Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MICROVISION, INC.MVIS · Entity 1053 | CFO | March 16, 2021 | August 17, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MICROVISION, INC.
Report date March 16, 2021 · Filed August 17, 2021 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 113,917 |
Last balance in matching sequence
After 2021-03-16 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2021-03-16 · Exercise / conversion · Acquired 40,000 · Balance 153,917 F1: This amended report supersedes the Form 4 filed by the reporting person on March 18, 2021, which inadvertently failed to report the shares of common stock acquired upon exercise of the option and the subsequent open market sale of such shares. Row 2 · 2021-03-16 · Sale · Disposed 40,000 · Balance 113,917 F1: This amended report supersedes the Form 4 filed by the reporting person on March 18, 2021, which inadvertently failed to report the shares of common stock acquired upon exercise of the option and the subsequent open market sale of such shares. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.20 to $17.2702. The reporting person undertakes to provide to the SEC, upon request, full information regarding the number of shares sold at each separate price within this reported range. |
| Non-qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $2.20 · Expires 2023-05-07 | Direct | 0 |
Reported balance
After 2021-03-16 transaction · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · 2021-03-16 · Exercise / conversion · Disposed 40,000 · Balance 0 F3: The Form 4 filed by the reporting person on March 18, 2021 incorrectly reported an exercise price of $17.2406. |
Filing footnotes · ownership attribution and instrument terms
F1: This amended report supersedes the Form 4 filed by the reporting person on March 18, 2021, which inadvertently failed to report the shares of common stock acquired upon exercise of the option and the subsequent open market sale of such shares.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.20 to $17.2702. The reporting person undertakes to provide to the SEC, upon request, full information regarding the number of shares sold at each separate price within this reported range.
F3: The Form 4 filed by the reporting person on March 18, 2021 incorrectly reported an exercise price of $17.2406.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 10, 2021 Filed Aug 12, 2021 20:23 UTC | MICROVISION, INC. MVIS · Entity 1053 | GrantRestricted Stock Units · Derivative | 90,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-21-001960 · primary_01.xml · derivative · entry 1 Holt Stephen Patrick · CIK 0001575099 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 90,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MicroVision common stock. F2 · derivative.exercise_date: The restricted stock units are scheduled to vest in three equal annual installments beginning August 10, 2022, with each such vesting event subject to continued employment with MicroVision on the respective vesting date. F2 · derivative.expiration_date: The restricted stock units are scheduled to vest in three equal annual installments beginning August 10, 2022, with each such vesting event subject to continued employment with MicroVision on the respective vesting date. Read SEC document |
| June 08, 2021 Filed Jun 9, 2021 22:36 UTC | MICROVISION, INC. MVIS · Entity 1053 | Tax withholdingCommon Stock | 24,469 | $21.74 | $532,002.55 |
DisclosureSEC source: 0001593968-21-001592 · primary_01.xml · nonDerivative · entry 1 Holt Stephen Patrick · CIK 0001575099 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,693 F1 · security: Represents shares required to be sold by the Reporting Person to cover tax withholding and remittance obligations in connection with the vesting of previously reported RSUs and PSUs. Such sales were made pursuant to automatic sell-to-cover arrangements pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934 as prescribed by the Issuer and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| May 25, 2021 Filed May 26, 2021 20:51 UTC | MICROVISION, INC. MVIS · Entity 1053 | Tax withholdingCommon Stock | 7,423 | $14.74 | $109,391.27 |
DisclosureSEC source: 0001593968-21-001451 · primary_01.xml · nonDerivative · entry 1 Holt Stephen Patrick · CIK 0001575099 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,162 F1 · security: Represents shares required to be sold by the Reporting Person to cover tax withholding and remittance obligations in connection with the vesting of previously reported PSUs. Such sales were made pursuant to automatic sell-to-cover arrangements pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934 as prescribed by the Issuer and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| May 07, 2021 Filed May 11, 2021 20:51 UTC | MICROVISION, INC. MVIS · Entity 1053 | Exercise / conversionNon-Qualified Stock Option · Derivative | 65,000 | $0.00 Strike: $14.54 | $0.00 |
DisclosureSEC source: 0001593968-21-001271 · primary_01.xml · derivative · entry 1 Holt Stephen Patrick · CIK 0001575099 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 65,000 shares Expires 2027-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The reporting person vests ownership in this stock option as follows: 25% upon each annual anniversary of the date of grant, subject to the terms of the 2013 Stock Option Plan, as amended. Read SEC document |
| May 07, 2021 Filed Aug 17, 2021 23:16 UTC Amendment | MICROVISION, INC. MVIS · Entity 1053 | Exercise / conversionNon-qualified Stock Option · Derivative | 65,000 | $0.00 Strike: $1.67 | $0.00 |
DisclosureSEC source: 0000899243-21-033333 · doc4a.xml · derivative · entry 3 Holt Stephen Patrick · CIK 0001575099 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 65,000 shares Expires 2027-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Form 4 filed by the reporting person on May 11, 2021 incorrectly reported an exercise price of $14.5436. Read SEC document |
| May 07, 2021 Filed Aug 17, 2021 23:16 UTC Amendment | MICROVISION, INC. MVIS · Entity 1053 | SaleCommon Stock | 65,000 | $14.54 | $945,334.00 |
DisclosureSEC source: 0000899243-21-033333 · doc4a.xml · nonDerivative · entry 2 Holt Stephen Patrick · CIK 0001575099 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,917 F1 · security: This amended report supersedes the Form 4 filed by the reporting person on May 11, 2021, which inadvertently failed to report the shares of common stock acquired upon exercise of the option and the subsequent open market sale of such shares. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.50 to $14.55. The reporting person undertakes to provide to the SEC, upon request, full information regarding the number of shares sold at each separate price within this reported range. Read SEC document |
| May 07, 2021 Filed Aug 17, 2021 23:16 UTC Amendment | MICROVISION, INC. MVIS · Entity 1053 | Exercise / conversionCommon Stock | 65,000 | $1.67 | $108,550.00 |
DisclosureSEC source: 0000899243-21-033333 · doc4a.xml · nonDerivative · entry 1 Holt Stephen Patrick · CIK 0001575099 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,917 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This amended report supersedes the Form 4 filed by the reporting person on May 11, 2021, which inadvertently failed to report the shares of common stock acquired upon exercise of the option and the subsequent open market sale of such shares. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 21:56 UTC | MICROVISION, INC. MVIS · Entity 1053 | Exercise / conversionNon-Qualified Stock Option · Derivative | 40,000 | $0.00 Strike: $17.24 | $0.00 |
DisclosureSEC source: 0001593968-21-000980 · primary_01.xml · derivative · entry 1 Holt Stephen Patrick · CIK 0001575099 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,000 shares Expires 2023-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The reporting person vests ownership in this stock option as follows: 25% upon each annual anniversary of the date of grant, subject to the terms of the 2013 Stock Option Plan, as amended. Read SEC document |
| March 16, 2021 Filed Aug 17, 2021 23:22 UTC Amendment | MICROVISION, INC. MVIS · Entity 1053 | Exercise / conversionNon-qualified Stock Option · Derivative | 40,000 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0000899243-21-033335 · doc4a.xml · derivative · entry 3 Holt Stephen Patrick · CIK 0001575099 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,000 shares Expires 2023-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Form 4 filed by the reporting person on March 18, 2021 incorrectly reported an exercise price of $17.2406. Read SEC document |
| March 16, 2021 Filed Aug 17, 2021 23:22 UTC Amendment | MICROVISION, INC. MVIS · Entity 1053 | SaleCommon Stock | 40,000 | $17.24 | $689,624.00 |
DisclosureSEC source: 0000899243-21-033335 · doc4a.xml · nonDerivative · entry 2 Holt Stephen Patrick · CIK 0001575099 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,917 F1 · security: This amended report supersedes the Form 4 filed by the reporting person on March 18, 2021, which inadvertently failed to report the shares of common stock acquired upon exercise of the option and the subsequent open market sale of such shares. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.20 to $17.2702. The reporting person undertakes to provide to the SEC, upon request, full information regarding the number of shares sold at each separate price within this reported range. Read SEC document |
| March 16, 2021 Filed Aug 17, 2021 23:22 UTC Amendment | MICROVISION, INC. MVIS · Entity 1053 | Exercise / conversionCommon Stock | 40,000 | $2.20 | $88,000.00 |
DisclosureSEC source: 0000899243-21-033335 · doc4a.xml · nonDerivative · entry 1 Holt Stephen Patrick · CIK 0001575099 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,917 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This amended report supersedes the Form 4 filed by the reporting person on March 18, 2021, which inadvertently failed to report the shares of common stock acquired upon exercise of the option and the subsequent open market sale of such shares. Read SEC document |
| February 04, 2021 Filed Feb 4, 2021 23:14 UTC | MICROVISION, INC. MVIS · Entity 1053 | Tax withholdingCommon Stock | 36,760 | $9.08 | $333,784.48 |
DisclosureSEC source: 0001593968-21-000353 · primary_01.xml · nonDerivative · entry 1 Holt Stephen Patrick · CIK 0001575099 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,585 F1 · security: Represents shares required to be sold by the Reporting Person to cover tax withholding and remittance obligations in connection with the vesting of previously reported PSUs. Such sales were made pursuant to automatic sell-to-cover arrangements pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934 as prescribed by the Issuer and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| June 05, 2020 Filed Jun 8, 2020 23:09 UTC | MICROVISION, INC. MVIS · Entity 1053 | Tax withholdingCommon Stock | 5,412 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-001427 · primary_01.xml · nonDerivative · entry 1 Holt Stephen Patrick · CIK 0001575099 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,345 F1 · shares: Represents shares withheld to cover withholding taxes in connection with the vesting of restricted stock units. Read SEC document |
| June 05, 2019 Filed Jun 6, 2019 22:47 UTC | MICROVISION, INC. MVIS · Entity 1053 | Tax withholdingCommon Stock | 6,589 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-19-001324 · primary_01.xml · nonDerivative · entry 1 Holt Stephen Patrick · CIK 0001575099 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,757 F1 · shares: Represents shares sold to cover withholding taxes in connection with the vesting of restricted stock units pursuant to a Rule 10b5-1 sales instruction. Read SEC document |
| May 22, 2019 Filed May 23, 2019 22:37 UTC | MICROVISION, INC. MVIS · Entity 1053 | GrantOption (right to buy) · Derivative | 150,000 | $0.00 Strike: $0.73 | $0.00 |
DisclosureSEC source: 0001593968-19-001187 · primary_01.xml · derivative · entry 2 Holt Stephen Patrick · CIK 0001575099 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: MicroVision Common Stock · 150,000 shares Expires 2029-05-22 F2 · derivative.exercise_date: The reporting person vests ownership in this stock option as follows - one-third (1/3) upon each annual anniversary of the date of grant, subject to the terms of the 2013 Stock Incentive Plan, as amended. Read SEC document |
| May 22, 2019 Filed May 23, 2019 22:37 UTC | MICROVISION, INC. MVIS · Entity 1053 | GrantCommon Stock | 60,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001593968-19-001187 · primary_01.xml · nonDerivative · entry 1 Holt Stephen Patrick · CIK 0001575099 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,346 F1 · security: Performance Stock Units listed above have performance vesting criteria that would require the Company's stock price to appreciate by more than 100% of the stock price on the grant date before they become earned. Earned PSUs are eligible to vest as to one-third (1/3) of the PSUs subject to the Award on the each of the first three (3) anniversaries of May 22, 2019, subject to the recipient's employment on the above vesting dates. PSUs that become earned prior to a vesting date that would have vested on any earlier vesting date would become immediately vested. F1 · price: Performance Stock Units listed above have performance vesting criteria that would require the Company's stock price to appreciate by more than 100% of the stock price on the grant date before they become earned. Earned PSUs are eligible to vest as to one-third (1/3) of the PSUs subject to the Award on the each of the first three (3) anniversaries of May 22, 2019, subject to the recipient's employment on the above vesting dates. PSUs that become earned prior to a vesting date that would have vested on any earlier vesting date would become immediately vested. Read SEC document |
| September 30, 2018 Filed Oct 2, 2018 21:10 UTC | MICROVISION, INC. MVIS · Entity 1053 | GrantCommon Stock | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001593968-18-001293 · primary_01.xml · nonDerivative · entry 1 Holt Stephen Patrick · CIK 0001575099 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,346 F1 · security: Two thirds of the above shares are Performance Stock Units that have performance vesting criteria that would require the Company stock price to appreciate by more than 100% of the stock price on the grant date before they become earned. Earned PSUs are eligible to vest as to one-third (1/3) of the PSUs subject to the Award on the each of the first three (3) anniversaries of June 5, 2018, subject to the employment of the recipient on the above vesting dates. PSUs that become earned prior to a vesting date that would have vested on any earlier vesting date would become immediately vested. One third of the above shares are Restricted Stock Units. The reporting person vests ownership in (1/3) of the RSUs subject to the Award on the each of the first three (3) anniversaries of June 5, 2018 subject to the employment of the recipient on the above vesting dates. F1 · price: Two thirds of the above shares are Performance Stock Units that have performance vesting criteria that would require the Company stock price to appreciate by more than 100% of the stock price on the grant date before they become earned. Earned PSUs are eligible to vest as to one-third (1/3) of the PSUs subject to the Award on the each of the first three (3) anniversaries of June 5, 2018, subject to the employment of the recipient on the above vesting dates. PSUs that become earned prior to a vesting date that would have vested on any earlier vesting date would become immediately vested. One third of the above shares are Restricted Stock Units. The reporting person vests ownership in (1/3) of the RSUs subject to the Award on the each of the first three (3) anniversaries of June 5, 2018 subject to the employment of the recipient on the above vesting dates. Read SEC document |
| February 08, 2017 Filed Feb 9, 2017 22:18 UTC | MICROVISION, INC. MVIS · Entity 1053 | GrantOption (right to buy) · Derivative | 65,000 | $0.00 Strike: $1.67 | $0.00 |
DisclosureSEC source: 0001593968-17-000248 · primary_01.xml · derivative · entry 1 Holt Stephen Patrick · CIK 0001575099 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 Underlying: MicroVision Common Stock · 65,000 shares Expires 2027-02-08 F1 · derivative.exercise_date: The reporting person vests ownership in this stock option as follows: 25% upon each annual anniversary of the date of grant, subject to the terms of the 2013 Stock Option Plan, as amended. Read SEC document |
| December 14, 2016 Filed Dec 14, 2016 21:38 UTC | MICROVISION, INC. MVIS · Entity 1053 | PurchaseCommon Stock | 9,346 | $1.07 | $10,000.22 |
DisclosureSEC source: 0001593968-16-001318 · primary_01.xml · nonDerivative · entry 1 Holt Stephen Patrick · CIK 0001575099 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,346 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.