAVAKOLIDirector
|
PurchaseCommon Stock | 12,900 | $10.29 | $132,741.00 |
DisclosureSEC source: 0000899243-17-020247 · doc4.xml · nonDerivative · entry 2 NADER TAVAKOLI · CIK 0001266000 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,586 Read SEC document |
| August 10, 2017 Filed Aug 14, 2017 18:17 UTC |
NADER TAVAKOLIDirector
|
PurchaseCommon Stock | 26,200 | $10.85 | $284,270.00 |
DisclosureSEC source: 0000899243-17-020247 · doc4.xml · nonDerivative · entry 1 NADER TAVAKOLI · CIK 0001266000 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,686 Read SEC document |
| July 12, 2017 Filed Jul 14, 2017 16:30 UTC |
NADER TAVAKOLIDirector
|
GrantStock Option (Right to Buy) · Derivative | 11,833 | $0.00 Strike: $10.35 | $0.00 |
DisclosureSEC source: 0000899243-17-018274 · doc4.xml · derivative · entry 2 NADER TAVAKOLI · CIK 0001266000 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,833 Underlying: Common Stock · 11,833 shares Expires 2027-07-12 F1 · derivative.exercise_date: The stock option vests and becomes exercisable in full, subject to continued service, on the earlier of 7/12/2018 and the meeting date of the Issuer's next annual meeting of stockholders. Read SEC document |
| July 12, 2017 Filed Jul 14, 2017 16:30 UTC |
NADER TAVAKOLIDirector
|
GrantCommon Stock | 5,797 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-018274 · doc4.xml · nonDerivative · entry 1 NADER TAVAKOLI · CIK 0001266000 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,486 Read SEC document |
| July 12, 2017 Filed Jul 14, 2017 20:30 UTC |
KEATING MELVIN LDirector
|
GrantStock Option (Right to Buy) · Derivative | 11,833 | $0.00 Strike: $10.35 | $0.00 |
DisclosureSEC source: 0000899243-17-018273 · doc4.xml · derivative · entry 2 KEATING MELVIN L · CIK 0001263463 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,833 Underlying: Common Stock · 11,833 shares Expires 2027-07-12 F1 · derivative.exercise_date: The stock option vests and becomes exercisable in full, subject to continued service, on the earlier of 7/12/2018 and the meeting date of the Issuer's next annual meeting of stockholders. Read SEC document |
| July 12, 2017 Filed Jul 14, 2017 20:30 UTC |
KEATING MELVIN LDirector
|
GrantCommon Stock | 5,797 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-018273 · doc4.xml · nonDerivative · entry 1 KEATING MELVIN L · CIK 0001263463 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,416 Read SEC document |
| July 12, 2017 Filed Jul 14, 2017 20:32 UTC |
MARTINO CAMILLODirector
|
GrantStock Option (Right to Buy) · Derivative | 11,833 | $0.00 Strike: $10.35 | $0.00 |
DisclosureSEC source: 0000899243-17-018276 · doc4.xml · derivative · entry 2 MARTINO CAMILLO · CIK 0001256187 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,833 Underlying: Common Stock · 11,833 shares Expires 2027-07-12 F1 · derivative.exercise_date: The stock option vests and becomes exercisable in full, subject to continued service, on the earlier of 7/12/2018 and the meeting date of the Issuer's next annual meeting of stockholders. Read SEC document |
| July 12, 2017 Filed Jul 14, 2017 20:32 UTC |
MARTINO CAMILLODirector
|
GrantCommon Stock | 5,797 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-018276 · doc4.xml · nonDerivative · entry 1 MARTINO CAMILLO · CIK 0001256187 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,916 Read SEC document |
| July 12, 2017 Filed Jul 14, 2017 20:30 UTC |
Lee IlbokDirector
|
GrantStock Option (Right to Buy) · Derivative | 11,833 | $0.00 Strike: $10.35 | $0.00 |
DisclosureSEC source: 0000899243-17-018275 · doc4.xml · derivative · entry 2 Lee Ilbok · CIK 0001528705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,833 Underlying: Common Stock · 11,833 shares Expires 2027-07-12 F1 · derivative.exercise_date: The stock option vests and becomes exercisable in full, subject to continued service, on the earlier of 7/12/2018 and the meeting date of the Issuer's next annual meeting of stockholders. Read SEC document |
| July 12, 2017 Filed Jul 14, 2017 20:30 UTC |
Lee IlbokDirector
|
GrantCommon Stock | 5,797 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-018275 · doc4.xml · nonDerivative · entry 1 Lee Ilbok · CIK 0001528705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,936 Read SEC document |
| July 12, 2017 Filed Jul 14, 2017 20:30 UTC |
Tanner Gary W.Director
|
GrantStock Option (Right to Buy) · Derivative | 11,833 | $0.00 Strike: $10.35 | $0.00 |
DisclosureSEC source: 0000899243-17-018272 · doc4.xml · derivative · entry 2 Tanner Gary W. · CIK 0001565212 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,833 Underlying: Common Stock · 11,833 shares Expires 2027-07-12 F1 · derivative.exercise_date: The stock option vests and becomes exercisable in full, subject to continued service, on the earlier of 7/12/2018 and the meeting date of the Issuer's next annual meeting of stockholders. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.