Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MICROVISION, INC.MVIS · Entity 1053 | VP,Gen Counsel & Secretary | February 04, 2021 | February 04, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MICROVISION, INC.
Report date February 04, 2021 · Filed February 04, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 228,226 |
Reported balance
After 2021-02-04 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-02-04 · Tax withholding · Disposed 36,760 · Balance 228,226 F1: Represents shares required to be sold by the Reporting Person to cover tax withholding and remittance obligations in connection with the vesting of previously reported PSUs. Such sales were made pursuant to automatic sell-to-cover arrangements pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934 as prescribed by the Issuer and does not represent a discretionary trade by the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares required to be sold by the Reporting Person to cover tax withholding and remittance obligations in connection with the vesting of previously reported PSUs. Such sales were made pursuant to automatic sell-to-cover arrangements pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934 as prescribed by the Issuer and does not represent a discretionary trade by the Reporting Person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 04, 2021 Filed Feb 4, 2021 23:11 UTC | MICROVISION, INC. MVIS · Entity 1053 | Tax withholdingCommon Stock | 36,760 | $9.08 | $333,784.48 |
DisclosureSEC source: 0001593968-21-000351 · primary_01.xml · nonDerivative · entry 1 Westgor David J · CIK 0001592119 · VP,Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,226 F1 · security: Represents shares required to be sold by the Reporting Person to cover tax withholding and remittance obligations in connection with the vesting of previously reported PSUs. Such sales were made pursuant to automatic sell-to-cover arrangements pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934 as prescribed by the Issuer and does not represent a discretionary trade by the Reporting Person. Read SEC document |
| June 05, 2020 Filed Jun 8, 2020 23:12 UTC | MICROVISION, INC. MVIS · Entity 1053 | Tax withholdingCommon Stock | 5,412 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-20-001429 · primary_01.xml · nonDerivative · entry 1 Westgor David J · CIK 0001592119 · VP,Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,986 F1 · shares: Represents shares withheld to cover withholding taxes in connection with the vesting of restricted stock units. Read SEC document |
| June 05, 2019 Filed Jun 6, 2019 22:51 UTC | MICROVISION, INC. MVIS · Entity 1053 | Tax withholdingCommon Stock | 6,589 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-19-001326 · primary_01.xml · nonDerivative · entry 1 Westgor David J · CIK 0001592119 · VP,Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,398 F1 · shares: Represents shares sold to cover withholding taxes in connection with the vesting of restricted stock units pursuant to a Rule 10b5-1 sales instruction. Read SEC document |
| May 22, 2019 Filed May 23, 2019 22:38 UTC | MICROVISION, INC. MVIS · Entity 1053 | GrantOption (right to buy) · Derivative | 150,000 | $0.00 Strike: $0.73 | $0.00 |
DisclosureSEC source: 0001593968-19-001188 · primary_01.xml · derivative · entry 2 Westgor David J · CIK 0001592119 · VP,Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: MicroVision Common Stock · 150,000 shares Expires 2029-05-22 F2 · derivative.exercise_date: The reporting person vests ownership in this stock option as follows - one-third (1/3) upon each annual anniversary of the date of grant, subject to the terms of the 2013 Stock Incentive Plan, as amended. Read SEC document |
| May 22, 2019 Filed May 23, 2019 22:38 UTC | MICROVISION, INC. MVIS · Entity 1053 | Grant60000 | 60,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001593968-19-001188 · primary_01.xml · nonDerivative · entry 1 Westgor David J · CIK 0001592119 · VP,Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,987 F1 · security: Performance Stock Units listed above have performance vesting criteria that would require the Company's stock price to appreciate by more than 100% of the stock price on the grant date before they become earned. Earned PSUs are eligible to vest as to one-third (1/3) of the PSUs subject to the Award on the each of the first three (3) anniversaries of May 22, 2019, subject to the recipient's employment on the above vesting dates. PSUs that become earned prior to a vesting date that would have vested on any earlier vesting date would become immediately vested. F1 · price: Performance Stock Units listed above have performance vesting criteria that would require the Company's stock price to appreciate by more than 100% of the stock price on the grant date before they become earned. Earned PSUs are eligible to vest as to one-third (1/3) of the PSUs subject to the Award on the each of the first three (3) anniversaries of May 22, 2019, subject to the recipient's employment on the above vesting dates. PSUs that become earned prior to a vesting date that would have vested on any earlier vesting date would become immediately vested. Read SEC document |
| September 30, 2018 Filed Oct 2, 2018 21:13 UTC | MICROVISION, INC. MVIS · Entity 1053 | GrantCommon Stock | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001593968-18-001294 · primary_01.xml · nonDerivative · entry 1 Westgor David J · CIK 0001592119 · VP,Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,987 F1 · security: Two thirds of the above shares are Performance Stock Units that have performance vesting criteria that would require the Company stock price to appreciate by more than 100% of the stock price on the grant date before they become earned. Earned PSUs are eligible to vest as to one-third (1/3) of the PSUs subject to the Award on the each of the first three (3) anniversaries of June 5, 2018, subject to the employment of the recipient on the above vesting dates. PSUs that become earned prior to a vesting date that would have vested on any earlier vesting date would become immediately vested. One third of the above shares are Restricted Stock Units. The reporting person vests ownership in (1/3) of the RSUs subject to the Award on the each of the first three (3) anniversaries of June 5, 2018 subject to the employment of the recipient on the above vesting dates. F1 · price: Two thirds of the above shares are Performance Stock Units that have performance vesting criteria that would require the Company stock price to appreciate by more than 100% of the stock price on the grant date before they become earned. Earned PSUs are eligible to vest as to one-third (1/3) of the PSUs subject to the Award on the each of the first three (3) anniversaries of June 5, 2018, subject to the employment of the recipient on the above vesting dates. PSUs that become earned prior to a vesting date that would have vested on any earlier vesting date would become immediately vested. One third of the above shares are Restricted Stock Units. The reporting person vests ownership in (1/3) of the RSUs subject to the Award on the each of the first three (3) anniversaries of June 5, 2018 subject to the employment of the recipient on the above vesting dates. Read SEC document |
| February 08, 2017 Filed Feb 9, 2017 22:25 UTC | MICROVISION, INC. MVIS · Entity 1053 | GrantOption (right to buy) · Derivative | 65,000 | $0.00 Strike: $1.67 | $0.00 |
DisclosureSEC source: 0001593968-17-000250 · primary_01.xml · derivative · entry 1 Westgor David J · CIK 0001592119 · VP,Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 Underlying: MicroVision Common Stock · 65,000 shares Expires 2027-02-08 F1 · derivative.exercise_date: The reporting person vests ownership in this stock option as follows: 25% upon each annual anniversary of the date of grant, subject to the terms of the 2013 Stock Option Plan, as amended. Read SEC document |
| December 14, 2016 Filed Dec 14, 2016 21:45 UTC | MICROVISION, INC. MVIS · Entity 1053 | PurchaseCommon Stock | 4,672 | $1.07 | $4,999.04 |
DisclosureSEC source: 0001593968-16-001322 · primary_01.xml · nonDerivative · entry 1 Westgor David J · CIK 0001592119 · VP,Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,987 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.