Last 12 months
Inside the activity.
7 purchase rows · 5 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 6 | 0 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2016 Filed Jan 4, 2017 15:10 UTC |
Miller Dwight ADirector
|
GrantCommon Share Equivalents · Derivative | 51.1567 | $36.18 | $1,850.85 |
DisclosureSEC source: 0001593968-17-000040 · primary_01.xml · derivative · entry 4 Miller Dwight A · CIK 0001671611 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,405.0427 Underlying: Common Stock · 51.1567 shares Expires not disclosed F4 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director. Includes subtraction of 4.1066 shares that were overstated in last Form 4 filed for the reporting person. F2 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F2 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 15:10 UTC |
Miller Dwight ADirector
|
GrantCommon Share Equivalents · Derivative | 48.3693 | $36.18 | $1,750.00 |
DisclosureSEC source: 0001593968-17-000040 · primary_01.xml · derivative · entry 3 Miller Dwight A · CIK 0001671611 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,353.886 Underlying: Common Stock · 48.3693 shares Expires not disclosed F3 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP through the 25% Issuer matching contribution for the director fees paid to the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Common share equivalents received for the Issuer matching contribution vest in four equal annual portions beginning on the first anniversary of the grant date, and unvested matching contributions are forfeited at the time service as a director terminates. F2 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F2 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 15:10 UTC |
Miller Dwight ADirector
|
GrantCommon Share Equivalents · Derivative | 193.4771 | $36.18 | $7,000.00 |
DisclosureSEC source: 0001593968-17-000040 · primary_01.xml · derivative · entry 2 Miller Dwight A · CIK 0001671611 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,305.5167 Underlying: Common Stock · 193.4771 shares Expires not disclosed F1 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person under the Directors Deferred Compensation Plan (DDCP) of the Issuer with respect to directors fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees are fully vested on the transaction date listed above. F2 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F2 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 20:12 UTC |
Schultz Robert F.Director
|
GrantCommon Share Equivalent · Derivative | 217.4381 | $36.18 | $7,866.91 |
DisclosureSEC source: 0001593968-17-000042 · primary_01.xml · derivative · entry 8 Schultz Robert F. · CIK 0001526325 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,993.1626 Underlying: Common Stock · 217.4381 shares Expires not disclosed F6 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director. Includes subtraction of 17.7787 shares that were overstated in last Form 4 filed for the reporting person. F4 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F4 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 20:12 UTC |
Schultz Robert F.Director
|
GrantCommon Share Equivalent · Derivative | 95.8748 | $36.18 | $3,468.75 |
DisclosureSEC source: 0001593968-17-000042 · primary_01.xml · derivative · entry 7 Schultz Robert F. · CIK 0001526325 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,775.7245 Underlying: Common Stock · 95.8748 shares Expires not disclosed F5 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP through the 25% Issuer matching contribution for the director fees paid to the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Common share equivalents received for the Issuer matching contribution vest in four equal annual portions beginning on the first anniversary of the grant date, and unvested matching contributions are forfeited at the time service as a director terminates. F4 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F4 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 20:12 UTC |
Schultz Robert F.Director
|
GrantCommon Share Equivalent · Derivative | 383.4992 | $36.18 | $13,875.00 |
DisclosureSEC source: 0001593968-17-000042 · primary_01.xml · derivative · entry 6 Schultz Robert F. · CIK 0001526325 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,679.8497 Underlying: Common Stock · 383.4992 shares Expires not disclosed F3 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person under the Directors Deferred Compensation Plan (DDCP) of the Issuer with respect to directors fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees are fully vested on the transaction date listed above. F4 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F4 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 20:06 UTC |
Golden Deborah ADirector
|
GrantCommon Share Equivalents · Derivative | 5.8617 | $36.18 | $212.08 |
DisclosureSEC source: 0001593968-17-000038 · primary_01.xml · derivative · entry 3 Golden Deborah A · CIK 0001349480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,388.9363 Underlying: Common Stock · 5.8617 shares Expires not disclosed F4 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director. Includes subtraction of .4156 shares that were overstated in last Form 4 filed for the reporting person. F2 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F2 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 20:06 UTC |
Golden Deborah ADirector
|
GrantCommon Share Equivalents · Derivative | 24.1846 | $36.18 | $875.00 |
DisclosureSEC source: 0001593968-17-000038 · primary_01.xml · derivative · entry 2 Golden Deborah A · CIK 0001349480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,383.0746 Underlying: Common Stock · 24.1846 shares Expires not disclosed F3 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP through the 25% Issuer matching contribution for the director fees paid to the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Common share equivalents received for the Issuer matching contribution vest in four equal annual portions beginning on the first anniversary of the grant date, and unvested matching contributions are forfeited at the time service as a director terminates. F2 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F2 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 20:06 UTC |
Golden Deborah ADirector
|
GrantCommon Share Equivalents · Derivative | 96.7385 | $36.18 | $3,500.00 |
DisclosureSEC source: 0001593968-17-000038 · primary_01.xml · derivative · entry 1 Golden Deborah A · CIK 0001349480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,358.89 Underlying: Common Stock · 96.7385 shares Expires not disclosed F1 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person under the Directors Deferred Compensation Plan (DDCP) of the Issuer with respect to directors fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees are fully vested on the transaction date listed above. F2 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F2 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 20:05 UTC |
Mefford Jeffrey S.EVP-Banking
|
GrantCommon Stock | 16.608 | $36.18 | $600.88 |
DisclosureSEC source: 0001593968-17-000037 · primary_01.xml · nonDerivative · entry 1 Mefford Jeffrey S. · CIK 0001526238 · EVP-Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,398.403 F1 · price: Represents shares acquired by the reporting person in the ESPP pursuant to the reinvestment of dividends received during the quarter on shares held in the ESPP by the reporting person at the time such dividend was paid based upon the closing price of the underlying shares on the last day of the quarter. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 20:00 UTC | GrantCommon Stock | 81.979 | $36.18 | $2,966.00 |
DisclosureSEC source: 0001593968-17-000034 · primary_01.xml · nonDerivative · entry 1 Ludwig Jeffrey G. · CIK 0001526235 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,295.816 F1 · price: Represents shares acquired by the reporting person in the ESPP pursuant to the reinvestment of dividends received during the quarter on shares held in the ESPP by the reporting person at the time such dividend was paid based upon the closing price of the underlying shares on the last day of the quarter. Read SEC document |
|
| December 31, 2016 Filed Jan 4, 2017 19:55 UTC |
Schultz John MDirector
|
GrantCommon Share Equivalent · Derivative | 237.3524 | $36.18 | $8,587.41 |
DisclosureSEC source: 0001593968-17-000032 · primary_01.xml · derivative · entry 7 Schultz John M · CIK 0001526231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,369.013 Underlying: Common Stock · 237.3524 shares Expires not disclosed F6 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director. Includes subtraction of 19.4201 shares that were overstated in last Form 4 filed for the reporting person. F4 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F4 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 19:55 UTC |
Schultz John MDirector
|
GrantCommon Share Equivalent · Derivative | 100.1935 | $36.18 | $3,625.00 |
DisclosureSEC source: 0001593968-17-000032 · primary_01.xml · derivative · entry 6 Schultz John M · CIK 0001526231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,131.6606 Underlying: Common Stock · 100.1935 shares Expires not disclosed F5 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person in the DDCP through the 25% Issuer matching contribution for the director fees paid to the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Common share equivalents received for the Issuer matching contribution vest in four equal annual portions beginning on the first anniversary of the grant date, and unvested matching contributions are forfeited at the time service as a director terminates. F4 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F4 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 19:55 UTC |
Schultz John MDirector
|
GrantCommon Share Equivalent · Derivative | 400.7739 | $36.18 | $14,500.00 |
DisclosureSEC source: 0001593968-17-000032 · primary_01.xml · derivative · entry 5 Schultz John M · CIK 0001526231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,031.4671 Underlying: Common Stock · 400.7739 shares Expires not disclosed F3 · derivative.exercise_price: Represents common share equivalents acquired by the reporting person under the Directors Deferred Compensation Plan (DDCP) of the Issuer with respect to directors fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees are fully vested on the transaction date listed above. F4 · derivative.exercise_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. F4 · derivative.expiration_date: Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 19:59 UTC |
Brunoehler Jeffrey A.SVP Credit - CCO
|
GrantCommon Stock | 42.643 | $36.18 | $1,542.82 |
DisclosureSEC source: 0001593968-17-000033 · primary_01.xml · nonDerivative · entry 2 Brunoehler Jeffrey A. · CIK 0001526237 · SVP Credit - CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,330.464 F2 · price: Represents shares acquired by the reporting person in the ESPP pursuant to the reinvestment of dividends received during the quarter on shares held in the ESPP by the reporting person at the time such dividend was paid based upon the closing price of the underlying shares on the last day of the quarter. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 19:59 UTC |
Brunoehler Jeffrey A.SVP Credit - CCO
|
GrantCommon Stock | 231.698 | $22.81 | $5,285.03 |
DisclosureSEC source: 0001593968-17-000033 · primary_01.xml · nonDerivative · entry 1 Brunoehler Jeffrey A. · CIK 0001526237 · SVP Credit - CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,287.821 F1 · price: Represents shares acquired by the reporting person through contributions to the Employee Stock Purchase Plan of the Issuer (ESPP) for the calendar quarter. Pursuant to the ESPP, the price used for each quarterly purchase is the lower of 90% of the fair market of the Issuers shares on the first day of the calendar quarter or the closing price of the shares on the last day of the quarter. Read SEC document |
| December 20, 2016 Filed Dec 21, 2016 11:47 UTC |
Stewart James RandallChief Risk Officer
|
SaleCommon Sock | 248 | $34.98 | $8,675.04 |
DisclosureSEC source: 0001593968-16-001356 · primary_01.xml · nonDerivative · entry 8 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,464 Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 11:47 UTC |
Stewart James RandallChief Risk Officer
|
Exercise / conversionOption (right to buy) · Derivative | 10,000 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001593968-16-001356 · primary_01.xml · derivative · entry 13 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2022-09-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 09/05/2012 date of grant. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 11:47 UTC |
Stewart James RandallChief Risk Officer
|
Exercise / conversionOption (right to buy) · Derivative | 2,697 | $0.00 Strike: $21.00 | $0.00 |
DisclosureSEC source: 0001593968-16-001356 · primary_01.xml · derivative · entry 12 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,697 Underlying: Common Stock · 2,697 shares Expires 2024-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 12/02/2014 date of grant. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 11:47 UTC |
Stewart James RandallChief Risk Officer
|
Exercise / conversionOption (right to buy) · Derivative | 3,092 | $0.00 Strike: $16.59 | $0.00 |
DisclosureSEC source: 0001593968-16-001356 · primary_01.xml · derivative · entry 11 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,031 Underlying: Common Stock · 3,092 shares Expires 2023-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 12/10/2013 date of grant. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 11:47 UTC |
Stewart James RandallChief Risk Officer
|
Exercise / conversionOption (right to buy) · Derivative | 1,594 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001593968-16-001356 · primary_01.xml · derivative · entry 10 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,594 shares Expires 2022-12-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 12/13/2012 date of grant. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 11:47 UTC |
Stewart James RandallChief Risk Officer
|
Exercise / conversionOption (right to buy) · Derivative | 2,253 | $0.00 Strike: $23.00 | $0.00 |
DisclosureSEC source: 0001593968-16-001356 · primary_01.xml · derivative · entry 9 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,759 Underlying: Common Stock · 2,253 shares Expires 2025-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 11/03/2015 date of grant. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 11:47 UTC |
Stewart James RandallChief Risk Officer
|
SaleCommon Sock | 5,720 | $33.94 | $194,152.82 |
DisclosureSEC source: 0001593968-16-001356 · primary_01.xml · nonDerivative · entry 7 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,712 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.69 - $34.28 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 1 to this form. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 11:47 UTC |
Stewart James RandallChief Risk Officer
|
SaleCommon Sock | 14,899 | $32.90 | $490,168.16 |
DisclosureSEC source: 0001593968-16-001356 · primary_01.xml · nonDerivative · entry 6 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,432 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.65 - $33.55 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 1 to this form. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 11:47 UTC |
Stewart James RandallChief Risk Officer
|
Exercise / conversionCommon Sock | 10,000 | $16.00 | $160,000.00 |
DisclosureSEC source: 0001593968-16-001356 · primary_01.xml · nonDerivative · entry 5 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 11:47 UTC |
Stewart James RandallChief Risk Officer
|
Exercise / conversionCommon Sock | 2,697 | $21.00 | $56,637.00 |
DisclosureSEC source: 0001593968-16-001356 · primary_01.xml · nonDerivative · entry 4 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 11:47 UTC |
Stewart James RandallChief Risk Officer
|
Exercise / conversionCommon Sock | 3,092 | $16.59 | $51,296.28 |
DisclosureSEC source: 0001593968-16-001356 · primary_01.xml · nonDerivative · entry 3 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,634 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 11:47 UTC |
Stewart James RandallChief Risk Officer
|
Exercise / conversionCommon Sock | 1,594 | $16.00 | $25,504.00 |
DisclosureSEC source: 0001593968-16-001356 · primary_01.xml · nonDerivative · entry 2 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,542 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 11:47 UTC |
Stewart James RandallChief Risk Officer
|
Exercise / conversionCommon Sock | 2,253 | $23.00 | $51,819.00 |
DisclosureSEC source: 0001593968-16-001356 · primary_01.xml · nonDerivative · entry 1 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,948 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 14, 2016 Filed Dec 14, 2016 21:48 UTC |
Schaubert Sharon A.SVP Banking Services
|
GiftCommon Stock | 248 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-16-001324 · primary_01.xml · nonDerivative · entry 2 Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,062 Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 16:24 UTC |
HOLSCHBACH LEON JDirector · CEO
|
Tax withholdingCommon Stock | 365 | $33.47 | $12,216.55 |
DisclosureSEC source: 0001593968-16-001311 · primary_01.xml · nonDerivative · entry 1 HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,774 F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 16:35 UTC |
Shaw Thomas DDirector
|
PurchaseCommon Stock | 2,900 | $33.44 | $96,976.00 |
DisclosureSEC source: 0001593968-16-001317 · primary_01.xml · nonDerivative · entry 2 Shaw Thomas D · CIK 0001672607 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Thomas D Shaw IRA Disclosed balance after: 2,900 Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 16:35 UTC |
Shaw Thomas DDirector
|
PurchaseCommon Stock | 1,525 | $33.44 | $50,996.00 |
DisclosureSEC source: 0001593968-16-001317 · primary_01.xml · nonDerivative · entry 1 Shaw Thomas D · CIK 0001672607 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Tamsin J Shaw IRA Disclosed balance after: 1,525 F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 16:25 UTC |
Stewart James RandallChief Risk Officer
|
Tax withholdingCommon Sock | 42 | $33.47 | $1,405.74 |
DisclosureSEC source: 0001593968-16-001312 · primary_01.xml · nonDerivative · entry 1 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,695 Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 21:48 UTC |
Schaubert Sharon A.SVP Banking Services
|
Tax withholdingCommon Stock | 103 | $33.47 | $3,447.41 |
DisclosureSEC source: 0001593968-16-001324 · primary_01.xml · nonDerivative · entry 1 Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,310 Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 21:30 UTC | Tax withholdingCommon Stock | 210 | $33.47 | $7,028.70 |
DisclosureSEC source: 0001593968-16-001315 · primary_01.xml · nonDerivative · entry 1 Ludwig Jeffrey G. · CIK 0001526235 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,213.837 Read SEC document |
|
| December 13, 2016 Filed Dec 14, 2016 21:27 UTC |
Mefford Jeffrey S.EVP-Banking
|
Tax withholdingCommon Stock | 143 | $33.47 | $4,786.21 |
DisclosureSEC source: 0001593968-16-001314 · primary_01.xml · nonDerivative · entry 1 Mefford Jeffrey S. · CIK 0001526238 · EVP-Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,381.795 Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 21:26 UTC |
Brunoehler Jeffrey A.SVP Credit - CCO
|
Tax withholdingCommon Stock | 124 | $33.47 | $4,150.28 |
DisclosureSEC source: 0001593968-16-001313 · primary_01.xml · nonDerivative · entry 1 Brunoehler Jeffrey A. · CIK 0001526237 · SVP Credit - CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,056.123 Read SEC document |
| December 10, 2016 Filed Dec 12, 2016 16:12 UTC |
HOLSCHBACH LEON JDirector · CEO
|
Tax withholdingCommon Stock | 422 | $32.17 | $13,575.74 |
DisclosureSEC source: 0001593968-16-001302 · primary_01.xml · nonDerivative · entry 1 HOLSCHBACH LEON J · CIK 0001169100 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,139 F1 · balance_after: Includes holdings through a self-directed IRA or revocable grantor trust Read SEC document |
| December 10, 2016 Filed Dec 12, 2016 16:16 UTC |
Stewart James RandallChief Risk Officer
|
Tax withholdingCommon Sock | 107 | $32.17 | $3,442.19 |
DisclosureSEC source: 0001593968-16-001304 · primary_01.xml · nonDerivative · entry 1 Stewart James Randall · CIK 0001672581 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,737 Read SEC document |
| December 10, 2016 Filed Dec 12, 2016 21:18 UTC |
Mefford Jeffrey S.EVP-Banking
|
Tax withholdingCommon Stock | 173 | $32.17 | $5,565.41 |
DisclosureSEC source: 0001593968-16-001306 · primary_01.xml · nonDerivative · entry 3 Mefford Jeffrey S. · CIK 0001526238 · EVP-Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,524.795 Read SEC document |
| December 10, 2016 Filed Dec 12, 2016 21:17 UTC | Tax withholdingCommon Stock | 246 | $32.17 | $7,913.82 |
DisclosureSEC source: 0001593968-16-001305 · primary_01.xml · nonDerivative · entry 1 Ludwig Jeffrey G. · CIK 0001526235 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,423.837 Read SEC document |
|
| December 10, 2016 Filed Dec 12, 2016 21:15 UTC |
Brunoehler Jeffrey A.SVP Credit - CCO
|
Tax withholdingCommon Stock | 134 | $32.17 | $4,310.78 |
DisclosureSEC source: 0001593968-16-001303 · primary_01.xml · nonDerivative · entry 1 Brunoehler Jeffrey A. · CIK 0001526237 · SVP Credit - CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,180.123 Read SEC document |
| December 10, 2016 Filed Dec 12, 2016 21:11 UTC |
Schaubert Sharon A.SVP Banking Services
|
Tax withholdingCommon Stock | 117 | $32.17 | $3,763.89 |
DisclosureSEC source: 0001593968-16-001301 · primary_01.xml · nonDerivative · entry 1 Schaubert Sharon A. · CIK 0001526239 · SVP Banking Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,413 Read SEC document |
| December 10, 2016 Filed Dec 12, 2016 21:07 UTC |
Tucker Douglas J.SVP Corporate Counsel
|
Tax withholdingCommon Stock | 154 | $32.17 | $4,954.18 |
DisclosureSEC source: 0001593968-16-001300 · primary_01.xml · nonDerivative · entry 1 Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,902 Read SEC document |
| December 09, 2016 Filed Dec 12, 2016 21:18 UTC |
Mefford Jeffrey S.EVP-Banking
|
Exercise / conversionOption (right to buy) · Derivative | 2,244 | $0.00 Strike: $11.75 | $0.00 |
DisclosureSEC source: 0001593968-16-001306 · primary_01.xml · derivative · entry 4 Mefford Jeffrey S. · CIK 0001526238 · EVP-Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,756 Underlying: Common Stock · 2,244 shares Expires 2019-06-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options vest in four equal annual installments beginning one year after the 06/22/2009 date of grant. Read SEC document |
| December 09, 2016 Filed Dec 12, 2016 21:18 UTC |
Mefford Jeffrey S.EVP-Banking
|
SaleCommon Stock | 4,500 | $32.13 | $144,606.60 |
DisclosureSEC source: 0001593968-16-001306 · primary_01.xml · nonDerivative · entry 2 Mefford Jeffrey S. · CIK 0001526238 · EVP-Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,697.795 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 - $32.53 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 1 to this form. Read SEC document |
| December 09, 2016 Filed Dec 12, 2016 21:18 UTC |
Mefford Jeffrey S.EVP-Banking
|
Exercise / conversionCommon Stock | 2,244 | $11.75 | $26,367.00 |
DisclosureSEC source: 0001593968-16-001306 · primary_01.xml · nonDerivative · entry 1 Mefford Jeffrey S. · CIK 0001526238 · EVP-Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,197.795 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2016 Filed Dec 8, 2016 17:58 UTC |
Tucker Douglas J.SVP Corporate Counsel
|
Exercise / conversionOption (right to buy) · Derivative | 5,000 | $0.00 Strike: $17.50 | $0.00 |
DisclosureSEC source: 0001593968-16-001287 · primary_01.xml · derivative · entry 3 Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 5,000 shares Expires 2020-10-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 10/15/2010 date of grant. Read SEC document |
| December 07, 2016 Filed Dec 8, 2016 17:58 UTC |
Tucker Douglas J.SVP Corporate Counsel
|
SaleCommon Stock | 5,000 | $35.17 | $175,844.50 |
DisclosureSEC source: 0001593968-16-001287 · primary_01.xml · nonDerivative · entry 2 Tucker Douglas J. · CIK 0001526236 · SVP Corporate Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,056 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 - $35.755 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 1 to this form. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.