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Avenue Capital Management II GenPar, LLC

Disclosed activity across 4 companies

Tapewire entity
103846
SEC CIK
0001389850

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Amplify Energy Corp.MPO · Entity 629510% ownerFebruary 13, 2019February 25, 2019
Yellow CorpYRCW · Entity 10973610% ownerNovember 16, 2016November 17, 2016

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee footnotes2,561,375 Reported balance After 2019-02-13 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2019-02-13 · Sale · Disposed 933,539 · Balance 2,561,375

F3: This amendment is being filed to reflect the actual number of shares of Common Stock accepted by the Issuer in the Issuer's tender offer. The initial Form 4 that this filing amends reflected an estimate of the number of shares accepted by the Issuer in the Issuer's tender offer, based on the Issuer's press release dated as of February 13, 2019.

F1: The shares of Common Stock (the "Common Stock") of Midstates Petroleum Company, Inc. (the "Issuer") are held directly by Avenue Energy Opportunities Fund, L.P., a Delaware limited partnership (the "Fund"). Avenue Energy Opportunities Partners, LLC, a Delaware limited liability company, is the general partner to the Fund. GL Energy Opportunities Partners, LLC, a Delaware limited liability company, is the managing member of Avenue Energy Opportunities Partners, LLC. Avenue Capital Management II, L.P., a Delaware limited partnership ("Avenue Capital Management"), is the investment adviser to the Fund. Avenue Capital Management II GenPar, LLC, a Delaware limited liability company, is the general partner of Avenue Capital Management.

F2: Marc Lasry is the managing member of GL Energy Opportunities Partners, LLC and Avenue Capital Management II GenPar, LLC. Mr. Lasry is deemed to be the indirect beneficial owner of the securities reported by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended) is a fractional interest in such amount.

Filing footnotes · ownership attribution and instrument terms

F1: The shares of Common Stock (the "Common Stock") of Midstates Petroleum Company, Inc. (the "Issuer") are held directly by Avenue Energy Opportunities Fund, L.P., a Delaware limited partnership (the "Fund"). Avenue Energy Opportunities Partners, LLC, a Delaware limited liability company, is the general partner to the Fund. GL Energy Opportunities Partners, LLC, a Delaware limited liability company, is the managing member of Avenue Energy Opportunities Partners, LLC. Avenue Capital Management II, L.P., a Delaware limited partnership ("Avenue Capital Management"), is the investment adviser to the Fund. Avenue Capital Management II GenPar, LLC, a Delaware limited liability company, is the general partner of Avenue Capital Management.

F2: Marc Lasry is the managing member of GL Energy Opportunities Partners, LLC and Avenue Capital Management II GenPar, LLC. Mr. Lasry is deemed to be the indirect beneficial owner of the securities reported by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended) is a fractional interest in such amount.

F3: This amendment is being filed to reflect the actual number of shares of Common Stock accepted by the Issuer in the Issuer's tender offer. The initial Form 4 that this filing amends reflected an estimate of the number of shares accepted by the Issuer in the Issuer's tender offer, based on the Issuer's press release dated as of February 13, 2019.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Footnotes2,359,089 Reported balance After 2016-11-16 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2016-11-16 · Sale · Disposed 1,099,523 · Balance 2,359,089

F1: On November 16, 2016, Avenue Special Situations Fund VI (Master), L.P., a Delaware limited partnership ("Avenue Spec VI") and Avenue Special Opportunities Fund I, L.P., a Delaware limited partnership ("Avenue Special Opportunities") (collectively, the "Selling Avenue Funds") and UBS Securities LLC ("Buyer") executed a secondary block trade. The Selling Avenue Funds sold an aggregate of 1,600,000 shares of Common Stock to Buyer at $11.31 per share, for an aggregate purchase price of $18,096,000.00.

F2: These shares of Common Stock are held directly by Avenue Spec VI. Avenue Capital Partners VI, LLC, a Delaware limited liability company ("Avenue Capital VI"), is the general partner of Avenue Spec VI. GL Partners VI, LLC, a Delaware limited liability company ("GL VI"), is the managing member of Avenue Capital VI. Avenue Capital Management II, L.P., a Delaware limited partnership ("Avenue Capital Management II") is an investment adviser to Avenue Spec VI. Avenue Capital Management II Genpar, LLC, a Delaware limited liability company ("Genpar"), is the general partner of Avenue Capital Management II. Marc Lasry ("Lasry") is the managing member of GL VI and GenPar.

F3: (Continued from footnote 2) In such capacity, Lasry is deemed to be the indirect beneficial owner of the securities reported by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ) is a fractional indirect interest in such amount.

F6: The filing of this Form 4 shall not be construed as an admission that Avenue Capital Management II, GenPar or Lasry (together, the "Controlling Persons") is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock held by the Selling Avenue Funds. Pursuant to Rule 16a-1, the Controlling Persons disclaim such beneficial ownership except to the extent of their pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectSee Footnotes836,678 Reported balance After 2016-11-16 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2016-11-16 · Sale · Disposed 500,477 · Balance 836,678

F1: On November 16, 2016, Avenue Special Situations Fund VI (Master), L.P., a Delaware limited partnership ("Avenue Spec VI") and Avenue Special Opportunities Fund I, L.P., a Delaware limited partnership ("Avenue Special Opportunities") (collectively, the "Selling Avenue Funds") and UBS Securities LLC ("Buyer") executed a secondary block trade. The Selling Avenue Funds sold an aggregate of 1,600,000 shares of Common Stock to Buyer at $11.31 per share, for an aggregate purchase price of $18,096,000.00.

F4: These shares of Common Stock are held directly by Avenue Special Opportunities. Avenue SO Capital Partners I, LLC, a Delaware limited liability company ("Avenue SO Capital Partners") is the general partner of Avenue Special Opportunities. GL SO Partners I, LLC, a Delaware limited liability company ("GL SO Partners I") is the managing member of Avenue SO Capital Partners. Avenue Capital Management II is an investment adviser to Avenue Special Opportunities. Genpar is the general partner of Avenue Capital Management II. Lasry is the managing member of GL SO Partners I and GenPar.

F5: (Continued from Footnote 4) In such capacity, Lasry is deemed to be the indirect beneficial owner of the securities reported by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ) is a fractional interest in such amount.

F6: The filing of this Form 4 shall not be construed as an admission that Avenue Capital Management II, GenPar or Lasry (together, the "Controlling Persons") is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock held by the Selling Avenue Funds. Pursuant to Rule 16a-1, the Controlling Persons disclaim such beneficial ownership except to the extent of their pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: On November 16, 2016, Avenue Special Situations Fund VI (Master), L.P., a Delaware limited partnership ("Avenue Spec VI") and Avenue Special Opportunities Fund I, L.P., a Delaware limited partnership ("Avenue Special Opportunities") (collectively, the "Selling Avenue Funds") and UBS Securities LLC ("Buyer") executed a secondary block trade. The Selling Avenue Funds sold an aggregate of 1,600,000 shares of Common Stock to Buyer at $11.31 per share, for an aggregate purchase price of $18,096,000.00.

F2: These shares of Common Stock are held directly by Avenue Spec VI. Avenue Capital Partners VI, LLC, a Delaware limited liability company ("Avenue Capital VI"), is the general partner of Avenue Spec VI. GL Partners VI, LLC, a Delaware limited liability company ("GL VI"), is the managing member of Avenue Capital VI. Avenue Capital Management II, L.P., a Delaware limited partnership ("Avenue Capital Management II") is an investment adviser to Avenue Spec VI. Avenue Capital Management II Genpar, LLC, a Delaware limited liability company ("Genpar"), is the general partner of Avenue Capital Management II. Marc Lasry ("Lasry") is the managing member of GL VI and GenPar.

F3: (Continued from footnote 2) In such capacity, Lasry is deemed to be the indirect beneficial owner of the securities reported by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ) is a fractional indirect interest in such amount.

F4: These shares of Common Stock are held directly by Avenue Special Opportunities. Avenue SO Capital Partners I, LLC, a Delaware limited liability company ("Avenue SO Capital Partners") is the general partner of Avenue Special Opportunities. GL SO Partners I, LLC, a Delaware limited liability company ("GL SO Partners I") is the managing member of Avenue SO Capital Partners. Avenue Capital Management II is an investment adviser to Avenue Special Opportunities. Genpar is the general partner of Avenue Capital Management II. Lasry is the managing member of GL SO Partners I and GenPar.

F5: (Continued from Footnote 4) In such capacity, Lasry is deemed to be the indirect beneficial owner of the securities reported by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ) is a fractional interest in such amount.

F6: The filing of this Form 4 shall not be construed as an admission that Avenue Capital Management II, GenPar or Lasry (together, the "Controlling Persons") is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock held by the Selling Avenue Funds. Pursuant to Rule 16a-1, the Controlling Persons disclaim such beneficial ownership except to the extent of their pecuniary interest therein.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Section 16 reporting ended · disclosed 2017-08-17. Current position is not established by this disclosure.

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

No balance rows disclosed in this filing.

Section 16 reporting ended · disclosed 2020-06-15. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
COMMON STOCKSEC Table I · non-derivativeIndirectSee footnotes0 Last balance in matching sequence After 2020-06-12 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2020-06-11 · Sale · Disposed 2,411,500 · Balance 6,596,022

F1: Collectively, the securities (the "Common Shares") reported in this Form 4 are held directly by: (i) Avenue Energy Opportunities Fund, L.P., Avenue Energy Opportunities Fund II, L.P., Avenue PPF Opportunities Fund, L.P., Avenue Special Opportunities Fund II, L.P. and Avenue Strategic Opportunities Fund, L.P. (the "US Funds") and (ii) Avenue ASRS Europe Opportunities Fund, L.P., Avenue Europe Opportunities Master Fund, L.P., Avenue Europe Special Situations Fund III (Euro), L.P., and Avenue Europe Special Situations Fund III (U.S.), L.P. (the "Euro Funds" and together with the US Funds, the "Funds").

F2: Avenue Capital Management II, L.P. is the investment manager of the US Funds and may be deemed to have voting and dispositive power over the Common Shares owned by such entities. Avenue Europe International Management, L.P. is the investment manager of the Euro Funds and may be deemed to have voting and dispositive power over the Common Shares owned by such entities.

F3: Marc Lasry is the managing member of Avenue Capital Management II GenPar, LLC and Avenue Europe International Management GenPar, LLC. Mr. Lasry may be deemed to be the indirect beneficial owner of the securities reported by the Funds by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Exchange Act) is a fractional interest in such amount.

Row 2 · 2020-06-12 · Sale · Disposed 6,596,022 · Balance 0

F1: Collectively, the securities (the "Common Shares") reported in this Form 4 are held directly by: (i) Avenue Energy Opportunities Fund, L.P., Avenue Energy Opportunities Fund II, L.P., Avenue PPF Opportunities Fund, L.P., Avenue Special Opportunities Fund II, L.P. and Avenue Strategic Opportunities Fund, L.P. (the "US Funds") and (ii) Avenue ASRS Europe Opportunities Fund, L.P., Avenue Europe Opportunities Master Fund, L.P., Avenue Europe Special Situations Fund III (Euro), L.P., and Avenue Europe Special Situations Fund III (U.S.), L.P. (the "Euro Funds" and together with the US Funds, the "Funds").

F2: Avenue Capital Management II, L.P. is the investment manager of the US Funds and may be deemed to have voting and dispositive power over the Common Shares owned by such entities. Avenue Europe International Management, L.P. is the investment manager of the Euro Funds and may be deemed to have voting and dispositive power over the Common Shares owned by such entities.

F3: Marc Lasry is the managing member of Avenue Capital Management II GenPar, LLC and Avenue Europe International Management GenPar, LLC. Mr. Lasry may be deemed to be the indirect beneficial owner of the securities reported by the Funds by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Exchange Act) is a fractional interest in such amount.

Filing footnotes · ownership attribution and instrument terms

F1: Collectively, the securities (the "Common Shares") reported in this Form 4 are held directly by: (i) Avenue Energy Opportunities Fund, L.P., Avenue Energy Opportunities Fund II, L.P., Avenue PPF Opportunities Fund, L.P., Avenue Special Opportunities Fund II, L.P. and Avenue Strategic Opportunities Fund, L.P. (the "US Funds") and (ii) Avenue ASRS Europe Opportunities Fund, L.P., Avenue Europe Opportunities Master Fund, L.P., Avenue Europe Special Situations Fund III (Euro), L.P., and Avenue Europe Special Situations Fund III (U.S.), L.P. (the "Euro Funds" and together with the US Funds, the "Funds").

F2: Avenue Capital Management II, L.P. is the investment manager of the US Funds and may be deemed to have voting and dispositive power over the Common Shares owned by such entities. Avenue Europe International Management, L.P. is the investment manager of the Euro Funds and may be deemed to have voting and dispositive power over the Common Shares owned by such entities.

F3: Marc Lasry is the managing member of Avenue Capital Management II GenPar, LLC and Avenue Europe International Management GenPar, LLC. Mr. Lasry may be deemed to be the indirect beneficial owner of the securities reported by the Funds by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Exchange Act) is a fractional interest in such amount.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 12, 2020 Filed Jun 15, 2020 20:44 UTC PACIFIC DRILLING S.A. PACD · Entity 144904 SaleCOMMON STOCK 6,596,022 $0.52 $3,456,975.13
Disclosure

SEC source: 0001140361-20-013831 · form4.xml · nonDerivative · entry 2

Avenue Capital Management II, L.P. · CIK 0001317338 · 10% owner

Avenue Capital Management II GenPar, LLC · CIK 0001389850 · 10% owner

Avenue Energy Opportunities Fund II, L.P. · CIK 0001673020 · 10% owner

AVENUE PPF OPPORTUNITIES FUND, L.P. · CIK 0001641985 · 10% owner

Avenue Energy Opportunities Fund, L.P. · CIK 0001613152 · 10% owner

Avenue Special Opportunities Fund II, L.P. · CIK 0001622832 · 10% owner

Avenue Strategic Opportunities Fund, L.P. · CIK 0001688173 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 0

F1 · ownership.nature: Collectively, the securities (the "Common Shares") reported in this Form 4 are held directly by: (i) Avenue Energy Opportunities Fund, L.P., Avenue Energy Opportunities Fund II, L.P., Avenue PPF Opportunities Fund, L.P., Avenue Special Opportunities Fund II, L.P. and Avenue Strategic Opportunities Fund, L.P. (the "US Funds") and (ii) Avenue ASRS Europe Opportunities Fund, L.P., Avenue Europe Opportunities Master Fund, L.P., Avenue Europe Special Situations Fund III (Euro), L.P., and Avenue Europe Special Situations Fund III (U.S.), L.P. (the "Euro Funds" and together with the US Funds, the "Funds").

F2 · ownership.nature: Avenue Capital Management II, L.P. is the investment manager of the US Funds and may be deemed to have voting and dispositive power over the Common Shares owned by such entities. Avenue Europe International Management, L.P. is the investment manager of the Euro Funds and may be deemed to have voting and dispositive power over the Common Shares owned by such entities.

F3 · ownership.nature: Marc Lasry is the managing member of Avenue Capital Management II GenPar, LLC and Avenue Europe International Management GenPar, LLC. Mr. Lasry may be deemed to be the indirect beneficial owner of the securities reported by the Funds by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Exchange Act) is a fractional interest in such amount.

Read SEC document
June 11, 2020 Filed Jun 15, 2020 20:44 UTC PACIFIC DRILLING S.A. PACD · Entity 144904 SaleCOMMON STOCK 2,411,500 $0.47 $1,129,546.60
Disclosure

SEC source: 0001140361-20-013831 · form4.xml · nonDerivative · entry 1

Avenue Capital Management II, L.P. · CIK 0001317338 · 10% owner

Avenue Capital Management II GenPar, LLC · CIK 0001389850 · 10% owner

Avenue Energy Opportunities Fund II, L.P. · CIK 0001673020 · 10% owner

AVENUE PPF OPPORTUNITIES FUND, L.P. · CIK 0001641985 · 10% owner

Avenue Energy Opportunities Fund, L.P. · CIK 0001613152 · 10% owner

Avenue Special Opportunities Fund II, L.P. · CIK 0001622832 · 10% owner

Avenue Strategic Opportunities Fund, L.P. · CIK 0001688173 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 6,596,022

F1 · ownership.nature: Collectively, the securities (the "Common Shares") reported in this Form 4 are held directly by: (i) Avenue Energy Opportunities Fund, L.P., Avenue Energy Opportunities Fund II, L.P., Avenue PPF Opportunities Fund, L.P., Avenue Special Opportunities Fund II, L.P. and Avenue Strategic Opportunities Fund, L.P. (the "US Funds") and (ii) Avenue ASRS Europe Opportunities Fund, L.P., Avenue Europe Opportunities Master Fund, L.P., Avenue Europe Special Situations Fund III (Euro), L.P., and Avenue Europe Special Situations Fund III (U.S.), L.P. (the "Euro Funds" and together with the US Funds, the "Funds").

F2 · ownership.nature: Avenue Capital Management II, L.P. is the investment manager of the US Funds and may be deemed to have voting and dispositive power over the Common Shares owned by such entities. Avenue Europe International Management, L.P. is the investment manager of the Euro Funds and may be deemed to have voting and dispositive power over the Common Shares owned by such entities.

F3 · ownership.nature: Marc Lasry is the managing member of Avenue Capital Management II GenPar, LLC and Avenue Europe International Management GenPar, LLC. Mr. Lasry may be deemed to be the indirect beneficial owner of the securities reported by the Funds by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Exchange Act) is a fractional interest in such amount.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 19:47 UTC PACIFIC DRILLING S.A. PACD · Entity 144904 SaleCOMMON STOCK 1,353,008 $0.57 $769,320.35
Disclosure

SEC source: 0001140361-20-013702 · form4.xml · nonDerivative · entry 1

Avenue Capital Management II, L.P. · CIK 0001317338 · 10% owner

Avenue Capital Management II GenPar, LLC · CIK 0001389850 · 10% owner

Avenue Energy Opportunities Fund II, L.P. · CIK 0001673020 · 10% owner

AVENUE PPF OPPORTUNITIES FUND, L.P. · CIK 0001641985 · 10% owner

Avenue Energy Opportunities Fund, L.P. · CIK 0001613152 · 10% owner

Avenue Special Opportunities Fund II, L.P. · CIK 0001622832 · 10% owner

Avenue Strategic Opportunities Fund, L.P. · CIK 0001688173 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 9,007,522

F1 · ownership.nature: Collectively, the securities (the "Common Shares") reported in this Form 4 are held directly by: (i) Avenue Energy Opportunities Fund, L.P., Avenue Energy Opportunities Fund II, L.P., Avenue PPF Opportunities Fund, L.P., Avenue Special Opportunities Fund II, L.P. and Avenue Strategic Opportunities Fund, L.P. (the "US Funds") and (ii) Avenue ASRS Europe Opportunities Fund, L.P., Avenue Europe Opportunities Master Fund, L.P., Avenue Europe Special Situations Fund III (Euro), L.P., and Avenue Europe Special Situations Fund III (U.S.), L.P. (the "Euro Funds" and together with the US Funds, the "Funds").

F2 · ownership.nature: Avenue Capital Management II, L.P. is the investment manager of the US Funds and may be deemed to have voting and dispositive power over the 6,385,765 Common Shares owned by such entities. Avenue Europe International Management, L.P. is the investment manager of the Euro Funds and may be deemed to have voting and dispositive power over the 2,621,757 Common Shares owned by such entities.

F3 · ownership.nature: Marc Lasry is the managing member of Avenue Capital Management II GenPar, LLC and Avenue Europe International Management GenPar, LLC. Mr. Lasry may be deemed to be the indirect beneficial owner of the securities reported by the Funds by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Exchange Act) is a fractional interest in such amount.

Read SEC document
June 09, 2020 Filed Jun 11, 2020 17:27 UTC PACIFIC DRILLING S.A. PACD · Entity 144904 SaleCOMMON STOCK 3,229,912 $0.81 $2,629,148.37
Disclosure

SEC source: 0001140361-20-013618 · form4.xml · nonDerivative · entry 1

Avenue Capital Management II, L.P. · CIK 0001317338 · 10% owner

Avenue Capital Management II GenPar, LLC · CIK 0001389850 · 10% owner

Avenue Energy Opportunities Fund II, L.P. · CIK 0001673020 · 10% owner

AVENUE PPF OPPORTUNITIES FUND, L.P. · CIK 0001641985 · 10% owner

Avenue Energy Opportunities Fund, L.P. · CIK 0001613152 · 10% owner

Avenue Special Opportunities Fund II, L.P. · CIK 0001622832 · 10% owner

Avenue Strategic Opportunities Fund, L.P. · CIK 0001688173 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 10,360,530

F1 · ownership.nature: Collectively, the securities (the "Common Shares") reported in this Form 4 are held directly by: (i) Avenue Energy Opportunities Fund, L.P., Avenue Energy Opportunities Fund II, L.P., Avenue PPF Opportunities Fund, L.P., Avenue Special Opportunities Fund II, L.P. and Avenue Strategic Opportunities Fund, L.P. (the "US Funds") and (ii) Avenue ASRS Europe Opportunities Fund, L.P., Avenue Europe Opportunities Master Fund, L.P., Avenue Europe Special Situations Fund III (Euro), L.P., and Avenue Europe Special Situations Fund III (U.S.), L.P. (the "Euro Funds" and together with the US Funds, the "Funds").

F2 · ownership.nature: Avenue Capital Management II, L.P. is the investment manager of the US Funds and may be deemed to have voting and dispositive power over the 7,344,962 Common Shares owned by such entities. Avenue Europe International Management, L.P. is the investment manager of the Euro Funds and may be deemed to have voting and dispositive power over the 3,015,568 Common Shares owned by such entities.

F3 · ownership.nature: Marc Lasry is the managing member of Avenue Capital Management II GenPar, LLC and Avenue Europe International Management GenPar, LLC. Mr. Lasry may be deemed to be the indirect beneficial owner of the securities reported by the Funds by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Exchange Act) is a fractional interest in such amount.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 17:49 UTC PACIFIC DRILLING S.A. PACD · Entity 144904 SaleCOMMON STOCK 4,570,389 $1.03 $4,697,902.85
Disclosure

SEC source: 0001140361-20-013554 · form4.xml · nonDerivative · entry 1

Avenue Capital Management II, L.P. · CIK 0001317338 · 10% owner

Avenue Capital Management II GenPar, LLC · CIK 0001389850 · 10% owner

Avenue Energy Opportunities Fund II, L.P. · CIK 0001673020 · 10% owner

AVENUE PPF OPPORTUNITIES FUND, L.P. · CIK 0001641985 · 10% owner

Avenue Energy Opportunities Fund, L.P. · CIK 0001613152 · 10% owner

Avenue Special Opportunities Fund II, L.P. · CIK 0001622832 · 10% owner

Avenue Strategic Opportunities Fund, L.P. · CIK 0001688173 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 13,590,442

F1 · ownership.nature: Collectively, the securities (the "Common Shares") reported in this Form 4 are held directly by: (i) Avenue Energy Opportunities Fund, L.P., Avenue Energy Opportunities Fund II, L.P., Avenue PPF Opportunities Fund, L.P., Avenue Special Opportunities Fund II, L.P. and Avenue Strategic Opportunities Fund, L.P. (the "US Funds") and (ii) Avenue ASRS Europe Opportunities Fund, L.P., Avenue Europe Opportunities Master Fund, L.P., Avenue Europe Special Situations Fund III (Euro), L.P., and Avenue Europe Special Situations Fund III (U.S.), L.P. (the "Euro Funds" and together with the US Funds, the "Funds").

F2 · ownership.nature: Avenue Capital Management II, L.P. is the investment manager of the US Funds and may be deemed to have voting and dispositive power over the 9,634,765 Common Shares owned by such entities. Avenue Europe International Management, L.P. is the investment manager of the Euro Funds and may be deemed to have voting and dispositive power over the 3,955,677 Common Shares owned by such entities.

F3 · ownership.nature: Marc Lasry is the managing member of Avenue Capital Management II GenPar, LLC and Avenue Europe International Management GenPar, LLC. Mr. Lasry may be deemed to be the indirect beneficial owner of the securities reported by the Funds by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Exchange Act) is a fractional interest in such amount.

Read SEC document
May 18, 2020 Filed May 19, 2020 21:40 UTC PACIFIC DRILLING S.A. PACD · Entity 144904 SaleCOMMON STOCK 771,116 $0.45 $347,002.20
Disclosure

SEC source: 0001140361-20-011990 · form4.xml · nonDerivative · entry 2

Avenue Capital Management II, L.P. · CIK 0001317338 · 10% owner

Avenue Capital Management II GenPar, LLC · CIK 0001389850 · 10% owner

Avenue Energy Opportunities Fund II, L.P. · CIK 0001673020 · 10% owner

AVENUE PPF OPPORTUNITIES FUND, L.P. · CIK 0001641985 · 10% owner

Avenue Energy Opportunities Fund, L.P. · CIK 0001613152 · 10% owner

Avenue Special Opportunities Fund II, L.P. · CIK 0001622832 · 10% owner

Avenue Strategic Opportunities Fund, L.P. · CIK 0001688173 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 18,160,829

F1 · ownership.nature: Collectively, the securities (the "Common Shares") reported in this Form 4 are held directly by: (i) Avenue Energy Opportunities Fund, L.P., Avenue Energy Opportunities Fund II, L.P., Avenue PPF Opportunities Fund, L.P., Avenue Special Opportunities Fund II, L.P. and Avenue Strategic Opportunities Fund, L.P. (the "US Funds") and (ii) Avenue ASRS Europe Opportunities Fund, L.P., Avenue Europe Opportunities Master Fund, L.P., Avenue Europe Special Situations Fund III (Euro), L.P., and Avenue Europe Special Situations Fund III (U.S.), L.P. (the "Euro Funds") and together with the US Funds, the "Funds").

F2 · ownership.nature: Avenue Capital Management II, L.P. is the investment manager of the US Funds and may be deemed to have voting and dispositive power over the 12,874,879 Common Shares owned by such entities. Avenue Europe International Management, L.P. is the investment manager of the Euro Funds and may be deemed to have voting and dispositive power over the 5,285,950 Common Shares owned by such entities.

F3 · ownership.nature: Marc Lasry is the managing member of Avenue Capital Management II GenPar, LLC and Avenue Europe International Management GenPar, LLC. Mr. Lasry may be deemed to be the indirect beneficial owner of the securities reported by the Funds by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Exchange Act) is a fractional interest in such amount.

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May 15, 2020 Filed May 19, 2020 21:40 UTC PACIFIC DRILLING S.A. PACD · Entity 144904 SaleCOMMON STOCK 327,629 $0.45 $146,777.79
Disclosure

SEC source: 0001140361-20-011990 · form4.xml · nonDerivative · entry 1

Avenue Capital Management II, L.P. · CIK 0001317338 · 10% owner

Avenue Capital Management II GenPar, LLC · CIK 0001389850 · 10% owner

Avenue Energy Opportunities Fund II, L.P. · CIK 0001673020 · 10% owner

AVENUE PPF OPPORTUNITIES FUND, L.P. · CIK 0001641985 · 10% owner

Avenue Energy Opportunities Fund, L.P. · CIK 0001613152 · 10% owner

Avenue Special Opportunities Fund II, L.P. · CIK 0001622832 · 10% owner

Avenue Strategic Opportunities Fund, L.P. · CIK 0001688173 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 18,931,945

F1 · ownership.nature: Collectively, the securities (the "Common Shares") reported in this Form 4 are held directly by: (i) Avenue Energy Opportunities Fund, L.P., Avenue Energy Opportunities Fund II, L.P., Avenue PPF Opportunities Fund, L.P., Avenue Special Opportunities Fund II, L.P. and Avenue Strategic Opportunities Fund, L.P. (the "US Funds") and (ii) Avenue ASRS Europe Opportunities Fund, L.P., Avenue Europe Opportunities Master Fund, L.P., Avenue Europe Special Situations Fund III (Euro), L.P., and Avenue Europe Special Situations Fund III (U.S.), L.P. (the "Euro Funds") and together with the US Funds, the "Funds").

F2 · ownership.nature: Avenue Capital Management II, L.P. is the investment manager of the US Funds and may be deemed to have voting and dispositive power over the 12,874,879 Common Shares owned by such entities. Avenue Europe International Management, L.P. is the investment manager of the Euro Funds and may be deemed to have voting and dispositive power over the 5,285,950 Common Shares owned by such entities.

F3 · ownership.nature: Marc Lasry is the managing member of Avenue Capital Management II GenPar, LLC and Avenue Europe International Management GenPar, LLC. Mr. Lasry may be deemed to be the indirect beneficial owner of the securities reported by the Funds by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Exchange Act) is a fractional interest in such amount.

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February 13, 2019 Filed Feb 15, 2019 17:53 UTC Amplify Energy Corp. MPO · Entity 6295 SaleCommon Stock 933,142 $10.00 $9,331,420.00
Disclosure

SEC source: 0001104659-19-009089 · a4.xml · nonDerivative · entry 1

Avenue Capital Management II, L.P. · CIK 0001317338 · 10% owner

Avenue Energy Opportunities Fund, L.P. · CIK 0001613152 · 10% owner

Avenue Capital Management II GenPar, LLC · CIK 0001389850 · 10% owner

AVENUE ENERGY OPPORTUNITIES PARTNERS, LLC · CIK 0001689110 · 10% owner

GL ENERGY OPPORTUNITIES PARTNERS, LLC · CIK 0001689135 · 10% owner

LASRY MARC · CIK 0001259927 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 2,561,772

F3 · shares: The number of shares of Common Stock owned and transferred is an estimate of the number of shares accepted by the Issuer in the Issuer's tender offer, based on the Issuer's press release dated as of February 13, 2019.

F3 · balance_after: The number of shares of Common Stock owned and transferred is an estimate of the number of shares accepted by the Issuer in the Issuer's tender offer, based on the Issuer's press release dated as of February 13, 2019.

F1 · ownership.nature: The shares of Common Stock (the "Common Stock") of Midstates Petroleum Company, Inc. (the "Issuer") are held directly by Avenue Energy Opportunities Fund, L.P., a Delaware limited partnership (the "Fund"). Avenue Energy Opportunities Partners, LLC, a Delaware limited liability company, is the general partner to the Fund. GL Energy Opportunities Partners, LLC, a Delaware limited liability company, is the managing member of Avenue Energy Opportunities Partners, LLC. Avenue Capital Management II, L.P., a Delaware limited partnership ("Avenue Capital Management"), is the investment adviser to the Fund. Avenue Capital Management II GenPar, LLC, a Delaware limited liability company, is the general partner of Avenue Capital Management.

F2 · ownership.nature: Marc Lasry is the managing member of GL Energy Opportunities Partners, LLC and Avenue Capital Management II GenPar, LLC. Mr. Lasry is deemed to be the indirect beneficial owner of the securities reported by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended) is a fractional interest in such amount.

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February 13, 2019 Filed Feb 25, 2019 18:23 UTC Amendment Amplify Energy Corp. MPO · Entity 6295 SaleCommon Stock 933,539 $10.00 $9,335,390.00
Disclosure

SEC source: 0001104659-19-010390 · a4a.xml · nonDerivative · entry 1

Avenue Capital Management II, L.P. · CIK 0001317338 · 10% owner

Avenue Energy Opportunities Fund, L.P. · CIK 0001613152 · 10% owner

AVENUE ENERGY OPPORTUNITIES PARTNERS, LLC · CIK 0001689110 · 10% owner

Avenue Capital Management II GenPar, LLC · CIK 0001389850 · 10% owner

GL ENERGY OPPORTUNITIES PARTNERS, LLC · CIK 0001689135 · 10% owner

LASRY MARC · CIK 0001259927 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 2,561,375

F3 · shares: This amendment is being filed to reflect the actual number of shares of Common Stock accepted by the Issuer in the Issuer's tender offer. The initial Form 4 that this filing amends reflected an estimate of the number of shares accepted by the Issuer in the Issuer's tender offer, based on the Issuer's press release dated as of February 13, 2019.

F3 · balance_after: This amendment is being filed to reflect the actual number of shares of Common Stock accepted by the Issuer in the Issuer's tender offer. The initial Form 4 that this filing amends reflected an estimate of the number of shares accepted by the Issuer in the Issuer's tender offer, based on the Issuer's press release dated as of February 13, 2019.

F1 · ownership.nature: The shares of Common Stock (the "Common Stock") of Midstates Petroleum Company, Inc. (the "Issuer") are held directly by Avenue Energy Opportunities Fund, L.P., a Delaware limited partnership (the "Fund"). Avenue Energy Opportunities Partners, LLC, a Delaware limited liability company, is the general partner to the Fund. GL Energy Opportunities Partners, LLC, a Delaware limited liability company, is the managing member of Avenue Energy Opportunities Partners, LLC. Avenue Capital Management II, L.P., a Delaware limited partnership ("Avenue Capital Management"), is the investment adviser to the Fund. Avenue Capital Management II GenPar, LLC, a Delaware limited liability company, is the general partner of Avenue Capital Management.

F2 · ownership.nature: Marc Lasry is the managing member of GL Energy Opportunities Partners, LLC and Avenue Capital Management II GenPar, LLC. Mr. Lasry is deemed to be the indirect beneficial owner of the securities reported by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended) is a fractional interest in such amount.

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August 15, 2017 Filed Aug 17, 2017 17:08 UTC MAGNACHIP SEMICONDUCTOR Corp MX · Entity 6704 SaleCommon Stock, $0.01 par value 619,115 $10.98 $6,797,882.70
Disclosure

SEC source: 0000899243-17-020617 · doc4.xml · nonDerivative · entry 7

LASRY MARC · CIK 0001259927 · Director · 10% owner

Avenue International Master, L.P. · CIK 0001450166 · Director · 10% owner

AVENUE INTERNATIONAL, LTD. · CIK 0001180908 · Director · 10% owner

Avenue International Master GenPar, Ltd. · CIK 0001495478 · Director · 10% owner

Avenue Partners, LLC · CIK 0001495476 · Director · 10% owner

Avenue Capital Management II, L.P. · CIK 0001317338 · Director · 10% owner

Avenue Capital Management II GenPar, LLC · CIK 0001389850 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F1 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that Avenue Global Opportunities GenPar, LLC ("Global GenPar"), Avenue International, Ltd. ("International Ltd."), Avenue International Master GenPar, Ltd. ("Avenue International GenPar"), Avenue Partners, LLC ("Avenue Partners"), Avenue Capital Partners IV, LLC ("Avenue Capital IV"), GL Partners IV, LLC ("GL IV"), Avenue Capital Partners V, LLC ("Avenue Capital V"), GL Partners V, LLC ("GL V"), Avenue PPF Opportunities Fund GenPar, LLC ("Avenue PPF Opportunities GenPar"), Avenue Capital Management II, L.P. ("Avenue Capital Management II"), Avenue Capital Management II GenPar, LLC ("GenPar") or Marc Lasry ("Lasry") (the "Controlling Persons") is or was for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended,

F2 · ownership.nature: (Continued from footnote 1) or otherwise the beneficial owner of any of the shares of common stock, par value $0.01 per share (the "Common Stock") directly held by Avenue International Master, L.P. ("Avenue International"), Avenue Investments, L.P. ("Avenue Investments"), Avenue-CDP Global Opportunities Fund, L.P. ("Avenue-CDP"), Avenue Special Situations Fund IV, L.P. ("Avenue Spec IV"), Avenue Special Situations Fund V, L.P. ("Avenue Spec V"), Avenue PPF Opportunities Fund, L.P. ("Avenue PPF Opportunities") and Avenue EnTrust Customized Portfolio SPC ("Avenue EnTrust SPC"). Pursuant to Rule 16a-1, the Controlling Persons disclaim beneficial ownership except to the extent of their pecuniary interest therein.

F9 · ownership.nature: These shares of Common Stock were held directly by Avenue Spec V. Avenue Capital V serves as the general partner of Avenue Spec V, and GL V is the managing member of Avenue Capital V. Avenue Capital Management II is an investment adviser to Avenue Spec V. Genpar is the general partner of Avenue Capital Management II. Lasry is the managing member of GL V and GenPar. In such capacity, Lasry is deemed to be the indirect beneficial owner of the securities reported by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ) is a fractional indirect interest in such amount.

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August 15, 2017 Filed Aug 17, 2017 17:08 UTC MAGNACHIP SEMICONDUCTOR Corp MX · Entity 6704 SaleCommon Stock, $0.01 par value 496,023 $10.98 $5,446,332.54
Disclosure

SEC source: 0000899243-17-020617 · doc4.xml · nonDerivative · entry 6

LASRY MARC · CIK 0001259927 · Director · 10% owner

Avenue International Master, L.P. · CIK 0001450166 · Director · 10% owner

AVENUE INTERNATIONAL, LTD. · CIK 0001180908 · Director · 10% owner

Avenue International Master GenPar, Ltd. · CIK 0001495478 · Director · 10% owner

Avenue Partners, LLC · CIK 0001495476 · Director · 10% owner

Avenue Capital Management II, L.P. · CIK 0001317338 · Director · 10% owner

Avenue Capital Management II GenPar, LLC · CIK 0001389850 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F1 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that Avenue Global Opportunities GenPar, LLC ("Global GenPar"), Avenue International, Ltd. ("International Ltd."), Avenue International Master GenPar, Ltd. ("Avenue International GenPar"), Avenue Partners, LLC ("Avenue Partners"), Avenue Capital Partners IV, LLC ("Avenue Capital IV"), GL Partners IV, LLC ("GL IV"), Avenue Capital Partners V, LLC ("Avenue Capital V"), GL Partners V, LLC ("GL V"), Avenue PPF Opportunities Fund GenPar, LLC ("Avenue PPF Opportunities GenPar"), Avenue Capital Management II, L.P. ("Avenue Capital Management II"), Avenue Capital Management II GenPar, LLC ("GenPar") or Marc Lasry ("Lasry") (the "Controlling Persons") is or was for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended,

F2 · ownership.nature: (Continued from footnote 1) or otherwise the beneficial owner of any of the shares of common stock, par value $0.01 per share (the "Common Stock") directly held by Avenue International Master, L.P. ("Avenue International"), Avenue Investments, L.P. ("Avenue Investments"), Avenue-CDP Global Opportunities Fund, L.P. ("Avenue-CDP"), Avenue Special Situations Fund IV, L.P. ("Avenue Spec IV"), Avenue Special Situations Fund V, L.P. ("Avenue Spec V"), Avenue PPF Opportunities Fund, L.P. ("Avenue PPF Opportunities") and Avenue EnTrust Customized Portfolio SPC ("Avenue EnTrust SPC"). Pursuant to Rule 16a-1, the Controlling Persons disclaim beneficial ownership except to the extent of their pecuniary interest therein.

F8 · ownership.nature: These shares of Common Stock were held directly by Avenue Spec IV. Avenue Capital IV serves as the general partner of Avenue Spec IV, and GL IV is the managing member of Avenue Capital IV. Avenue Capital Management II is an investment adviser to Avenue Spec IV. Genpar is the general partner of Avenue Capital Management II. Lasry is the managing member of GL IV and GenPar. In such capacity, Lasry is deemed to be the indirect beneficial owner of the securities reported by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ) is a fractional indirect interest in such amount.

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August 15, 2017 Filed Aug 17, 2017 17:08 UTC MAGNACHIP SEMICONDUCTOR Corp MX · Entity 6704 SaleCommon Stock, $0.01 par value 84,924 $10.98 $932,465.52
Disclosure

SEC source: 0000899243-17-020617 · doc4.xml · nonDerivative · entry 5

LASRY MARC · CIK 0001259927 · Director · 10% owner

Avenue International Master, L.P. · CIK 0001450166 · Director · 10% owner

AVENUE INTERNATIONAL, LTD. · CIK 0001180908 · Director · 10% owner

Avenue International Master GenPar, Ltd. · CIK 0001495478 · Director · 10% owner

Avenue Partners, LLC · CIK 0001495476 · Director · 10% owner

Avenue Capital Management II, L.P. · CIK 0001317338 · Director · 10% owner

Avenue Capital Management II GenPar, LLC · CIK 0001389850 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F1 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that Avenue Global Opportunities GenPar, LLC ("Global GenPar"), Avenue International, Ltd. ("International Ltd."), Avenue International Master GenPar, Ltd. ("Avenue International GenPar"), Avenue Partners, LLC ("Avenue Partners"), Avenue Capital Partners IV, LLC ("Avenue Capital IV"), GL Partners IV, LLC ("GL IV"), Avenue Capital Partners V, LLC ("Avenue Capital V"), GL Partners V, LLC ("GL V"), Avenue PPF Opportunities Fund GenPar, LLC ("Avenue PPF Opportunities GenPar"), Avenue Capital Management II, L.P. ("Avenue Capital Management II"), Avenue Capital Management II GenPar, LLC ("GenPar") or Marc Lasry ("Lasry") (the "Controlling Persons") is or was for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended,

F2 · ownership.nature: (Continued from footnote 1) or otherwise the beneficial owner of any of the shares of common stock, par value $0.01 per share (the "Common Stock") directly held by Avenue International Master, L.P. ("Avenue International"), Avenue Investments, L.P. ("Avenue Investments"), Avenue-CDP Global Opportunities Fund, L.P. ("Avenue-CDP"), Avenue Special Situations Fund IV, L.P. ("Avenue Spec IV"), Avenue Special Situations Fund V, L.P. ("Avenue Spec V"), Avenue PPF Opportunities Fund, L.P. ("Avenue PPF Opportunities") and Avenue EnTrust Customized Portfolio SPC ("Avenue EnTrust SPC"). Pursuant to Rule 16a-1, the Controlling Persons disclaim beneficial ownership except to the extent of their pecuniary interest therein.

F7 · ownership.nature: These shares of Common Stock were held directly by Avenue-CDP. Global GenPar serves as the general partner of Avenue-CDP. Lasry is the managing member of Global GenPar. In such capacity, Lasry is deemed to be the indirect beneficial owner of the securities reported by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ) is a fractional indirect interest in such amount.

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August 15, 2017 Filed Aug 17, 2017 17:08 UTC MAGNACHIP SEMICONDUCTOR Corp MX · Entity 6704 SaleCommon Stock, $0.01 par value 722,264 $10.98 $7,930,458.72
Disclosure

SEC source: 0000899243-17-020617 · doc4.xml · nonDerivative · entry 4

LASRY MARC · CIK 0001259927 · Director · 10% owner

Avenue International Master, L.P. · CIK 0001450166 · Director · 10% owner

AVENUE INTERNATIONAL, LTD. · CIK 0001180908 · Director · 10% owner

Avenue International Master GenPar, Ltd. · CIK 0001495478 · Director · 10% owner

Avenue Partners, LLC · CIK 0001495476 · Director · 10% owner

Avenue Capital Management II, L.P. · CIK 0001317338 · Director · 10% owner

Avenue Capital Management II GenPar, LLC · CIK 0001389850 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F1 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that Avenue Global Opportunities GenPar, LLC ("Global GenPar"), Avenue International, Ltd. ("International Ltd."), Avenue International Master GenPar, Ltd. ("Avenue International GenPar"), Avenue Partners, LLC ("Avenue Partners"), Avenue Capital Partners IV, LLC ("Avenue Capital IV"), GL Partners IV, LLC ("GL IV"), Avenue Capital Partners V, LLC ("Avenue Capital V"), GL Partners V, LLC ("GL V"), Avenue PPF Opportunities Fund GenPar, LLC ("Avenue PPF Opportunities GenPar"), Avenue Capital Management II, L.P. ("Avenue Capital Management II"), Avenue Capital Management II GenPar, LLC ("GenPar") or Marc Lasry ("Lasry") (the "Controlling Persons") is or was for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended,

F2 · ownership.nature: (Continued from footnote 1) or otherwise the beneficial owner of any of the shares of common stock, par value $0.01 per share (the "Common Stock") directly held by Avenue International Master, L.P. ("Avenue International"), Avenue Investments, L.P. ("Avenue Investments"), Avenue-CDP Global Opportunities Fund, L.P. ("Avenue-CDP"), Avenue Special Situations Fund IV, L.P. ("Avenue Spec IV"), Avenue Special Situations Fund V, L.P. ("Avenue Spec V"), Avenue PPF Opportunities Fund, L.P. ("Avenue PPF Opportunities") and Avenue EnTrust Customized Portfolio SPC ("Avenue EnTrust SPC"). Pursuant to Rule 16a-1, the Controlling Persons disclaim beneficial ownership except to the extent of their pecuniary interest therein.

F6 · ownership.nature: These shares of Common Stock were held directly by Avenue Investments. Avenue Partners is the general partner of Avenue Investments. Avenue Capital Management II is an investment adviser to Avenue Investments. GenPar is the general partner of Avenue Capital Management II. Lasry is the managing member of Avenue Partners and GenPar. In such capacity, Lasry is deemed to be the indirect beneficial owner of the securities reported by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ) is a fractional indirect interest in such amount.

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August 15, 2017 Filed Aug 17, 2017 17:08 UTC MAGNACHIP SEMICONDUCTOR Corp MX · Entity 6704 SaleCommon Stock, $0.01 par value 119,747 $10.98 $1,314,822.06
Disclosure

SEC source: 0000899243-17-020617 · doc4.xml · nonDerivative · entry 3

LASRY MARC · CIK 0001259927 · Director · 10% owner

Avenue International Master, L.P. · CIK 0001450166 · Director · 10% owner

AVENUE INTERNATIONAL, LTD. · CIK 0001180908 · Director · 10% owner

Avenue International Master GenPar, Ltd. · CIK 0001495478 · Director · 10% owner

Avenue Partners, LLC · CIK 0001495476 · Director · 10% owner

Avenue Capital Management II, L.P. · CIK 0001317338 · Director · 10% owner

Avenue Capital Management II GenPar, LLC · CIK 0001389850 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F1 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that Avenue Global Opportunities GenPar, LLC ("Global GenPar"), Avenue International, Ltd. ("International Ltd."), Avenue International Master GenPar, Ltd. ("Avenue International GenPar"), Avenue Partners, LLC ("Avenue Partners"), Avenue Capital Partners IV, LLC ("Avenue Capital IV"), GL Partners IV, LLC ("GL IV"), Avenue Capital Partners V, LLC ("Avenue Capital V"), GL Partners V, LLC ("GL V"), Avenue PPF Opportunities Fund GenPar, LLC ("Avenue PPF Opportunities GenPar"), Avenue Capital Management II, L.P. ("Avenue Capital Management II"), Avenue Capital Management II GenPar, LLC ("GenPar") or Marc Lasry ("Lasry") (the "Controlling Persons") is or was for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended,

F2 · ownership.nature: (Continued from footnote 1) or otherwise the beneficial owner of any of the shares of common stock, par value $0.01 per share (the "Common Stock") directly held by Avenue International Master, L.P. ("Avenue International"), Avenue Investments, L.P. ("Avenue Investments"), Avenue-CDP Global Opportunities Fund, L.P. ("Avenue-CDP"), Avenue Special Situations Fund IV, L.P. ("Avenue Spec IV"), Avenue Special Situations Fund V, L.P. ("Avenue Spec V"), Avenue PPF Opportunities Fund, L.P. ("Avenue PPF Opportunities") and Avenue EnTrust Customized Portfolio SPC ("Avenue EnTrust SPC"). Pursuant to Rule 16a-1, the Controlling Persons disclaim beneficial ownership except to the extent of their pecuniary interest therein.

F5 · ownership.nature: These shares of Common Stock were held directly by Avenue EnTrust SPC. Avenue Capital Management II is an investment adviser to Avenue EnTrust SPC. Genpar is the general partner of Avenue Capital Management II. Lasry is the director of Avenue EnTrust SPC and the managing member of GenPar. In such capacity, Lasry is deemed to be the indirect beneficial owner of the securities reported by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ) is a fractional indirect interest in such amount.

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August 15, 2017 Filed Aug 17, 2017 17:08 UTC MAGNACHIP SEMICONDUCTOR Corp MX · Entity 6704 SaleCommon Stock, $0.01 par value 812,190 $10.98 $8,917,846.20
Disclosure

SEC source: 0000899243-17-020617 · doc4.xml · nonDerivative · entry 2

LASRY MARC · CIK 0001259927 · Director · 10% owner

Avenue International Master, L.P. · CIK 0001450166 · Director · 10% owner

AVENUE INTERNATIONAL, LTD. · CIK 0001180908 · Director · 10% owner

Avenue International Master GenPar, Ltd. · CIK 0001495478 · Director · 10% owner

Avenue Partners, LLC · CIK 0001495476 · Director · 10% owner

Avenue Capital Management II, L.P. · CIK 0001317338 · Director · 10% owner

Avenue Capital Management II GenPar, LLC · CIK 0001389850 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F1 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that Avenue Global Opportunities GenPar, LLC ("Global GenPar"), Avenue International, Ltd. ("International Ltd."), Avenue International Master GenPar, Ltd. ("Avenue International GenPar"), Avenue Partners, LLC ("Avenue Partners"), Avenue Capital Partners IV, LLC ("Avenue Capital IV"), GL Partners IV, LLC ("GL IV"), Avenue Capital Partners V, LLC ("Avenue Capital V"), GL Partners V, LLC ("GL V"), Avenue PPF Opportunities Fund GenPar, LLC ("Avenue PPF Opportunities GenPar"), Avenue Capital Management II, L.P. ("Avenue Capital Management II"), Avenue Capital Management II GenPar, LLC ("GenPar") or Marc Lasry ("Lasry") (the "Controlling Persons") is or was for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended,

F2 · ownership.nature: (Continued from footnote 1) or otherwise the beneficial owner of any of the shares of common stock, par value $0.01 per share (the "Common Stock") directly held by Avenue International Master, L.P. ("Avenue International"), Avenue Investments, L.P. ("Avenue Investments"), Avenue-CDP Global Opportunities Fund, L.P. ("Avenue-CDP"), Avenue Special Situations Fund IV, L.P. ("Avenue Spec IV"), Avenue Special Situations Fund V, L.P. ("Avenue Spec V"), Avenue PPF Opportunities Fund, L.P. ("Avenue PPF Opportunities") and Avenue EnTrust Customized Portfolio SPC ("Avenue EnTrust SPC"). Pursuant to Rule 16a-1, the Controlling Persons disclaim beneficial ownership except to the extent of their pecuniary interest therein.

F4 · ownership.nature: These shares of Common Stock were held directly by Avenue PPF Opportunities. Avenue PPF Opportunities Fund GenPar, LLC, a Delaware limited liability company ("Avenue PPF Opportunities GenPar") is the general partner of Avenue PPF Opportunities. Avenue Capital Management II is an investment adviser to Avenue PPF Opportunities. Genpar is the general partner of Avenue Capital Management II. Lasry is the managing member of Avenue PPF Opportunities GenPar and GenPar. In such capacity, Lasry is deemed to be the indirect beneficial owner of the securities reported by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ) is a fractional interest in such amount.

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August 15, 2017 Filed Aug 17, 2017 17:08 UTC MAGNACHIP SEMICONDUCTOR Corp MX · Entity 6704 SaleCommon Stock, $0.01 par value 1,234,715 $10.98 $13,557,170.70
Disclosure

SEC source: 0000899243-17-020617 · doc4.xml · nonDerivative · entry 1

LASRY MARC · CIK 0001259927 · Director · 10% owner

Avenue International Master, L.P. · CIK 0001450166 · Director · 10% owner

AVENUE INTERNATIONAL, LTD. · CIK 0001180908 · Director · 10% owner

Avenue International Master GenPar, Ltd. · CIK 0001495478 · Director · 10% owner

Avenue Partners, LLC · CIK 0001495476 · Director · 10% owner

Avenue Capital Management II, L.P. · CIK 0001317338 · Director · 10% owner

Avenue Capital Management II GenPar, LLC · CIK 0001389850 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F1 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that Avenue Global Opportunities GenPar, LLC ("Global GenPar"), Avenue International, Ltd. ("International Ltd."), Avenue International Master GenPar, Ltd. ("Avenue International GenPar"), Avenue Partners, LLC ("Avenue Partners"), Avenue Capital Partners IV, LLC ("Avenue Capital IV"), GL Partners IV, LLC ("GL IV"), Avenue Capital Partners V, LLC ("Avenue Capital V"), GL Partners V, LLC ("GL V"), Avenue PPF Opportunities Fund GenPar, LLC ("Avenue PPF Opportunities GenPar"), Avenue Capital Management II, L.P. ("Avenue Capital Management II"), Avenue Capital Management II GenPar, LLC ("GenPar") or Marc Lasry ("Lasry") (the "Controlling Persons") is or was for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended,

F2 · ownership.nature: (Continued from footnote 1) or otherwise the beneficial owner of any of the shares of common stock, par value $0.01 per share (the "Common Stock") directly held by Avenue International Master, L.P. ("Avenue International"), Avenue Investments, L.P. ("Avenue Investments"), Avenue-CDP Global Opportunities Fund, L.P. ("Avenue-CDP"), Avenue Special Situations Fund IV, L.P. ("Avenue Spec IV"), Avenue Special Situations Fund V, L.P. ("Avenue Spec V"), Avenue PPF Opportunities Fund, L.P. ("Avenue PPF Opportunities") and Avenue EnTrust Customized Portfolio SPC ("Avenue EnTrust SPC"). Pursuant to Rule 16a-1, the Controlling Persons disclaim beneficial ownership except to the extent of their pecuniary interest therein.

F3 · ownership.nature: These shares of Common Stock were held directly by Avenue International. International Ltd. is the sole limited partner of Avenue International, Avenue International GenPar serves as the general partner of Avenue International and Avenue Partners is the sole shareholder of Avenue International GenPar. Avenue Capital Management II is an investment adviser to Avenue International. GenPar is the general partner of Avenue Capital Management II. Lasry is the managing member of Avenue Partners and GenPar. In such capacity, Lasry is deemed to be the indirect beneficial owner of the securities reported by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ) is a fractional indirect interest in such amount.

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November 16, 2016 Filed Nov 17, 2016 09:36 UTC Yellow Corp YRCW · Entity 109736 SaleCommon Stock 500,477 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-033716 · doc4.xml · nonDerivative · entry 2

LASRY MARC · CIK 0001259927 · 10% owner

Avenue Capital Management II GenPar, LLC · CIK 0001389850 · 10% owner

Avenue Capital Management II, L.P. · CIK 0001317338 · 10% owner

Avenue Special Situations Fund VI (Master), L.P. · CIK 0001541853 · 10% owner

Avenue Capital Partners VI, LLC · CIK 0001541852 · 10% owner

GL Partners VI, LLC · CIK 0001541856 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 836,678

F1 · price: On November 16, 2016, Avenue Special Situations Fund VI (Master), L.P., a Delaware limited partnership ("Avenue Spec VI") and Avenue Special Opportunities Fund I, L.P., a Delaware limited partnership ("Avenue Special Opportunities") (collectively, the "Selling Avenue Funds") and UBS Securities LLC ("Buyer") executed a secondary block trade. The Selling Avenue Funds sold an aggregate of 1,600,000 shares of Common Stock to Buyer at $11.31 per share, for an aggregate purchase price of $18,096,000.00.

F4 · ownership.nature: These shares of Common Stock are held directly by Avenue Special Opportunities. Avenue SO Capital Partners I, LLC, a Delaware limited liability company ("Avenue SO Capital Partners") is the general partner of Avenue Special Opportunities. GL SO Partners I, LLC, a Delaware limited liability company ("GL SO Partners I") is the managing member of Avenue SO Capital Partners. Avenue Capital Management II is an investment adviser to Avenue Special Opportunities. Genpar is the general partner of Avenue Capital Management II. Lasry is the managing member of GL SO Partners I and GenPar.

F5 · ownership.nature: (Continued from Footnote 4) In such capacity, Lasry is deemed to be the indirect beneficial owner of the securities reported by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ) is a fractional interest in such amount.

F6 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that Avenue Capital Management II, GenPar or Lasry (together, the "Controlling Persons") is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock held by the Selling Avenue Funds. Pursuant to Rule 16a-1, the Controlling Persons disclaim such beneficial ownership except to the extent of their pecuniary interest therein.

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November 16, 2016 Filed Nov 17, 2016 09:36 UTC Yellow Corp YRCW · Entity 109736 SaleCommon Stock 1,099,523 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-16-033716 · doc4.xml · nonDerivative · entry 1

LASRY MARC · CIK 0001259927 · 10% owner

Avenue Capital Management II GenPar, LLC · CIK 0001389850 · 10% owner

Avenue Capital Management II, L.P. · CIK 0001317338 · 10% owner

Avenue Special Situations Fund VI (Master), L.P. · CIK 0001541853 · 10% owner

Avenue Capital Partners VI, LLC · CIK 0001541852 · 10% owner

GL Partners VI, LLC · CIK 0001541856 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,359,089

F1 · price: On November 16, 2016, Avenue Special Situations Fund VI (Master), L.P., a Delaware limited partnership ("Avenue Spec VI") and Avenue Special Opportunities Fund I, L.P., a Delaware limited partnership ("Avenue Special Opportunities") (collectively, the "Selling Avenue Funds") and UBS Securities LLC ("Buyer") executed a secondary block trade. The Selling Avenue Funds sold an aggregate of 1,600,000 shares of Common Stock to Buyer at $11.31 per share, for an aggregate purchase price of $18,096,000.00.

F2 · ownership.nature: These shares of Common Stock are held directly by Avenue Spec VI. Avenue Capital Partners VI, LLC, a Delaware limited liability company ("Avenue Capital VI"), is the general partner of Avenue Spec VI. GL Partners VI, LLC, a Delaware limited liability company ("GL VI"), is the managing member of Avenue Capital VI. Avenue Capital Management II, L.P., a Delaware limited partnership ("Avenue Capital Management II") is an investment adviser to Avenue Spec VI. Avenue Capital Management II Genpar, LLC, a Delaware limited liability company ("Genpar"), is the general partner of Avenue Capital Management II. Marc Lasry ("Lasry") is the managing member of GL VI and GenPar.

F3 · ownership.nature: (Continued from footnote 2) In such capacity, Lasry is deemed to be the indirect beneficial owner of the securities reported by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ) is a fractional indirect interest in such amount.

F6 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that Avenue Capital Management II, GenPar or Lasry (together, the "Controlling Persons") is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock held by the Selling Avenue Funds. Pursuant to Rule 16a-1, the Controlling Persons disclaim such beneficial ownership except to the extent of their pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.