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Nasdaq · USD

MVIS

MICROVISION, INC.

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1053
SEC CIK
0000065770
Parsed reports
299

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 16, 2021 Filed Aug 17, 2021 23:22 UTC Amendment Exercise / conversionNon-qualified Stock Option · Derivative 40,000 $0.00 Strike: $2.20 $0.00
Disclosure

SEC source: 0000899243-21-033335 · doc4a.xml · derivative · entry 3

Holt Stephen Patrick · CIK 0001575099 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2023-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Form 4 filed by the reporting person on March 18, 2021 incorrectly reported an exercise price of $17.2406.

Read SEC document
March 16, 2021 Filed Aug 17, 2021 23:22 UTC Amendment SaleCommon Stock 40,000 $17.24 $689,624.00
Disclosure

SEC source: 0000899243-21-033335 · doc4a.xml · nonDerivative · entry 2

Holt Stephen Patrick · CIK 0001575099 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,917

F1 · security: This amended report supersedes the Form 4 filed by the reporting person on March 18, 2021, which inadvertently failed to report the shares of common stock acquired upon exercise of the option and the subsequent open market sale of such shares.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.20 to $17.2702. The reporting person undertakes to provide to the SEC, upon request, full information regarding the number of shares sold at each separate price within this reported range.

Read SEC document
March 16, 2021 Filed Aug 17, 2021 23:22 UTC Amendment Exercise / conversionCommon Stock 40,000 $2.20 $88,000.00
Disclosure

SEC source: 0000899243-21-033335 · doc4a.xml · nonDerivative · entry 1

Holt Stephen Patrick · CIK 0001575099 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This amended report supersedes the Form 4 filed by the reporting person on March 18, 2021, which inadvertently failed to report the shares of common stock acquired upon exercise of the option and the subsequent open market sale of such shares.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 21:29 UTC
Farhi YalonDirector
Disposition to issuerCommon Stock 30,000 $16.36 $490,710.00
Disclosure

SEC source: 0001593968-21-000689 · primary_01.xml · nonDerivative · entry 1

Farhi Yalon · CIK 0001676128 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F1 · shares: Shares were sold to satisfy an Israeli tax liability associated with previous vesting of shares.

Read SEC document
February 04, 2021 Filed Feb 4, 2021 23:14 UTC
Holt Stephen PatrickChief Financial Officer
Tax withholdingCommon Stock 36,760 $9.08 $333,784.48
Disclosure

SEC source: 0001593968-21-000353 · primary_01.xml · nonDerivative · entry 1

Holt Stephen Patrick · CIK 0001575099 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,585

F1 · security: Represents shares required to be sold by the Reporting Person to cover tax withholding and remittance obligations in connection with the vesting of previously reported PSUs. Such sales were made pursuant to automatic sell-to-cover arrangements pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934 as prescribed by the Issuer and does not represent a discretionary trade by the Reporting Person.

Read SEC document
February 04, 2021 Filed Feb 4, 2021 23:11 UTC
Westgor David JVP,Gen Counsel & Secretary
Tax withholdingCommon Stock 36,760 $9.08 $333,784.48
Disclosure

SEC source: 0001593968-21-000351 · primary_01.xml · nonDerivative · entry 1

Westgor David J · CIK 0001592119 · VP,Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,226

F1 · security: Represents shares required to be sold by the Reporting Person to cover tax withholding and remittance obligations in connection with the vesting of previously reported PSUs. Such sales were made pursuant to automatic sell-to-cover arrangements pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934 as prescribed by the Issuer and does not represent a discretionary trade by the Reporting Person.

Read SEC document
February 04, 2021 Filed Feb 4, 2021 23:09 UTC
Sharma SumitDirector · Chief Executive Officer
Tax withholdingCommon Stock 42,088 $9.08 $382,163.25
Disclosure

SEC source: 0001593968-21-000350 · primary_01.xml · nonDerivative · entry 1

Sharma Sumit · CIK 0001709206 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 391,300

F1 · security: Represents shares required to be sold by the Reporting Person to cover tax withholding and remittance obligations in connection with the vesting of previously reported PSUs. Such sales were made pursuant to automatic sell-to-cover arrangements pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934 as prescribed by the Issuer and does not represent a discretionary trade by the Reporting Person.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 23:13 UTC
Farhi YalonDirector
GrantCommon Stock 30,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001593968-21-000352 · primary_01.xml · nonDerivative · entry 1

Farhi Yalon · CIK 0001676128 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

F1 · security: These shares represent restricted stock units. The reporting person vests ownership in the restricted stock units on the earlier of the day prior to the date of the Company's annual meeting of shareholders next following the date of grant, or one year from the date of grant, provided the reporting person continues to serve as a director on the vesting date. The reporting person did not receive a grant in 2020 at the time the other directors received their annual grants and instead is receiving a grant in early 2021.

F1 · price: These shares represent restricted stock units. The reporting person vests ownership in the restricted stock units on the earlier of the day prior to the date of the Company's annual meeting of shareholders next following the date of grant, or one year from the date of grant, provided the reporting person continues to serve as a director on the vesting date. The reporting person did not receive a grant in 2020 at the time the other directors received their annual grants and instead is receiving a grant in early 2021.

Read SEC document
December 10, 2020 Filed Dec 11, 2020 22:39 UTC
Farhi YalonDirector
Disposition to issuerCommon Stock 67,289 $2.60 $174,951.40
Disclosure

SEC source: 0001593968-20-002349 · primary_01.xml · nonDerivative · entry 1

Farhi Yalon · CIK 0001676128 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F1 · shares: Shares were sold to satisfy a tax liability associated with previous vesting of shares.

Read SEC document
November 30, 2020 Filed Dec 1, 2020 22:11 UTC GrantOption (right to buy) · Derivative 15,000 $0.00 Strike: $2.31 $0.00
Disclosure

SEC source: 0001593968-20-002258 · primary_01.xml · derivative · entry 2

Curran Judith Mecham · CIK 0001832776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: MicroVision Common Stock · 15,000 shares

Expires 2030-11-30

F1 · derivative.exercise_date: The reporting person vests ownership in the stock option on the earlier of one year from the grant date or the day prior to the next regularly scheduled annual shareholders' meeting, subject to the terms of the 2020 Incentive Plan.

Read SEC document
November 30, 2020 Filed Dec 1, 2020 22:11 UTC GrantOption (right to buy) · Derivative 15,000 $0.00 Strike: $2.31 $0.00
Disclosure

SEC source: 0001593968-20-002258 · primary_01.xml · derivative · entry 1

Curran Judith Mecham · CIK 0001832776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: MicroVision Common Stock · 15,000 shares

Expires 2030-11-30

Read SEC document
June 09, 2020 Filed Jun 11, 2020 22:17 UTC GrantOption (right to buy) · Derivative 15,000 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001593968-20-001449 · primary_01.xml · derivative · entry 2

Spitzer Mark Bradley · CIK 0001814413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: MicroVision Common Stock · 15,000 shares

Expires 2030-06-09

F1 · derivative.exercise_date: The reporting person vests ownership in the stock option on the earlier of one year from the grant date or the day prior to the next regularly scheduled annual shareholders' meeting, subject to the terms of the 2013 Incentive Plan.

Read SEC document
June 09, 2020 Filed Jun 11, 2020 22:17 UTC GrantOption (right to buy) · Derivative 15,000 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001593968-20-001449 · primary_01.xml · derivative · entry 1

Spitzer Mark Bradley · CIK 0001814413 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: MicroVision Common Stock · 15,000 shares

Expires 2030-06-09

Read SEC document
June 05, 2020 Filed Jun 8, 2020 23:10 UTC
Sharma SumitDirector · Chief Executive Officer
Tax withholdingCommon Stock 6,913 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-001428 · primary_01.xml · nonDerivative · entry 1

Sharma Sumit · CIK 0001709206 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433,388

F1 · shares: Represents shares withheld to cover withholding taxes in connection with the vesting of restricted stock units.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 23:12 UTC
Westgor David JVP,Gen Counsel & Secretary
Tax withholdingCommon Stock 5,412 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-001429 · primary_01.xml · nonDerivative · entry 1

Westgor David J · CIK 0001592119 · VP,Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,986

F1 · shares: Represents shares withheld to cover withholding taxes in connection with the vesting of restricted stock units.

Read SEC document
June 05, 2020 Filed Jun 8, 2020 23:09 UTC
Holt Stephen PatrickChief Financial Officer
Tax withholdingCommon Stock 5,412 $0.00 $0.00
Disclosure

SEC source: 0001593968-20-001427 · primary_01.xml · nonDerivative · entry 1

Holt Stephen Patrick · CIK 0001575099 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,345

F1 · shares: Represents shares withheld to cover withholding taxes in connection with the vesting of restricted stock units.

Read SEC document
May 19, 2020 Filed May 21, 2020 22:23 UTC GrantCommon Stock 30,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001593968-20-001242 · primary_01.xml · nonDerivative · entry 1

STROM BERNEE DL · CIK 0001197361 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,289

F1 · price: These shares represent restricted stock units. The reporting person vests ownership in the restricted stock units on the earlier of the day prior to the date of the Company's annual meeting of shareholders next following the date of grant, or one year from the date of grant, provided the reporting person continues to serve as a director on the vesting date.

Read SEC document
May 19, 2020 Filed May 21, 2020 22:22 UTC GrantCommon Stock 30,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001593968-20-001241 · primary_01.xml · nonDerivative · entry 1

TURNER BRIAN V · CIK 0001229279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,877

F1 · price: These shares represent restricted stock units. The reporting person vests ownership in the restricted stock units on the earlier of the day prior to the date of the Company's annual meeting of shareholders next following the date of grant, or one year from the date of grant, provided the reporting person continues to serve as a director on the vesting date.

Read SEC document
May 19, 2020 Filed May 21, 2020 22:19 UTC GrantCommon Stock 30,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001593968-20-001240 · primary_01.xml · nonDerivative · entry 1

Carlile Robert Paul · CIK 0001695923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,289

F1 · price: These shares represent restricted stock units. The reporting person vests ownership in the restricted stock units on the earlier of the day prior to the date of the Company's annual meeting of shareholders next following the date of grant, or one year from the date of grant, provided the reporting person continues to serve as a director on the vesting date.

Read SEC document
May 19, 2020 Filed May 21, 2020 22:15 UTC GrantCommon Stock 30,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001593968-20-001238 · primary_01.xml · nonDerivative · entry 1

BIDDISCOMBE SIMON · CIK 0001239891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,289

F1 · price: These shares represent restricted stock units. The reporting person vests ownership in the restricted stock units on the earlier of the day prior to the date of the Company's annual meeting of shareholders next following the date of grant, or one year from the date of grant, provided the reporting person continues to serve as a director on the vesting date.

Read SEC document
May 19, 2020 Filed May 21, 2020 22:18 UTC GrantCommon Stock 30,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001593968-20-001239 · primary_01.xml · nonDerivative · entry 1

Mulligan Perry · CIK 0001444369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 777,597

F1 · price: These shares represent restricted stock units. The reporting person vests ownership in the restricted stock units on the earlier of the day prior to the date of the Company's annual meeting of shareholders next following the date of grant, or one year from the date of grant, provided the reporting person continues to serve as a director on the vesting date.

Read SEC document
December 10, 2019 Filed Dec 12, 2019 22:47 UTC
Sharma SumitChief Operating Officer
Tax withholdingCommon Stock 47,546 $0.72 $34,090.48
Disclosure

SEC source: 0001593968-19-002314 · primary_01.xml · nonDerivative · entry 2

Sharma Sumit · CIK 0001709206 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,301

F2 · shares: Represents shares withheld to cover withholding taxes in connection with the vesting of restricted stock units.

Read SEC document
December 10, 2019 Filed Dec 12, 2019 22:47 UTC
Sharma SumitChief Operating Officer
GrantCommon Stock 195,258 $0.72 $139,999.99
Disclosure

SEC source: 0001593968-19-002314 · primary_01.xml · nonDerivative · entry 1

Sharma Sumit · CIK 0001709206 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 487,847

F1 · security: This stock grant was issued in lieu of cash for payment of short term incentive bonus earned in 2018.

Read SEC document
November 18, 2019 Filed Nov 19, 2019 21:36 UTC PurchaseCommon Stock 15,000 $0.83 $12,444.00
Disclosure

SEC source: 0001593968-19-002177 · primary_01.xml · nonDerivative · entry 1

TURNER BRIAN V · CIK 0001229279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,877

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from .82 to .83. The reporting person undertakes to provide to MicroVision, any security holder of MicroVision, or the staff at the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
November 14, 2019 Filed Nov 18, 2019 22:09 UTC PurchaseCommon Stock 35,000 $0.88 $30,740.50
Disclosure

SEC source: 0001593968-19-002161 · primary_01.xml · nonDerivative · entry 1

TURNER BRIAN V · CIK 0001229279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,877

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from .87 to .88. The reporting person undertakes to provide to MicroVision, any security holder of MicroVision, or the staff at the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
November 13, 2019 Filed Nov 14, 2019 21:55 UTC
Mulligan PerryDirector · CEO
Tax withholdingCommon Stock 7,610 $0.74 $5,661.84
Disclosure

SEC source: 0001593968-19-002139 · primary_01.xml · nonDerivative · entry 1

Mulligan Perry · CIK 0001444369 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 747,597

F1 · shares: Represents shares withheld to cover withholding taxes in connection with the vesting of restricted stock units pursuant to a Rule 10b5-1 sales instruction.

Read SEC document
November 11, 2019 Filed Nov 12, 2019 22:05 UTC GrantCommon Stock 27,289 $0.73 $20,000.11
Disclosure

SEC source: 0001593968-19-002117 · primary_01.xml · nonDerivative · entry 1

WALKER THOMAS M · CIK 0001244541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,128

F1 · security: This stock grant was issued in lieu of the annual cash fee payable to the reporting person for service as an Independent Director of MicroVision, Inc.

Read SEC document
November 11, 2019 Filed Nov 12, 2019 21:58 UTC
Farhi YalonDirector
GrantCommon Stock 27,289 $0.73 $20,000.11
Disclosure

SEC source: 0001593968-19-002113 · primary_01.xml · nonDerivative · entry 1

Farhi Yalon · CIK 0001676128 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,289

F1 · security: This stock grant was issued in lieu of the annual cash fee payable to the reporting person for service as an Independent Director of MicroVision, Inc.

Read SEC document
November 11, 2019 Filed Nov 12, 2019 21:59 UTC GrantCommon Stock 27,289 $0.73 $20,000.11
Disclosure

SEC source: 0001593968-19-002114 · primary_01.xml · nonDerivative · entry 1

Carlile Robert Paul · CIK 0001695923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,289

F1 · security: This stock grant was issued in lieu of the annual cash fee payable to the reporting person for service as an Independent Director of MicroVision, Inc.

Read SEC document
November 11, 2019 Filed Nov 12, 2019 22:30 UTC
Mulligan PerryDirector · CEO
Tax withholdingCommon Stock 73,372 $0.73 $53,774.34
Disclosure

SEC source: 0001593968-19-002118 · primary_01.xml · nonDerivative · entry 2

Mulligan Perry · CIK 0001444369 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 722,207

F2 · shares: Represents shares withheld to cover withholding taxes in connection with the vesting of restricted stock units pursuant to a Rule 10b5-1 sales instruction.

Read SEC document
November 11, 2019 Filed Nov 12, 2019 22:30 UTC
Mulligan PerryDirector · CEO
GrantCommon Stock 310,411 $0.73 $227,500.22
Disclosure

SEC source: 0001593968-19-002118 · primary_01.xml · nonDerivative · entry 1

Mulligan Perry · CIK 0001444369 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 795,579

F1 · security: This stock grant was issued in lieu of cash for payment of short term incentive bonus earned in 2018.

Read SEC document
November 11, 2019 Filed Nov 12, 2019 22:04 UTC GrantCommon Stock 27,289 $0.73 $20,000.11
Disclosure

SEC source: 0001593968-19-002116 · primary_01.xml · nonDerivative · entry 1

TURNER BRIAN V · CIK 0001229279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,877

F1 · security: This stock grant was issued in lieu of the annual cash fee payable to the reporting person for service as an Independent Director of MicroVision, Inc.

Read SEC document
November 11, 2019 Filed Nov 12, 2019 22:03 UTC GrantCommon Stock 27,289 $0.73 $20,000.11
Disclosure

SEC source: 0001593968-19-002115 · primary_01.xml · nonDerivative · entry 1

STROM BERNEE DL · CIK 0001197361 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,289

F1 · security: This stock grant was issued in lieu of the annual cash fee payable to the reporting person for service as an Independent Director of MicroVision, Inc.

Read SEC document
November 11, 2019 Filed Nov 12, 2019 21:55 UTC GrantCommon Stock 27,289 $0.73 $20,000.11
Disclosure

SEC source: 0001593968-19-002112 · primary_01.xml · nonDerivative · entry 1

BIDDISCOMBE SIMON · CIK 0001239891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,289

F1 · security: This stock grant was issued in lieu of the annual cash fee payable to the reporting person for service as an Independent Director of MicroVision, Inc.

Read SEC document
November 11, 2019 Filed Nov 13, 2019 22:58 UTC
Mulligan PerryDirector · CEO
PurchaseCommon Stock 33,000 $0.75 $24,710.40
Disclosure

SEC source: 0001593968-19-002125 · primary_01.xml · nonDerivative · entry 1

Mulligan Perry · CIK 0001444369 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 755,207

Read SEC document
August 19, 2019 Filed Feb 12, 2020 23:30 UTC GiftCommon Stock 70,000 $0.72 $50,400.00
Disclosure

SEC source: 0001593968-20-000421 · primary_01.xml · nonDerivative · entry 1

WALKER THOMAS M · CIK 0001244541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,128

F1 · kind: Represents shares of Common Stock that the reporting person donated as a gift to a charitable entity.

Read SEC document
June 05, 2019 Filed Jun 6, 2019 22:55 UTC
Sharma SumitChief Operations Officer
Tax withholdingCommon Stock 7,411 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-001327 · primary_01.xml · nonDerivative · entry 1

Sharma Sumit · CIK 0001709206 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,589

F1 · shares: Represents shares sold to cover withholding taxes in connection with the vesting of restricted stock units pursuant to a Rule 10b5-1 sales instruction.

Read SEC document
June 05, 2019 Filed Jun 6, 2019 22:51 UTC
Westgor David JVP,Gen Counsel & Secretary
Tax withholdingCommon Stock 6,589 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-001326 · primary_01.xml · nonDerivative · entry 1

Westgor David J · CIK 0001592119 · VP,Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,398

F1 · shares: Represents shares sold to cover withholding taxes in connection with the vesting of restricted stock units pursuant to a Rule 10b5-1 sales instruction.

Read SEC document
June 05, 2019 Filed Jun 6, 2019 22:48 UTC
Mulligan PerryDirector · CEO
Tax withholdingCommon Stock 6,514 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-001325 · primary_01.xml · nonDerivative · entry 1

Mulligan Perry · CIK 0001444369 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 485,168

F1 · shares: Represents shares sold to cover withholding taxes in connection with the vesting of restricted stock units pursuant to a Rule 10b5-1 sales instruction.

Read SEC document
June 05, 2019 Filed Jun 6, 2019 22:47 UTC
Holt Stephen PatrickChief Financial Officer
Tax withholdingCommon Stock 6,589 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-001324 · primary_01.xml · nonDerivative · entry 1

Holt Stephen Patrick · CIK 0001575099 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,757

F1 · shares: Represents shares sold to cover withholding taxes in connection with the vesting of restricted stock units pursuant to a Rule 10b5-1 sales instruction.

Read SEC document
May 22, 2019 Filed May 23, 2019 22:43 UTC GrantCommon Stock 30,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001593968-19-001191 · primary_01.xml · nonDerivative · entry 1

TURNER BRIAN V · CIK 0001229279 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,588

F1 · security: These shares represent restricted stock units. The reporting person vests ownership in the restricted stock units on the earlier of the day prior to the date of the Company's annual meeting of shareholders next following the date of grant, or one year from the date of grant, provided the reporting person continues to serve as a director on the vesting date.

F1 · price: These shares represent restricted stock units. The reporting person vests ownership in the restricted stock units on the earlier of the day prior to the date of the Company's annual meeting of shareholders next following the date of grant, or one year from the date of grant, provided the reporting person continues to serve as a director on the vesting date.

Read SEC document
May 22, 2019 Filed May 23, 2019 22:45 UTC GrantCommon Stock 30,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001593968-19-001193 · primary_01.xml · nonDerivative · entry 1

STROM BERNEE DL · CIK 0001197361 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

F1 · security: These shares represent restricted stock units. The reporting person vests ownership in the restricted stock units on the earlier of the day prior to the date of the Company's annual meeting of shareholders next following the date of grant, or one year from the date of grant, provided the reporting person continues to serve as a director on the vesting date.

F1 · price: These shares represent restricted stock units. The reporting person vests ownership in the restricted stock units on the earlier of the day prior to the date of the Company's annual meeting of shareholders next following the date of grant, or one year from the date of grant, provided the reporting person continues to serve as a director on the vesting date.

Read SEC document
May 22, 2019 Filed May 23, 2019 22:46 UTC GrantCommon Stock 30,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001593968-19-001194 · primary_01.xml · nonDerivative · entry 1

BIDDISCOMBE SIMON · CIK 0001239891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F1 · security: These shares represent restricted stock units. The reporting person vests ownership in the restricted stock units on the earlier of the day prior to the date of the Company's annual meeting of shareholders next following the date of grant, or one year from the date of grant, provided the reporting person continues to serve as a director on the vesting date.

F1 · price: These shares represent restricted stock units. The reporting person vests ownership in the restricted stock units on the earlier of the day prior to the date of the Company's annual meeting of shareholders next following the date of grant, or one year from the date of grant, provided the reporting person continues to serve as a director on the vesting date.

Read SEC document
May 22, 2019 Filed May 23, 2019 22:44 UTC GrantCommon Stock 30,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001593968-19-001192 · primary_01.xml · nonDerivative · entry 1

WALKER THOMAS M · CIK 0001244541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,839

F1 · security: These shares represent restricted stock units. The reporting person vests ownership in the restricted stock units on the earlier of the day prior to the date of the Company's annual meeting of shareholders next following the date of grant, or one year from the date of grant, provided the reporting person continues to serve as a director on the vesting date.

F1 · price: These shares represent restricted stock units. The reporting person vests ownership in the restricted stock units on the earlier of the day prior to the date of the Company's annual meeting of shareholders next following the date of grant, or one year from the date of grant, provided the reporting person continues to serve as a director on the vesting date.

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May 22, 2019 Filed May 23, 2019 22:42 UTC
Farhi YalonDirector
GrantCommon Stock 30,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001593968-19-001190 · primary_01.xml · nonDerivative · entry 1

Farhi Yalon · CIK 0001676128 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

F1 · security: These shares represent restricted stock units. The reporting person vests ownership in the restricted stock units on the earlier of the day prior to the date of the Company's annual meeting of shareholders next following the date of grant, or one year from the date of grant, provided the reporting person continues to serve as a director on the vesting date.

F1 · price: These shares represent restricted stock units. The reporting person vests ownership in the restricted stock units on the earlier of the day prior to the date of the Company's annual meeting of shareholders next following the date of grant, or one year from the date of grant, provided the reporting person continues to serve as a director on the vesting date.

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May 22, 2019 Filed May 23, 2019 22:38 UTC
Westgor David JVP,Gen Counsel & Secretary
GrantOption (right to buy) · Derivative 150,000 $0.00 Strike: $0.73 $0.00
Disclosure

SEC source: 0001593968-19-001188 · primary_01.xml · derivative · entry 2

Westgor David J · CIK 0001592119 · VP,Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: MicroVision Common Stock · 150,000 shares

Expires 2029-05-22

F2 · derivative.exercise_date: The reporting person vests ownership in this stock option as follows - one-third (1/3) upon each annual anniversary of the date of grant, subject to the terms of the 2013 Stock Incentive Plan, as amended.

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May 22, 2019 Filed May 23, 2019 22:38 UTC
Westgor David JVP,Gen Counsel & Secretary
Grant60000 60,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001593968-19-001188 · primary_01.xml · nonDerivative · entry 1

Westgor David J · CIK 0001592119 · VP,Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,987

F1 · security: Performance Stock Units listed above have performance vesting criteria that would require the Company's stock price to appreciate by more than 100% of the stock price on the grant date before they become earned. Earned PSUs are eligible to vest as to one-third (1/3) of the PSUs subject to the Award on the each of the first three (3) anniversaries of May 22, 2019, subject to the recipient's employment on the above vesting dates. PSUs that become earned prior to a vesting date that would have vested on any earlier vesting date would become immediately vested.

F1 · price: Performance Stock Units listed above have performance vesting criteria that would require the Company's stock price to appreciate by more than 100% of the stock price on the grant date before they become earned. Earned PSUs are eligible to vest as to one-third (1/3) of the PSUs subject to the Award on the each of the first three (3) anniversaries of May 22, 2019, subject to the recipient's employment on the above vesting dates. PSUs that become earned prior to a vesting date that would have vested on any earlier vesting date would become immediately vested.

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May 22, 2019 Filed May 23, 2019 22:41 UTC GrantCommon Stock 30,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001593968-19-001189 · primary_01.xml · nonDerivative · entry 1

Carlile Robert Paul · CIK 0001695923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

F1 · security: These shares represent restricted stock units. The reporting person vests ownership in the restricted stock units on the earlier of the day prior to the date of the Company's annual meeting of shareholders next following the date of grant, or one year from the date of grant, provided the reporting person continues to serve as a director on the vesting date.

F1 · price: These shares represent restricted stock units. The reporting person vests ownership in the restricted stock units on the earlier of the day prior to the date of the Company's annual meeting of shareholders next following the date of grant, or one year from the date of grant, provided the reporting person continues to serve as a director on the vesting date.

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May 22, 2019 Filed May 23, 2019 22:36 UTC
Sharma SumitChief Operations Officer
GrantOption (right to buy) · Derivative 175,000 $0.00 Strike: $0.73 $0.00
Disclosure

SEC source: 0001593968-19-001186 · primary_01.xml · derivative · entry 2

Sharma Sumit · CIK 0001709206 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,000

Underlying: MicroVision Common Stock · 175,000 shares

Expires 2029-05-22

F2 · derivative.exercise_date: The reporting person vests ownership in this stock option as follows - one-third (1/3) upon each annual anniversary of the date of grant, subject to the terms of the 2013 Stock Incentive Plan, as amended.

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May 22, 2019 Filed May 23, 2019 22:36 UTC
Sharma SumitChief Operations Officer
GrantCommon Stock 75,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001593968-19-001186 · primary_01.xml · nonDerivative · entry 1

Sharma Sumit · CIK 0001709206 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

F1 · security: Performance Stock Units listed above have performance vesting criteria that would require the Company's stock price to appreciate by more than 100% of the stock price on the grant date before they become earned. Earned PSUs are eligible to vest as to one-third (1/3) of the PSUs subject to the Award on the each of the first three (3) anniversaries of May 22, 2019, subject to the recipient's employment on the above vesting dates. PSUs that become earned prior to a vesting date that would have vested on any earlier vesting date would become immediately vested.

F1 · price: Performance Stock Units listed above have performance vesting criteria that would require the Company's stock price to appreciate by more than 100% of the stock price on the grant date before they become earned. Earned PSUs are eligible to vest as to one-third (1/3) of the PSUs subject to the Award on the each of the first three (3) anniversaries of May 22, 2019, subject to the recipient's employment on the above vesting dates. PSUs that become earned prior to a vesting date that would have vested on any earlier vesting date would become immediately vested.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.