organization · Reporting owner
Avenue Capital Management II, L.P.
Disclosed activity across 6 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Amplify Energy Corp.MPO · Entity 6295 | 10% owner | February 13, 2019 | February 25, 2019 |
| XBP Global Holdings, Inc.XBP · Entity 7388 | 10% owner | September 15, 2026 | September 17, 2026 |
| Yellow CorpYRCW · Entity 109736 | 10% owner | November 16, 2016 | November 17, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Amplify Energy Corp.
Report date February 13, 2019 · Filed February 25, 2019 · Amendment
Jointly reported with Avenue Energy Opportunities Fund, L.P., AVENUE ENERGY OPPORTUNITIES PARTNERS, LLC, Avenue Capital Management II GenPar, LLC, GL ENERGY OPPORTUNITIES PARTNERS, LLC, LASRY MARC
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 2,561,375 |
Reported balance
After 2019-02-13 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2019-02-13 · Sale · Disposed 933,539 · Balance 2,561,375 F3: This amendment is being filed to reflect the actual number of shares of Common Stock accepted by the Issuer in the Issuer's tender offer. The initial Form 4 that this filing amends reflected an estimate of the number of shares accepted by the Issuer in the Issuer's tender offer, based on the Issuer's press release dated as of February 13, 2019. F1: The shares of Common Stock (the "Common Stock") of Midstates Petroleum Company, Inc. (the "Issuer") are held directly by Avenue Energy Opportunities Fund, L.P., a Delaware limited partnership (the "Fund"). Avenue Energy Opportunities Partners, LLC, a Delaware limited liability company, is the general partner to the Fund. GL Energy Opportunities Partners, LLC, a Delaware limited liability company, is the managing member of Avenue Energy Opportunities Partners, LLC. Avenue Capital Management II, L.P., a Delaware limited partnership ("Avenue Capital Management"), is the investment adviser to the Fund. Avenue Capital Management II GenPar, LLC, a Delaware limited liability company, is the general partner of Avenue Capital Management. F2: Marc Lasry is the managing member of GL Energy Opportunities Partners, LLC and Avenue Capital Management II GenPar, LLC. Mr. Lasry is deemed to be the indirect beneficial owner of the securities reported by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended) is a fractional interest in such amount. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of Common Stock (the "Common Stock") of Midstates Petroleum Company, Inc. (the "Issuer") are held directly by Avenue Energy Opportunities Fund, L.P., a Delaware limited partnership (the "Fund"). Avenue Energy Opportunities Partners, LLC, a Delaware limited liability company, is the general partner to the Fund. GL Energy Opportunities Partners, LLC, a Delaware limited liability company, is the managing member of Avenue Energy Opportunities Partners, LLC. Avenue Capital Management II, L.P., a Delaware limited partnership ("Avenue Capital Management"), is the investment adviser to the Fund. Avenue Capital Management II GenPar, LLC, a Delaware limited liability company, is the general partner of Avenue Capital Management.
F2: Marc Lasry is the managing member of GL Energy Opportunities Partners, LLC and Avenue Capital Management II GenPar, LLC. Mr. Lasry is deemed to be the indirect beneficial owner of the securities reported by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended) is a fractional interest in such amount.
F3: This amendment is being filed to reflect the actual number of shares of Common Stock accepted by the Issuer in the Issuer's tender offer. The initial Form 4 that this filing amends reflected an estimate of the number of shares accepted by the Issuer in the Issuer's tender offer, based on the Issuer's press release dated as of February 13, 2019.
XBP Global Holdings, Inc.
Report date September 15, 2026 · Filed September 17, 2026
Jointly reported with Avenue Global Opportunities Master Fund LP, Avenue Global Opportunities GenPar Holdings Ltd, Avenue Global Opportunities GenPar, LLC, LASRY MARC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 218,484 |
Reported balance
After 2026-09-15 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-09-15 · Purchase · Acquired 72,394 · Balance 218,484 F1: On September 15, 2026, each of Avenue RP Opportunities Fund, L.P., Avenue Global Dislocation Opportunities Fund, L.P., and Avenue Global Opportunities Master Fund LP (collectively, the "Avenue Funds") acquired shares of Common Stock in a private placement by the Issuer pursuant to the terms of a Securities Purchase Agreement, dated as of September 11, 2026, by and between the Issuer and the applicable Avenue Fund, at a purchase price of $2.83 per share. F2: Held directly by Avenue Global Opportunities Master Fund LP ("Global Opportunities Fund"). Avenue Global Opportunities GenPar Holdings Ltd ("Global Opportunities GP") is the general partner of Global Opportunities Fund. Avenue Global Opportunities GenPar, LLC ("Opportunities GenPar") is the sole shareholder of Global Opportunities GP. Capital Management II is a registered investment adviser and is the manager of Global Opportunities Fund. Global Opportunities GP has delegated all management authority over securities held by Global Opportunities Fund to Capital Management II and therefore, Capital Management II has sole voting and dispositive power over all securities of Issuer held by Global Opportunities Fund, but disclaims beneficial ownership thereof except to the extent of its pecuniary interest, if any, therein. Global Opportunities GP and Opportunities GenPar disclaim beneficial ownership of securities except to the extent of their pecuniary interest, if any, therein. F3: Marc Lasry is the managing member of Opportunities GenPar, and a founder of Avenue Capital Group, a global investment firm. Mr. Lasry does not have voting or dispositive power over securities held by the Funds and disclaims beneficial ownership of securities held by the Funds, except to the extent of his pecuniary interest, if any, therein. |
Filing footnotes · ownership attribution and instrument terms
F1: On September 15, 2026, each of Avenue RP Opportunities Fund, L.P., Avenue Global Dislocation Opportunities Fund, L.P., and Avenue Global Opportunities Master Fund LP (collectively, the "Avenue Funds") acquired shares of Common Stock in a private placement by the Issuer pursuant to the terms of a Securities Purchase Agreement, dated as of September 11, 2026, by and between the Issuer and the applicable Avenue Fund, at a purchase price of $2.83 per share.
F2: Held directly by Avenue Global Opportunities Master Fund LP ("Global Opportunities Fund"). Avenue Global Opportunities GenPar Holdings Ltd ("Global Opportunities GP") is the general partner of Global Opportunities Fund. Avenue Global Opportunities GenPar, LLC ("Opportunities GenPar") is the sole shareholder of Global Opportunities GP. Capital Management II is a registered investment adviser and is the manager of Global Opportunities Fund. Global Opportunities GP has delegated all management authority over securities held by Global Opportunities Fund to Capital Management II and therefore, Capital Management II has sole voting and dispositive power over all securities of Issuer held by Global Opportunities Fund, but disclaims beneficial ownership thereof except to the extent of its pecuniary interest, if any, therein. Global Opportunities GP and Opportunities GenPar disclaim beneficial ownership of securities except to the extent of their pecuniary interest, if any, therein.
F3: Marc Lasry is the managing member of Opportunities GenPar, and a founder of Avenue Capital Group, a global investment firm. Mr. Lasry does not have voting or dispositive power over securities held by the Funds and disclaims beneficial ownership of securities held by the Funds, except to the extent of his pecuniary interest, if any, therein.
Yellow Corp
Report date November 16, 2016 · Filed November 17, 2016
Jointly reported with LASRY MARC, Avenue Capital Management II GenPar, LLC, Avenue Special Situations Fund VI (Master), L.P., Avenue Capital Partners VI, LLC, GL Partners VI, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 2,359,089 |
Reported balance
After 2016-11-16 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2016-11-16 · Sale · Disposed 1,099,523 · Balance 2,359,089 F1: On November 16, 2016, Avenue Special Situations Fund VI (Master), L.P., a Delaware limited partnership ("Avenue Spec VI") and Avenue Special Opportunities Fund I, L.P., a Delaware limited partnership ("Avenue Special Opportunities") (collectively, the "Selling Avenue Funds") and UBS Securities LLC ("Buyer") executed a secondary block trade. The Selling Avenue Funds sold an aggregate of 1,600,000 shares of Common Stock to Buyer at $11.31 per share, for an aggregate purchase price of $18,096,000.00. F2: These shares of Common Stock are held directly by Avenue Spec VI. Avenue Capital Partners VI, LLC, a Delaware limited liability company ("Avenue Capital VI"), is the general partner of Avenue Spec VI. GL Partners VI, LLC, a Delaware limited liability company ("GL VI"), is the managing member of Avenue Capital VI. Avenue Capital Management II, L.P., a Delaware limited partnership ("Avenue Capital Management II") is an investment adviser to Avenue Spec VI. Avenue Capital Management II Genpar, LLC, a Delaware limited liability company ("Genpar"), is the general partner of Avenue Capital Management II. Marc Lasry ("Lasry") is the managing member of GL VI and GenPar. F3: (Continued from footnote 2) In such capacity, Lasry is deemed to be the indirect beneficial owner of the securities reported by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ) is a fractional indirect interest in such amount. F6: The filing of this Form 4 shall not be construed as an admission that Avenue Capital Management II, GenPar or Lasry (together, the "Controlling Persons") is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock held by the Selling Avenue Funds. Pursuant to Rule 16a-1, the Controlling Persons disclaim such beneficial ownership except to the extent of their pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 836,678 |
Reported balance
After 2016-11-16 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2016-11-16 · Sale · Disposed 500,477 · Balance 836,678 F1: On November 16, 2016, Avenue Special Situations Fund VI (Master), L.P., a Delaware limited partnership ("Avenue Spec VI") and Avenue Special Opportunities Fund I, L.P., a Delaware limited partnership ("Avenue Special Opportunities") (collectively, the "Selling Avenue Funds") and UBS Securities LLC ("Buyer") executed a secondary block trade. The Selling Avenue Funds sold an aggregate of 1,600,000 shares of Common Stock to Buyer at $11.31 per share, for an aggregate purchase price of $18,096,000.00. F4: These shares of Common Stock are held directly by Avenue Special Opportunities. Avenue SO Capital Partners I, LLC, a Delaware limited liability company ("Avenue SO Capital Partners") is the general partner of Avenue Special Opportunities. GL SO Partners I, LLC, a Delaware limited liability company ("GL SO Partners I") is the managing member of Avenue SO Capital Partners. Avenue Capital Management II is an investment adviser to Avenue Special Opportunities. Genpar is the general partner of Avenue Capital Management II. Lasry is the managing member of GL SO Partners I and GenPar. F5: (Continued from Footnote 4) In such capacity, Lasry is deemed to be the indirect beneficial owner of the securities reported by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ) is a fractional interest in such amount. F6: The filing of this Form 4 shall not be construed as an admission that Avenue Capital Management II, GenPar or Lasry (together, the "Controlling Persons") is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock held by the Selling Avenue Funds. Pursuant to Rule 16a-1, the Controlling Persons disclaim such beneficial ownership except to the extent of their pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: On November 16, 2016, Avenue Special Situations Fund VI (Master), L.P., a Delaware limited partnership ("Avenue Spec VI") and Avenue Special Opportunities Fund I, L.P., a Delaware limited partnership ("Avenue Special Opportunities") (collectively, the "Selling Avenue Funds") and UBS Securities LLC ("Buyer") executed a secondary block trade. The Selling Avenue Funds sold an aggregate of 1,600,000 shares of Common Stock to Buyer at $11.31 per share, for an aggregate purchase price of $18,096,000.00.
F2: These shares of Common Stock are held directly by Avenue Spec VI. Avenue Capital Partners VI, LLC, a Delaware limited liability company ("Avenue Capital VI"), is the general partner of Avenue Spec VI. GL Partners VI, LLC, a Delaware limited liability company ("GL VI"), is the managing member of Avenue Capital VI. Avenue Capital Management II, L.P., a Delaware limited partnership ("Avenue Capital Management II") is an investment adviser to Avenue Spec VI. Avenue Capital Management II Genpar, LLC, a Delaware limited liability company ("Genpar"), is the general partner of Avenue Capital Management II. Marc Lasry ("Lasry") is the managing member of GL VI and GenPar.
F3: (Continued from footnote 2) In such capacity, Lasry is deemed to be the indirect beneficial owner of the securities reported by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ) is a fractional indirect interest in such amount.
F4: These shares of Common Stock are held directly by Avenue Special Opportunities. Avenue SO Capital Partners I, LLC, a Delaware limited liability company ("Avenue SO Capital Partners") is the general partner of Avenue Special Opportunities. GL SO Partners I, LLC, a Delaware limited liability company ("GL SO Partners I") is the managing member of Avenue SO Capital Partners. Avenue Capital Management II is an investment adviser to Avenue Special Opportunities. Genpar is the general partner of Avenue Capital Management II. Lasry is the managing member of GL SO Partners I and GenPar.
F5: (Continued from Footnote 4) In such capacity, Lasry is deemed to be the indirect beneficial owner of the securities reported by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ) is a fractional interest in such amount.
F6: The filing of this Form 4 shall not be construed as an admission that Avenue Capital Management II, GenPar or Lasry (together, the "Controlling Persons") is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock held by the Selling Avenue Funds. Pursuant to Rule 16a-1, the Controlling Persons disclaim such beneficial ownership except to the extent of their pecuniary interest therein.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
HYPERION DEFI, INC.
Report date February 21, 2025 · Filed June 04, 2025
Jointly reported with Avenue Venture Opportunities Fund, L.P., Avenue Venture Opportunities Fund II, L.P., LASRY MARC
Section 16 reporting ended · disclosed 2025-06-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Convertible DebtSEC Table II · derivative / convertible security · Conversion / exercise price $1.68 | IndirectSee footnotes 1 and 2. | 0 |
Reported balance
After 2025-02-21 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-02-21 · Other · Acquired 5,952,381 · Balance 0 F3: On February 21, 2025, ACM II, as "Agent", and AVOF and AVOF II, as "Lenders", and Issuer entered into a Second Amendment to Supplement to Loan and Security Agreement dated November 22, 2022 (collectively, as amended and supplemented, the "Agreement"), pursuant to which Lenders have the right in their discretion at any time on or after April 1, 2025, to convert an aggregate amount of up to $10,000,000 of the aggregate principal amount of the outstanding Growth Capital Loans (as defined in the Agreement) into common stock of Issuer at a per share price of $1.68. F4: See footnote 3. F5: Not applicable. F6: Reporting Persons have not converted any debt to date. |
| Convertible DebtSEC Table II · derivative / convertible security · Conversion / exercise price $1.68 | IndirectSee footnotes 1 and 2. | 0 |
Reported balance
Holding disclosure · report date 2025-02-21 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 0 F7: On May 30, 2025, each of AVOF and AVOF II (collectively, the "Funds"), entered into a Third Amendment (the "Third Amendment") to the Agreement with Issuer. Pursuant to the Third Amendment, any conversion by the Funds of the principal amount of the Growth Capital Loans is subject to a 9.99% beneficial ownership limitation on Issuer's common stock and as a result, the Reporting Persons are no longer subject to Section 16. F5: Not applicable. F6: Reporting Persons have not converted any debt to date. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes 1 and 2. | 30,619 |
Reported balance
Holding disclosure · report date 2025-02-21 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 30,619 F1: Avenue Capital Management II, L.P. ("ACM II") is the investment manager of Avenue Venture Opportunities Fund, L.P. ("AVOF") and Avenue Venture Opportunities Fund II, L.P. ("AVOF II" and with AVOF, the "Funds"), each of which directly holds the securities reported in this Form 3, as to a 40% and 60% interest therein, respectively. ACM II has sole voting and investment power over the securities held by the Funds and may be deemed to have, but disclaims, beneficial ownership of such securities except to the extent of its pecuniary interest, if any, therein. The Funds are the direct owners of 30,619 shares of common stock of Issuer and convertible debt convertible into 5,952,381 shares of common stock of Issuer. Marc Lasry is the ultimate beneficial owner of the securities held by the Funds. See also footnote 2. F2: Avenue Venture Opportunities Partners, LLC ("AVOP") and Avenue Venture Opportunities Partners II, LLC ("AVOP II") are the general partners of AVOF and AVOF II, respectively. GL Venture Opportunities Partners, LLC ("GLVOP") and GL Venture Opportunities Partners II, LLC ("GLVOP II") are the managing members of AVOP and AVOP II, respectively. AVOP, AVOP II, GLVOP and GLVOP II disclaim beneficial ownership of the securities except to the extent of their beneficial interest, if any, therein. Marc Lasry is the beneficial owner of GLVOP and GLVOP II and therefore is the ultimate beneficial owner of AVOF and AVOF II. |
Filing footnotes · ownership attribution and instrument terms
F1: Avenue Capital Management II, L.P. ("ACM II") is the investment manager of Avenue Venture Opportunities Fund, L.P. ("AVOF") and Avenue Venture Opportunities Fund II, L.P. ("AVOF II" and with AVOF, the "Funds"), each of which directly holds the securities reported in this Form 3, as to a 40% and 60% interest therein, respectively. ACM II has sole voting and investment power over the securities held by the Funds and may be deemed to have, but disclaims, beneficial ownership of such securities except to the extent of its pecuniary interest, if any, therein. The Funds are the direct owners of 30,619 shares of common stock of Issuer and convertible debt convertible into 5,952,381 shares of common stock of Issuer. Marc Lasry is the ultimate beneficial owner of the securities held by the Funds. See also footnote 2.
F2: Avenue Venture Opportunities Partners, LLC ("AVOP") and Avenue Venture Opportunities Partners II, LLC ("AVOP II") are the general partners of AVOF and AVOF II, respectively. GL Venture Opportunities Partners, LLC ("GLVOP") and GL Venture Opportunities Partners II, LLC ("GLVOP II") are the managing members of AVOP and AVOP II, respectively. AVOP, AVOP II, GLVOP and GLVOP II disclaim beneficial ownership of the securities except to the extent of their beneficial interest, if any, therein. Marc Lasry is the beneficial owner of GLVOP and GLVOP II and therefore is the ultimate beneficial owner of AVOF and AVOF II.
F3: On February 21, 2025, ACM II, as "Agent", and AVOF and AVOF II, as "Lenders", and Issuer entered into a Second Amendment to Supplement to Loan and Security Agreement dated November 22, 2022 (collectively, as amended and supplemented, the "Agreement"), pursuant to which Lenders have the right in their discretion at any time on or after April 1, 2025, to convert an aggregate amount of up to $10,000,000 of the aggregate principal amount of the outstanding Growth Capital Loans (as defined in the Agreement) into common stock of Issuer at a per share price of $1.68.
F4: See footnote 3.
F5: Not applicable.
F6: Reporting Persons have not converted any debt to date.
F7: On May 30, 2025, each of AVOF and AVOF II (collectively, the "Funds"), entered into a Third Amendment (the "Third Amendment") to the Agreement with Issuer. Pursuant to the Third Amendment, any conversion by the Funds of the principal amount of the Growth Capital Loans is subject to a 9.99% beneficial ownership limitation on Issuer's common stock and as a result, the Reporting Persons are no longer subject to Section 16.
MAGNACHIP SEMICONDUCTOR Corp
Report date August 15, 2017 · Filed August 17, 2017 · Amendment
Jointly reported with LASRY MARC, Avenue International Master, L.P., AVENUE INTERNATIONAL, LTD., Avenue International Master GenPar, Ltd., Avenue Partners, LLC, Avenue Capital Management II GenPar, LLC
Section 16 reporting ended · disclosed 2017-08-17. Current position is not established by this disclosure.
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
No balance rows disclosed in this filing.
PACIFIC DRILLING S.A.
Report date June 11, 2020 · Filed June 15, 2020
Jointly reported with Avenue Europe International Management, L.P., Avenue Europe International Management GenPar, LLC, Avenue-ASRS Europe Opportunities Fund, L.P., Avenue Europe Special Situations Fund III (US), L.P., Avenue Europe Special Situations Fund III (Euro), L.P., Avenue Europe Opportunities Master Fund, L.P., LASRY MARC
Section 16 reporting ended · disclosed 2020-06-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | IndirectSee footnotes | 0 |
Last balance in matching sequence
After 2020-06-12 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2020-06-11 · Sale · Disposed 2,411,500 · Balance 6,596,022 F1: Collectively, the securities (the "Common Shares") reported in this Form 4 are held directly by: (i) Avenue Energy Opportunities Fund, L.P., Avenue Energy Opportunities Fund II, L.P., Avenue PPF Opportunities Fund, L.P., Avenue Special Opportunities Fund II, L.P. and Avenue Strategic Opportunities Fund, L.P. (the "US Funds") and (ii) Avenue ASRS Europe Opportunities Fund, L.P., Avenue Europe Opportunities Master Fund, L.P., Avenue Europe Special Situations Fund III (Euro), L.P., and Avenue Europe Special Situations Fund III (U.S.), L.P. (the "Euro Funds" and together with the US Funds, the "Funds"). F2: Avenue Capital Management II, L.P. is the investment manager of the US Funds and may be deemed to have voting and dispositive power over the Common Shares owned by such entities. Avenue Europe International Management, L.P. is the investment manager of the Euro Funds and may be deemed to have voting and dispositive power over the Common Shares owned by such entities. F3: Marc Lasry is the managing member of Avenue Capital Management II GenPar, LLC and Avenue Europe International Management GenPar, LLC. Mr. Lasry may be deemed to be the indirect beneficial owner of the securities reported by the Funds by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Exchange Act) is a fractional interest in such amount. Row 2 · 2020-06-12 · Sale · Disposed 6,596,022 · Balance 0 F1: Collectively, the securities (the "Common Shares") reported in this Form 4 are held directly by: (i) Avenue Energy Opportunities Fund, L.P., Avenue Energy Opportunities Fund II, L.P., Avenue PPF Opportunities Fund, L.P., Avenue Special Opportunities Fund II, L.P. and Avenue Strategic Opportunities Fund, L.P. (the "US Funds") and (ii) Avenue ASRS Europe Opportunities Fund, L.P., Avenue Europe Opportunities Master Fund, L.P., Avenue Europe Special Situations Fund III (Euro), L.P., and Avenue Europe Special Situations Fund III (U.S.), L.P. (the "Euro Funds" and together with the US Funds, the "Funds"). F2: Avenue Capital Management II, L.P. is the investment manager of the US Funds and may be deemed to have voting and dispositive power over the Common Shares owned by such entities. Avenue Europe International Management, L.P. is the investment manager of the Euro Funds and may be deemed to have voting and dispositive power over the Common Shares owned by such entities. F3: Marc Lasry is the managing member of Avenue Capital Management II GenPar, LLC and Avenue Europe International Management GenPar, LLC. Mr. Lasry may be deemed to be the indirect beneficial owner of the securities reported by the Funds by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Exchange Act) is a fractional interest in such amount. |
Filing footnotes · ownership attribution and instrument terms
F1: Collectively, the securities (the "Common Shares") reported in this Form 4 are held directly by: (i) Avenue Energy Opportunities Fund, L.P., Avenue Energy Opportunities Fund II, L.P., Avenue PPF Opportunities Fund, L.P., Avenue Special Opportunities Fund II, L.P. and Avenue Strategic Opportunities Fund, L.P. (the "US Funds") and (ii) Avenue ASRS Europe Opportunities Fund, L.P., Avenue Europe Opportunities Master Fund, L.P., Avenue Europe Special Situations Fund III (Euro), L.P., and Avenue Europe Special Situations Fund III (U.S.), L.P. (the "Euro Funds" and together with the US Funds, the "Funds").
F2: Avenue Capital Management II, L.P. is the investment manager of the US Funds and may be deemed to have voting and dispositive power over the Common Shares owned by such entities. Avenue Europe International Management, L.P. is the investment manager of the Euro Funds and may be deemed to have voting and dispositive power over the Common Shares owned by such entities.
F3: Marc Lasry is the managing member of Avenue Capital Management II GenPar, LLC and Avenue Europe International Management GenPar, LLC. Mr. Lasry may be deemed to be the indirect beneficial owner of the securities reported by the Funds by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Exchange Act) is a fractional interest in such amount.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2026 Filed Sep 17, 2026 20:09 UTC | XBP Global Holdings, Inc. XBP · Entity 7388 | PurchaseCommon Stock | 72,394 | $2.83 | $204,875.02 |
DisclosureSEC source: 0001140361-26-036978 · form4.xml · nonDerivative · entry 1 Avenue Global Opportunities Master Fund LP · CIK 0001820096 · 10% owner Avenue Capital Management II, L.P. · CIK 0001317338 · 10% owner Avenue Global Opportunities GenPar Holdings Ltd · CIK 0002083005 · 10% owner Avenue Global Opportunities GenPar, LLC · CIK 0002083004 · 10% owner LASRY MARC · CIK 0001259927 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 218,484 F1 · shares: On September 15, 2026, each of Avenue RP Opportunities Fund, L.P., Avenue Global Dislocation Opportunities Fund, L.P., and Avenue Global Opportunities Master Fund LP (collectively, the "Avenue Funds") acquired shares of Common Stock in a private placement by the Issuer pursuant to the terms of a Securities Purchase Agreement, dated as of September 11, 2026, by and between the Issuer and the applicable Avenue Fund, at a purchase price of $2.83 per share. F2 · ownership.nature: Held directly by Avenue Global Opportunities Master Fund LP ("Global Opportunities Fund"). Avenue Global Opportunities GenPar Holdings Ltd ("Global Opportunities GP") is the general partner of Global Opportunities Fund. Avenue Global Opportunities GenPar, LLC ("Opportunities GenPar") is the sole shareholder of Global Opportunities GP. Capital Management II is a registered investment adviser and is the manager of Global Opportunities Fund. Global Opportunities GP has delegated all management authority over securities held by Global Opportunities Fund to Capital Management II and therefore, Capital Management II has sole voting and dispositive power over all securities of Issuer held by Global Opportunities Fund, but disclaims beneficial ownership thereof except to the extent of its pecuniary interest, if any, therein. Global Opportunities GP and Opportunities GenPar disclaim beneficial ownership of securities except to the extent of their pecuniary interest, if any, therein. F3 · ownership.nature: Marc Lasry is the managing member of Opportunities GenPar, and a founder of Avenue Capital Group, a global investment firm. Mr. Lasry does not have voting or dispositive power over securities held by the Funds and disclaims beneficial ownership of securities held by the Funds, except to the extent of his pecuniary interest, if any, therein. Read SEC document |
| September 15, 2026 Filed Sep 17, 2026 20:05 UTC | XBP Global Holdings, Inc. XBP · Entity 7388 | PurchaseCommon Stock | 202,287 | $2.83 | $572,472.21 |
DisclosureSEC source: 0001140361-26-036974 · form4.xml · nonDerivative · entry 2 Avenue RP Opportunities Fund, L.P. · CIK 0001774621 · 10% owner Avenue Global Dislocation Opportunities Fund, L.P. · CIK 0001831054 · 10% owner Avenue Europe International Management, L.P. · CIK 0001404730 · 10% owner Avenue Capital Management II, L.P. · CIK 0001317338 · 10% owner Avenue RP Opportunities Fund GenPar, LLC · CIK 0002083003 · 10% owner Avenue Global Dislocation Opportunities GenPar, LLC · CIK 0002083006 · 10% owner GL RP Partners, LLC · CIK 0002083581 · 10% owner GL Global Dislocation Opportunities Partners, LLC · CIK 0002083550 · 10% owner LASRY MARC · CIK 0001259927 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 610,498 F1 · shares: On September 15, 2026, each of Avenue RP Opportunities Fund, L.P., Avenue Global Dislocation Opportunities Fund, L.P., and Avenue Global Opportunities Master Fund LP (collectively, the "Avenue Funds") acquired shares of Common Stock in a private placement by the Issuer pursuant to the terms of a Securities Purchase Agreement, dated as of September 11, 2026, by and between the Issuer and the applicable Avenue Fund, at a purchase price of $2.83 per share. F3 · ownership.nature: Held directly by Avenue Global Dislocation Opportunities Fund, L.P. ("Global Dislocation Fund"). Avenue Global Dislocation Opportunities GenPar, LLC ("Dislocation Opportunities GP") is the general partner of Global Dislocation Fund. GL Global Dislocation Opportunities Partners, LLC ("Dislocation Opportunities Partners") is the managing member of Dislocation Opportunities GP. Avenue Capital Management II, L.P. ("Capital Management II") is a registered investment adviser and is the manager of Global Dislocation Fund. Dislocation Opportunities GP has delegated all management authority over securities held by Global Dislocation Fund to Capital Management II and therefore, F4 · ownership.nature: (Continued from footnote 3) Capital Management II has sole voting and dispositive power over all securities of Issuer held by Global Dislocation Fund, but disclaims beneficial ownership thereof except to the extent of its pecuniary interest, if any, therein. Dislocation Opportunities GP and Dislocation Opportunities Partners disclaim beneficial ownership of securities except to the extent of their pecuniary interest, if any, therein. F5 · ownership.nature: Marc Lasry is the managing member of RP Partners and Dislocation Opportunities Partners, and a founder of Avenue Capital Group, a global investment firm. Mr. Lasry does not have voting or dispositive power over securities held by the Funds and disclaims beneficial ownership of securities held by the Funds, except to the extent of his pecuniary interest, if any, therein. Read SEC document |
| September 15, 2026 Filed Sep 17, 2026 20:05 UTC | XBP Global Holdings, Inc. XBP · Entity 7388 | PurchaseCommon Stock | 325,319 | $2.83 | $920,652.77 |
DisclosureSEC source: 0001140361-26-036974 · form4.xml · nonDerivative · entry 1 Avenue RP Opportunities Fund, L.P. · CIK 0001774621 · 10% owner Avenue Global Dislocation Opportunities Fund, L.P. · CIK 0001831054 · 10% owner Avenue Europe International Management, L.P. · CIK 0001404730 · 10% owner Avenue Capital Management II, L.P. · CIK 0001317338 · 10% owner Avenue RP Opportunities Fund GenPar, LLC · CIK 0002083003 · 10% owner Avenue Global Dislocation Opportunities GenPar, LLC · CIK 0002083006 · 10% owner GL RP Partners, LLC · CIK 0002083581 · 10% owner GL Global Dislocation Opportunities Partners, LLC · CIK 0002083550 · 10% owner LASRY MARC · CIK 0001259927 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 981,807 F1 · shares: On September 15, 2026, each of Avenue RP Opportunities Fund, L.P., Avenue Global Dislocation Opportunities Fund, L.P., and Avenue Global Opportunities Master Fund LP (collectively, the "Avenue Funds") acquired shares of Common Stock in a private placement by the Issuer pursuant to the terms of a Securities Purchase Agreement, dated as of September 11, 2026, by and between the Issuer and the applicable Avenue Fund, at a purchase price of $2.83 per share. F2 · ownership.nature: Held directly by Avenue RP Opportunities Fund, L.P. ("RP Opportunities Fund"). Avenue RP Opportunities Fund GenPar, LLC ("RP Opportunities GP") is the general partner of RP Opportunities Fund. GL RP Partners, LLC ("RP Partners") is the managing member of RP Opportunities GP. Avenue Europe International Management, L.P. is a registered investment adviser and is the manager ("Europe International Manager") of RP Opportunities Fund. RP Opportunities GP has delegated all management authority over securities held by RP Opportunities Fund to Europe International Manager and therefore, Europe International Manager has sole voting and dispositive power over all securities of Issuer held by RP Opportunities Fund, but disclaims beneficial ownership thereof except to the extent of its pecuniary interest, if any, therein. RP Opportunities GP and RP Partners disclaim beneficial ownership of securities except to the extent of their pecuniary interest, if any, therein. F5 · ownership.nature: Marc Lasry is the managing member of RP Partners and Dislocation Opportunities Partners, and a founder of Avenue Capital Group, a global investment firm. Mr. Lasry does not have voting or dispositive power over securities held by the Funds and disclaims beneficial ownership of securities held by the Funds, except to the extent of his pecuniary interest, if any, therein. Read SEC document |
| February 21, 2025 Filed Jun 4, 2025 01:18 UTC | HYPERION DEFI, INC. EYEN · Entity 7220 | OtherConvertible Debt · Derivative | 5,952,381 | Not disclosed Strike: $1.68 | Not disclosed |
DisclosureSEC source: 0001213900-25-050946 · marketforms-69781.xml · derivative · entry 2 Avenue Capital Management II, L.P. · CIK 0001317338 · 10% owner Avenue Venture Opportunities Fund, L.P. · CIK 0001792691 · 10% owner Avenue Venture Opportunities Fund II, L.P. · CIK 0001886343 · 10% owner LASRY MARC · CIK 0001259927 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes 1 and 2. Disclosed balance after: 0 Underlying: Common Stock · 5,952,381 shares Expires not disclosed F3 · kind: On February 21, 2025, ACM II, as "Agent", and AVOF and AVOF II, as "Lenders", and Issuer entered into a Second Amendment to Supplement to Loan and Security Agreement dated November 22, 2022 (collectively, as amended and supplemented, the "Agreement"), pursuant to which Lenders have the right in their discretion at any time on or after April 1, 2025, to convert an aggregate amount of up to $10,000,000 of the aggregate principal amount of the outstanding Growth Capital Loans (as defined in the Agreement) into common stock of Issuer at a per share price of $1.68. F4 · shares: See footnote 3. F5 · price: Not applicable. F5 · derivative.expiration_date: Not applicable. F6 · balance_after: Reporting Persons have not converted any debt to date. Read SEC document |
| June 12, 2020 Filed Jun 15, 2020 20:45 UTC | PACIFIC DRILLING S.A. PACD · Entity 144904 | SaleCOMMON STOCK | 6,596,022 | $0.52 | $3,456,975.13 |
DisclosureSEC source: 0001140361-20-013833 · form4.xml · nonDerivative · entry 2 Avenue Capital Management II, L.P. · CIK 0001317338 · 10% owner Avenue Europe International Management, L.P. · CIK 0001404730 · 10% owner Avenue Europe International Management GenPar, LLC · CIK 0001798932 · 10% owner Avenue-ASRS Europe Opportunities Fund, L.P. · CIK 0001798931 · 10% owner Avenue Europe Special Situations Fund III (US), L.P. · CIK 0001642372 · 10% owner Avenue Europe Special Situations Fund III (Euro), L.P. · CIK 0001642376 · 10% owner Avenue Europe Opportunities Master Fund, L.P. · CIK 0001492359 · 10% owner LASRY MARC · CIK 0001259927 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · ownership.nature: Collectively, the securities (the "Common Shares") reported in this Form 4 are held directly by: (i) Avenue Energy Opportunities Fund, L.P., Avenue Energy Opportunities Fund II, L.P., Avenue PPF Opportunities Fund, L.P., Avenue Special Opportunities Fund II, L.P. and Avenue Strategic Opportunities Fund, L.P. (the "US Funds") and (ii) Avenue ASRS Europe Opportunities Fund, L.P., Avenue Europe Opportunities Master Fund, L.P., Avenue Europe Special Situations Fund III (Euro), L.P., and Avenue Europe Special Situations Fund III (U.S.), L.P. (the "Euro Funds" and together with the US Funds, the "Funds"). F2 · ownership.nature: Avenue Capital Management II, L.P. is the investment manager of the US Funds and may be deemed to have voting and dispositive power over the Common Shares owned by such entities. Avenue Europe International Management, L.P. is the investment manager of the Euro Funds and may be deemed to have voting and dispositive power over the Common Shares owned by such entities. F3 · ownership.nature: Marc Lasry is the managing member of Avenue Capital Management II GenPar, LLC and Avenue Europe International Management GenPar, LLC. Mr. Lasry may be deemed to be the indirect beneficial owner of the securities reported by the Funds by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Exchange Act) is a fractional interest in such amount. Read SEC document |
| June 12, 2020 Filed Jun 15, 2020 20:44 UTC | PACIFIC DRILLING S.A. PACD · Entity 144904 | SaleCOMMON STOCK | 6,596,022 | $0.52 | $3,456,975.13 |
DisclosureSEC source: 0001140361-20-013831 · form4.xml · nonDerivative · entry 2 Avenue Capital Management II, L.P. · CIK 0001317338 · 10% owner Avenue Capital Management II GenPar, LLC · CIK 0001389850 · 10% owner Avenue Energy Opportunities Fund II, L.P. · CIK 0001673020 · 10% owner AVENUE PPF OPPORTUNITIES FUND, L.P. · CIK 0001641985 · 10% owner Avenue Energy Opportunities Fund, L.P. · CIK 0001613152 · 10% owner Avenue Special Opportunities Fund II, L.P. · CIK 0001622832 · 10% owner Avenue Strategic Opportunities Fund, L.P. · CIK 0001688173 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · ownership.nature: Collectively, the securities (the "Common Shares") reported in this Form 4 are held directly by: (i) Avenue Energy Opportunities Fund, L.P., Avenue Energy Opportunities Fund II, L.P., Avenue PPF Opportunities Fund, L.P., Avenue Special Opportunities Fund II, L.P. and Avenue Strategic Opportunities Fund, L.P. (the "US Funds") and (ii) Avenue ASRS Europe Opportunities Fund, L.P., Avenue Europe Opportunities Master Fund, L.P., Avenue Europe Special Situations Fund III (Euro), L.P., and Avenue Europe Special Situations Fund III (U.S.), L.P. (the "Euro Funds" and together with the US Funds, the "Funds"). F2 · ownership.nature: Avenue Capital Management II, L.P. is the investment manager of the US Funds and may be deemed to have voting and dispositive power over the Common Shares owned by such entities. Avenue Europe International Management, L.P. is the investment manager of the Euro Funds and may be deemed to have voting and dispositive power over the Common Shares owned by such entities. F3 · ownership.nature: Marc Lasry is the managing member of Avenue Capital Management II GenPar, LLC and Avenue Europe International Management GenPar, LLC. Mr. Lasry may be deemed to be the indirect beneficial owner of the securities reported by the Funds by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Exchange Act) is a fractional interest in such amount. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 20:45 UTC | PACIFIC DRILLING S.A. PACD · Entity 144904 | SaleCOMMON STOCK | 2,411,500 | $0.47 | $1,129,546.60 |
DisclosureSEC source: 0001140361-20-013833 · form4.xml · nonDerivative · entry 1 Avenue Capital Management II, L.P. · CIK 0001317338 · 10% owner Avenue Europe International Management, L.P. · CIK 0001404730 · 10% owner Avenue Europe International Management GenPar, LLC · CIK 0001798932 · 10% owner Avenue-ASRS Europe Opportunities Fund, L.P. · CIK 0001798931 · 10% owner Avenue Europe Special Situations Fund III (US), L.P. · CIK 0001642372 · 10% owner Avenue Europe Special Situations Fund III (Euro), L.P. · CIK 0001642376 · 10% owner Avenue Europe Opportunities Master Fund, L.P. · CIK 0001492359 · 10% owner LASRY MARC · CIK 0001259927 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 6,596,022 F1 · ownership.nature: Collectively, the securities (the "Common Shares") reported in this Form 4 are held directly by: (i) Avenue Energy Opportunities Fund, L.P., Avenue Energy Opportunities Fund II, L.P., Avenue PPF Opportunities Fund, L.P., Avenue Special Opportunities Fund II, L.P. and Avenue Strategic Opportunities Fund, L.P. (the "US Funds") and (ii) Avenue ASRS Europe Opportunities Fund, L.P., Avenue Europe Opportunities Master Fund, L.P., Avenue Europe Special Situations Fund III (Euro), L.P., and Avenue Europe Special Situations Fund III (U.S.), L.P. (the "Euro Funds" and together with the US Funds, the "Funds"). F2 · ownership.nature: Avenue Capital Management II, L.P. is the investment manager of the US Funds and may be deemed to have voting and dispositive power over the Common Shares owned by such entities. Avenue Europe International Management, L.P. is the investment manager of the Euro Funds and may be deemed to have voting and dispositive power over the Common Shares owned by such entities. F3 · ownership.nature: Marc Lasry is the managing member of Avenue Capital Management II GenPar, LLC and Avenue Europe International Management GenPar, LLC. Mr. Lasry may be deemed to be the indirect beneficial owner of the securities reported by the Funds by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Exchange Act) is a fractional interest in such amount. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 20:44 UTC | PACIFIC DRILLING S.A. PACD · Entity 144904 | SaleCOMMON STOCK | 2,411,500 | $0.47 | $1,129,546.60 |
DisclosureSEC source: 0001140361-20-013831 · form4.xml · nonDerivative · entry 1 Avenue Capital Management II, L.P. · CIK 0001317338 · 10% owner Avenue Capital Management II GenPar, LLC · CIK 0001389850 · 10% owner Avenue Energy Opportunities Fund II, L.P. · CIK 0001673020 · 10% owner AVENUE PPF OPPORTUNITIES FUND, L.P. · CIK 0001641985 · 10% owner Avenue Energy Opportunities Fund, L.P. · CIK 0001613152 · 10% owner Avenue Special Opportunities Fund II, L.P. · CIK 0001622832 · 10% owner Avenue Strategic Opportunities Fund, L.P. · CIK 0001688173 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 6,596,022 F1 · ownership.nature: Collectively, the securities (the "Common Shares") reported in this Form 4 are held directly by: (i) Avenue Energy Opportunities Fund, L.P., Avenue Energy Opportunities Fund II, L.P., Avenue PPF Opportunities Fund, L.P., Avenue Special Opportunities Fund II, L.P. and Avenue Strategic Opportunities Fund, L.P. (the "US Funds") and (ii) Avenue ASRS Europe Opportunities Fund, L.P., Avenue Europe Opportunities Master Fund, L.P., Avenue Europe Special Situations Fund III (Euro), L.P., and Avenue Europe Special Situations Fund III (U.S.), L.P. (the "Euro Funds" and together with the US Funds, the "Funds"). F2 · ownership.nature: Avenue Capital Management II, L.P. is the investment manager of the US Funds and may be deemed to have voting and dispositive power over the Common Shares owned by such entities. Avenue Europe International Management, L.P. is the investment manager of the Euro Funds and may be deemed to have voting and dispositive power over the Common Shares owned by such entities. F3 · ownership.nature: Marc Lasry is the managing member of Avenue Capital Management II GenPar, LLC and Avenue Europe International Management GenPar, LLC. Mr. Lasry may be deemed to be the indirect beneficial owner of the securities reported by the Funds by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Exchange Act) is a fractional interest in such amount. Read SEC document |
| June 10, 2020 Filed Jun 12, 2020 19:49 UTC | PACIFIC DRILLING S.A. PACD · Entity 144904 | SaleCOMMON STOCK | 1,353,008 | $0.57 | $769,320.35 |
DisclosureSEC source: 0001140361-20-013703 · form4.xml · nonDerivative · entry 1 Avenue Capital Management II, L.P. · CIK 0001317338 · 10% owner Avenue Europe International Management, L.P. · CIK 0001404730 · 10% owner Avenue Europe International Management GenPar, LLC · CIK 0001798932 · 10% owner Avenue-ASRS Europe Opportunities Fund, L.P. · CIK 0001798931 · 10% owner Avenue Europe Special Situations Fund III (US), L.P. · CIK 0001642372 · 10% owner Avenue Europe Special Situations Fund III (Euro), L.P. · CIK 0001642376 · 10% owner Avenue Europe Opportunities Master Fund, L.P. · CIK 0001492359 · 10% owner LASRY MARC · CIK 0001259927 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 9,007,522 F1 · ownership.nature: Collectively, the securities (the "Common Shares") reported in this Form 4 are held directly by: (i) Avenue Energy Opportunities Fund, L.P., Avenue Energy Opportunities Fund II, L.P., Avenue PPF Opportunities Fund, L.P., Avenue Special Opportunities Fund II, L.P. and Avenue Strategic Opportunities Fund, L.P. (the "US Funds") and (ii) Avenue ASRS Europe Opportunities Fund, L.P., Avenue Europe Opportunities Master Fund, L.P., Avenue Europe Special Situations Fund III (Euro), L.P., and Avenue Europe Special Situations Fund III (U.S.), L.P. (the "Euro Funds" and together with the US Funds, the "Funds"). F2 · ownership.nature: Avenue Capital Management II, L.P. is the investment manager of the US Funds and may be deemed to have voting and dispositive power over the 6,385,765 Common Shares owned by such entities. Avenue Europe International Management, L.P. is the investment manager of the Euro Funds and may be deemed to have voting and dispositive power over the 2,621,757 Common Shares owned by such entities. F3 · ownership.nature: Marc Lasry is the managing member of Avenue Capital Management II GenPar, LLC and Avenue Europe International Management GenPar, LLC. Mr. Lasry may be deemed to be the indirect beneficial owner of the securities reported by the Funds by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Exchange Act) is a fractional interest in such amount. Read SEC document |
| June 10, 2020 Filed Jun 12, 2020 19:47 UTC | PACIFIC DRILLING S.A. PACD · Entity 144904 | SaleCOMMON STOCK | 1,353,008 | $0.57 | $769,320.35 |
DisclosureSEC source: 0001140361-20-013702 · form4.xml · nonDerivative · entry 1 Avenue Capital Management II, L.P. · CIK 0001317338 · 10% owner Avenue Capital Management II GenPar, LLC · CIK 0001389850 · 10% owner Avenue Energy Opportunities Fund II, L.P. · CIK 0001673020 · 10% owner AVENUE PPF OPPORTUNITIES FUND, L.P. · CIK 0001641985 · 10% owner Avenue Energy Opportunities Fund, L.P. · CIK 0001613152 · 10% owner Avenue Special Opportunities Fund II, L.P. · CIK 0001622832 · 10% owner Avenue Strategic Opportunities Fund, L.P. · CIK 0001688173 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 9,007,522 F1 · ownership.nature: Collectively, the securities (the "Common Shares") reported in this Form 4 are held directly by: (i) Avenue Energy Opportunities Fund, L.P., Avenue Energy Opportunities Fund II, L.P., Avenue PPF Opportunities Fund, L.P., Avenue Special Opportunities Fund II, L.P. and Avenue Strategic Opportunities Fund, L.P. (the "US Funds") and (ii) Avenue ASRS Europe Opportunities Fund, L.P., Avenue Europe Opportunities Master Fund, L.P., Avenue Europe Special Situations Fund III (Euro), L.P., and Avenue Europe Special Situations Fund III (U.S.), L.P. (the "Euro Funds" and together with the US Funds, the "Funds"). F2 · ownership.nature: Avenue Capital Management II, L.P. is the investment manager of the US Funds and may be deemed to have voting and dispositive power over the 6,385,765 Common Shares owned by such entities. Avenue Europe International Management, L.P. is the investment manager of the Euro Funds and may be deemed to have voting and dispositive power over the 2,621,757 Common Shares owned by such entities. F3 · ownership.nature: Marc Lasry is the managing member of Avenue Capital Management II GenPar, LLC and Avenue Europe International Management GenPar, LLC. Mr. Lasry may be deemed to be the indirect beneficial owner of the securities reported by the Funds by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Exchange Act) is a fractional interest in such amount. Read SEC document |
| June 09, 2020 Filed Jun 11, 2020 17:28 UTC | PACIFIC DRILLING S.A. PACD · Entity 144904 | SaleCOMMON STOCK | 3,229,912 | $0.81 | $2,629,148.37 |
DisclosureSEC source: 0001140361-20-013620 · form4.xml · nonDerivative · entry 1 Avenue Capital Management II, L.P. · CIK 0001317338 · 10% owner Avenue Europe International Management, L.P. · CIK 0001404730 · 10% owner Avenue Europe International Management GenPar, LLC · CIK 0001798932 · 10% owner Avenue-ASRS Europe Opportunities Fund, L.P. · CIK 0001798931 · 10% owner Avenue Europe Special Situations Fund III (US), L.P. · CIK 0001642372 · 10% owner Avenue Europe Special Situations Fund III (Euro), L.P. · CIK 0001642376 · 10% owner Avenue Europe Opportunities Master Fund, L.P. · CIK 0001492359 · 10% owner LASRY MARC · CIK 0001259927 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 10,360,530 F1 · ownership.nature: Collectively, the securities (the "Common Shares") reported in this Form 4 are held directly by: (i) Avenue Energy Opportunities Fund, L.P., Avenue Energy Opportunities Fund II, L.P., Avenue PPF Opportunities Fund, L.P., Avenue Special Opportunities Fund II, L.P. and Avenue Strategic Opportunities Fund, L.P. (the "US Funds") and (ii) Avenue ASRS Europe Opportunities Fund, L.P., Avenue Europe Opportunities Master Fund, L.P., Avenue Europe Special Situations Fund III (Euro), L.P., and Avenue Europe Special Situations Fund III (U.S.), L.P. (the "Euro Funds" and together with the US Funds, the "Funds"). F2 · ownership.nature: Avenue Capital Management II, L.P. is the investment manager of the US Funds and may be deemed to have voting and dispositive power over the 7,344,962 Common Shares owned by such entities. Avenue Europe International Management, L.P. is the investment manager of the Euro Funds and may be deemed to have voting and dispositive power over the 3,015,568 Common Shares owned by such entities. F3 · ownership.nature: Marc Lasry is the managing member of Avenue Capital Management II GenPar, LLC and Avenue Europe International Management GenPar, LLC. Mr. Lasry may be deemed to be the indirect beneficial owner of the securities reported by the Funds by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Exchange Act) is a fractional interest in such amount. Read SEC document |
| June 09, 2020 Filed Jun 11, 2020 17:27 UTC | PACIFIC DRILLING S.A. PACD · Entity 144904 | SaleCOMMON STOCK | 3,229,912 | $0.81 | $2,629,148.37 |
DisclosureSEC source: 0001140361-20-013618 · form4.xml · nonDerivative · entry 1 Avenue Capital Management II, L.P. · CIK 0001317338 · 10% owner Avenue Capital Management II GenPar, LLC · CIK 0001389850 · 10% owner Avenue Energy Opportunities Fund II, L.P. · CIK 0001673020 · 10% owner AVENUE PPF OPPORTUNITIES FUND, L.P. · CIK 0001641985 · 10% owner Avenue Energy Opportunities Fund, L.P. · CIK 0001613152 · 10% owner Avenue Special Opportunities Fund II, L.P. · CIK 0001622832 · 10% owner Avenue Strategic Opportunities Fund, L.P. · CIK 0001688173 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 10,360,530 F1 · ownership.nature: Collectively, the securities (the "Common Shares") reported in this Form 4 are held directly by: (i) Avenue Energy Opportunities Fund, L.P., Avenue Energy Opportunities Fund II, L.P., Avenue PPF Opportunities Fund, L.P., Avenue Special Opportunities Fund II, L.P. and Avenue Strategic Opportunities Fund, L.P. (the "US Funds") and (ii) Avenue ASRS Europe Opportunities Fund, L.P., Avenue Europe Opportunities Master Fund, L.P., Avenue Europe Special Situations Fund III (Euro), L.P., and Avenue Europe Special Situations Fund III (U.S.), L.P. (the "Euro Funds" and together with the US Funds, the "Funds"). F2 · ownership.nature: Avenue Capital Management II, L.P. is the investment manager of the US Funds and may be deemed to have voting and dispositive power over the 7,344,962 Common Shares owned by such entities. Avenue Europe International Management, L.P. is the investment manager of the Euro Funds and may be deemed to have voting and dispositive power over the 3,015,568 Common Shares owned by such entities. F3 · ownership.nature: Marc Lasry is the managing member of Avenue Capital Management II GenPar, LLC and Avenue Europe International Management GenPar, LLC. Mr. Lasry may be deemed to be the indirect beneficial owner of the securities reported by the Funds by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Exchange Act) is a fractional interest in such amount. Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 17:51 UTC | PACIFIC DRILLING S.A. PACD · Entity 144904 | SaleCOMMON STOCK | 4,570,389 | $1.03 | $4,697,902.85 |
DisclosureSEC source: 0001140361-20-013555 · form4.xml · nonDerivative · entry 1 Avenue Capital Management II, L.P. · CIK 0001317338 · 10% owner Avenue Europe International Management, L.P. · CIK 0001404730 · 10% owner Avenue Europe International Management GenPar, LLC · CIK 0001798932 · 10% owner Avenue-ASRS Europe Opportunities Fund, L.P. · CIK 0001798931 · 10% owner Avenue Europe Special Situations Fund III (US), L.P. · CIK 0001642372 · 10% owner Avenue Europe Special Situations Fund III (Euro), L.P. · CIK 0001642376 · 10% owner Avenue Europe Opportunities Master Fund, L.P. · CIK 0001492359 · 10% owner LASRY MARC · CIK 0001259927 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 13,590,442 F1 · ownership.nature: Collectively, the securities (the "Common Shares") reported in this Form 4 are held directly by: (i) Avenue Energy Opportunities Fund, L.P., Avenue Energy Opportunities Fund II, L.P., Avenue PPF Opportunities Fund, L.P., Avenue Special Opportunities Fund II, L.P. and Avenue Strategic Opportunities Fund, L.P. (the "US Funds") and (ii) Avenue ASRS Europe Opportunities Fund, L.P., Avenue Europe Opportunities Master Fund, L.P., Avenue Europe Special Situations Fund III (Euro), L.P., and Avenue Europe Special Situations Fund III (U.S.), L.P. (the "Euro Funds" and together with the US Funds, the "Funds"). F2 · ownership.nature: Avenue Capital Management II, L.P. is the investment manager of the US Funds and may be deemed to have voting and dispositive power over the 9,634,765 Common Shares owned by such entities. Avenue Europe International Management, L.P. is the investment manager of the Euro Funds and may be deemed to have voting and dispositive power over the 3,955,677 Common Shares owned by such entities. F3 · ownership.nature: Marc Lasry is the managing member of Avenue Capital Management II GenPar, LLC and Avenue Europe International Management GenPar, LLC. Mr. Lasry may be deemed to be the indirect beneficial owner of the securities reported by the Funds by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Exchange Act) is a fractional interest in such amount. Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 17:49 UTC | PACIFIC DRILLING S.A. PACD · Entity 144904 | SaleCOMMON STOCK | 4,570,389 | $1.03 | $4,697,902.85 |
DisclosureSEC source: 0001140361-20-013554 · form4.xml · nonDerivative · entry 1 Avenue Capital Management II, L.P. · CIK 0001317338 · 10% owner Avenue Capital Management II GenPar, LLC · CIK 0001389850 · 10% owner Avenue Energy Opportunities Fund II, L.P. · CIK 0001673020 · 10% owner AVENUE PPF OPPORTUNITIES FUND, L.P. · CIK 0001641985 · 10% owner Avenue Energy Opportunities Fund, L.P. · CIK 0001613152 · 10% owner Avenue Special Opportunities Fund II, L.P. · CIK 0001622832 · 10% owner Avenue Strategic Opportunities Fund, L.P. · CIK 0001688173 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 13,590,442 F1 · ownership.nature: Collectively, the securities (the "Common Shares") reported in this Form 4 are held directly by: (i) Avenue Energy Opportunities Fund, L.P., Avenue Energy Opportunities Fund II, L.P., Avenue PPF Opportunities Fund, L.P., Avenue Special Opportunities Fund II, L.P. and Avenue Strategic Opportunities Fund, L.P. (the "US Funds") and (ii) Avenue ASRS Europe Opportunities Fund, L.P., Avenue Europe Opportunities Master Fund, L.P., Avenue Europe Special Situations Fund III (Euro), L.P., and Avenue Europe Special Situations Fund III (U.S.), L.P. (the "Euro Funds" and together with the US Funds, the "Funds"). F2 · ownership.nature: Avenue Capital Management II, L.P. is the investment manager of the US Funds and may be deemed to have voting and dispositive power over the 9,634,765 Common Shares owned by such entities. Avenue Europe International Management, L.P. is the investment manager of the Euro Funds and may be deemed to have voting and dispositive power over the 3,955,677 Common Shares owned by such entities. F3 · ownership.nature: Marc Lasry is the managing member of Avenue Capital Management II GenPar, LLC and Avenue Europe International Management GenPar, LLC. Mr. Lasry may be deemed to be the indirect beneficial owner of the securities reported by the Funds by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Exchange Act) is a fractional interest in such amount. Read SEC document |
| May 18, 2020 Filed May 19, 2020 21:40 UTC | PACIFIC DRILLING S.A. PACD · Entity 144904 | SaleCOMMON STOCK | 771,116 | $0.45 | $347,002.20 |
DisclosureSEC source: 0001140361-20-011991 · form4.xml · nonDerivative · entry 2 Avenue Capital Management II, L.P. · CIK 0001317338 · 10% owner Avenue Europe International Management, L.P. · CIK 0001404730 · 10% owner Avenue Europe International Management GenPar, LLC · CIK 0001798932 · 10% owner Avenue-ASRS Europe Opportunities Fund, L.P. · CIK 0001798931 · 10% owner Avenue Europe Special Situations Fund III (US), L.P. · CIK 0001642372 · 10% owner Avenue Europe Special Situations Fund III (Euro), L.P. · CIK 0001642376 · 10% owner Avenue Europe Opportunities Master Fund, L.P. · CIK 0001492359 · 10% owner LASRY MARC · CIK 0001259927 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 18,160,829 F1 · ownership.nature: Collectively, the securities (the "Common Shares") reported in this Form 4 are held directly by: (i) Avenue Energy Opportunities Fund, L.P., Avenue Energy Opportunities Fund II, L.P., Avenue PPF Opportunities Fund, L.P., Avenue Special Opportunities Fund II, L.P. and Avenue Strategic Opportunities Fund, L.P. (the "US Funds") and (ii) Avenue ASRS Europe Opportunities Fund, L.P., Avenue Europe Opportunities Master Fund, L.P., Avenue Europe Special Situations Fund III (Euro), L.P., and Avenue Europe Special Situations Fund III (U.S.), L.P. (the "Euro Funds") and together with the US Funds, the "Funds"). F2 · ownership.nature: Avenue Capital Management II, L.P. is the investment manager of the US Funds and may be deemed to have voting and dispositive power over the 12,874,879 Common Shares owned by such entities. Avenue Europe International Management, L.P. is the investment manager of the Euro Funds and may be deemed to have voting and dispositive power over the 5,285,950 Common Shares owned by such entities. F3 · ownership.nature: Marc Lasry is the managing member of Avenue Capital Management II GenPar, LLC and Avenue Europe International Management GenPar, LLC. Mr. Lasry may be deemed to be the indirect beneficial owner of the securities reported by the Funds by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Exchange Act) is a fractional interest in such amount. Read SEC document |
| May 18, 2020 Filed May 19, 2020 21:40 UTC | PACIFIC DRILLING S.A. PACD · Entity 144904 | SaleCOMMON STOCK | 771,116 | $0.45 | $347,002.20 |
DisclosureSEC source: 0001140361-20-011990 · form4.xml · nonDerivative · entry 2 Avenue Capital Management II, L.P. · CIK 0001317338 · 10% owner Avenue Capital Management II GenPar, LLC · CIK 0001389850 · 10% owner Avenue Energy Opportunities Fund II, L.P. · CIK 0001673020 · 10% owner AVENUE PPF OPPORTUNITIES FUND, L.P. · CIK 0001641985 · 10% owner Avenue Energy Opportunities Fund, L.P. · CIK 0001613152 · 10% owner Avenue Special Opportunities Fund II, L.P. · CIK 0001622832 · 10% owner Avenue Strategic Opportunities Fund, L.P. · CIK 0001688173 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 18,160,829 F1 · ownership.nature: Collectively, the securities (the "Common Shares") reported in this Form 4 are held directly by: (i) Avenue Energy Opportunities Fund, L.P., Avenue Energy Opportunities Fund II, L.P., Avenue PPF Opportunities Fund, L.P., Avenue Special Opportunities Fund II, L.P. and Avenue Strategic Opportunities Fund, L.P. (the "US Funds") and (ii) Avenue ASRS Europe Opportunities Fund, L.P., Avenue Europe Opportunities Master Fund, L.P., Avenue Europe Special Situations Fund III (Euro), L.P., and Avenue Europe Special Situations Fund III (U.S.), L.P. (the "Euro Funds") and together with the US Funds, the "Funds"). F2 · ownership.nature: Avenue Capital Management II, L.P. is the investment manager of the US Funds and may be deemed to have voting and dispositive power over the 12,874,879 Common Shares owned by such entities. Avenue Europe International Management, L.P. is the investment manager of the Euro Funds and may be deemed to have voting and dispositive power over the 5,285,950 Common Shares owned by such entities. F3 · ownership.nature: Marc Lasry is the managing member of Avenue Capital Management II GenPar, LLC and Avenue Europe International Management GenPar, LLC. Mr. Lasry may be deemed to be the indirect beneficial owner of the securities reported by the Funds by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Exchange Act) is a fractional interest in such amount. Read SEC document |
| May 15, 2020 Filed May 19, 2020 21:40 UTC | PACIFIC DRILLING S.A. PACD · Entity 144904 | SaleCOMMON STOCK | 327,629 | $0.45 | $146,777.79 |
DisclosureSEC source: 0001140361-20-011991 · form4.xml · nonDerivative · entry 1 Avenue Capital Management II, L.P. · CIK 0001317338 · 10% owner Avenue Europe International Management, L.P. · CIK 0001404730 · 10% owner Avenue Europe International Management GenPar, LLC · CIK 0001798932 · 10% owner Avenue-ASRS Europe Opportunities Fund, L.P. · CIK 0001798931 · 10% owner Avenue Europe Special Situations Fund III (US), L.P. · CIK 0001642372 · 10% owner Avenue Europe Special Situations Fund III (Euro), L.P. · CIK 0001642376 · 10% owner Avenue Europe Opportunities Master Fund, L.P. · CIK 0001492359 · 10% owner LASRY MARC · CIK 0001259927 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 18,931,945 F1 · ownership.nature: Collectively, the securities (the "Common Shares") reported in this Form 4 are held directly by: (i) Avenue Energy Opportunities Fund, L.P., Avenue Energy Opportunities Fund II, L.P., Avenue PPF Opportunities Fund, L.P., Avenue Special Opportunities Fund II, L.P. and Avenue Strategic Opportunities Fund, L.P. (the "US Funds") and (ii) Avenue ASRS Europe Opportunities Fund, L.P., Avenue Europe Opportunities Master Fund, L.P., Avenue Europe Special Situations Fund III (Euro), L.P., and Avenue Europe Special Situations Fund III (U.S.), L.P. (the "Euro Funds") and together with the US Funds, the "Funds"). F2 · ownership.nature: Avenue Capital Management II, L.P. is the investment manager of the US Funds and may be deemed to have voting and dispositive power over the 12,874,879 Common Shares owned by such entities. Avenue Europe International Management, L.P. is the investment manager of the Euro Funds and may be deemed to have voting and dispositive power over the 5,285,950 Common Shares owned by such entities. F3 · ownership.nature: Marc Lasry is the managing member of Avenue Capital Management II GenPar, LLC and Avenue Europe International Management GenPar, LLC. Mr. Lasry may be deemed to be the indirect beneficial owner of the securities reported by the Funds by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Exchange Act) is a fractional interest in such amount. Read SEC document |
| May 15, 2020 Filed May 19, 2020 21:40 UTC | PACIFIC DRILLING S.A. PACD · Entity 144904 | SaleCOMMON STOCK | 327,629 | $0.45 | $146,777.79 |
DisclosureSEC source: 0001140361-20-011990 · form4.xml · nonDerivative · entry 1 Avenue Capital Management II, L.P. · CIK 0001317338 · 10% owner Avenue Capital Management II GenPar, LLC · CIK 0001389850 · 10% owner Avenue Energy Opportunities Fund II, L.P. · CIK 0001673020 · 10% owner AVENUE PPF OPPORTUNITIES FUND, L.P. · CIK 0001641985 · 10% owner Avenue Energy Opportunities Fund, L.P. · CIK 0001613152 · 10% owner Avenue Special Opportunities Fund II, L.P. · CIK 0001622832 · 10% owner Avenue Strategic Opportunities Fund, L.P. · CIK 0001688173 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 18,931,945 F1 · ownership.nature: Collectively, the securities (the "Common Shares") reported in this Form 4 are held directly by: (i) Avenue Energy Opportunities Fund, L.P., Avenue Energy Opportunities Fund II, L.P., Avenue PPF Opportunities Fund, L.P., Avenue Special Opportunities Fund II, L.P. and Avenue Strategic Opportunities Fund, L.P. (the "US Funds") and (ii) Avenue ASRS Europe Opportunities Fund, L.P., Avenue Europe Opportunities Master Fund, L.P., Avenue Europe Special Situations Fund III (Euro), L.P., and Avenue Europe Special Situations Fund III (U.S.), L.P. (the "Euro Funds") and together with the US Funds, the "Funds"). F2 · ownership.nature: Avenue Capital Management II, L.P. is the investment manager of the US Funds and may be deemed to have voting and dispositive power over the 12,874,879 Common Shares owned by such entities. Avenue Europe International Management, L.P. is the investment manager of the Euro Funds and may be deemed to have voting and dispositive power over the 5,285,950 Common Shares owned by such entities. F3 · ownership.nature: Marc Lasry is the managing member of Avenue Capital Management II GenPar, LLC and Avenue Europe International Management GenPar, LLC. Mr. Lasry may be deemed to be the indirect beneficial owner of the securities reported by the Funds by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Exchange Act) is a fractional interest in such amount. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 17:53 UTC | Amplify Energy Corp. MPO · Entity 6295 | SaleCommon Stock | 933,142 | $10.00 | $9,331,420.00 |
DisclosureSEC source: 0001104659-19-009089 · a4.xml · nonDerivative · entry 1 Avenue Capital Management II, L.P. · CIK 0001317338 · 10% owner Avenue Energy Opportunities Fund, L.P. · CIK 0001613152 · 10% owner Avenue Capital Management II GenPar, LLC · CIK 0001389850 · 10% owner AVENUE ENERGY OPPORTUNITIES PARTNERS, LLC · CIK 0001689110 · 10% owner GL ENERGY OPPORTUNITIES PARTNERS, LLC · CIK 0001689135 · 10% owner LASRY MARC · CIK 0001259927 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,561,772 F3 · shares: The number of shares of Common Stock owned and transferred is an estimate of the number of shares accepted by the Issuer in the Issuer's tender offer, based on the Issuer's press release dated as of February 13, 2019. F3 · balance_after: The number of shares of Common Stock owned and transferred is an estimate of the number of shares accepted by the Issuer in the Issuer's tender offer, based on the Issuer's press release dated as of February 13, 2019. F1 · ownership.nature: The shares of Common Stock (the "Common Stock") of Midstates Petroleum Company, Inc. (the "Issuer") are held directly by Avenue Energy Opportunities Fund, L.P., a Delaware limited partnership (the "Fund"). Avenue Energy Opportunities Partners, LLC, a Delaware limited liability company, is the general partner to the Fund. GL Energy Opportunities Partners, LLC, a Delaware limited liability company, is the managing member of Avenue Energy Opportunities Partners, LLC. Avenue Capital Management II, L.P., a Delaware limited partnership ("Avenue Capital Management"), is the investment adviser to the Fund. Avenue Capital Management II GenPar, LLC, a Delaware limited liability company, is the general partner of Avenue Capital Management. F2 · ownership.nature: Marc Lasry is the managing member of GL Energy Opportunities Partners, LLC and Avenue Capital Management II GenPar, LLC. Mr. Lasry is deemed to be the indirect beneficial owner of the securities reported by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended) is a fractional interest in such amount. Read SEC document |
| February 13, 2019 Filed Feb 25, 2019 18:23 UTC Amendment | Amplify Energy Corp. MPO · Entity 6295 | SaleCommon Stock | 933,539 | $10.00 | $9,335,390.00 |
DisclosureSEC source: 0001104659-19-010390 · a4a.xml · nonDerivative · entry 1 Avenue Capital Management II, L.P. · CIK 0001317338 · 10% owner Avenue Energy Opportunities Fund, L.P. · CIK 0001613152 · 10% owner AVENUE ENERGY OPPORTUNITIES PARTNERS, LLC · CIK 0001689110 · 10% owner Avenue Capital Management II GenPar, LLC · CIK 0001389850 · 10% owner GL ENERGY OPPORTUNITIES PARTNERS, LLC · CIK 0001689135 · 10% owner LASRY MARC · CIK 0001259927 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,561,375 F3 · shares: This amendment is being filed to reflect the actual number of shares of Common Stock accepted by the Issuer in the Issuer's tender offer. The initial Form 4 that this filing amends reflected an estimate of the number of shares accepted by the Issuer in the Issuer's tender offer, based on the Issuer's press release dated as of February 13, 2019. F3 · balance_after: This amendment is being filed to reflect the actual number of shares of Common Stock accepted by the Issuer in the Issuer's tender offer. The initial Form 4 that this filing amends reflected an estimate of the number of shares accepted by the Issuer in the Issuer's tender offer, based on the Issuer's press release dated as of February 13, 2019. F1 · ownership.nature: The shares of Common Stock (the "Common Stock") of Midstates Petroleum Company, Inc. (the "Issuer") are held directly by Avenue Energy Opportunities Fund, L.P., a Delaware limited partnership (the "Fund"). Avenue Energy Opportunities Partners, LLC, a Delaware limited liability company, is the general partner to the Fund. GL Energy Opportunities Partners, LLC, a Delaware limited liability company, is the managing member of Avenue Energy Opportunities Partners, LLC. Avenue Capital Management II, L.P., a Delaware limited partnership ("Avenue Capital Management"), is the investment adviser to the Fund. Avenue Capital Management II GenPar, LLC, a Delaware limited liability company, is the general partner of Avenue Capital Management. F2 · ownership.nature: Marc Lasry is the managing member of GL Energy Opportunities Partners, LLC and Avenue Capital Management II GenPar, LLC. Mr. Lasry is deemed to be the indirect beneficial owner of the securities reported by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended) is a fractional interest in such amount. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 17:08 UTC | MAGNACHIP SEMICONDUCTOR Corp MX · Entity 6704 | SaleCommon Stock, $0.01 par value | 619,115 | $10.98 | $6,797,882.70 |
DisclosureSEC source: 0000899243-17-020617 · doc4.xml · nonDerivative · entry 7 LASRY MARC · CIK 0001259927 · Director · 10% owner Avenue International Master, L.P. · CIK 0001450166 · Director · 10% owner AVENUE INTERNATIONAL, LTD. · CIK 0001180908 · Director · 10% owner Avenue International Master GenPar, Ltd. · CIK 0001495478 · Director · 10% owner Avenue Partners, LLC · CIK 0001495476 · Director · 10% owner Avenue Capital Management II, L.P. · CIK 0001317338 · Director · 10% owner Avenue Capital Management II GenPar, LLC · CIK 0001389850 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that Avenue Global Opportunities GenPar, LLC ("Global GenPar"), Avenue International, Ltd. ("International Ltd."), Avenue International Master GenPar, Ltd. ("Avenue International GenPar"), Avenue Partners, LLC ("Avenue Partners"), Avenue Capital Partners IV, LLC ("Avenue Capital IV"), GL Partners IV, LLC ("GL IV"), Avenue Capital Partners V, LLC ("Avenue Capital V"), GL Partners V, LLC ("GL V"), Avenue PPF Opportunities Fund GenPar, LLC ("Avenue PPF Opportunities GenPar"), Avenue Capital Management II, L.P. ("Avenue Capital Management II"), Avenue Capital Management II GenPar, LLC ("GenPar") or Marc Lasry ("Lasry") (the "Controlling Persons") is or was for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, F2 · ownership.nature: (Continued from footnote 1) or otherwise the beneficial owner of any of the shares of common stock, par value $0.01 per share (the "Common Stock") directly held by Avenue International Master, L.P. ("Avenue International"), Avenue Investments, L.P. ("Avenue Investments"), Avenue-CDP Global Opportunities Fund, L.P. ("Avenue-CDP"), Avenue Special Situations Fund IV, L.P. ("Avenue Spec IV"), Avenue Special Situations Fund V, L.P. ("Avenue Spec V"), Avenue PPF Opportunities Fund, L.P. ("Avenue PPF Opportunities") and Avenue EnTrust Customized Portfolio SPC ("Avenue EnTrust SPC"). Pursuant to Rule 16a-1, the Controlling Persons disclaim beneficial ownership except to the extent of their pecuniary interest therein. F9 · ownership.nature: These shares of Common Stock were held directly by Avenue Spec V. Avenue Capital V serves as the general partner of Avenue Spec V, and GL V is the managing member of Avenue Capital V. Avenue Capital Management II is an investment adviser to Avenue Spec V. Genpar is the general partner of Avenue Capital Management II. Lasry is the managing member of GL V and GenPar. In such capacity, Lasry is deemed to be the indirect beneficial owner of the securities reported by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ) is a fractional indirect interest in such amount. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 17:08 UTC | MAGNACHIP SEMICONDUCTOR Corp MX · Entity 6704 | SaleCommon Stock, $0.01 par value | 496,023 | $10.98 | $5,446,332.54 |
DisclosureSEC source: 0000899243-17-020617 · doc4.xml · nonDerivative · entry 6 LASRY MARC · CIK 0001259927 · Director · 10% owner Avenue International Master, L.P. · CIK 0001450166 · Director · 10% owner AVENUE INTERNATIONAL, LTD. · CIK 0001180908 · Director · 10% owner Avenue International Master GenPar, Ltd. · CIK 0001495478 · Director · 10% owner Avenue Partners, LLC · CIK 0001495476 · Director · 10% owner Avenue Capital Management II, L.P. · CIK 0001317338 · Director · 10% owner Avenue Capital Management II GenPar, LLC · CIK 0001389850 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that Avenue Global Opportunities GenPar, LLC ("Global GenPar"), Avenue International, Ltd. ("International Ltd."), Avenue International Master GenPar, Ltd. ("Avenue International GenPar"), Avenue Partners, LLC ("Avenue Partners"), Avenue Capital Partners IV, LLC ("Avenue Capital IV"), GL Partners IV, LLC ("GL IV"), Avenue Capital Partners V, LLC ("Avenue Capital V"), GL Partners V, LLC ("GL V"), Avenue PPF Opportunities Fund GenPar, LLC ("Avenue PPF Opportunities GenPar"), Avenue Capital Management II, L.P. ("Avenue Capital Management II"), Avenue Capital Management II GenPar, LLC ("GenPar") or Marc Lasry ("Lasry") (the "Controlling Persons") is or was for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, F2 · ownership.nature: (Continued from footnote 1) or otherwise the beneficial owner of any of the shares of common stock, par value $0.01 per share (the "Common Stock") directly held by Avenue International Master, L.P. ("Avenue International"), Avenue Investments, L.P. ("Avenue Investments"), Avenue-CDP Global Opportunities Fund, L.P. ("Avenue-CDP"), Avenue Special Situations Fund IV, L.P. ("Avenue Spec IV"), Avenue Special Situations Fund V, L.P. ("Avenue Spec V"), Avenue PPF Opportunities Fund, L.P. ("Avenue PPF Opportunities") and Avenue EnTrust Customized Portfolio SPC ("Avenue EnTrust SPC"). Pursuant to Rule 16a-1, the Controlling Persons disclaim beneficial ownership except to the extent of their pecuniary interest therein. F8 · ownership.nature: These shares of Common Stock were held directly by Avenue Spec IV. Avenue Capital IV serves as the general partner of Avenue Spec IV, and GL IV is the managing member of Avenue Capital IV. Avenue Capital Management II is an investment adviser to Avenue Spec IV. Genpar is the general partner of Avenue Capital Management II. Lasry is the managing member of GL IV and GenPar. In such capacity, Lasry is deemed to be the indirect beneficial owner of the securities reported by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ) is a fractional indirect interest in such amount. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 17:08 UTC | MAGNACHIP SEMICONDUCTOR Corp MX · Entity 6704 | SaleCommon Stock, $0.01 par value | 84,924 | $10.98 | $932,465.52 |
DisclosureSEC source: 0000899243-17-020617 · doc4.xml · nonDerivative · entry 5 LASRY MARC · CIK 0001259927 · Director · 10% owner Avenue International Master, L.P. · CIK 0001450166 · Director · 10% owner AVENUE INTERNATIONAL, LTD. · CIK 0001180908 · Director · 10% owner Avenue International Master GenPar, Ltd. · CIK 0001495478 · Director · 10% owner Avenue Partners, LLC · CIK 0001495476 · Director · 10% owner Avenue Capital Management II, L.P. · CIK 0001317338 · Director · 10% owner Avenue Capital Management II GenPar, LLC · CIK 0001389850 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that Avenue Global Opportunities GenPar, LLC ("Global GenPar"), Avenue International, Ltd. ("International Ltd."), Avenue International Master GenPar, Ltd. ("Avenue International GenPar"), Avenue Partners, LLC ("Avenue Partners"), Avenue Capital Partners IV, LLC ("Avenue Capital IV"), GL Partners IV, LLC ("GL IV"), Avenue Capital Partners V, LLC ("Avenue Capital V"), GL Partners V, LLC ("GL V"), Avenue PPF Opportunities Fund GenPar, LLC ("Avenue PPF Opportunities GenPar"), Avenue Capital Management II, L.P. ("Avenue Capital Management II"), Avenue Capital Management II GenPar, LLC ("GenPar") or Marc Lasry ("Lasry") (the "Controlling Persons") is or was for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, F2 · ownership.nature: (Continued from footnote 1) or otherwise the beneficial owner of any of the shares of common stock, par value $0.01 per share (the "Common Stock") directly held by Avenue International Master, L.P. ("Avenue International"), Avenue Investments, L.P. ("Avenue Investments"), Avenue-CDP Global Opportunities Fund, L.P. ("Avenue-CDP"), Avenue Special Situations Fund IV, L.P. ("Avenue Spec IV"), Avenue Special Situations Fund V, L.P. ("Avenue Spec V"), Avenue PPF Opportunities Fund, L.P. ("Avenue PPF Opportunities") and Avenue EnTrust Customized Portfolio SPC ("Avenue EnTrust SPC"). Pursuant to Rule 16a-1, the Controlling Persons disclaim beneficial ownership except to the extent of their pecuniary interest therein. F7 · ownership.nature: These shares of Common Stock were held directly by Avenue-CDP. Global GenPar serves as the general partner of Avenue-CDP. Lasry is the managing member of Global GenPar. In such capacity, Lasry is deemed to be the indirect beneficial owner of the securities reported by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ) is a fractional indirect interest in such amount. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 17:08 UTC | MAGNACHIP SEMICONDUCTOR Corp MX · Entity 6704 | SaleCommon Stock, $0.01 par value | 722,264 | $10.98 | $7,930,458.72 |
DisclosureSEC source: 0000899243-17-020617 · doc4.xml · nonDerivative · entry 4 LASRY MARC · CIK 0001259927 · Director · 10% owner Avenue International Master, L.P. · CIK 0001450166 · Director · 10% owner AVENUE INTERNATIONAL, LTD. · CIK 0001180908 · Director · 10% owner Avenue International Master GenPar, Ltd. · CIK 0001495478 · Director · 10% owner Avenue Partners, LLC · CIK 0001495476 · Director · 10% owner Avenue Capital Management II, L.P. · CIK 0001317338 · Director · 10% owner Avenue Capital Management II GenPar, LLC · CIK 0001389850 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that Avenue Global Opportunities GenPar, LLC ("Global GenPar"), Avenue International, Ltd. ("International Ltd."), Avenue International Master GenPar, Ltd. ("Avenue International GenPar"), Avenue Partners, LLC ("Avenue Partners"), Avenue Capital Partners IV, LLC ("Avenue Capital IV"), GL Partners IV, LLC ("GL IV"), Avenue Capital Partners V, LLC ("Avenue Capital V"), GL Partners V, LLC ("GL V"), Avenue PPF Opportunities Fund GenPar, LLC ("Avenue PPF Opportunities GenPar"), Avenue Capital Management II, L.P. ("Avenue Capital Management II"), Avenue Capital Management II GenPar, LLC ("GenPar") or Marc Lasry ("Lasry") (the "Controlling Persons") is or was for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, F2 · ownership.nature: (Continued from footnote 1) or otherwise the beneficial owner of any of the shares of common stock, par value $0.01 per share (the "Common Stock") directly held by Avenue International Master, L.P. ("Avenue International"), Avenue Investments, L.P. ("Avenue Investments"), Avenue-CDP Global Opportunities Fund, L.P. ("Avenue-CDP"), Avenue Special Situations Fund IV, L.P. ("Avenue Spec IV"), Avenue Special Situations Fund V, L.P. ("Avenue Spec V"), Avenue PPF Opportunities Fund, L.P. ("Avenue PPF Opportunities") and Avenue EnTrust Customized Portfolio SPC ("Avenue EnTrust SPC"). Pursuant to Rule 16a-1, the Controlling Persons disclaim beneficial ownership except to the extent of their pecuniary interest therein. F6 · ownership.nature: These shares of Common Stock were held directly by Avenue Investments. Avenue Partners is the general partner of Avenue Investments. Avenue Capital Management II is an investment adviser to Avenue Investments. GenPar is the general partner of Avenue Capital Management II. Lasry is the managing member of Avenue Partners and GenPar. In such capacity, Lasry is deemed to be the indirect beneficial owner of the securities reported by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ) is a fractional indirect interest in such amount. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 17:08 UTC | MAGNACHIP SEMICONDUCTOR Corp MX · Entity 6704 | SaleCommon Stock, $0.01 par value | 119,747 | $10.98 | $1,314,822.06 |
DisclosureSEC source: 0000899243-17-020617 · doc4.xml · nonDerivative · entry 3 LASRY MARC · CIK 0001259927 · Director · 10% owner Avenue International Master, L.P. · CIK 0001450166 · Director · 10% owner AVENUE INTERNATIONAL, LTD. · CIK 0001180908 · Director · 10% owner Avenue International Master GenPar, Ltd. · CIK 0001495478 · Director · 10% owner Avenue Partners, LLC · CIK 0001495476 · Director · 10% owner Avenue Capital Management II, L.P. · CIK 0001317338 · Director · 10% owner Avenue Capital Management II GenPar, LLC · CIK 0001389850 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that Avenue Global Opportunities GenPar, LLC ("Global GenPar"), Avenue International, Ltd. ("International Ltd."), Avenue International Master GenPar, Ltd. ("Avenue International GenPar"), Avenue Partners, LLC ("Avenue Partners"), Avenue Capital Partners IV, LLC ("Avenue Capital IV"), GL Partners IV, LLC ("GL IV"), Avenue Capital Partners V, LLC ("Avenue Capital V"), GL Partners V, LLC ("GL V"), Avenue PPF Opportunities Fund GenPar, LLC ("Avenue PPF Opportunities GenPar"), Avenue Capital Management II, L.P. ("Avenue Capital Management II"), Avenue Capital Management II GenPar, LLC ("GenPar") or Marc Lasry ("Lasry") (the "Controlling Persons") is or was for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, F2 · ownership.nature: (Continued from footnote 1) or otherwise the beneficial owner of any of the shares of common stock, par value $0.01 per share (the "Common Stock") directly held by Avenue International Master, L.P. ("Avenue International"), Avenue Investments, L.P. ("Avenue Investments"), Avenue-CDP Global Opportunities Fund, L.P. ("Avenue-CDP"), Avenue Special Situations Fund IV, L.P. ("Avenue Spec IV"), Avenue Special Situations Fund V, L.P. ("Avenue Spec V"), Avenue PPF Opportunities Fund, L.P. ("Avenue PPF Opportunities") and Avenue EnTrust Customized Portfolio SPC ("Avenue EnTrust SPC"). Pursuant to Rule 16a-1, the Controlling Persons disclaim beneficial ownership except to the extent of their pecuniary interest therein. F5 · ownership.nature: These shares of Common Stock were held directly by Avenue EnTrust SPC. Avenue Capital Management II is an investment adviser to Avenue EnTrust SPC. Genpar is the general partner of Avenue Capital Management II. Lasry is the director of Avenue EnTrust SPC and the managing member of GenPar. In such capacity, Lasry is deemed to be the indirect beneficial owner of the securities reported by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ) is a fractional indirect interest in such amount. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 17:08 UTC | MAGNACHIP SEMICONDUCTOR Corp MX · Entity 6704 | SaleCommon Stock, $0.01 par value | 812,190 | $10.98 | $8,917,846.20 |
DisclosureSEC source: 0000899243-17-020617 · doc4.xml · nonDerivative · entry 2 LASRY MARC · CIK 0001259927 · Director · 10% owner Avenue International Master, L.P. · CIK 0001450166 · Director · 10% owner AVENUE INTERNATIONAL, LTD. · CIK 0001180908 · Director · 10% owner Avenue International Master GenPar, Ltd. · CIK 0001495478 · Director · 10% owner Avenue Partners, LLC · CIK 0001495476 · Director · 10% owner Avenue Capital Management II, L.P. · CIK 0001317338 · Director · 10% owner Avenue Capital Management II GenPar, LLC · CIK 0001389850 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that Avenue Global Opportunities GenPar, LLC ("Global GenPar"), Avenue International, Ltd. ("International Ltd."), Avenue International Master GenPar, Ltd. ("Avenue International GenPar"), Avenue Partners, LLC ("Avenue Partners"), Avenue Capital Partners IV, LLC ("Avenue Capital IV"), GL Partners IV, LLC ("GL IV"), Avenue Capital Partners V, LLC ("Avenue Capital V"), GL Partners V, LLC ("GL V"), Avenue PPF Opportunities Fund GenPar, LLC ("Avenue PPF Opportunities GenPar"), Avenue Capital Management II, L.P. ("Avenue Capital Management II"), Avenue Capital Management II GenPar, LLC ("GenPar") or Marc Lasry ("Lasry") (the "Controlling Persons") is or was for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, F2 · ownership.nature: (Continued from footnote 1) or otherwise the beneficial owner of any of the shares of common stock, par value $0.01 per share (the "Common Stock") directly held by Avenue International Master, L.P. ("Avenue International"), Avenue Investments, L.P. ("Avenue Investments"), Avenue-CDP Global Opportunities Fund, L.P. ("Avenue-CDP"), Avenue Special Situations Fund IV, L.P. ("Avenue Spec IV"), Avenue Special Situations Fund V, L.P. ("Avenue Spec V"), Avenue PPF Opportunities Fund, L.P. ("Avenue PPF Opportunities") and Avenue EnTrust Customized Portfolio SPC ("Avenue EnTrust SPC"). Pursuant to Rule 16a-1, the Controlling Persons disclaim beneficial ownership except to the extent of their pecuniary interest therein. F4 · ownership.nature: These shares of Common Stock were held directly by Avenue PPF Opportunities. Avenue PPF Opportunities Fund GenPar, LLC, a Delaware limited liability company ("Avenue PPF Opportunities GenPar") is the general partner of Avenue PPF Opportunities. Avenue Capital Management II is an investment adviser to Avenue PPF Opportunities. Genpar is the general partner of Avenue Capital Management II. Lasry is the managing member of Avenue PPF Opportunities GenPar and GenPar. In such capacity, Lasry is deemed to be the indirect beneficial owner of the securities reported by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ) is a fractional interest in such amount. Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 17:08 UTC | MAGNACHIP SEMICONDUCTOR Corp MX · Entity 6704 | SaleCommon Stock, $0.01 par value | 1,234,715 | $10.98 | $13,557,170.70 |
DisclosureSEC source: 0000899243-17-020617 · doc4.xml · nonDerivative · entry 1 LASRY MARC · CIK 0001259927 · Director · 10% owner Avenue International Master, L.P. · CIK 0001450166 · Director · 10% owner AVENUE INTERNATIONAL, LTD. · CIK 0001180908 · Director · 10% owner Avenue International Master GenPar, Ltd. · CIK 0001495478 · Director · 10% owner Avenue Partners, LLC · CIK 0001495476 · Director · 10% owner Avenue Capital Management II, L.P. · CIK 0001317338 · Director · 10% owner Avenue Capital Management II GenPar, LLC · CIK 0001389850 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that Avenue Global Opportunities GenPar, LLC ("Global GenPar"), Avenue International, Ltd. ("International Ltd."), Avenue International Master GenPar, Ltd. ("Avenue International GenPar"), Avenue Partners, LLC ("Avenue Partners"), Avenue Capital Partners IV, LLC ("Avenue Capital IV"), GL Partners IV, LLC ("GL IV"), Avenue Capital Partners V, LLC ("Avenue Capital V"), GL Partners V, LLC ("GL V"), Avenue PPF Opportunities Fund GenPar, LLC ("Avenue PPF Opportunities GenPar"), Avenue Capital Management II, L.P. ("Avenue Capital Management II"), Avenue Capital Management II GenPar, LLC ("GenPar") or Marc Lasry ("Lasry") (the "Controlling Persons") is or was for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, F2 · ownership.nature: (Continued from footnote 1) or otherwise the beneficial owner of any of the shares of common stock, par value $0.01 per share (the "Common Stock") directly held by Avenue International Master, L.P. ("Avenue International"), Avenue Investments, L.P. ("Avenue Investments"), Avenue-CDP Global Opportunities Fund, L.P. ("Avenue-CDP"), Avenue Special Situations Fund IV, L.P. ("Avenue Spec IV"), Avenue Special Situations Fund V, L.P. ("Avenue Spec V"), Avenue PPF Opportunities Fund, L.P. ("Avenue PPF Opportunities") and Avenue EnTrust Customized Portfolio SPC ("Avenue EnTrust SPC"). Pursuant to Rule 16a-1, the Controlling Persons disclaim beneficial ownership except to the extent of their pecuniary interest therein. F3 · ownership.nature: These shares of Common Stock were held directly by Avenue International. International Ltd. is the sole limited partner of Avenue International, Avenue International GenPar serves as the general partner of Avenue International and Avenue Partners is the sole shareholder of Avenue International GenPar. Avenue Capital Management II is an investment adviser to Avenue International. GenPar is the general partner of Avenue Capital Management II. Lasry is the managing member of Avenue Partners and GenPar. In such capacity, Lasry is deemed to be the indirect beneficial owner of the securities reported by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ) is a fractional indirect interest in such amount. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 09:36 UTC | Yellow Corp YRCW · Entity 109736 | SaleCommon Stock | 500,477 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-033716 · doc4.xml · nonDerivative · entry 2 LASRY MARC · CIK 0001259927 · 10% owner Avenue Capital Management II GenPar, LLC · CIK 0001389850 · 10% owner Avenue Capital Management II, L.P. · CIK 0001317338 · 10% owner Avenue Special Situations Fund VI (Master), L.P. · CIK 0001541853 · 10% owner Avenue Capital Partners VI, LLC · CIK 0001541852 · 10% owner GL Partners VI, LLC · CIK 0001541856 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 836,678 F1 · price: On November 16, 2016, Avenue Special Situations Fund VI (Master), L.P., a Delaware limited partnership ("Avenue Spec VI") and Avenue Special Opportunities Fund I, L.P., a Delaware limited partnership ("Avenue Special Opportunities") (collectively, the "Selling Avenue Funds") and UBS Securities LLC ("Buyer") executed a secondary block trade. The Selling Avenue Funds sold an aggregate of 1,600,000 shares of Common Stock to Buyer at $11.31 per share, for an aggregate purchase price of $18,096,000.00. F4 · ownership.nature: These shares of Common Stock are held directly by Avenue Special Opportunities. Avenue SO Capital Partners I, LLC, a Delaware limited liability company ("Avenue SO Capital Partners") is the general partner of Avenue Special Opportunities. GL SO Partners I, LLC, a Delaware limited liability company ("GL SO Partners I") is the managing member of Avenue SO Capital Partners. Avenue Capital Management II is an investment adviser to Avenue Special Opportunities. Genpar is the general partner of Avenue Capital Management II. Lasry is the managing member of GL SO Partners I and GenPar. F5 · ownership.nature: (Continued from Footnote 4) In such capacity, Lasry is deemed to be the indirect beneficial owner of the securities reported by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ) is a fractional interest in such amount. F6 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that Avenue Capital Management II, GenPar or Lasry (together, the "Controlling Persons") is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock held by the Selling Avenue Funds. Pursuant to Rule 16a-1, the Controlling Persons disclaim such beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 09:36 UTC | Yellow Corp YRCW · Entity 109736 | SaleCommon Stock | 1,099,523 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-033716 · doc4.xml · nonDerivative · entry 1 LASRY MARC · CIK 0001259927 · 10% owner Avenue Capital Management II GenPar, LLC · CIK 0001389850 · 10% owner Avenue Capital Management II, L.P. · CIK 0001317338 · 10% owner Avenue Special Situations Fund VI (Master), L.P. · CIK 0001541853 · 10% owner Avenue Capital Partners VI, LLC · CIK 0001541852 · 10% owner GL Partners VI, LLC · CIK 0001541856 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,359,089 F1 · price: On November 16, 2016, Avenue Special Situations Fund VI (Master), L.P., a Delaware limited partnership ("Avenue Spec VI") and Avenue Special Opportunities Fund I, L.P., a Delaware limited partnership ("Avenue Special Opportunities") (collectively, the "Selling Avenue Funds") and UBS Securities LLC ("Buyer") executed a secondary block trade. The Selling Avenue Funds sold an aggregate of 1,600,000 shares of Common Stock to Buyer at $11.31 per share, for an aggregate purchase price of $18,096,000.00. F2 · ownership.nature: These shares of Common Stock are held directly by Avenue Spec VI. Avenue Capital Partners VI, LLC, a Delaware limited liability company ("Avenue Capital VI"), is the general partner of Avenue Spec VI. GL Partners VI, LLC, a Delaware limited liability company ("GL VI"), is the managing member of Avenue Capital VI. Avenue Capital Management II, L.P., a Delaware limited partnership ("Avenue Capital Management II") is an investment adviser to Avenue Spec VI. Avenue Capital Management II Genpar, LLC, a Delaware limited liability company ("Genpar"), is the general partner of Avenue Capital Management II. Marc Lasry ("Lasry") is the managing member of GL VI and GenPar. F3 · ownership.nature: (Continued from footnote 2) In such capacity, Lasry is deemed to be the indirect beneficial owner of the securities reported by reason of his ability to direct the vote and/or disposition of such securities, and his pecuniary interest in such shares (within the meaning of Rule 16a-1(a)(2) under the Securities Exchange Act of 1934, as amended ) is a fractional indirect interest in such amount. F6 · ownership.nature: The filing of this Form 4 shall not be construed as an admission that Avenue Capital Management II, GenPar or Lasry (together, the "Controlling Persons") is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock held by the Selling Avenue Funds. Pursuant to Rule 16a-1, the Controlling Persons disclaim such beneficial ownership except to the extent of their pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.