Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MICROVISION, INC.MVIS · Entity 1053 | Director | May 19, 2020 | May 21, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MICROVISION, INC.
Report date May 19, 2020 · Filed May 21, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 777,597 |
Reported balance
After 2020-05-19 transaction · row 1
1 source rowRow 1 · 2020-05-19 · Grant · Acquired 30,000 · Balance 777,597 F1: These shares represent restricted stock units. The reporting person vests ownership in the restricted stock units on the earlier of the day prior to the date of the Company's annual meeting of shareholders next following the date of grant, or one year from the date of grant, provided the reporting person continues to serve as a director on the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares represent restricted stock units. The reporting person vests ownership in the restricted stock units on the earlier of the day prior to the date of the Company's annual meeting of shareholders next following the date of grant, or one year from the date of grant, provided the reporting person continues to serve as a director on the vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 19, 2020 Filed May 21, 2020 22:18 UTC | MICROVISION, INC. MVIS · Entity 1053 | GrantCommon Stock | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001593968-20-001239 · primary_01.xml · nonDerivative · entry 1 Mulligan Perry · CIK 0001444369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 777,597 F1 · price: These shares represent restricted stock units. The reporting person vests ownership in the restricted stock units on the earlier of the day prior to the date of the Company's annual meeting of shareholders next following the date of grant, or one year from the date of grant, provided the reporting person continues to serve as a director on the vesting date. Read SEC document |
| November 13, 2019 Filed Nov 14, 2019 21:55 UTC | MICROVISION, INC. MVIS · Entity 1053 | Tax withholdingCommon Stock | 7,610 | $0.74 | $5,661.84 |
DisclosureSEC source: 0001593968-19-002139 · primary_01.xml · nonDerivative · entry 1 Mulligan Perry · CIK 0001444369 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 747,597 F1 · shares: Represents shares withheld to cover withholding taxes in connection with the vesting of restricted stock units pursuant to a Rule 10b5-1 sales instruction. Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 22:30 UTC | MICROVISION, INC. MVIS · Entity 1053 | Tax withholdingCommon Stock | 73,372 | $0.73 | $53,774.34 |
DisclosureSEC source: 0001593968-19-002118 · primary_01.xml · nonDerivative · entry 2 Mulligan Perry · CIK 0001444369 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 722,207 F2 · shares: Represents shares withheld to cover withholding taxes in connection with the vesting of restricted stock units pursuant to a Rule 10b5-1 sales instruction. Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 22:30 UTC | MICROVISION, INC. MVIS · Entity 1053 | GrantCommon Stock | 310,411 | $0.73 | $227,500.22 |
DisclosureSEC source: 0001593968-19-002118 · primary_01.xml · nonDerivative · entry 1 Mulligan Perry · CIK 0001444369 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 795,579 F1 · security: This stock grant was issued in lieu of cash for payment of short term incentive bonus earned in 2018. Read SEC document |
| November 11, 2019 Filed Nov 13, 2019 22:58 UTC | MICROVISION, INC. MVIS · Entity 1053 | PurchaseCommon Stock | 33,000 | $0.75 | $24,710.40 |
DisclosureSEC source: 0001593968-19-002125 · primary_01.xml · nonDerivative · entry 1 Mulligan Perry · CIK 0001444369 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 755,207 Read SEC document |
| June 05, 2019 Filed Jun 6, 2019 22:48 UTC | MICROVISION, INC. MVIS · Entity 1053 | Tax withholdingCommon Stock | 6,514 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-19-001325 · primary_01.xml · nonDerivative · entry 1 Mulligan Perry · CIK 0001444369 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 485,168 F1 · shares: Represents shares sold to cover withholding taxes in connection with the vesting of restricted stock units pursuant to a Rule 10b5-1 sales instruction. Read SEC document |
| September 30, 2018 Filed Oct 2, 2018 21:08 UTC | MICROVISION, INC. MVIS · Entity 1053 | GrantCommon Stock | 250,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001593968-18-001291 · primary_01.xml · nonDerivative · entry 1 Mulligan Perry · CIK 0001444369 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 491,682 F1 · security: Two thirds of the above shares are Performance Stock Units that have performance vesting criteria that would require the Company stock price to appreciate by more than 100% of the stock price on the grant date before they become earned. Earned PSUs are eligible to vest as to one-third (1/3) of the PSUs subject to the Award on the each of the first three (3) anniversaries of June 5, 2018, subject to the employment of the recipient on the above vesting dates. PSUs that become earned prior to a vesting date that would have vested on any earlier vesting date would become immediately vested. One third of the above shares are Restricted Stock Units. The reporting person vests ownership in (1/3) of the RSUs subject to the Award on the each of the first three (3) anniversaries of June 5, 2018 subject to the employment of the recipient on the above vesting dates. F1 · price: Two thirds of the above shares are Performance Stock Units that have performance vesting criteria that would require the Company stock price to appreciate by more than 100% of the stock price on the grant date before they become earned. Earned PSUs are eligible to vest as to one-third (1/3) of the PSUs subject to the Award on the each of the first three (3) anniversaries of June 5, 2018, subject to the employment of the recipient on the above vesting dates. PSUs that become earned prior to a vesting date that would have vested on any earlier vesting date would become immediately vested. One third of the above shares are Restricted Stock Units. The reporting person vests ownership in (1/3) of the RSUs subject to the Award on the each of the first three (3) anniversaries of June 5, 2018 subject to the employment of the recipient on the above vesting dates. Read SEC document |
| August 09, 2018 Filed Aug 9, 2018 20:59 UTC | MICROVISION, INC. MVIS · Entity 1053 | PurchaseCommon Stock | 25,000 | $0.97 | $24,140.00 |
DisclosureSEC source: 0001593968-18-001101 · primary_01.xml · nonDerivative · entry 1 Mulligan Perry · CIK 0001444369 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,682 Read SEC document |
| November 13, 2017 Filed Nov 16, 2017 00:19 UTC | MICROVISION, INC. MVIS · Entity 1053 | GrantOption (right to buy) · Derivative | 125,000 | $0.00 Strike: $1.57 | $0.00 |
DisclosureSEC source: 0001593968-17-001219 · primary_01.xml · derivative · entry 2 Mulligan Perry · CIK 0001444369 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Underlying: MicroVision Common Stock · 125,000 shares Expires 2027-11-13 F2 · derivative.exercise_date: The reporting person vests ownership in this stock option as follows: 25% upon each annual anniversary of the date of grant, subject to the terms of the 2013 Stock Option Plan, as amended. Read SEC document |
| November 13, 2017 Filed Nov 16, 2017 00:19 UTC | MICROVISION, INC. MVIS · Entity 1053 | GrantCommon Stock | 125,000 | $1.57 | $196,250.00 |
DisclosureSEC source: 0001593968-17-001219 · primary_01.xml · nonDerivative · entry 1 Mulligan Perry · CIK 0001444369 · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,682 F1 · security: These shares represent restricted stock units. The reporting person vests ownership in the restricted stock units as follows - 25% upon each anniversary of the date of grant, subject to the terms of the 2013 Stock Option Plan, as amended. Read SEC document |
| June 07, 2017 Filed Jun 8, 2017 20:21 UTC | MICROVISION, INC. MVIS · Entity 1053 | GrantCommon Stock | 10,000 | $1.95 | $19,500.00 |
DisclosureSEC source: 0001593968-17-000767 · primary_01.xml · nonDerivative · entry 1 Mulligan Perry · CIK 0001444369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,682 F1 · security: These shares represent restricted stock units. The reporting person vests ownership in the restricted stock units on the earlier of the day prior to the date of the Company's annual meeting of shareholders next following the date of grant, or one year from the date of grant, provided the reporting person continues to serve as a director on the vesting date. Read SEC document |
| December 14, 2016 Filed Dec 14, 2016 21:42 UTC | MICROVISION, INC. MVIS · Entity 1053 | PurchaseCommon Stock | 9,345 | $1.07 | $9,999.15 |
DisclosureSEC source: 0001593968-16-001320 · primary_01.xml · nonDerivative · entry 1 Mulligan Perry · CIK 0001444369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,682 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.