Sharma Sumit

SEC source: 0001641172-25-021141 · ownership.xml · nonDerivative · entry 3

Sharma Sumit · CIK 0001709206 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,302,740

F2 · security: Represents a withholding tax-related nondiscretionary sell-to-cover transaction completed by the Issuer in accordance with the terms of the award agreement.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold by the Issuer in multiple transactions at prices ranging from $1.2801 to $1.37, inclusive.

SEC source: 0001641172-25-021141 · ownership.xml · derivative · entry 6

Sharma Sumit · CIK 0001709206 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 371,250 shares

Expires 2025-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: At vesting, converts into shares of common stock on a unit-for-share basis.

F7 · derivative.exercise_date: On July 27, 2024, the Issuer's Compensation Committee approved a grant of RSUs, which are scheduled to vest as to 33% on each annual anniversary of the grant date until fully vested on July 27, 2027, subject to the Reporting Person's continued employment with the Issuer on each vesting date.

SEC source: 0001641172-25-021141 · ownership.xml · derivative · entry 5

Sharma Sumit · CIK 0001709206 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 375,000 shares

Expires 2025-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: At vesting, converts into shares of common stock on a unit-for-share basis.

F5 · derivative.exercise_date: RSUs vested on July 24, 2025, on the one-year anniversary of grant, upon determination by the Issuer's Compensation Committee of the level of achievement of performance objectives pursuant to the 2024 Executive Bonus Plan.

SEC source: 0001641172-25-021141 · ownership.xml · derivative · entry 4

Sharma Sumit · CIK 0001709206 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 375,000

Underlying: Common stock · 375,000 shares

Expires 2025-07-24

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of MicroVision common stock.

F5 · derivative.exercise_date: RSUs vested on July 24, 2025, on the one-year anniversary of grant, upon determination by the Issuer's Compensation Committee of the level of achievement of performance objectives pursuant to the 2024 Executive Bonus Plan.

SEC source: 0001641172-25-021141 · ownership.xml · nonDerivative · entry 2

Sharma Sumit · CIK 0001709206 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,644,671

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Vested restricted stock units, or RSUs, were distributed to the Reporting Person, without payment, in shares of common stock on a unit-for-share basis.

SEC source: 0001641172-25-021141 · ownership.xml · nonDerivative · entry 1

Sharma Sumit · CIK 0001709206 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,273,421

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Vested restricted stock units, or RSUs, were distributed to the Reporting Person, without payment, in shares of common stock on a unit-for-share basis.

SEC source: 0001641172-25-014179 · ownership.xml · derivative · entry 1

Sharma Sumit · CIK 0001709206 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 1,125,000 shares

Expires 2028-06-06

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of MicroVision common stock.

F2 · derivative.exercise_date: On June 6, 2025, the Issuer's Board of Directors approved a grant of RSUs, which are scheduled to vest as to 33% on each annual anniversary of the grant date until fully vested on June 6, 2028, subject to the Reporting Person's continued employment with the Issuer on each vesting date.

SEC source: 0001493152-24-029088 · ownership.xml · derivative · entry 1

Sharma Sumit · CIK 0001709206 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,125,000

Underlying: Common Stock · 1,125,000 shares

Expires 2027-07-24

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MicroVision common stock.

F2 · derivative.exercise_date: On July 24, 2024, the Issuer's Board of Directors approved a grant of restricted stock units, or RSUs, which are scheduled to vest as to 33% on each annual anniversary of the grant date, until fully vested on July 24, 2027, subject to the Reporting Person's continued employment with the Issuer on each vesting date.

F2 · derivative.expiration_date: On July 24, 2024, the Issuer's Board of Directors approved a grant of restricted stock units, or RSUs, which are scheduled to vest as to 33% on each annual anniversary of the grant date, until fully vested on July 24, 2027, subject to the Reporting Person's continued employment with the Issuer on each vesting date.

SEC source: 0001493152-24-014245 · ownership.xml · nonDerivative · entry 2

Sharma Sumit · CIK 0001709206 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 898,421

F2 · security: Represents a nondiscretionary sell-to-cover transaction completed by the Issuer in accordance with the terms of the award agreement and the Reporting Person's previously entered into irrevocable tax withholding election.

SEC source: 0001493152-24-014245 · ownership.xml · nonDerivative · entry 1

Sharma Sumit · CIK 0001709206 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,023,984

F1 · security: Pursuant to employment agreement dated April 8, 2021, 300,000 shares were issued upon the automatic grant of fully vested RSUs in accordance with the terms of the agreement with no discretion exercised by the Reporting Person. As disclosed in the Form 8-K filed on April 8, 2024, the term of the employment agreement was extended until the new employment agreement currently being negotiated is executed by the parties.

F3 · balance_after: Due to an administrative error, Column 5 of the Reporting Person's Form 4 ownership reports filed on March 15, 2023, April 11, 2023 and November 14, 2023, each incorrectly stated the Reporting Person's resulting beneficial ownership. The reported beneficial ownership amounts did not reflect the Reporting Person's transfer, made prior to the filing of the March 15, 2023 Form 4, of 352,362 shares pursuant to a domestic relations order. As previously disclosed in the Issuer's Proxy Statement filed April 5, 2023, the Reporting Person no longer reports as beneficially owned any securities owned by his former spouse. Pursuant to the same order, the Reporting Person also transferred stock options for a total of 187,500 shares. As corrected, Column 5, of the Form 4s filed on March 15, 2023, April 11, 2023 and November 14, 2023 should have reported 489,342 shares, 789,342 shares and 713,831 shares (in the two rows of Table I), and 723,984 shares, respectively.

SEC source: 0001493152-23-041302 · ownership.xml · nonDerivative · entry 1

Sharma Sumit · CIK 0001709206 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 851,857

F1 · security: Pursuant to a Subscription Agreement executed on November 13, 2023 between MicroVision, Inc. ("MicroVision") and the reporting person, the reporting person acquired 10,153 shares of MicroVision's common stock directly from MicroVision at a purchase price of $1.97 per share, the closing price of MicroVision's common stock on November 13, 2023.

F2 · kind: The purchase is intended to be an exempt transaction pursuant to Rule 16b-3.

SEC source: 0001209191-23-024059 · doc4.xml · nonDerivative · entry 2

Sharma Sumit · CIK 0001709206 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 966,193

F2 · security: Represents a nondiscretionary sell-to-cover transaction completed by the Issuer in accordance with the terms of the award agreement.

SEC source: 0001209191-23-024059 · doc4.xml · nonDerivative · entry 1

Sharma Sumit · CIK 0001709206 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,041,704

F1 · security: Pursuant to employment agreement dated April 8, 2021, 300,000 shares were issued upon the automatic grant of fully vested RSUs in accordance with the terms of the agreement with no discretion exercised by the Reporting Person.

SEC source: 0001209191-23-018789 · doc4.xml · nonDerivative · entry 1

Sharma Sumit · CIK 0001709206 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 841,704

F1 · security: Pursuant to a Subscription Agreement executed between the parties, Mr. Sharma acquired 100,000 shares of MicroVision common stock directly from the issuer at a purchase price of $2.14 per share, the closing price of MicroVision common stock on March 13, 2023.

F2 · kind: The purchase is intended to be an exempt transaction pursuant to Rule 16b-3 as the transaction was approved in advance by a committee of two or more non-employee directors and the shares acquired are subject to a six-month holding period.

SEC source: 0001209191-22-036644 · doc4.xml · derivative · entry 1

Sharma Sumit · CIK 0001709206 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,800,000

Underlying: Common Stock · 2,800,000 shares

Expires 2027-12-31

F1 · derivative.exercise_price: At vesting, converts into shares of common stock on a unit-for-share basis.

F2 · date: Following approval by shareholders on June 1, 2022 of the MicroVision, Inc. 2022 Equity Incentive Plan, on June 13, 2022 the reporting person was granted a performance-based restricted stock unit award covering 2,800,000 shares of common stock (the "PRSU Award").

F3 · derivative.exercise_date: Upon achievement of each of four stock-price-based performance objectives, a portion of the PRSU Award is scheduled to vest in eight equal quarterly installments.

SEC source: 0000899243-22-019394 · doc4.xml · nonDerivative · entry 1

Sharma Sumit · CIK 0001709206 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 741,704

F1 · security: Represents shares required to be sold by Reporting Person to cover tax withholding and remittance obligations in connection with the vesting of previously reported PSUs. Such sales were made pursuant to automatic sell-to-cover arrangements under Rule 10b5-1 of the Securities Exchange Act of 1934 as prescribed by the Issuer and does not represent a discretionary trade by Reporting Person.

SEC source: 0000899243-22-014629 · doc4.xml · nonDerivative · entry 2

Sharma Sumit · CIK 0001709206 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 752,398

F2 · security: Represents a nondiscretionary sell-to-cover transaction completed by the Issuer in accordance with the terms of the award agreement.

SEC source: 0000899243-22-014629 · doc4.xml · nonDerivative · entry 1

Sharma Sumit · CIK 0001709206 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 838,629

F1 · security: Pursuant to employment agreement dated April 8, 2021, 300,000 shares were issued upon the automatic grant of fully vested RSUs in accordance with the terms of the agreement with no discretion exercised by the Reporting Person.

SEC source: 0001593968-21-001593 · primary_01.xml · nonDerivative · entry 1

Sharma Sumit · CIK 0001709206 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 538,629

F1 · security: Represents shares required to be sold by the Reporting Person to cover tax withholding and remittance obligations in connection with the vesting of previously reported RSUs and PSUs. Such sales were made pursuant to automatic sell-to-cover arrangements pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934 as prescribed by the Issuer and does not represent a discretionary trade by the Reporting Person.

SEC source: 0001593968-21-001452 · primary_01.xml · nonDerivative · entry 1

Sharma Sumit · CIK 0001709206 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566,156

F1 · security: Represents shares required to be sold by the Reporting Person to cover tax withholding and remittance obligations in connection with the vesting of previously reported PSUs. Such sales were made pursuant to automatic sell-to-cover arrangements pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934 as prescribed by the Issuer and does not represent a discretionary trade by the Reporting Person.

SEC source: 0001593968-21-001260 · primary_01.xml · nonDerivative · entry 2

Sharma Sumit · CIK 0001709206 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 575,434

F2 · price: Sale price reflects weighted average of shares sold to cover taxes.

SEC source: 0001593968-21-001260 · primary_01.xml · nonDerivative · entry 1

Sharma Sumit · CIK 0001709206 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 691,300

F1 · security: Shares granted in connection with previously announced employment agreement for this reporting person. The grant includes automatic sell-to-cover arrangements pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as prescribed by the Issuer, requiring shares to be sold by the Reporting Person at vesting to cover taxes and does not represent a discretionary trade by the Reporting Person.

SEC source: 0001593968-21-000350 · primary_01.xml · nonDerivative · entry 1

Sharma Sumit · CIK 0001709206 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 391,300

F1 · security: Represents shares required to be sold by the Reporting Person to cover tax withholding and remittance obligations in connection with the vesting of previously reported PSUs. Such sales were made pursuant to automatic sell-to-cover arrangements pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934 as prescribed by the Issuer and does not represent a discretionary trade by the Reporting Person.

SEC source: 0001593968-20-001428 · primary_01.xml · nonDerivative · entry 1

Sharma Sumit · CIK 0001709206 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433,388

F1 · shares: Represents shares withheld to cover withholding taxes in connection with the vesting of restricted stock units.

SEC source: 0001593968-19-002314 · primary_01.xml · nonDerivative · entry 2

Sharma Sumit · CIK 0001709206 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,301

F2 · shares: Represents shares withheld to cover withholding taxes in connection with the vesting of restricted stock units.

SEC source: 0001593968-19-002314 · primary_01.xml · nonDerivative · entry 1

Sharma Sumit · CIK 0001709206 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 487,847

F1 · security: This stock grant was issued in lieu of cash for payment of short term incentive bonus earned in 2018.

SEC source: 0001593968-19-001327 · primary_01.xml · nonDerivative · entry 1

Sharma Sumit · CIK 0001709206 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,589

F1 · shares: Represents shares sold to cover withholding taxes in connection with the vesting of restricted stock units pursuant to a Rule 10b5-1 sales instruction.

SEC source: 0001593968-19-001186 · primary_01.xml · derivative · entry 2

Sharma Sumit · CIK 0001709206 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,000

Underlying: MicroVision Common Stock · 175,000 shares

Expires 2029-05-22

F2 · derivative.exercise_date: The reporting person vests ownership in this stock option as follows - one-third (1/3) upon each annual anniversary of the date of grant, subject to the terms of the 2013 Stock Incentive Plan, as amended.

SEC source: 0001593968-19-001186 · primary_01.xml · nonDerivative · entry 1

Sharma Sumit · CIK 0001709206 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

F1 · security: Performance Stock Units listed above have performance vesting criteria that would require the Company's stock price to appreciate by more than 100% of the stock price on the grant date before they become earned. Earned PSUs are eligible to vest as to one-third (1/3) of the PSUs subject to the Award on the each of the first three (3) anniversaries of May 22, 2019, subject to the recipient's employment on the above vesting dates. PSUs that become earned prior to a vesting date that would have vested on any earlier vesting date would become immediately vested.

F1 · price: Performance Stock Units listed above have performance vesting criteria that would require the Company's stock price to appreciate by more than 100% of the stock price on the grant date before they become earned. Earned PSUs are eligible to vest as to one-third (1/3) of the PSUs subject to the Award on the each of the first three (3) anniversaries of May 22, 2019, subject to the recipient's employment on the above vesting dates. PSUs that become earned prior to a vesting date that would have vested on any earlier vesting date would become immediately vested.

SEC source: 0001593968-18-001292 · primary_01.xml · nonDerivative · entry 1

Sharma Sumit · CIK 0001709206 · VP, Engineering&Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

F1 · security: Two thirds of the above shares are Performance Stock Units that have performance vesting criteria that would require the Company stock price to appreciate by more than 100% of the stock price on the grant date before they become earned. Earned PSUs are eligible to vest as to one-third (1/3) of the PSUs subject to the Award on the each of the first three (3) anniversaries of June 5, 2018, subject to the employment of the recipient on the above vesting dates. PSUs that become earned prior to a vesting date that would have vested on any earlier vesting date would become immediately vested. One third of the above shares are Restricted Stock Units. The reporting person vests ownership in (1/3) of the RSUs subject to the Award on the each of the first three (3) anniversaries of June 5, 2018 subject to the employment of the recipient on the above vesting dates.

F1 · price: Two thirds of the above shares are Performance Stock Units that have performance vesting criteria that would require the Company stock price to appreciate by more than 100% of the stock price on the grant date before they become earned. Earned PSUs are eligible to vest as to one-third (1/3) of the PSUs subject to the Award on the each of the first three (3) anniversaries of June 5, 2018, subject to the employment of the recipient on the above vesting dates. PSUs that become earned prior to a vesting date that would have vested on any earlier vesting date would become immediately vested. One third of the above shares are Restricted Stock Units. The reporting person vests ownership in (1/3) of the RSUs subject to the Award on the each of the first three (3) anniversaries of June 5, 2018 subject to the employment of the recipient on the above vesting dates.